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OMB APPROVAL
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OMB Number: 3235-0006
Expires: February 28, 1997
UNITED STATES Estimated average burden
SECURITIES AND EXCHANGE COMMISSION hours per response . . . 24.60
WASHINGTON, D.C. 20549 -------------------------------
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SEC USE ONLY
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FORM 13F
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INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended 30 JUNE 19 99
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(PLEASE READ INSTRUCTIONS BEFORE PREPARING FORM.)
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If amended report check here: / /
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Name of Institutional Investment Manager
1
MARTIN CURRIE INVESTMENT MANAGEMENT LTD
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Business Address (Street) (City) (State) (Zip) 2
SALTIRE COURT, 20 CASTLE TERRACE, EDINBURGH, SCOTLAND, EH1 2ES
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
Julian Livingston, Director, General Counsel.
011 44 131 479 4643
ATTENTION
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INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL
VIOLATIONS.
SEE 18 U.S.C. 1001 AND 15 U.S.C 78ff(a).
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The institutional investment manager submitting this Form and its attachments
and the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
Form and that the submission of any amendment represents that all unamend-ed
items, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of EDINBURGH and State of LOTHIAN, SCOTLAND on the
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23 day of JULY 19 99
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MARTIN CURRIE INVESTMENT MANAGEMENT LTD
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(Name of Institutional Investment Manager)
JULIAN LIVINGSTON
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(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F numbers of ALL Institutional Investment Managers with respect to
which this schedule is filled (other than the one filing this report): (LIST IN
ALPHABETICAL ORDER).
Name: 13F File No.: 3 Name: 13F File No.: 3
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1. 6.
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2. 7.
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3. 8.
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4. 9.
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5. 10.
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SEC 1685 (5/91)
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<CAPTION>
Page 1 of 5 Name of Reporting Manager Martin Currie Investment Management Ltd (SEC USE ONLY)
Item 8:
Item 1: Item 2: Title Item 3: Item 4: Item 5: Item 6: Investment Discretion Item Voting
Name of of Class CUSIP Number Fair Shares of 7: Authority(Shares)
Issuer Market Principal (a) (b) Shared (c) Shared Managers (a) (b) (c)
Value Amount Sole - Defined - Other See Sole Shared None
as Instr. V Instr. V
<S> <C> <C> <C> <C> <C> <C>
Allied Signal Common Stock US0195121027 8,370,810 132,870 X X
Inc $1.00 pv
Motorola Inc Common Stock US6200761095 5,789,225 61,100 X X
$3.00pv
Molex Inc Common Stock US6085541018 6,034,700 163,100 X X
$0.05pv
CBS Corp Common Stock US12490K1079 8,270,341 189,850 X X
$1.00pv
Intel Common Stock US4581401001 10,375,372 174,376 X X
Corporation US$0.001
Microsoft Common Stock US5949181045 13,657,454 151,434 X X
Corp US$0.000025
Texas Common Stock US8825081040 10,637,568 73,872 X X
Instruments Inc. $1.00pv
3COM Corporation Common Stock US8855351040 760,594 28,500 X X
NPV
America Online Common Stock US02364J1043 2,667,500 24,250 X X
Inc. U$0.01
Pepsico Capital Stock US7134481081 8,745,658 226,059 X X
Inc US$0.017
Sara Lee Common Stock US8031111037 4,124,588 181,800 X X
Corporation US$1 1/3
Bristol-Myers Common Stock US1101221083 6,860,613 97,400 X X
Squibb Company $0.10pv
Colgate Common Stock US1941621039 6,372,950 64,700 X X
Palmolive $1.00pv
Company
Johnson Common Stock US4781601046 10,389,274 106,013 X X
& Johnson $1.00pv
Warner-Lambert Common Stock US9344881076 3,635,975 52,600 X X
Co $1.00pv
Time Warner Inc Common Stock US8873151091 5,370,619 73,950 X X
$1.00pv
Walgreen Company Common Stock US9314221097 11,935,063 406,300 X X
$0.3125
Wal-Mart Stores Common Stock US9311421039 7,647,625 158,500 X X
Inc US$0.10
Schering-Plough Common Stock US8066051017 4,987,500 95,000 X X
Corporation U$1.00
COLUMN TOTALS 136,633,426
AGGREGATE PAGE 136,633,426
TOTAL
</TABLE>
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<TABLE>
<CAPTION>
Page 2 of 5 Name of Reporting Manager Martin Currie Investment Management Ltd (SEC USE ONLY)
Item 8:
Item 1: Item 2: Title Item 3: Item 4: Item 5: Item 6: Investment Discretion Item Voting
Name of of Class CUSIP Number Fair Shares of 7: Authority (Shares)
Issuer Market Principal (a) (b) Shared (c) Shared Managers (a) (b) (c)
Value Amount Sole - Defined - Other See Sole Shared None
as Instr. V Instr. V
<S> <C> <C> <C> <C> <C> <C>
Int'l Business Common Shares US4592001014 14,559,754 112,648 X X
Machines Corp US$0.50
Merck & Co Inc Common Stock US5893311077 10,252,502 139,253 X X
npv
Union Pacific Common Stock US9078181081 6,178,209 105,950 X X
Corporation US$2.50
Cisco Systems Common stock US17275R1023 6,269,769 97,300 X X
$0.001
Equifax Inc Common Stock US2944291051 4,778,556 133,900 X X
$2.50pv
Freeport McMoRan A Common Stock US35671D1054 5,083,541 303,495 X X
Copper $0.10pv
HS Resources Inc Common Stock US4042971030 796,500 54,000 X X
US$1.00
Mobil Corporation Common Stock US6070591028 12,129,759 122,833 X X
US$1.00
Schlumberger Common Stock AN8068571086 3,009,234 47,250 X X
Limited US$0.01
Chase Manhattan Common Stock US16161A1088 8,615,400 99,600 X X
Corp $1.00
American Common Stock US0268741073 11,413,584 97,344 X X
Int'l Group $2.50pv
Inc
Marsh & Common Stock US5717481023 9,345,893 123,480 X X
McLennan $1.00pv
Companies Inc
Southern Co Common Stock US8425871071 7,399,304 279,219 X X
$5.00pv
Ameritech Common Stock US0309541011 9,380,658 127,628 X X
Corporation US$1.00
Bell Atlantic Common Shares US0778531097 5,605,906 85,750 X X
Corp $0.10pv
Bank One Common stock US06423A1034 7,001,572 117,550 X X
Corporation npv
Bank of Common Stock US0605051046 9,739,566 132,850 X X
America Corp US$0.01
First Union Common Stock US3373581053 4,948,125 105,000 X X
Corp US$3.333
Redwood Trust Common Stock US7580754023 318,000 19,200 X X
Inc US$0.01
COLUMN TOTALS 273,459,258
AGGREGATE 136,825,832
PAGE TOTAL
</TABLE>
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<TABLE>
<CAPTION>
Page 3 of 5 Name of Reporting Manager Martin Currie Investment Management Ltd (SEC USE ONLY)
Item 8:
Item 1: Item 2: Title Item 3: Item 4: Item 5: Item 6: Investment Discretion Item Voting
Name of of Class CUSIP Number Fair Shares of 7: Authority (Shares)
Issuer Market Principal (a) (b) Shared (c) Shared Managers (a) (b) (c)
Value Amount Sole - Defined - Other See Sole Shared None
as Instr. V Instr. V
<S> <C> <C> <C> <C> <C> <C>
Transocean Common Stock KYG900761035 2,344,125 89,300 X X
Offshore Inc US$0.01
FPL Group Inc Common Stock US3025711041 3,539,700 64,800 X X
US$0.01
Pharmacia & Ordinary US7169411094 5,581,828 98,250 X X
Upjohn Inc Shares US$0.01
Onhealth Common Stock US68272W1071 541,875 51,000 X X
Network Company $0.01pv
MediaOne Common Stock US58440J1043 7,065,625 95,000 X X
Group Inc US$0.01
Young & Common Stock US9874251054 4,598,275 101,200 X X
Rubicam Inc US$0.01
Ask Jeeves Common Stock US0451741096 14,000 1,000 X X
Inc US$0.001
Extreme Common Stock US30226D1063 418,050 7,200 X X
Networks Inc $0.001
Juniper Common Stock US48203R1041 14,900 100 X X
Networks Inc $0.00001
Philip Morris Common Stock US7181541076 9,253,534 230,259 X X
Cos Inc US$0.3333pv
PMR Common Stock US6934511063 215,313 65,000 X X
Corporation US$0.01
Compaq Common Stock US2044931002 2,851,975 120,400 X X
Computer USD0.01
Lucent Common Stock US5494631071 5,502,900 81,600 X X
Technologies $0.01
Electronic Common Stock US2856611049 8,567,816 151,308 X X
Data Systems $0.01
Corp
General Common Stock US3696041033 12,437,232 110,064 X X
Electric Co $0.16pv
Nortel Common Shares CA6565691004 541,818 9,300 X X
Networks npv
Corporation
Bombardier Class B (Sub CA0977512007 4,751,487 314,668 X X
Incorporated Voting) Stock
MacMillan Common Stock CA5547832090 4,770,117 269,803 X X
Bloedel npv
Limited
BCE Inc Common Shares CA05534B1094 6,152,463 127,777 X X
npv
COLUMN TOTALS 352,622,289
AGGREGATE 79,163,031
PAGE TOTAL
</TABLE>
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<TABLE>
<CAPTION>
Page 4 of 5 Name of Reporting Manager Martin Currie Investment Management Ltd (SEC USE ONLY)
Item 8:
Item 1: Item 2: Title Item 3: Item 4: Item 5: Item 6: Investment Discretion Item Voting
Name of of Class CUSIP Number Fair Shares of 7: Authority (Shares)
Issuer Market Principal (a) (b) Shared (c) Shared Managers (a) (b) (c)
Value Amount Sole - Defined - Other See Sole Shared None
as Instr. V Instr. V
<S> <C> <C> <C> <C> <C> <C>
Royal Bank Common Stock CA7800871021 238,558 5,469 X X
of Canada
Alberta Common Stock CA0128731050 206,881 6,518 X X
Energy Ltd. npv
Ballard Power Common Shares CA05858H1047 270,667 8,609 X X
Systems Inc NPV
Grupo Spons GDR US40049J2069 1,451,925 32,400 X X
Televisa SA (rep 2 Ord Shs)
Desc ADS (rep 20 US2503091017 814,500 36,000 X X
Series C shs)
Telefonos ADR (rep 20 US8794037809 3,414,328 42,250 X X
de Mexico ser L shs)
Fomento Spon ADR US3444191064 354,888 8,900 X X
Economico (rep 1 unit)
Mexicano
Aracruz ADR (rep 10 B US0384962041 180,400 8,200 X X
pref)
Cemig Pn Spon ADR (rep US2044096012 899,463 43,100 X X
1000 nonvtg
prf)
Eletrobras ON ADR (rep 50 US15234Q2075 233,189 24,900 X X
com shs)
Compania Vale SPON ADR (Repr US2044121000 536,540 26,827 X X
Do Rio Doce 250 Pref Shs)
Telebras ADR Reg S (Rep US8792871001 737 11,790 X X
1000 Pref)
Unibanco Spon GDR (rep US90458E1073 218,969 9,100 X X
500 units)
Petrobras Spon ADR (rep US71654V1017 1,556,810 101,104 X X
100 pref)
Comp Spon ADR (Rep US20441B4077 318,250 38,000 X X
Paranaense 1000 Pref B)
Energetica
Compania ADR (Repr 1000 US20440T2015 166,319 8,900 X X
Brasil Pref Shs)
Dist Pao Acu
Comp ADR (Rep 20 US20440X1037 367,656 32,500 X X
Cervejaria Prefs)
Brahma
Tele Norte ADR (rep 1000 US8792461068 272,683 14,690 X X
Leste pref)
Participacoes
TELESP ADR (rep 1000 US87952K1007 770,659 33,690 X X
Participacoes pref)
SA
COLUMN TOTALS 364,895,708
AGGREGATE 12,273,420
PAGE TOTAL
</TABLE>
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<TABLE>
<CAPTION>
Page 5 of 5 Name of Reporting Manager Martin Currie Investment Management Ltd (SEC USE ONLY)
Item 8:
Item 1: Item 2: Title Item 3: Item 4: Item 5: Item 6: Investment Discretion Item Voting
Name of of Class CUSIP Number Fair Shares of 7: Authority (Shares)
Issuer Market Principal (a) (b) Shared (c) Shared Managers (a) (b) (c)
Value Amount Sole - Defined - Other See Sole Shared None
as Instr. V Instr. V
<S> <C> <C> <C> <C> <C> <C>
TELESP ADR (rep 2500 US87952L1089 142,203 5,316 X X
Celular pref)
Partic
Tele Sudeste ADR (rep 5000 US8792521044 182,700 6,300 X X
Celular pref)
Partic
Tele Centro ADR (rep 5000 US8792391018 524,919 9,458 X X
Sul pref)
Participacoes
Cementos ADR (Rep 1 US1512631003 108,515 7,028 X X
Lima Spon Ord)
Telefonica ADR (Repr 10 US8793841052 189,063 12,500 X X
Del Peru 'B' Shs)
Minas Spon ADR (Rep US2044481040 203,656 13,300 X X
Buenaventura 2 "B" Shares)
Comp de Spon ADR (rep US2044493003 686,738 27,747 X X
Telefonos de 4 ord A shs)
Chile S.A.
Sociedad ADR (rep 10 US8336351056 261,775 7,400 X X
Quimica Y B shs)
Minera
Vina Concha ADR (rep 50 US9271911060 126,000 3,500 X X
Y Toro SA ord shs)
Quilmes ADR (rep 1 US74838Y1082 194,288 15,700 X X
Industrial non-vtg prf
S.A. shr)
Banco de Spon ADR (rep US0595382070 836,325 41,300 X X
Galicia 4 B shs)
Telecom Spon ADR (repr US8792732096 256,800 9,600 X X
Argentina 5 Ord 'B' Shs)
Delta Galil ADR (Rep 1 Ord US2476371016 1,214,063 105,000 X X
Share)
Blue Square ADR (rep 1 Ord US0960551085 952,500 60,000 X X
Israel Ltd ILS1)
Teva ADR (rep 1 ord US8816242098 931,000 19,000 X X
Pharmaceutical shs)
Matav RT Spon ADR (Rep US5597761098 385,000 14,000 X X
5 HUF100 shs)
COLUMN TOTALS 372,091,253
AGGREGATE 7,195,544
PAGE TOTAL
</TABLE>
