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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13 F COVER PAGE
Report for the Quarter Ended September 30, 1999
Institutional Investment Manager filing this report:
Name: Warfield Associates, Inc.
Address: 450 Park Avenue
Suite 1401
New York, New York 10022
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of
this form.
Person signing this report on behalf of reporting manager:
Name: Timothy Cleary
Title: Analyst
Phone: (212) 319-6758
Signature, Place and Date of signing:
Timothy Cleary New York, New York November 30, 1999
Report Type:
13F Holdings report
I am signing this report as required by the Securities Exchange
Act 0f 1934.
FORM 13F SUMMARY PAGE
Number of other included mangers: 0
Form 13F Table Entry Total: 92
Form 13F Table Value Total: $321,109,283
<TABLE>
<S> <C> <C> <C> <S> <C> <C>
Investment Descretion Voting Authority
Security Class Cusip Mkt. Valu Quantity Sole Shared Other Managers Sole Shared None
Abbot Laboratories COM 002824100 2,552,156 69,560 X 69,560
1,797,810 49,000 X 49,000
American Home Products COM 026609107 811,740 19,560 X 19,560
American Int'l Group COM 026874107 13,554,902 155,911 X 155,911
332,546 3,825 X 3,825
Amgen Inc. COM 031162100 643,850 7,900 X 7,900
2,162,684 26,536 X 26,536
Applied Materials COM 038222105 3,270,749 42,100 X 42,100
Atlantic Richfield COM 048825103 783,489 8,840 X 8,840
Avalon Bay Communities COM 53484101 288,725 8,522 X 8,522
Axogen LTD/Elan Corp P COM 054614201 411,252 12,900 X 12,900
Banc One Corp COM 059438101 310,262 8,913 X 8,913
Berkshire Hathaway COM 84670207 1,135,872 612 X 612
Berkshire Hathaway COM 84670207 1,518,208 818 X 818
Boston Scientific COM 101137107 565,538 22,850 X 22,850
Brinker International COM 109641100 1,404,414 51,900 X 51,900
Bristol-Myers Squibb COM 110122108 932,040 13,808 X 13,808
2,511,000 37,200 X 37,200
Burlington Northern SF COM 12189T104 805,750 29,300 X 29,300
66,000 2,400 X 2,400
Cardinal Health Inc. COM 14149Y108 746,923 13,705 X 13,705
Carnival Corp. COM 143658102 948,300 21,800 X 21,800
Chevron Corp COM 166751107 2,257,445 18,836 X 18,836
Chubb Corp COM 171232101 526,078 10,600 X 10,600
Cisco Systems COM 17275R102 57,172,321 833,902 X 833,902
222,134 3,240 X 3,240
Citigroup Inc. COM 173034109 13,502,588 306,877 X 306,877
8,272 188 X 188
Coca Cola Co. COM 191216100 72,327 1,499 X 1,499
543,778 11,270 X 11,270
Comerica Inc. COM 200340107 488,580 9,650 X 9,650
Dell Computer Corp. COM 247025109 7,619,329 182,237 X 182,237
36,793 880 X 880
Walt Disney Co. COM 254687106 1,889,160 72,660 X 72,660
312,000 12,000 X 12,000
DPL Inc. COM 233293109 98,499 5,587 X 5,587
178,504 10,125 X 10,125
Elan COM 284131208 1,393,411 41,520 X 41,520
Eli Lilly COM 532457108 6,136,628 95,601 X 95,601
19,257 300 X 300
EMC Corp COM 268648102 4,954,771 69,414 X 69,414
Exxon Corp COM 302290101 1,323,008 17,408 X 17,408
2,202,176 28,976 X 28,976
First Data Corp COM 319963104 298,384 6,800 X 6,800
Gemstar Int'l COM 406,276 5,200 X 5,200
General Electric COM 369604103 16,307,691 137,548 X 137,548
2,866,781 24,180 X 24,180
Gillette Co. COM 375766102 1,129,930 33,292 X 33,292
Guidant Corp. COM 401698105 2,328,936 43,426 X 43,426
21,452 400 X 400
Harte Hanks Inc COM 416196103 345,843 12,750 X 12,750
Hewlett-Packard Co. COM 428236103 3,537,435 38,980 X 38,980
31,763 350 X 350
IMS Health COM 449934108 378,874 16,610 X 16,610
Int'l Business Machine COM 459200101 3,109,579 25,699 X 25,699
2,032,800 16,800 X 16,800
Intel Corp. COM 458140100 13,044,377 175,540 X 175,540
3,269,640 44,000 X 44,000
J P Morgan & Co. COM 616880100 372,455 3,260 X 3,260
445,575 3,900 X 3,900
Johnson & Johnson COM 478160104 2,168,368 23,600 X 23,600
2,113,240 23,000 X 23,000
Kellogg Co. COM 487836108 354,931 9,480 X 9,480
Kimberly-Clark COM 494368103 253,728 4,810 X 4,810
Kohl's Corp. COM 500255104 52,904 800 X 800
529,040 8,000 X 8,000
Linear Technology Corp COM 535678106 1,167,959 19,870 X 19,870
Lucent Technologies COM 549463107 22,856,121 352,283 X 352,283
895,344 13,800 X 13,800
Marriott International COM 571903103 245,175 7,500 X 7,500
May Dept. Stores COM 577778103 677,784 18,600 X 18,600
MBIA Inc. COM 55262C100 182,200 5,000 X 5,000
McGraw-Hill COM 508645109 232,224 4,800 X 4,800
MCI Worldcom COM 55268B106 9,066,943 126,140 X 126,140
28,752 400 X 400
Medtronic, Inc. COM 585055106 608,076 17,100 X 17,100
Merck Co. COM 589331107 7,526,515 116,132 X 116,132
2,799,792 43,200 X 43,200
Microsoft Corp. COM 594918104 7,616,458 84,104 X 84,104
1,438,093 15,880 X 15,880
Minn. Mining & Manufac COM 604059105 548,310 5,708 X 5,708
Mobil Corp. COM 607059102 2,069,002 20,536 X 20,536
806,000 8,000 X 8,000
Monsanto Co. COM 611662107 1,363,001 38,190 X 38,190
42,828 1,200 X 1,200
Morgan Stanley Dean Wi COM 617446448 15,497,119 173,754 X 173,754
52,444 588 X 588
Mutual Risk Management COM 628351108 781,795 63,820 X 63,820
New York Times COM 650111107 1,784,625 47,590 X 47,590
Nordstrom COM 655664100 459,000 17,000 X 17,000
Northern Telecom COM 665815106 367,200 7,200 X 7,200
1,173,000 23,000 X 23,000
Nucor COM 670346105 1,110,732 23,320 X 23,320
142,890 3,000 X 3,000
Old Republic Intl COM 680223104 683,416 47,328 X 47,328
Parametric Technology COM 699173100 201,231 14,906 X 14,906
Pfizer Inc. COM 717081103 818,064 22,800 X 22,800
Philip Morris Cos. COM 718154107 41,028 1,200 X 1,200
273,520 8,000 X 8,000
Procter & Gamble Co. COM 742718109 1,075,500 11,472 X 11,472
1,812,000 19,328 X 19,328
Project Software Dev. COM 74339P101 636,650 11,900 X 11,900
Quaker Oats COM 747402105 279,079 4,510 X 4,510
RCN Corp. COM 749361101 459,200 11,200 X 11,200
Regions Financial COM 758940100 205,200 6,840 X 6,840
Rouse Co. COM 779273101 368,000 16,000 X 16,000
52,900 2,300 X 2,300
Royal Dutch Petroleum COM 780257705 348,454 5,900 X 5,900
Schering-Plough COM 806605101 2,056,369 47,132 X 47,132
Schlumberger LTD. COM 806857108 1,098,525 17,630 X 17,630
311,550 5,000 X 5,000
Solectron Corp COM 834182107 488,308 6,800 X 6,800
State Street Corp COM 857477103 704,467 10,900 X 10,900
Sun Microsystems COM 866810104 4,244,892 45,644 X 45,644
Synovus Financial COM 87161C105 620,041 33,175 X 33,175
T. Rowe Price Assoc. COM 741477103 252,448 9,200 X 9,200
Taubman Centers COM 876664103 769,350 66,900 X 66,900
Texaco Inc. COM 881694103 249,995 3,960 X 3,960
Texas Instruments COM 882508104 2,332,610 28,360 X 28,360
Tiffany & Co. COM 886547108 1,870,128 31,200 X 31,200
359,640 6,000 X 6,000
Time Warner, Inc. COM 887315109 7,662,884 126,138 X 126,138
109,350 1,800 X 1,800
Tyco Int'l Ltd. COM 902124106 1,123,980 10,886 X 10,886
Vitesse Semiconductor COM 928497106 11,233,447 131,570 X 131,570
42,690 500 X 500
Warner Lambert COM 934488107 175,243 2,640 X 2,640
79,656 1,200 X 1,200
Xilinx Inc. COM 983919101 2,079,267 31,730 X 31,730
Total 321,109,283
</TABLE>
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