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Previous: TQA INVESTORS L L C /NY, 13F-HR/A, 1999-11-15 |
Next: FISHER COMPANIES INC, 10-Q, 1999-11-15 |
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended:
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: PALANTIR CAPITAL INC.
Address: PO BOX 675910, RANCHO SANTA FE, CA 92067
Form 13F File Number: 28-6214
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: GLENN DOSHAY
Title: PRESIDENT
Phone: (619) 756-4423
Signature, Place, and Date of Signing: RANCHO SANTA FE, CA, NOV 12, 1999
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: ZERO
Form 13F Information Table Entry Total: 292
Form 13F Information Table Value Total (thousands): $1,902,490
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
<PAGE>
<TABLE>
<CAPTION>
FORM 13F
-------------------
(SEC USE ONLY)
NAME OF MANAGER: Palantir Capital Inc.
- ------------------------------------------------------------------------------------------------------------------------------------
COLUMN 1: COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 ITEM 6:
INVESTMENT DISCRETION ITEM 8: VOTING
------------------------- ITEM 7: ATHORITY (SHARES)
SHARES OR (b) SHARED (C) MANAGERS ----------------------
TITLE OF VALUE PRINCIPAL SH/ PUT/ (a) AS DEF IN SHARED- SEE (a) (b) (c)
NAME OF ISSUER CLASS CUSIP (X 1000) AMT PRN CALL SOLE INSTR V. OTHER INST V. SOLE SHARED NONE
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS
10/40
PUT-ML PUT 0028249VH 1,088 3,000 SH PUT SOLE 3000
ABERCROMBIE &
FITCH CO
10/40 PUT-S PUT 0028969VH 1,250 2,000 SH PUT SOLE 2000
ABGENIX SPON ADR
INC A PRF 00339B107 7,132 182,000 SH SOLE 182000
ACXIOM CORP
10/17.5
PUT-S PUT 0051259VW 47 1,500 SH PUT SOLE 1500
ADAPTEC INC
10/30
CALL-ML CALL 00651F9JF 950 1,000 SH CALL SOLE 1000
ADAPTEC INC
10/35
CALL-ML CALL 00651F9JG 488 1,000 SH CALL SOLE 1000
ADAPTEC INC
10/37.5
CALL-ML CALL 00651F9JU 300 1,000 SH CALL SOLE 1000
ADAPTIVE
BROADBAND
CORP COM 00650M104 5,863 175,000 SH SOLE 175000
ADVANCED
FIBRE
COMMUN
10/17.5
CALL-S CALL 00754A9JW 1,000 2,000 SH CALL SOLE 2000
ADVANCED
MICRO
DEVICES
10/17.5
CALL-MS CALL 0079039JW 266 2,500 SH CALL SOLE 2500
ADVANCED
RADIO
TELECOM
CORP COM 00754U101 6,439 510,000 SH SOLE 510000
AGILE
SOFTWARE
CORP DEL COM 00846X105 6,528 102,000 SH SOLE 102000
AIRONET
WIRELESS
COMM INC COM 00943A107 4,200 200,000 SH SOLE 200000
ALEXION
PHARMACEU-
TICALS INC COM 015351109 1,254 85,000 SH SOLE 85000
ALLEGIANCE
TELECOM INC COM 01747T102 15,919 302,500 SH SOLE 302500
ALLIEDSIGNAL
INC 10/60
PUT-ML PUT 0195129VL 388 2,000 SH PUT SOLE 2000
ALPHA
INDUSTRIES
INC COM 020753109 5,641 100,000 SH SOLE 100000
ALTERA
CORPORATION
10/50
CALL-G CALL 0214419JJ 163 2,000 SH CALL SOLE 2000
ALTERRA
HEALTHCARE
CORP COM 02146C104 981 110,500 SH SOLE 110500
AMERCAN
EXPRESS
CO 10/140
PUT-S PUT 0258169VH 1,106 1,500 SH PUT SOLE 1500
AMERICA
ONLINE
10/85
PUT-S PUT 02364L9VQ 225 4,500 SH PUT SOLE 4500
AMERICA
ONLINE
INC DEL COM 02364J104 52,000 500,000 SH SOLE 500000
AMGEN CORP
10/75 PUT-G PUT 0311629VO 175 2,000 SH PUT SOLE 2000
AMGEN CORP
10/80 PUT-G PUT 0311629VP 238 1,000 SH PUT SOLE 1000
AMR CORP
10/55 PUT-G PUT 0017659VK 484 2,500 SH PUT SOLE 2500
ANADARKO PETE
CO 10/35
CALL-S CALL 0325119JG 94 2,500 SH CALL SOLE 2500
ANALOG
DEVICES
INC 10/55
CALL-G CALL 0326549JK 625 4,000 SH CALL SOLE 4000
ANTEC CORP COM 03664P105 25,234 475,000 SH SOLE 475000
APACHE CORP COM 037411105 8,638 200,000 SH SOLE 200000
APPLIED MATLS
INC COM 038222105 7,769 100,000 SH SOLE 100000
APPLIED MICRO
CIRCUITS
CORP COM 03822W109 28,500 500,000 SH SOLE 500000
APPLIED MICRO
CIRCUITS
CORP 10/60
PUT-S PUT 03822W9VL 1,375 2,500 SH PUT SOLE 2500
ARIBA INC COM 04033V104 8,670 60,000 SH SOLE 60000
ART
TECHNOLOGY
GROUP INC COM 04289L107 7,613 200,000 SH SOLE 200000
ASPECT
TELECOMM
CORP 10/10
CALL-G CALL 0452379JB 1,375 2,000 SH CALL SOLE 2000
AT HOME CORP COM SER A 045919107 7,252 175,000 SH SOLE 175000
AT&T CDA INC COM 00207Q202 36,243 577,000 SH SOLE 577000
AT&T COM LIB
CORP GRP A 001957208 18,582 498,000 SH SOLE 498000
ATMEL CORP
10/35
CALL-G CALL 0495139JG 650 4,000 SH CALL SOLE 4000
BAKER HUGHES
INC COM 057224107 7,250 250,000 SH SOLE 250000
BARRETT RES
CORP 10/35
CALL-M CALL 0684809JG 975 3,000 SH CALL SOLE 3000
BEA SYS INC COM 073325102 12,359 350,000 SH SOLE 350000
BEAR STEARNS
10/40 PUT-S PUT 0739029VH 356 1,500 SH PUT SOLE 1500
BELL ATLANTIC
CORP 10/65
CALL-ML CALL 0778539JM 469 1,500 SH CALL SOLE 1500
BIOGEN INC
10/85 PUT-D PUT 0905979VQ 725 1,000 SH PUT SOLE 1000
BJ SVCS CO
10/35 CAL-G CALL 0554829JG 188 2,500 SH CALL SOLE 2500
BOSTON
SCIENTIFIC
CORP COM 101137107 7,233 293,000 SH SOLE 293000
BROADCOM CORP CL A 111320107 8,720 80,000 SH SOLE 80000
BROADCOM CORP
10/100
PUT-M PUT 1113239VT 100 500 SH PUT SOLE 500
BROADCOM CORP
10/105
PUT-M PUT 1113239VA 181 500 SH PUT SOLE 500
BROCADE
COMMUNICA-
TION SYS
INC COM 111621108 23,772 113,200 SH SOLE 113200
BURLINGTON
RES INC
10/40
CALL-G CALL 1220149JH 88 2,000 SH CALL SOLE 2000
BUSINESS
OBJECTS SPONSORED
SA ADR 12328X107 5,900 100,000 SH SOLE 100000
CABLEVISION
SYS CORP COM 12686C109 3,638 50,000 SH SOLE 50000
CAIS INTERNET
INC COM 12476Q102 1,568 130,000 SH SOLE 130000
CALIFORNIA
AMPLIFIER
INC COM 129900106 1,450 100,000 SH SOLE 100000
CAREINSITE
INC COM 14170M106 7,771 153,500 SH SOLE 153500
CBS CORP COM 12490K107 13,343 288,500 SH SOLE 288500
C-COR.NET
CORP 10/25
CALL-SB CALL 1250109JE 300 500 SH CALL SOLE 500
CENTENIAL
HEALTHCARE
CORP COM 150937100 426 148,000 SH SOLE 148000
CHASE
MANHATTAN
CORP 10/80
PUT-S PUT 16161A9VP 575 1,000 SH PUT SOLE 1000
CHEVRON CORP
10/90
CALL-G CALL 1667519JR 144 1,000 SH CALL SOLE 1000
CIENA CORP COM 171779101 29,383 805,000 SH SOLE 805000
CIENA CORP
10/35
PUT-ML PUT 1717709VG 1,138 7,000 SH PUT SOLE 7000
CISCO SYS INC COM 17275R102 13,713 200,000 SH SOLE 200000
CISCO SYSTEMS
INC 10/70
PUT-G PUT 17275R9VN 1,322 4,500 SH PUT SOLE 4500
CITIGROUP INC
10/45 PUT-G PUT 1729679VI 375 2,000 SH PUT SOLE 2000
CLOROX
COMPANY
10/40 PUT-S PUT 1890549VH 213 1,000 SH PUT SOLE 1000
CLOROX
COMPANY
11/40 PUT-S PUT 1890559WH 350 1,000 SH PUT SOLE 1000
COLGATE-
PALMOLIVE
10/50 PUT-S PUT 1941629VJ 713 1,500 SH PUT SOLE 1500
COLT TELECOM SPONSORED
GROUP PLC ADR 196877104 39,944 415,000 SH SOLE 415000
COLT TELECOM
GROUP PLC
10/75
PUT-MS PUT 1968779VO 113 3,000 SH PUT SOLE 3000
COMCAST
CORPORATION
10/35
CALL-ML CALL 2003009JG 731 1,500 SH CALL SOLE 1500
COMPASS
BANCSHRS
INC COM 20449H109 3,863 154,500 SH SOLE 154500
COMPUTER
ASSOC
INTL INC
10/55
CALL-MS CALL 2049129JK 2,750 4,000 SH CALL SOLE 4000
COMPUWARE
CORP 10/30
PUT-MS PUT 2056389VF 1,031 2,500 SH PUT SOLE 2500
COMSTOCK RES
INC COM 205768203 1,244 301,500 SH SOLE 301500
CONCENTRIC
NETWORK
CORP COM 20589R107 6,622 326,000 SH SOLE 326000
CONEXANT
SYSTEMS
INC COM 207142100 36,328 500,000 SH SOLE 500000
CONEXANT
SYSTEMS
INC 10/75
PUT-S PUT 2071429VO 2,000 4,000 SH PUT SOLE 4000
CORNING INC
10/65
CALL-G CALL 2193509JM 875 2,000 SH CALL SOLE 2000
COVAD
COMMUNICA-
TIONS GROUP
INC COM 222814204 14,168 325,000 SH SOLE 325000
COX
COMMUNICA-
TIONS INC
10/40
CALL-ML CALL 2240449JH 366 1,500 SH CALL SOLE 1500
CTC
COMMUNICA-
TIONS CORP COM 126418102 658 40,000 SH SOLE 40000
CUMMINS
ENGINE
10/55 PUT-S PUT 2310219VK 1,075 2,000 SH PUT SOLE 2000
CYPRESS SEMI
CORP 10/25
CALL-G CALL 2328069JE 219 2,500 SH CALL SOLE 2500
CYTYC CORP COM 232946103 9,672 250,000 SH SOLE 250000
DELL COMPUTER
CORP COM 247025109 10,453 250,000 SH SOLE 250000
DELL COMPUTER
CORP 10/45
PUT-S PUT 2470259VI 1,875 5,000 SH PUT SOLE 5000
DELTA AIR
LINES INC
DEL 10/50
PUT-G PUT 2473619VJ 575 2,000 SH PUT SOLE 2000
DEVON ENERGY
CORP COM 25179M103 3,647 88,000 SH SOLE 88000
DEVON ENERGY
CORP 10/40
CALL-M CALL 2517999JH 450 2,000 SH CALL SOLE 2000
DIGITAL
MICROWAVE
CORP COM 253859102 5,098 325,000 SH SOLE 325000
DISNEY WALT
CO 10/30
PUT-G PUT 2546879VF 413 1,000 SH PUT SOLE 1000
DOCUMENTUM
INC 10/15
CALL-ML CALL 2561599JC 1,400 2,000 SH CALL SOLE 2000
DOUBLECLICK
INC COM 258609304 23,825 200,000 SH SOLE 200000
DOUBLECLICK
INC 10/110
PUT-S PUT 2586019VB 575 2,000 SH PUT SOLE 2000
DSP GROUP INC
10/35
CALL-M CALL 23332B9JG 300 600 SH CALL SOLE 600
E SPIRE
COMMUNICA-
TIONS INC COM 269153102 4,829 666,000 SH SOLE 666000
EFFICIENT
NETWORKS COM 282056100 7,275 200,000 SH SOLE 200000
EMC CORP MASS
10/70
CALL-S CALL 2686489JN 375 1,000 SH CALL SOLE 1000
EMC CORP MASS
10/75
CALL-S CALL 2686489JO 131 1,000 SH CALL SOLE 1000
ENSCO INTL
INC 10/22.5
CALL-S CALL 26874Q95X 25 2,000 SH CALL SOLE 2000
ENZON INC COM 293904108 10,904 357,500 SH SOLE 357500
EOG RES INC COM 26875P101 6,375 300,000 SH SOLE 300000
EQUANT N V NY REG
SHRS 294409107 12,206 150,000 SH SOLE 150000
ETHAN ALLEN
INTERIORS
INC 10/30
PUT-MS PUT 2976029VF 100 1,000 SH PUT SOLE 1000
EXTREME
NETWORKS COM 30226D106 14,245 225,000 SH SOLE 225000
F5 NETWORKS
INC COM 315616102 6,800 100,000 SH SOLE 100000
FEDERAL NATL
MTG ASSN
10/65 PUT-M PUT 3135869VM 600 2,000 SH PUT SOLE 2000
FIRST COM
CORP COM 33763T104 2,000 200,000 SH SOLE 200000
FOODMAKER INC
10/25 PUT-S PUT 3448399VE 225 1,500 SH PUT SOLE 1500
FOREST OIL
CORP COM 346091606 6,143 360,000 SH SOLE 360000
GAP INC
10/35 PUT-G PUT 3647609VG 781 2,500 SH PUT SOLE 2500
GENERAL INSTR
CORP DEL COM 370120107 16,800 350,000 SH SOLE 350000
GENERAL INSTR
CORP DEL
10/47.5
PUT-M PUT 3701219VW 503 3,500 SH PUT SOLE 3500
GETTY IMAGES
INC 10/22.5
CALL-G CALL 3742769JX 244 1,000 SH CALL SOLE 1000
GILLETTE CO
10/35 PUT-S PUT 3757669VG 313 2,000 SH PUT SOLE 2000
GLOBAL
CROSSING
10/45
CALL-G
(205 SHRS) CALL G3922A9JI 988 1,000 SH CALL SOLE 1000
GLOBAL
TELESYSTEMS
GROUP COM 37936U104 15,775 800,000 SH SOLE 800000
GLOBAL
TELESYSTEMS
GROUP 10/25
PUT-S PUT 37936U9VE 2,750 5,000 SH PUT SOLE 5000
GOTO.COM INC COM 38348T107 7,715 148,000 SH SOLE 148000
GST
TELECOMMU-
NICATIONS
INC COM 361942105 1,793 255,000 SH SOLE 255000
GUIDANT CORP
10/55 PUT-M PUT 4016989VK 600 2,000 SH PUT SOLE 2000
HARLEY
DAVIDSON
INC 10/50
PUT-ML PUT 4128229VJ 181 1,000 SH PUT SOLE 1000
HEWLETT
PACKARD CO
10/110
PUT-G PUT 4282369VB 3,650 2,000 SH PUT SOLE 2000
HI/FN INC COM 428358105 16,262 147,500 SH SOLE 147500
HOMESTORE.COM COM 437852106 13,965 335,000 SH SOLE 335000
HONEYWELL INC
10/120
PUT-M PUT 4385069VD 1,388 1,500 SH PUT SOLE 1500
HOTJOBS.COM
LTD COM 441474103 3,679 145,000 SH SOLE 145000
ICG
COMMUNICA-
TIONS INC COM 449246107 10,116 650,000 SH SOLE 650000
IMUNEX CORP
10/45 PUT-G PUT 4525289VI 200 500 SH PUT SOLE 500
IMUNEX CORP
10/50 PUT-G PUT 4525289VJ 188 250 SH PUT SOLE 250
INET
TECHNOLOGIES
INC COM 45662V105 4,390 110,000 SH SOLE 110000
INFORMATICA
CORP COM 45666Q102 4,380 86,300 SH SOLE 86300
INFOSPACE COM
INC COM 45678T102 10,281 250,000 SH SOLE 250000
INTEL CORP
10/85 PUT-M PUT 4581409VQ 2,656 2,500 SH PUT SOLE 2500
INTERNET
CAPITAL
GROUP INC COM 46059C106 11,160 127,000 SH SOLE 127000
INTERSPEED INC COM 46070W107 5,508 312,500 SH SOLE 312500
INTL BUSINESS
MACH 10/125
PUT-M PUT 4592009VE 1,531 2,500 SH PUT SOLE 2500
INTL
INTEGRATION
INC COM 459698106 983 30,000 SH SOLE 30000
ITC DELTACOM
INC COM 45031T104 22,756 827,500 SH SOLE 827500
IXC
COMMUNICA-
TIONS INC COM 450713102 20,409 517,500 SH SOLE 517500
JABIL CIRCUIT
INC COM 466313103 12,375 250,000 SH SOLE 250000
JABIL CIRCUIT
INC 10/50
PUT-S PUT 4663139VJ 672 2,500 SH PUT SOLE 2500
JDS UNIPHASE
CORP COM 46612J101 113,813 1,000,000 SH SOLE 1000000
JUNIPER
NETWORKS
INC COM 48203R104 10,013 55,000 SH SOLE 55000
KEANE INC
10/22.5
PUT-D PUT 4866659VX 338 3,000 SH PUT SOLE 3000
LAFARGE CORP COM 505862102 1,606 50,000 SH SOLE 50000
LAM RESH CORP COM 512807108 16,775 275,000 SH SOLE 275000
LAM RESH CORP
10/55 PUT-D PUT 5128079VK 225 2,000 SH PUT SOLE 2000
LANDMARK SYS
CP COM 51506S100 1,869 230,000 SH SOLE 230000
LAUNCH MEDIA
INC COM 518567102 1,770 147,500 SH SOLE 147500
LEGATO SYS INC COM 524651106 10,245 235,000 SH SOLE 235000
LEGATO SYS INC
10/45 PUT-G PUT 5246519VI 650 2,000 SH PUT SOLE 2000
LEUKOSITE INC COM 52728R102 2,918 145,000 SH SOLE 145000
LHS GROUP INC
10/35 PUT-S PUT 5019389VG 844 1,500 SH PUT SOLE 1500
LIBERATE
TECHNOLOGIES COM 530129105 9,478 225,000 SH SOLE 225000
LSI LOGIC CORP
10/50 PUT-M PUT 5021619VJ 175 1,000 SH PUT SOLE 1000
LSI LOGIC CORP
10/55 PUT-M PUT 5021619VK 450 1,000 SH PUT SOLE 1000
LUCENT
TECHNOLOGIES
INC COM 549463107 11,613 179,000 SH SOLE 179000
LUCENT
TECHNOLOGIES
INC 10/65
PUT-M PUT 5494639VM 750 3,000 SH PUT SOLE 3000
LYCOS INC COM 550818108 13,033 260,000 SH SOLE 260000
MAXIM
INTEGRATED
PRODS INC COM 57772K101 12,619 200,000 SH SOLE 200000
MAXIM
INTEGRATED
PRODS INC
10/65 CALL-G CALL 57772K9JM 269 1,000 SH CALL SOLE 1000
MAXIM
INTEGRATED
PRODS INC
10/65 PUT-G PUT 57772K9VM 563 1,500 SH PUT SOLE 1500
MCI WORLDCOM
INC COM 55268B106 3,631 50,520 SH SOLE 50520
MCI WORLDCOM
INC
10/75 PUT-S PUT 55268B9VO 825 2,000 SH PUT SOLE 2000
MCLEOD INC COM 582266102 17,025 400,000 SH SOLE 400000
MEDICAL
MANAGER
CORP COM 58461U103 22,543 453,124 SH SOLE 453124
MEGABIOS CORP
DEL COM 58515T102 121 25,750 SH SOLE 25750
MERRILL
LYNCH & CO
INC 10/75
PUT-S PUT 5901889VO 1,200 1,500 SH PUT SOLE 1500
METROMEDIA
FIBRE
NETWORK INC COM 591689104 55,125 2,250,000 SH SOLE 2250000
METROMEDIA
FIBRE
NETWORK INC
10/22.5
PUT-S PUT 5916899VQ 150 1,500 SH PUT SOLE 1500
METROMEDIA
FIBRE
NETWORK INC
11/25 PUT-S PUT 5916899WE 3,500 10,000 SH PUT SOLE 10000
MICROMUSE INC COM 595094103 4,273 66,500 SH SOLE 66500
MICRON TECH
INC 10/80
CALL-M CALL 5951139JP 163 1,000 SH CALL SOLE 1000
MICROSOFT CORP
10/92.5
PUT-ML PUT 5949189VZ 750 2,000 SH PUT SOLE 2000
MISSION
CRITICAL
SOFTWARE INC COM 605047109 8,789 197,500 SH SOLE 197500
MKS INSTRS INC COM 55306N104 4,228 190,000 SH SOLE 190000
MMC NETWORKS
INC COM 55308N102 14,970 480,000 SH SOLE 480000
NATIONAL INFO
CONSORTIUM
INC COM 636491102 741 30,000 SH SOLE 30000
NATIONAL
SEMICONDUC-
TOR 10/30
CALL-G CALL 6376409JF 563 2,500 SH CALL SOLE 2500
NCR CORP NEW
10/45 PUT-S PUT 62886E9VI 1,250 1,000 SH PUT SOLE 1000
NEON SYS INC COM 640509105 6,734 250,000 SH SOLE 250000
NETIQ CORP COM 64115P102 9,480 320,000 SH SOLE 320000
NETOPIA INC COM 64114K104 17,047 427,500 SH SOLE 427500
NETWORK PLUS
CORP COM 64122D506 1,727 125,000 SH SOLE 125000
NETWORK
SOLUTIONS
INC DEL COM 64121Q102 4,594 50,000 SH SOLE 50000
NETWORKS ASSOC
INC 10/17.5
CALL-M CALL 6409389JW 638 3,000 SH CALL SOLE 3000
NEW FRONTIER
MEDIA INC COM 644398109 603 91,000 SH SOLE 91000
NEWFIELD EXPL
CO COM 651290108 6,258 190,000 SH SOLE 190000
NEXTCARD INC COM 65332K107 4,900 200,000 SH SOLE 200000
NEXTEL
COMMUNICA-
TIONS 10/70
CALL-S CALL 65332V9JN 347 1,500 SH CALL SOLE 1500
NEXTLINK
COMMUNICA-
TIONS INC COM 65333H707 13,998 270,000 SH SOLE 270000
NEXTLINK
COMMUNICA-
TIONS INC
10/50 PUT-S PUT 65333H9VJ 281 1,000 SH PUT SOLE 1000
NFRONT INC COM 65334N109 2,670 240,000 SH SOLE 240000
NOBLE
AFFILIATES
INC COM 654894104 7,250 250,000 SH SOLE 250000
NORTEL
NETWORKS
CORP 10/45
CALL-S CALL 6565699JI 2,650 4,000 SH CALL SOLE 4000
NORTHPOINT
COMMUNICA-
TIONS HLDG COM 666610100 7,308 395,000 SH SOLE 395000
NOVELL INC
11/17.5
CALL-G CALL 6700069KW 1,700 4,000 SH CALL SOLE 4000
NOVELLUS SYS
INC 10/65
CALL-G CALL 6700089JM 1,100 2,000 SH CALL SOLE 2000
OPEN MKT INC COM 68370M100 2,297 175,000 SH SOLE 175000
OXFORD HEALTH
PLANS INC COM 691471106 6,313 505,000 SH SOLE 505000
PACCAR INC
10/60 PUT-S PUT 6937189VL 1,425 1,500 SH PUT SOLE 1500
PAKETEER INC COM 695210104 6,813 200,000 SH SOLE 200000
P-COM INC COM 693262107 2,450 350,000 SH SOLE 350000
PEAPOD INC COM 704718105 1,761 175,000 SH SOLE 175000
PENNACO ENERGY
INC COM 708046107 731 60,000 SH SOLE 60000
PERCLOSE INC COM 71361C107 11,175 240,000 SH SOLE 240000
PEREGRINE
SYSTEMS INC COM 71366Q101 16,300 400,000 SH SOLE 400000
PHARMACYCLICS
INC COM 716933106 15,328 375,000 SH SOLE 375000
PMC-SIERRA INC COM 69344F106 50,875 550,000 SH SOLE 550000
PMC-SIERRA INC
10/95 PUT-M PUT 69344F9VS 2,025 3,000 SH PUT SOLE 3000
PORTAL
SOFTWARE
INC COM 736126103 4,844 125,000 SH SOLE 125000
POWERWAVE
TECHNOLOGIES
INC COM 739363109 4,774 99,000 SH SOLE 99000
PRECISION
RESPONSE
CORP COM 740314109 796 65,000 SH SOLE 65000
PRI AUTOMATION
INC COM 69357H106 4,516 125,000 SH SOLE 125000
PROCTER &
GAMBLE CO
10/100 PUT-S PUT 7427189VT 956 1,500 SH PUT SOLE 1500
QUEST COMM
INTL INC
10/30 CALL-M CALL 7491219JF 266 2,500 SH CALL SOLE 2500
QUEST SOFTWARE
INC COM 74834T103 5,813 125,000 SH SOLE 125000
R & B FALCON
CORP 10/12.5
CALL-G CALL 74912E9JV 250 2,000 SH CALL SOLE 2000
RAZORFISH INC COM 755236106 7,069 162,500 SH SOLE 162500
RCN CORP COM 749361101 7,175 175,000 SH SOLE 175000
REALNETWORKS
INC COM 75605L104 26,141 250,000 SH SOLE 250000
REALNETWORKS
INC 10/90
PUT-S PUT 75605L9VR 175 1,000 SH PUT SOLE 1000
REALNETWORKS
INC 10/95
PUT-S PUT 75605L9VS 156 500 SH PUT SOLE 500
REDBACK
NETWORKS
INC COM 757209101 32,724 303,000 SH SOLE 303000
REMEC INC COM 759543101 8,381 609,500 SH SOLE 609500
REMEDY CORP COM 759548100 17,025 600,000 SH SOLE 600000
RESEARCH IN
MOTION LTD COM 760975102 3,558 115,000 SH SOLE 115000
RF MICRO
DEVICES
INC COM 749941100 18,300 400,000 SH SOLE 400000
RHYTHMS
NETCONNEC-
TIONS COM 762430205 4,313 125,000 SH SOLE 125000
RUBIO'S
RESTAURANTS
INC COM 78116B102 302 35,000 SH SOLE 35000
SAWTEC INC COM 805468105 11,900 340,000 SH SOLE 340000
SBC
COMMUNICA-
TIONS INC
10/50 PUT-G PUT 78387G9VJ 188 2,000 SH PUT SOLE 2000
SBC
COMMUNICA-
TIONS INC
11/50
CALL-ML CALL 78387G9KJ 488 1,500 SH CALL SOLE 1500
SCHWAB CHARLES
CORP NEW
10/40 PUT-S PUT 8085139VH 1,013 1,500 SH PUT SOLE 1500
SCIENT CORP COM 80864H109 8,000 125,000 SH SOLE 125000
SCIENTIFIC
ATLANTA INC COM 808655104 20,073 405,000 SH SOLE 405000
SDL INC COM 784076101 30,678 402,000 SH SOLE 402000
SEARS
ROEBUCK &
CO 10/35
PUT-G PUT 8123879VG 938 2,500 SH PUT SOLE 2500
SEGUE SOFTWARE
INC COM 815807102 2,115 154,500 SH SOLE 154500
SIEBEL SYS INC COM 826170102 10,394 156,000 SH SOLE 156000
SIEBEL SYS INC
10/65 PUT-G PUT 8261709VM 238 1,000 SH PUT SOLE 1000
SIEBEL SYS INC
10/70 PUT-G PUT 8261709VN 513 1,000 SH PUT SOLE 1000
SINCLAIR
BROADCAST
GROUP INC. CL A 829226109 906 100,000 SH SOLE 100000
SOUTHDOWN INC
10/50
CALL-MS CALL 8412979JJ 675 1,500 SH CALL SOLE 1500
SOUTHTRUST
CORP COM 844730101 6,188 172,500 SH SOLE 172500
SPINNAKER
EXPLORATION
CO COM 84855W109 6,500 500,000 SH SOLE 500000
SPRINT CORP
10/50 CALL-G CALL 8520619JJ 563 1,000 SH CALL SOLE 1000
SPRINT CORP
10/55 CALL-G CALL 8520619JK 525 2,000 SH CALL SOLE 2000
STAMPS.COM INC COM 852857101 5,213 150,000 SH SOLE 150000
STARMEDIA
NETWORK
INC COM 855546107 7,344 200,000 SH SOLE 200000
TELCOM
SEMICONDUC-
TOR INC COM 87921P107 3,729 292,500 SH SOLE 292500
TELIGENT
INC-CL A
10/60 PUT-G PUT 87959Y9VL 281 250 SH PUT SOLE 250
TELLABS INC COM 879664100 8,541 150,000 SH SOLE 150000
TELLABS INC
10/55 PUT-G PUT 8796649VK 263 1,500 SH PUT SOLE 1500
TELLABS INC
10/60 PUT-G PUT 8796649VL 438 1,000 SH PUT SOLE 1000
TEXACO INC
10/65 CALL-G CALL 8816949JM 163 2,000 SH CALL SOLE 2000
TEXAS INSTRS
INC COM 882508104 28,788 350,000 SH SOLE 350000
TEXAS INSTRS
INC 10/80
CALL-G CALL 8825089JP 20 40 SH CALL SOLE 40
TEXAS INSTRS
INC 10/80
PUT-S PUT 8825089VP 788 3,500 SH PUT SOLE 3500
THREE-FIVE SYS
INC COM 88554L108 2,213 100,000 SH SOLE 100000
TICKETMASTER
ONLINE CITY
SEARCH CL B 88633P203 4,838 200,000 SH SOLE 200000
TIME WARNER
INC 10/60
CALL-MS CALL 8873159JL 347 1,500 SH CALL SOLE 1500
TIME WARNER
TELECOM COM 887319101 8,872 425,000 SH SOLE 425000
TRANSWITCH
CORP COM 894065101 26,491 464,750 SH SOLE 464750
TRIQUINT
SEMICONDUC-
TOR INC COM 89674K103 16,727 292,500 SH SOLE 292500
TYCO INTL
10/95
CALL-MS CALL 9021249JS 1,331 1,500 SH CALL SOLE 1500
UNACOL CORP
10/35
CALL-G CALL 9152899JG 128 500 SH CALL SOLE 500
UNACOL CORP
10/40
CALL-G CALL 9152899JH 25 500 SH CALL SOLE 500
UNITED TECH
CORP
10/60
PUT-ML PUT 9130179UL 300 1,500 SH PUT SOLE 1500
UNOCOL CORP COM 915289102 5,559 150,000 SH SOLE 150000
US LEC CORP CL A 90331S109 8,619 350,000 SH SOLE 350000
VALENTIS INC COM 91913E104 1,925 380,289 SH SOLE 380289
VANTIVE CORP COM 922091103 1,868 215,000 SH SOLE 215000
VASTAR RES INC COM 922380100 8,446 135,000 SH SOLE 135000
VIATEL INC COM 925529208 13,008 440,000 SH SOLE 440000
VIGNETTE CORP COM 926734104 14,797 163,500 SH SOLE 163500
VISHAY
INTERTECHNOL-
OGY 10/22.5
CALL-M CALL 9282909JX 375 2,000 SH CALL SOLE 2000
VISUAL
NETWORKS
INC COM 928444108 8,488 200,000 SH SOLE 200000
VOICESTREAM
WIRELESS
CORP COM 928615103 12,961 210,000 SH SOLE 210000
WEATHERFROD
INTL
10/35
CALL-G CALL 9470749JG 163 2,000 SH CALL SOLE 2000
WESTERN
WIRELESS
CORP 10/40
CALL-MS CALL 95988E9JH 1,531 2,500 SH CALL SOLE 2500
WHITTMAN-HART
INC 11/25
CAL-G CALL 9668349KE 1,388 1,000 SH CALL SOLE 1000
WINK COMM INC COM 974168106 874 20,000 SH SOLE 20000
WINSTAR
COMMUNICA-
TIONS INC COM 975515107 17,969 460,000 SH SOLE 460000
XILINX INC COM 983919101 26,344 402,000 SH SOLE 402000
XILINX INC
10/65 PUT-S PUT 9839199VM 1,150 4,000 SH PUT SOLE 4000
XOOM.COM COM 98413F101 4,963 100,000 SH SOLE 100000
ZEBRA
TECHNOLOGIES
CORP 10/45
CALL-S CALL 9892079JI 213 1,000 SH CALL SOLE 1000
292
1,902,490 43,948,573
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