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U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-KSB/A
AMENDMENT NO. 1
TO
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
FOR THE FISCAL YEAR ENDED DECEMBER 31, 1999
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
COMMISSION FILE NUMBER: 000-25081
VAIL BANKS, INC.
(Exact name of registrant as specified in its charter)
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<S> <C>
COLORADO 84-1250561
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
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<S> <C>
108 SOUTH FRONTAGE ROAD WEST, VAIL, COLORADO 81657
(Address of principal executive office) (Zip Code)
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Registrant's Telephone Number, Including Area Code:
(970) 476-2002
Securities Registered Pursuant to Section 12(b) of the Act: NONE
Name of exchange on which registered:
Securities Registered Pursuant to Section 12(g) of the Act:
COMMON STOCK, $1.00 PAR VALUE PER SHARE.
Check whether the Registrant (1) has filed all reports required to be filed
by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the
preceding 12 months (or for such shorter period that the Registrant was required
to file such reports), and (2) has been subject to such filing requirements for
the past 90 days. Yes [X] No [ ]
Check if disclosure of delinquent filers pursuant to Item 405 of Regulation
S-K is not contained herein and will not be contained, to the best of
registrant's knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-KSB or any amendment to
this Form 10-KSB.
State issuer's revenues for its most recent fiscal year. $28,184,000
Transitional Small Business Disclosure format. Yes [ ] No [X]
State the aggregate market value of the voting stock held by non-affiliates
(which for purposes hereof are all holders other than executive officers and
directors): As of March 8, 2000: 6,081,180 shares of common stock $1.00 par
value (the "Common Stock"), were issued and outstanding with an aggregate value
of $37,242,041 held by non-affiliates (based on market value of $9.28/share)
(computed by reference to the average bid and asked price of the Common Stock on
March 8, 2000).
State the number of shares outstanding of each of the issuer's classes of
Common Stock as of the latest practicable date: As of March 8, 2000, there were
issued and outstanding 6,081,186 shares of Common Stock.
DOCUMENTS INCORPORATED BY REFERENCE
Portions of the Registrant's definitive Proxy Statement for the 2000 Annual
Meeting of Shareholders, to be filed with the Commission, are incorporated by
reference into Part III.
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Portions Amended
The Cover Page of the Company's Annual Report on Form 10-KSB is amended to
reflect:
A. That the Registrant (1) has filed all reports required to be filed
by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the
preceding 12 months (or for such shorter period that the registrant was
required to file such reports), and (2) has been subject to such filing
requirements for the last 90 days.
and
B. That portions of the Registrant's definitive Proxy Statement for
the 2000 Annual Meeting of Stockholders, to be filed with the Commission,
are incorporated by reference into Part III.
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the Registrant has duly caused this Report on Form
10-KSB/A to be signed on its behalf by the undersigned, thereunto duly
authorized, in the Town of Vail, State of Colorado, on the 31st day of March,
2000.
VAIL BANKS, INC.
(Registrant)
By: /s/ LISA M. DILLON
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Lisa M. Dillon,
President and Chief Executive
Officer
Pursuant to the requirements of the Securities Act of 1934, this Report on
Form 10-KSB has been signed by the following persons in the capacities indicated
on the 31st day of March, 2000.
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SIGNATURE TITLE
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/s/ E. B. CHESTER, JR.* Chairman
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E.B. Chester, Jr.
/s/ LISA M. DILLON President and Chief Executive Officer,
- ----------------------------------------------------- director (principal executive officer)
Lisa M. Dillon
/s/ KAY H. CHESTER* Director
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Kay H. Chester
/s/ DENNIS R. DEVOR* Director
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Dennis R. Devor
/s/ JAMES G. FLAUM* Director
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James G. Flaum
/s/ S. DAVID GORSUCH* Director
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S. David Gorsuch
/s/ JAMES M. GRIFFIN* Director
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James M. Griffin
/s/ MARTIN T. HART* Director
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Martin T. Hart
/s/ GARNER F. HILL II* Director
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Garner F. Hill II
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SIGNATURE TITLE
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<C> <S>
/s/ ROBERT L. KNOUS, JR.* Director
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Robert L. Knous, Jr.
/s/ KENT MYERS* Director
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Kent Myers
/s/ BYRON A. ROSE* Director
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Byron A. Rose
/s/ DONALD L. VANDERHOOF* Director
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Donald L. Vanderhoof
/s/ E. WILLIAM WILTO* Director
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E. William Wilto
*By: /s/ LISA M. DILLON
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Lisa M. Dillon, as Attorney-In-Fact
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