SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-A
For Registration of Certain Classes of Securities
Pursuant to Section 12(b) or 12(g) of the
Securities Exchange Act of 1934
SFB Bancorp, Inc.
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(Exact name of registrant as specified in its charter)
<TABLE>
<CAPTION>
<S> <C>
Tennessee 62-1683732
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(State of incorporation or organization) (IRS Employer
Identification No.)
632 East Elk Avenue
Elizabethton, Tennessee 37643-3378
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(Address of principal executive offices) (Zip Code)
If this Form relates to the registration of a If this Form relates to the registration of a
class of debt securities and is effective upon class of debt securities and is to become
filing pursuant to General Instruction effective simultaneously with the
A(c)(1) please check the following box. |_| effectiveness of a concurrent registration
statement under the Securities Act of 1933
pursuant to General Instruction A(c)(2)
please check the following box. |_|
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Securities to be registered pursuant to Section 12(b) of the Act:
NONE
Securities to be registered pursuant to Section 12(g)
of the Act:
Common Stock, par value $0.10 per share
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(Title of class)
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Item 1. Description of Registrant's Securities to be Registered
The information set forth under the captions "Restrictions on
Acquisition of SFB Bancorp, Inc." and "Description of Capital Stock" in the
registrant's Prospectus included in Part I of the registrant's Registration
Statement on Form SB-2 originally filed with the Securities and Exchange
Commission on March 18, 1997 and amended on April 9, 1997 (File No. 333-23505),
is hereby incorporated by reference in response to this Item 1. Information set
forth under the captions "Restrictions on Acquisition of SFB Bancorp, Inc." and
"Description of Capital Stock" contained in a prospectus relating to SEC File
No. 333-23505 and subsequently filed by the registrant pursuant to 17 C.F.R.
ss.230.424(b) shall be deemed to be incorporated by reference into this
registration statement.
Item 2. Exhibits
Exhibit Description
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1 Copies of the last Annual Report filed pursuant to Section
13 or 15(d) of the Securities Exchange Act of 1934 (the
"Act") or if unavailable, the latest registration statement
filed pursuant to Section 12(b) or (g) of the Act, or
pursuant to the Securities Act of 1933. (Incorporated by
reference to the Registration Statement on Form SB-2 filed
pursuant to the Securities Act of 1933 on March 18, 1997 and
amended on April 9, 1997, file number 333-23505).
2* Copies of all current, quarterly, or semi-annual reports
filed pursuant to Section 13 or 15(d) of the Act since the
end of the fiscal year, or if none, since the effective date
of the latest registration statement so filed.
3* Copies of the latest definitive proxy statement or
information statement filed pursuant to Section 14 of the
Act.
4 Copies of the charter and bylaws, or other instruments
corresponding thereto, and any other documents defining the
rights of holders of securities. (Incorporated by reference
to Exhibits 3(i) (Certificate of Incorporation) and 3(ii)
(Bylaws) of the Exhibits to the Registration Statement on
Form SB-2 filed pursuant to the Securities Act of 1933 on
March 18, 1997 and amended on April 9, 1997, file number
333-23505).
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* Not applicable or does not apply to registrant.
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Exhibit Description
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5 Specimens or copies of each security to be registered
(Incorporated by reference to Exhibit 4 of the Registration
Statement on Form SB-2 filed pursuant to the Securities Act
of 1933 on March 18, 1997 and amended on April 9, 1997, file
number 333-23505).
6* Copies of the last Annual Report submitted to stockholders
by the registrant or its predecessors.
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* Not applicable or does not apply to registrant.
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SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange
Act of 1934, the registrant has duly caused this registration statement to be
signed on its behalf by the undersigned, thereto duly authorized.
SFB BANCORP, INC.
Date: May 20, 1997 By /s/Peter W. Hampton
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Peter W. Hampton, President
(Duly authorized representative)
