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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended SEPTEMBER 30, 1999.
If amended report check here: [ ]
HOLDEN, TOLBERT & COMPANY
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Name of Institutional Investment Manager
120 E. Sheridan, Suite 105 OKLAHOMA CITY OK 73104
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Business Address (Street) (City) (State) (Zip)
James H. Holden 405-235-3795 President
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
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Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of OKLAHOMA CITY and State of OK on the 20th day of
April, 1999.
HOLDEN, TOLBERT & COMPANY
------------------------------------------
(Name of Institutional Investment Manager)
/s/ James H. Holden
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
------------------------------------ --------------------------------------
1. 6.
------------------------------------ --------------------------------------
2. 7.
------------------------------------ --------------------------------------
3. 8.
------------------------------------ --------------------------------------
4. 9.
------------------------------------ --------------------------------------
5. 10.
------------------------------------ --------------------------------------
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 38
Form 13F Information Table Value Total: 827,479
<PAGE>
FORM 13F
Name of Reporting Manager: HOLDEN, TOLBERT & COMPANY
<TABLE>
<CAPTION>
--------------------
(SEC USE ONLY)
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Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
Voting Authority
Investment Discretion (Shares)
---------------------------- -------------------
Shares (b) Shared
as
Title Fair of Defined (c) Managers (a) (b) (c)
Name of Issuer of CUSIP Market Principal (a) in Shared See Sole Shared None
Class Number Value Amount Sole Instr. V Other Instr. V
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Abbott Laboratories common 002824-10-0 $ 296 8,000 8,000 0 0 0 0 0 8,000
Allstate Corp common 020002-10-1 18,125 725,000 725,000 0 0 0 0 0 725,000
American Express common 025816-10-9 104,166 771,600 771,600 0 0 0 0 0 771,600
American Home Products common 026609-10-7 3,150 75,000 75,000 0 0 0 0 0 75,000
American International Group common 026874-10-7 84,913 976,008 976,008 0 0 0 0 0 976,008
BankAmerica common 06605F-10-2 220 3,937 3,937 0 0 0 0 0 3,937
Berkshire Hathaway "A" common 084670-10-8 28,875 525 525 0 0 0 0 0 525
Berkshire Hathaway "B" common 084670-20-7 835 450 450 0 0 0 0 0 450
Capital One Financial common 14040H-10-5 975 25,000 25,000 0 0 0 0 0 25,000
Centerpoint Properties common 151895-10-9 29,968 881,400 881,400 0 0 0 0 0 881,400
Chubb Corp common 171232-10-1 5,010 100,200 100,200 0 0 0 0 0 100,200
Citigroup, Inc common 172967-10-1 65,340 1,485,000 1,485,000 0 0 0 0 0 1,485,000
Davis Real Esrarte Fund common 239103-30-2 258 13,605 13,605 0 0 0 0 0 13,605
Donaldson Lufkin Jenrette common 257661-10-8 20,200 505,000 505,000 0 0 0 0 0 505,000
Federal Home Loan Mtg Corp common 313400-30-1 10,400 200,000 200,000 0 0 0 0 0 200,000
Federal National Mtg Corp common 313586-10-9 8,329 132,200 132,200 0 0 0 0 0 132,200
General Electric common 369604-10-3 286 2,400 2,400 0 0 0 0 0 2,400
Glaxco Holdings common 37733W-10-5 200 3,850 3,850 0 0 0 0 0 3,850
Golden West Financial common 381317-10-6 15,249 155,600 155,600 0 0 0 0 0 155,600
Harcourt General common 411636-10-1 1,344 32,000 32,000 0 0 0 0 0 32,000
Hewlett Packard common 428236-10-3 41,951 461,000 461,000 0 0 0 0 0 461,000
IBM common 459200-10-1 49,833 411,840 411,840 0 0 0 0 0 411,840
Martin Marietta Materials common 573284-10-6 31,456 786,400 786,400 0 0 0 0 0 786,400
Mass Mutual Corp Investors common 576292-10-6 204 9,706 9,706 0 0 0 0 0 9,706
McDonalds Corp common 580135-10-1 59,512 1,384,000 1,384,000 0 0 0 0 0 1,384,000
Merck common 589331-10-7 797 12,268 12,268 0 0 0 0 0 12,268
Morgan Stanley Dean Witter common 617446-10-9 64,645 726,350 726,350 0 0 0 0 0 726,350
Motorola common 620076-10-9 1,496 17,000 17,000 0 0 0 0 0 17,000
Novell, Inc common 670006-10-5 2,741 130,500 130,500 0 0 0 0 0 130,500
Oracle Corp common 68389X-10-5 2,300 50,000 50,000 0 0 0 0 0 50,000
Pall Corp common 696429-30-7 351 15,250 15,250 0 0 0 0 0 15,250
Progressive Corp Ohio common 743315-10-3 13,341 162,700 162,700 0 0 0 0 0 162,700
SBC Corp common 783876-10-3 287 5,628 5,628 0 0 0 0 0 5,628
Twentieth Century Industries common 901272-20-3 939 49,400 49,400 0 0 0 0 0 49,400
US Bancorp common 319279-10-5 11,835 394,500 394,500 0 0 0 0 0 394,500
UBS AG ADR 90261R-10-5 2,600 200,000 200,000 0 0 0 0 0 200,000
Vodafone Airtouch ADR 92857T-10-7 28,630 120,800 120,800 0 0 0 0 0 120,800
Wells Fargo & Co common 949740-10-4 116,422 2,910,550 2,910,550 0 0 0 0 0 2,910,550
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COLUMN TOTALS $827,479
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</TABLE>
