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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
For Registration of Certain Classes of Securities
Pursuant to Section 12(b) or (g) of the
Securities Exchange Act of 1934
SCM MICROSYSTEMS, INC.
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(Exact name of registrant as specified in its charter)
Delaware 77-044-4317
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(State of Incorporation) (I.R.S. Employer Identification No.)
131 Albright Way, Los Gatos, CA 95030
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(Address of principal executive offices) (ZIP Code)
If this Form relates to the registration of a class of debt securities and is
effective upon filing pursuant to General Instruction A.(c)(1), please check the
following box. [ ]
If this Form relates to the registration of a class of debt securities and is to
become effective simultaneously with the effectiveness of a concurrent
registration statement under the Securities Act of 1933 pursuant to General
Instruction A.(c)(2), please check the following box. [ ]
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class Name of each exchange on which
to be so registered each class is to be registered
None
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Securities to be registered pursuant to Section 12(g) of the Act:
Common Stock, par value $0.001 per share
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(Title of class)
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(Title of class)
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Information Required in Registration Statement
Item 1. Description of Registrant's Securities to be Registered
Incorporated by reference to page 52 of the Prospectus
contained in Registrant's Registration Statement on Form S-1
filed with the Securities and Exchange Commission pursuant to
Rule 424(b) under the Securities Act.
Item 2. Exhibits
The following exhibits are filed as part of this registration
statement:
1.1(1) Specimen certificate for Registrant's Common Stock.
2.1(2) Third Amended and Restated Certificate of
Incorporation.
2.2(3) Form of Fourth Amended and Restated Certificate of
Incorporation to be filed promptly after the
closing of the offering.
2.3(4) Bylaws, as amended.
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1 Incorporated by reference to Exhibit 4.1 to the Registrant's
Registration Statement on Form S-1 filed on June 12, 1997.
2 Incorporated by reference to Exhibit 3.1 to the Registrant's
Registration Statement on Form S-1 filed on June 12, 1997.
3 Incorporated by reference to Exhibit 3.2 to the Registrant's
Registration Statement on Form S-1 filed on June 12, 1997.
4 Incorporated by reference to Exhibit 3.3 to the Registrant's
Registration Statement on Form S-1 filed on June 12, 1997.
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Signature
Pursuant to the requirements of Section 12 of the Securities Exchange Act of
1934, the Registrant has duly caused this registration statement to be signed on
its behalf by the undersigned, thereto duly authorized.
Dated: June 12, 1997 SCM Microsystems, Inc.
By: \s\Steven Humphreys
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Steven Humphreys
Chief Executive Officer
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Index to Exhibits
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Exhibit
Number Description
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1.1(1) Specimen certificate for Registrant's Common Stock.
2.1(2) Third Amended and Restated Certificate of Incorporation.
2.2(3) Form of Fourth Amended and Restated Articles of Incorporation
to be filed promptly after the closing of the offering.
2.3(4) Bylaws, as amended.
</TABLE>
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1 Incorporated by reference to Exhibit 4.1 to the Registrant's
Registration Statement on Form S-1 filed on June 12, 1997.
2 Incorporated by reference to Exhibit 3.1 to the Registrant's Registration
Statement on Form S-1 filed on June 12, 1997.
3 Incorporated by reference to Exhibit 3.2 to the Registrant's Registration
Statement on Form S-1 filed on June 12, 1997.
4 Incorporated by reference to Exhibit 3.3 to the Registrant's Registration
Statement on Form S-1 filed on June 12, 1997.
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