UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000
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Check here if Amendment [ ]; Amendment Number:
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This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Van Wagoner Capital Management, Inc.
Address: 345 California Street
Suite 2450
San Francisco, CA 94104
Form 13F File Number: 28-6388
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Garrett R. Van Wagoner
Title: President
Phone: (415) 835-5000
Signature, Place, and Date of Signing:
/s/ Garrett R. Van Wagoner San Francisco, CA 8/8/00
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Garrett R. Van Wagoner Date
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
<PAGE>
<TABLE>
FORM 13F INFORMATION TABLE
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Market
Name of Issuer Title CUSIP Value Shares or Principal Investment Other Voting Authority
of Class Number (x $1,000) Amount Discretion Managers
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
<S> <C> <C> <C> <C> <C> <C> <C>
724 SOLUTIONS COMMON 81788Q100 2,481 56,550 SH SOLE 56,550
ABGENIX INC COMMON 00339B107 9,739 81,250 SH SOLE 81,250
ACLARA BIOSC COMMON 00461P106 4,370 85,800 SH SOLE 85,800
ACTUATE SFT COMMON 00508B102 2,936 55,000 SH SOLE 55,000
ADEPT TECH COMMON 006854103 1,636 35,000 SH SOLE 35,000
ADVNCD FIBRE COMMON 00754A105 13,129 289,750 SH SOLE 289,750
AETHER SYS COMMON 00808V105 10,517 51,300 SH SOLE 51,300
AFFYMETRIX INC COMMON 00826T108 3,356 20,325 SH SOLE 20,325
AGILE SOFTWRE COMMON 00846X105 21,613 305,750 SH SOLE 305,750
ALLAIRE COMMON 016714107 12,886 350,650 SH SOLE 350,650
ANAREN MICRO COMMON 032744104 18,481 140,825 SH SOLE 140,825
APPLIED MICRO COMMON 03822W109 26,386 267,200 SH SOLE 267,200
ARIBA INC COMMON 04033V104 187,015 1,907,400 SH SOLE 1,907,400
ART TECH GP COMMON 04289L107 30,024 297,450 SH SOLE 297,450
ASPECT MED COMMON 045235108 2,430 90,000 SH SOLE 90,000
ASYST TECH COMMON 04648X107 2,052 59,900 SH SOLE 59,900
AVANEX CORP COMMON 05348W109 16,483 172,600 SH SOLE 172,600
BINDVIEW DEV
020900 COMMON 090327107 516 42,965 SH SOLE 42,965
BOOKHAM TECH COMMON 09856Q108 8,707 146,950 SH SOLE 146,950
BRITESMILE COMMON 110415106 360 80,000 SH SOLE 80,000
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
BROADCOM COMMON 111320107 62,980 287,660 SH SOLE 287,660
BROADVISION COMMON 111412102 8,697 171,150 SH SOLE 171,150
BROCADE COMM COMMON 111621108 60,366 329,000 SH SOLE 329,000
C COR NET COMMON 125010108 11,532 427,100 SH SOLE 427,100
CALIPER TECH COMMON 130876105 12,517 272,100 SH SOLE 272,100
CARDIAC PATH COMMON 141408302 901 184,900 SH SOLE 184,900
CELERITEK INC COMMON 150926103 2,041 50,000 SH SOLE 50,000
CENTILLIUM COMM COMMON 152319109 8,622 124,950 SH SOLE 124,950
CENTRA SFTWRE COMMON 15234X103 570 60,000 SH SOLE 60,000
CEPHALON INC COMMON 156708109 11,080 185,050 SH SOLE 185,050
CERTICOM COMMON 156915100 19,412 283,450 SH SOLE 283,450
CHECKPOINT SFT COMMON M22465104 11,604 54,800 SH SOLE 54,800
CIENA CORP COMMON 171779101 25,653 153,900 SH SOLE 153,900
CISCO SYS INC COMMON 17275R102 9,595 150,950 SH SOLE 150,950
COBALT C 042899 COMMON 19074R101 58,657 1,013,513 SH SOLE 1,013,513
COBALT NET COMMON 19074R101 20,884 360,850 SH SOLE 360,850
COM21 INC COMMON 205937105 12,505 500,200 SH SOLE 500,200
COPPER MNTN COMMON 217510106 20,449 232,050 SH SOLE 232,050
COPPER MNTN D
100998 COMMON 217510106 24,561 278,712 SH SOLE 278,712
CORILLIAN CORP COMMON 218725109 7,594 456,800 SH SOLE 456,800
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
CURAGEN CORP COMMON 23126R101 7,803 205,000 SH SOLE 205,000
DIGITAL INSIGHT COMMON 25385P106 1,020 30,000 SH SOLE 30,000
DIGITAL MICRO COMMON 253859102 16,737 439,000 SH SOLE 439,000
DRIL-QUIP INC COMMON 262037104 1,636 35,000 SH SOLE 35,000
DYNATECH COMMON 268140100 2,039 112,500 SH SOLE 112,500
EPIPHANY INC COMMON 26881V100 9,491 88,550 SH SOLE 88,550
E-TEK DYNMC COMMON 269240107 41,498 157,300 SH SOLE 157,300
EBENX INC COMMON 278668108 2,119 100,000 SH SOLE 100,000
EFFICIENT NET COMMON 282056100 34,302 466,300 SH SOLE 466,300
ELANTEC SEMI COMMON 284155108 5,570 80,000 SH SOLE 80,000
EMACHINES A
081699 COMMON 5,356 2,192,982 SH SOLE 2,192,982
EMBRCDRO TECH COMMON 290787100 10,336 351,850 SH SOLE 351,850
EMC CORP MASS COMMON 268648102 4,682 60,850 SH SOLE 60,850
EMULEX CORP COMMON 292475209 31,412 478,200 SH SOLE 478,200
ENDOCARE INC COMMON 29264P104 2,106 104,000 SH SOLE 104,000
EPRISE C
110499 COMMON 14,845 1,018,589 SH SOLE 1,018,589
EPRISE CORP COMMON 294352109 16,971 1,032,450 SH SOLE 1,032,450
EXAR CORP COMMON 300645108 38,188 438,000 SH SOLE 438,000
EXODUS COMM COMMON 302088109 8,135 176,600 SH SOLE 176,600
EXTREME NET COMMON 30226D106 25,199 238,850 SH SOLE 238,850
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
FIREPOND INC COMMON 318224102 1,800 50,000 SH SOLE 50,000
FOUNDRY NET COMMON 35063R100 9,867 89,700 SH SOLE 89,700
GARDEN COM D
061298 COMMON 365199108 695 292,552 SH SOLE 292,552
GEMSTAR TV GD COMMON 36866W106 11,768 191,500 SH SOLE 191,500
GENE LOGIC COMMON 368689105 9,307 260,800 SH SOLE 260,800
GENENTECH INC COMMON 368710406 482 2,800 SH SOLE 2,800
GENOME THERAP COMMON 372430108 10,973 360,500 SH SOLE 360,500
GENOMIC SLTNS COMMON 37243R109 7,311 499,900 SH SOLE 499,900
GENZYME TRANS COMMON 37246E105 8,306 306,200 SH SOLE 306,200
GLOBESPAN SEMI COMMON 379571102 37,039 303,400 SH SOLE 303,400
GOLDMAN SACHS COMMON 38141G104 1,231 12,975 SH SOLE 12,975
GREY WOLF COMMON 397888108 973 194,650 SH SOLE 194,650
HOMEGROCER D
110499 COMMON 4,645 862,068 SH SOLE 862,068
HORZN OFFSHRE COMMON 44043J105 896 57,800 SH SOLE 57,800
12 TECH COMMON 465754109 9,433 90,470 SH SOLE 90,470
INFORMATICA COMMON 45666Q102 19,681 240,200 SH SOLE 240,200
INTEL CORP COMMON 458140100 4,749 35,525 SH SOLE 35,525
INTERNAP NET COMMON 45885A102 14,919 359,350 SH SOLE 359,350
INTERWOVEN E
060399 COMMON 46114T102 51,816 471,142 SH SOLE 471,142
INTERWOVEN INC COMMON 46114T102 56,526 513,950 SH SOLE 513,950
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
INTRANET SLTNS COMMON 460939309 43,538 1,134,550 SH SOLE 1,134,550
INTRNT SECURTY COMMON 46060X107 15,911 161,150 SH SOLE 161,150
IVILLAGE INC
120198 COMMON 46588H105 4,687 555,554 SH SOLE 555,554
JDA SOFTWARE COMMON 46612K108 1,919 100,000 SH SOLE 100,000
JDS UNIPHASE COMMON 909149106 45,738 381,550 SH SOLE 381,550
JUNIPER NET COMMON 48203R104 56,551 388,500 SH SOLE 388,500
KEY ENERGY GRP COMMON 492914106 2,024 210,300 SH SOLE 210,300
KEYNOTE SYS COMMON 493308100 18,135 257,000 SH SOLE 257,000
LIFEMINDERS E
092299 COMMON 7,339 262,773 SH SOLE 262,773
LIFEMINDERS INC COMMON 53220Q105 10,490 354,850 SH SOLE 354,850
LTX CORP COMMON 502392103 10,523 301,200 SH SOLE 301,200
MARVELL TECH COMMON G5876H105 2,850 50,000 SH SOLE 50,000
MAVERICK TUBE COMMON 577914104 1,748 60,000 SH SOLE 60,000
MAXYGEN INC COMMON 577776107 6,690 117,850 SH SOLE 117,850
MEDAREX INC COMMON 583916101 15,307 181,150 SH SOLE 181,150
MERCURY INTER COMMON 589405109 9,496 98,150 SH SOLE 98,150
MESSAGEMEDIA COMMON 590787107 4,750 1,357,200 SH SOLE 1,357,200
METASOLV SFT COMMON 591393103 17,604 400,100 SH SOLE 400,100
MICROMUSE COMMON 595094103 22,407 135,400 SH SOLE 135,400
MILLENIUM PHRM COMMON 599902103 8,340 74,550 SH SOLE 74,550
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
MYRIAD GNTCS COMMON 62855J104 11,261 76,050 SH SOLE 76,050
NATURAL MICRO COMMON 638882100 58,293 518,450 SH SOLE 518,450
NAVISITE INC COMMON 63935M109 12,721 304,250 SH SOLE 304,250
NETEGRITY COMMON 64110P107 23,452 311,400 SH SOLE 311,400
NETIQ CORP COMMON 64115P102 15,106 253,350 SH SOLE 253,350
NETOPIA INC COMMON 64114K104 942 23,400 SH SOLE 23,400
NETRO CORP COMMON 64114R109 83,545 1,456,128 SH SOLE 1,456,128
NETRO D 041599 COMMON 64114R109 16,270 283,572 SH SOLE 283,572
NETSOLVE COMMON 64115J106 9,312 358,150 SH SOLE 358,150
NETWRK APPL COMMON 64120L104 29,882 371,200 SH SOLE 371,200
NEXT LEVEL COMM COMMON 65333U104 12,953 151,050 SH SOLE 151,050
NOKIA CORP A COMMON 654902204 3,995 80,000 SH SOLE 80,000
NS GROUP INC COMMON 628916108 1,068 51,000 SH SOLE 51,000
NVIDIA CORP COMMON 67066G104 28,991 456,100 SH SOLE 456,100
ONHEALTH NET COMMON 68272W107 25,190 10,893,050 SH SOLE 10,893,050
ONI SYSTEMS COMMON 68273F103 6,118 52,200 SH SOLE 52,200
ONVIA COM COMMON 68338T106 17,644 2,045,650 SH SOLE 2,045,650
ONVIA COM C
122099 COMMON 4,443 583,412 SH SOLE 583,412
ORACLE CORP COMMON 68389X105 3,585 42,650 SH SOLE 42,650
PARADIGM GENTCS COMMON 69900R106 5,178 424,900 SH SOLE 424,900
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
PATTERSON EN COMMON 703414102 1,124 39,450 SH SOLE 39,450
PE CORP CELERA COMMON 69332S201 9,032 96,600 SH SOLE 96,600
PHONE COM COMMON 71920Q100 10,088 154,900 SH SOLE 154,900
PHONE COM C
021898 COMMON 71920Q100 9,465 145,333 SH SOLE 145,333
PHOTON DYN COMMON 719364101 34,009 455,350 SH SOLE 455,350
PLX TECHNLGY COMMON 693417107 3,528 85,000 SH SOLE 85,000
PMC-SIERRA COMMON 69344F106 17,556 98,800 SH SOLE 98,800
POLYCOM INC COMMON 73172K104 2,823 30,000 SH SOLE 30,000
PORTAL SFTWRE COMMON 736126103 15,959 249,850 SH SOLE 249,850
POWERWAVE COMMON 739363109 25,673 583,475 SH SOLE 583,475
PREVIEW G
070199 COMMON 741379101 8,676 668,155 SH SOLE 668,155
PREVIEW SYS* COMMON 741379101 8,329 640,700 SH SOLE 640,700
PRIMUS KNOW COMMON 74163Q100 23,208 515,725 SH SOLE 515,725
PROTEIN DESIGN COMMON 74369L103 7,736 46,900 SH SOLE 46,900
PROXIM INC COMMON 744284100 2,474 25,000 SH SOLE 25,000
PUMA TECH COMMON 745887109 4,114 153,450 SH SOLE 153,450
PUMA TECH (R) COMMON 745887109 4,367 162,866 SH SOLE 162,866
QUEST SFTWRE COMMON 74834T103 18,667 337,100 SH SOLE 337,100
RATIONAL SOFT COMMON 75409P202 1,022 11,000 SH SOLE 11,000
REALNETWORKS COMMON 75605L104 10,648 210,600 SH SOLE 210,600
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
REDBACK NET COMMON 757209101 29,334 164,800 SH SOLE 164,800
RF MICRDVCS COMMON 749941100 10,292 117,450 SH SOLE 117,450
RUDOLPH TECH COMMON 781270103 1,531 39,500 SH SOLE 39,500
SANDISK COMMON 80004C101 15,508 253,450 SH SOLE 253,450
SAWTEK INC COMMON 805468105 15,781 274,150 SH SOLE 274,150
SDL INC COMMON 784076101 76,787 269,250 SH SOLE 269,250
SILICON STRGE COMMON 827057100 2,208 25,000 SH SOLE 25,000
SMARTERKIDS C
070899 COMMON 83169C106 1,752 957,090 SH SOLE 957,090
SOFTWARE TECH COMMON 834040107 14,115 459,950 SH SOLE 459,950
SONIC INNOV COMMON 83545M109 8,664 466,750 SH SOLE 466,750
SONUS NETWRKS COMMON 835916107 11,241 71,200 SH SOLE 71,200
STORAGENET B
070199 COMMON 146,748 2,032,520 SH SOLE 2,032,520
STORAGENETWRKS COMMON 86211E103 13,032 144,400 SH SOLE 144,400
SUN MICRO COMMON 866810104 6,875 75,600 SH SOLE 75,600
SUN MICRO (R) COMMON 866810104 1,765 19,412 SH SOLE 19,412
SYCAMORE NET COMMON 871206108 28,239 255,850 SH SOLE 255,850
SYMYX TECH COMMON 87155S108 11,230 263,550 SH SOLE 263,550
TIBCO SOFTWRE COMMON 88632Q103 7,265 67,750 SH SOLE 67,750
TRANSWITCH COMMON 894065101 57,715 747,725 SH SOLE 747,725
TRIQUINT SEMI COMMON 89674K103 16,248 169,800 SH SOLE 169,800
<PAGE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C>
TURNSTONE SYS COMMON 900423104 34,253 206,750 SH SOLE 206,750
UTI ENERGY COMMON 903387108 965 24,050 SH SOLE 24,050
VERISIGN COMMON 92343E102 16,953 96,050 SH SOLE 96,050
VERITAS DGC INC COMMON 92343P107 1,555 59,800 SH SOLE 59,800
VERITAS SFT COMMON 923436109 11,540 102,112 SH SOLE 102,112
VERSATA COMMON 925298101 8,923 221,350 SH SOLE 221,350
VIGNETTE CORP COMMON 926734104 11,844 227,700 SH SOLE 227,700
VIRAGE INC COM COMMON 92763Q106 11,123 615,800 SH SOLE 615,800
VIRATA CORP COMMON 927646109 37,126 622,650 SH SOLE 622,650
VISIBLE GENTCS COMMON 92829S104 1,128 26,000 SH SOLE 26,000
VITRIA TECH COMMON 92849Q104 3,668 60,000 SH SOLE 60,000
VYYO INC COMMON 918458100 8,999 333,300 SH SOLE 333,300
WATCHGUARD COMMON 941105108 23,903 435,100 SH SOLE 435,100
WEBTRENDS COMMON 94844D104 13,028 336,750 SH SOLE 336,750
Z TEL TECH COMMON 988792107 2,225 185,400 SH SOLE 185,400
TOTAL ALL PAGES 2,865,256
</TABLE>
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 175
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Form 13F Information Table Value Total: $ 2,865,256
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(thousands)
List of Other Included Managers: NONE
Provide a numbered list of the name(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
