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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 6/30/99
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Check here if Amendment [ ]; Amendment Number:
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This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: TA Associates
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Address: 125 High Street, Suite 2500
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Boston, MA 02110
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Form 13F File Number: 28- 6148
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Katherine S. Cromwell
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Title: Managing Director
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Phone: (617) 574-6712
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Signature, Place, and Date of Signing:
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<S> <C> <C>
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[Signature] [City, State] [Date]
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Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
<TABLE>
<S> <C>
Form 13F File Number Name
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28-
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[Repeat as necessary.]
</TABLE>
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FORM 13F
SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
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Form 13F Information Table Entry Total: 28,934,937
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Form 13F Information Table Value Total: $273,597,693
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
<TABLE>
<C> <S> <C>
No. Form 13F File Number Name
28-
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[Repeat as necessary.]
</TABLE>
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FORM 13F
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<CAPTION>
Page 1 of 2 Name of Reporting Manager: TA ASSOCIATES, INC.-6/30/99
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Item 6:
Item 5: Investment Discretion
Item 1: Item 2: Item 3: Item 4: Shares of --------------------------------- Item 7:
Name of Issuer Title of Class CUSIP Fair Market Principal (b) Shared- Managers
Number Value Amount (a) Sole As Defined (c) Shared- See Instr. V
in Instr. V Other
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<S> <C> <C> <C> <C> <C>
Affiliated Managers Group, Inc. Common 008252 10 8 11,542,774 386,369 X
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Ansys, Inc. Common 03662Q 10 5 65,660,233 6,607,319 X
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Boron Lepore & Associates, Inc. Common 10001P 10 2 80,743 9,641 X
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Concentra Managed Care, Inc. Common 20589T 10 3 39,222,286 2,659,138 X
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Invitrogen Corporation Common 46185R 10 0 42,041,381 1,702,942 X
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Micro Component Technology, Inc. Common 59479Q 10 0 669,931 324,815 X
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Monarch Dental Corporation Common 609044 10 2 5,351,996 1,695,682 X
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Natrol, Inc. Common 638789 10 7 16,200,000 2,160,000 X
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Private Business, Inc. Common 74267 10 4 44,547,241 4,427,055 X
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Webhire, Inc. Common 76126W 10 8 7,394,873 1,643,305 X
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SBA Communications Corporation Common 78388J 10 6 26,685,721 2,736,997 X
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Smith-Gardner & Associates, Inc. Common 832059 10 9 17,368,160 2,171,020 X
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COLUMN TOTALS 276,765,339 26,524,283
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</TABLE>
FORM 13F
Name of Reporting Manager: TA ASSOCIATES, INC.-6/30/99
Page 1 of 2 (SEC USE ONLY)
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ITEM 8:
Item 1: Voting Authority (Shares)
Name of Issuer -----------------------------
(a) Sole (b) Shared (c) None
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Affiliated Managers Group, Inc. X
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Ansys, Inc. X
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Boron Lepore & Associates, Inc. X
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Concentra Managed Care, Inc. X
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Invitrogen Corporation X
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Micro Component Technology, Inc. X
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Monarch Dental Corporation X
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Natrol, Inc. X
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Private Business, Inc. X
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Webhire, Inc. X
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SBA Communications Corporation X
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Smith-Gardner & Associates, Inc. X
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COLUMN TOTALS
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FORM 13F
<TABLE>
<CAPTION>
Page 2 of 2 Name of Reporting Manager: TA ASSOCIATES, INC.-6/30/99
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Item 6:
Item 5: Investment Discretion
Item 1: Item 2: Item 3: Item 4: Shares of --------------------------------- Item 7:
Name of Issuer Title of Class CUSIP Fair Market Principal (b) Shared- Managers
Number Value Amount (a) Sole As Defined (c) Shared- See Instr. V
in Instr. V Other
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<S> <C> <C> <C> <C> <C>
Sonic Solutions Common 835460 10 6 2,183,002 481,766 X
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TechForce Corporation Common 878331 10 7 9,362,032 1,804,729 X
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US Oncology Common 90338W 10 3 8,734,245 1,066,778 X
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Versant Corporation Common 925284 10 1 648,563 259,425 X
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WorkGroup Technology Corporation Common 980903 10 8 2,590,233 1,534,953 X
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COLUMN TOTALS 23,518,075 5,147,651
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GRAND TOTAL 300,283,414 31,671,934
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</TABLE>
FORM 13F
Name of Reporting Manager: TA ASSOCIATES, INC.-6/30/99
Page 1 of 2 (SEC USE ONLY)
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- -------------------------------- -----------------------------
ITEM 8:
Item 1: Voting Authority (Shares)
Name of Issuer -----------------------------
(a) Sole (b) Shared (c) None
- -------------------------------- --------- ---------- --------
Sonic Solutions X
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TechForce Corporation X
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US Oncology X
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Versant Corporation X
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WorkGroup Technology Corporation X
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COLUMN TOTALS
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GRAND TOTAL
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