U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section
17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the
Investment Company Act of 1940
|_| Check box if no longer subject of Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Cap Gemini S.A.
11, rue de Tilsitt
Paris, France 75017
2. Issuer Name and Ticker or Trading Symbol
Hagler Bailly, Inc. (HBIX)
3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
4. Statement for Month/Year
September/1999
5. If Amendment, Date of Original (Month/Year)
6. Relationship of Reporting Person to Issuer
(Check all applicable)
|_| Director |X| 10% Owner
|_| Officer (give title below) |_| Other (specify below)
7. Individual or Joint/Group Filing (Check applicable line)
|_| Form filed by one Reporting Person
|X| Form filed by more than one Reporting Person
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* If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
<PAGE>
<TABLE>
<CAPTION>
Table I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of 2. Transaction 3. Transaction Code 4. Securities Acquired (A) or 5. Amount of
Security Date (Instr. 8) Disposed of (D) Securities
(Instr. 3) (Month/Day/ (Instr. 3, 4 and 5) Beneficially
Year) Owned at End of
Month
(Instr. 3 and 4)
Code V Amount (A) or (D) Price
<S> <C> <C> <C> <C> <C> <C> <C>
Common Stock, par
value $.01 per
share 9/13/99 P 11,000 A $7.00
Common Stock, par
value $.01 per
share 9/14/99 P 2,500 A $7.00
Common Stock, par
value $.01 per
share 9/15/99 P 7,800 A $7.375
Common Stock, par
value $.01 per
share 9/15/99 P 100 A $7.375
Common Stock, par
value $.01 per
share 9/16/99 P 1,500 A $7.4375
Common Stock, par
value $.01 per
share 9/16/99 P 2,100 A $7.375
Common Stock, par
value $.01 per
share 9/16/99 P 900 A $7.375
Common Stock, par
value $.01 per
share 9/16/99 P 2,000 A $7.25
Common Stock, par
value $.01 per
share 9/16/99 P 3,000 A $7.25
Common Stock, par
value $.01 per
share 9/16/99 P 3,000 A $7.00
Common Stock, par
value $.01 per
share 9/16/99 P 15,000 A $7.0625
Common Stock, par
value $.01 per
share 9/16/99 P 15,000 A $7.0625
Common Stock, par
value $.01 per
share 9/16/99 P 13,500 A $7.0625
Common Stock, par
value $.01 per
share 9/16/99 P 14,900 A $7.125
Common Stock, par
value $.01 per
share 9/16/99 P 10,000 A $7.125
Common Stock, par
value $.01 per
share 9/16/99 P 10,000 A $7.0625
Common Stock, par
value $.01 per
share 9/16/99 P 5,500 A $7.0625
Common Stock, par
value $.01 per
share 9/16/99 P 100 A $7.125
Common Stock, par
value $.01 per
share 9/21/99 P 1,300 A $7.25
Common Stock, par
value $.01 per
share 9/27/99 P 1,500 A $6.625
Common Stock, par
value $.01 per
share 9/28/99 P 5,000 A $7.00
Common Stock, par
value $.01 per
share 9/28/99 P 2,000 A $7.00
Common Stock, par
value $.01 per
share 9/28/99 P 3,000 A $7.00
Common Stock, par
value $.01 per
share 9/28/99 P 3,600 A $7.125
Common Stock, par
value $.01 per
share 9/28/99 P 1,000 A $7.0625
Common Stock, par
value $.01 per
share 9/29/99 P 4,400 A $7.00
Common Stock, par
value $.01 per
share 9/29/99 P 4,600 A $7.00
Common Stock, par
value $.01 per
share 9/29/99 P 3,000 A $7.00
Common Stock, par
value $.01 per
share 9/29/99 P 2,000 A $7.00 2,089,568
470,975
</TABLE>
1. Title of 6. Ownership Form 7. Nature of
Security Direct (D) or Indirect
(Instr. 3) Indirect (I) Beneficial
(Instr. 4) Ownership
(Instr. 4)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
Common Stock, par
value $.01 per
share D(1)
D(2)
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Explanation of responses:
(1) These securities were acquired and are owned solely by Cap Gemini S.A.,
which is a member of a group with Cap Gemini America, Inc. (formerly named
Cap Gemini Holding, Inc.) for the purpose of Section 13(d) of the Exchange
Act.
(2) These securities are owned solely by Cap Gemini America, Inc. (formerly
named Cap Gemini Holding, Inc.).
<PAGE>
Table II--Derivative Securities Acquired, Disposed of, or Beneficially
Owned (e.g., puts, calls, warrants, options, convertible securities)
<TABLE>
<CAPTION>
10.
9. Owner-
Number ship
of Form
2. Deriv- of
Conver- 5. 7. ative Deriv- 11.
sion Number of Title and Amount Secur- ative Nature
or Derivative 6. of Underlying 8. ities Secur- of
Exer- 4. Securities Date Securities Price Bene- ity: In-
cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct
Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene-
1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial
Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner-
Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship
Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
</TABLE>
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Explanation of responses:
** Intentional misstatements or omissions of fact constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Signature of Reporting Person
CAP GEMINI S.A.
By: /s/ Serge Kampf
------------------------------
Name: Serge Kampf
Title: Chairman of the Directoire
Date: October 11, 1999
Name: Cap Gemini America, Inc. (formerly named
Cap Gemini Holding, Inc.)
Address: 1114 Avenue of the Americas
New York, NY 10036
Designated Filer: Cap Gemini S.A.
Issuer and
Ticker Symbol: Hagler Bailly, Inc. (HBIX)
Statement for Month/Year: September/ 1999
Signature: Cap Gemini America, Inc.
By: /s/ Bruce Posner
--------------------------------------------
Name: Bruce Posner
Title: Chief Financial Officer and Treasurer
