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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)
AXSYS TECHNOLOGIES, INC.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
054615109
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(CUSIP Number)
Check the following box if a fee is being paid with this Statement. (A fee is
not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less or such class.)
(See Rule 13d-7).
*The remained of this cover page shall be filed out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
(Continued on following pages)
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<TABLE>
SCHEDULE 13G
CUSIP NO. 054615109 PAGE OF PAGES
<S> <C> <C>
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Axsys Technologies, Inc. 401(k) Retirement Plan
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
- ------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER - 0 -
SHARES ------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER 231,202
OWNED BY ------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER - 0 -
REPORTING ------------------------------------------------------
PERSON WITH 8. SHARED DISPOSITIVE POWER 231,202
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 231,202
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON* EP
- -------------------------------------------------------------------------------
</TABLE>
*SEE INSTRUCTION BEFORE FILLING OUT!
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<TABLE>
SCHEDULE 13G
CUSIP NO. 054615109 PAGE OF PAGES
<S> <C> <C>
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Elliot N. Konopko, as Co-Trustee under Axsys Technologies, Inc.
401(k) Retirement Plan
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION American
- ------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER - 0 -
SHARES ------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER 231,202
OWNED BY ------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER - 0 -
REPORTING ------------------------------------------------------
PERSON WITH 8. SHARED DISPOSITIVE POWER 231,202
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 231,202
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON* EP
- -------------------------------------------------------------------------------
</TABLE>
*SEE INSTRUCTION BEFORE FILLING OUT!
<PAGE>
<TABLE>
SCHEDULE 13G
CUSIP NO. 054615109 PAGE OF PAGES
<S> <C> <C>
- ------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Raymond F. Kunzmann, as Co-Trustee under Axsys Technologies, Inc.
401(k) Retirement Plan
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION American
- ------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER - 0 -
SHARES ------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER 231,202
OWNED BY ------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER - 0 -
REPORTING ------------------------------------------------------
PERSON WITH 8. SHARED DISPOSITIVE POWER 231,202
- ------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 231,202
- ------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9%
- ------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON* EP
- -------------------------------------------------------------------------------
</TABLE>
*SEE INSTRUCTION BEFORE FILLING OUT!
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Item 1(a) Name of Issuer:
Axsys Technologies, Inc.
Item 1(b) Address of Issuer's Principal Office:
645 Madison Avenue
New York, New York 10022
Item 2(a) Name of Persons Filing:
(i) Axsys Technologies, Inc. 401(k) Retirement Plan
(the "Plan")
(ii) Elliot N. Konopko, as Co-Trustee under Axsys
Technologies, Inc. 401(k) Retirement Plan
(iii) Raymond F. Kunzmann, as Co-Trustee under Axsys
Technologies, Inc. 401(k) Retirement Plan
Item 2(b) Address of Principal Business Office, or, if none, Residence:
645 Madison Avenue
New York, New York 10022
Item 2(c) Citizenship:
(i) Delaware
(ii) American
Item 2(d) Title of Class of Securities:
Common Stock, par value $.01 per share
Item 2(e) CUSIP Number:
054615109
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Item 3 Type of Person:
(i) Employee Benefit Plan subject to ERISA
(ii) Co-Trustee under Employee Benefit Plan subject to ERISA
(iii) Co-Trustee under Employee Benefit Plan subject to ERISA
Item 4 Ownership:
(a) Amount Beneficially Owned as of December 31, 1995:
231,202 shares
(b) Percent of Class:
9%
(c) Number of shares as to which person has
(i) sole power to vote or to direct the vote:
-0-
(ii) shared power to vote or to direct the vote:
231,202
(iii) sole power to dispose or to direct the disposition
of:
-0-
(iv) shared power to dispose or to direct the
disposition of
231,202
Item 5 Ownership of Five Percent or Less of a Class
Not Applicable
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Item 6 Ownership of More than Five Percent on Behalf of Another Person
Not Applicable
Item 7 Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding
Company.
Not Applicable
Item 8 Identification and Classification of Members of the Group.
Not Applicable
Item 9 Notice of Dissolution of Group.
Not Applicable
Item 10 Certification
By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were acquired in
the ordinary course of business and were not acquired for the
purpose of and do not have the effect of changing or
influencing the control of the issuer of such securities and
were not acquired in connection with or as a participant in any
transaction having such purposes or effect.
PAGE OF PAGES
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SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
Date: February 13, 1997 Axsys Technologies, Inc. 401(k) Retirement Plan
by: /s/ Elliot N. Konopko
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Elliot N. Konopko, as Co-Trustee under
Axsys Technologies, Inc. 401(k) Retirement Plan
by: /s/ Raymond F. Kunzmann
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Raymond F. Kunzmann, as Co-Trustee under
Axsys Technologies, Inc. 401(k) Retirement Plan
/s/ Elliot N. Konopko
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Elliot N. Konopko, as Co-Trustee under
Axsys Technologies, Inc. 401(k) Retirement Plan
/s/ Raymond F. Kunzmann
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Raymond F. Kunzmann, as Co-Trustee under
Axsys Technologies, Inc. 401(k) Retirement Plan
PAGE OF PAGES
