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Previous: NUVEEN TAX FREE UNIT TRUST SERIES 986, 485BPOS, 1999-05-26 |
Next: GLOBAL MEDIA CORP, PRE 14C, 1999-05-26 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13 F COVER PAGE
Report for the Quarter Ended March 31, 1999
Institutional Investment Manager filing this report:
Name: Warfield Associates, Inc.
Address: 450 Park Avenue
Suite 1401
New York, New York 10022
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of
this form.
Person signing this report on behalf of reporting manager:
Name: Timothy Cleary
Title: Analyst
Phone: (212) 319-6758
Signature, Place and Date of signing:
Timothy Cleary New York, New York May 25, 1999
Report Type:
13F Holdings report
I am signing this report as required by the Securities Exchange
Act 0f 1934.
FORM 13F SUMMARY PAGE
Number of other included mangers: 0
Form 13F Table Entry Total: 96
Form 13F Table Value Total: $321,451,284
<TABLE>
<S> <C> <C> <C> <S> <C> <C>
Investment Descretion Voting Authority
Security Class Cusip Mkt. Valu Quantity Sole Shared Other Managers Sole Shared None
Abbot Laboratories COM 002824100 3,405,896 72,760 X 72,760
2,293,690 49,000 X 49,000
American Home Products COM 026609107 1,250,190 19,160 X 19,160
American Int'l Group COM 026874107 14,776,442 122,449 X 122,499
461,391 3,825 X 3,825
Amgen Inc. COM 031162100 591,513 7,900 X 7,900
2,006,351 26,796 X 26,796
Applied Materials COM 038222105 3,333,311 54,035 X 54,035
Ascend Communications COM 43491109 2,674,668 31,960 X 31,960
Atlantic Richfield COM 048825103 745,875 10,200 X 10,200
Avalon Bay Communities COM 53484101 271,639 8,522 X 8,522
Axogen LTD/Elan Corp P COM 054614201 401,513 12,900 X 12,900
Banc One Corp COM 059438101 524,336 9,523 X 9,523
Berkshire Hathaway COM 84670207 1,438,812 612 X 612
Berkshire Hathaway COM 84670207 1,876,098 798 X 798
Boston Scientific COM 101137107 1,190,313 29,300 X 29,300
Brinker International COM 109641100 1,515,817 58,440 X 58,440
Bristol-Myers Squibb COM 110122108 1,013,688 15,808 X 15,808
2,385,450 37,200 X 37,200
Burlington Northern SF COM 12189T104 1,915,260 58,250 X 99,015
78,912 2,400 X 6,000
Cardinal Health Inc. COM 14149Y108 2,268,156 34,366 X 39,041
Carnival Corp. COM 143658102 1,155,728 23,800 X 23,800
Chevron Corp COM 166751107 2,301,820 25,936 X 25,936
Chubb Corp COM 171232101 2,960,794 50,560 X 50,560
Cisco Systems COM 17275R102 47,634,059 434,776 X 434,776
177,487 1,620 X 1,620
Citigroup Inc. COM 173034109 12,905,101 202,021 X 202,021
7,985 125 X 125
Coca Cola Co. COM 191216100 227,536 3,707 X 3,707
691,753 11,270 X 11,270
Comerica Inc. COM 200340107 771,134 12,350 X 12,350
Compaq Computer COM 204493100 242,682 7,658 X 7,658
Dell Computer Corp. COM 247025109 8,904,768 217,827 X 217,827
35,974 880 X 880
Walt Disney Co. COM 254687106 5,429,383 174,410 X 170,810
373,560 12,000 X 12,000
DPL Inc. COM 233293109 92,186 5,587 X 5,587
167,063 10,125 X 10,125
Dun & Bradstreet COM 26483B106 295,907 8,305 X 8,305
Elan COM 284131208 1,678,185 24,060 X 24,060
Eli Lilly COM 532457108 8,519,915 100,376 X 100,376
25,464 300 X 300
EMC Corp COM 268648102 4,035,623 31,590 X 31,590
Exxon Corp COM 302290101 1,270,644 18,008 X 18,008
2,044,547 28,976 X 28,976
Gemstar Int'l COM 293,475 3,900 X 3,900
Genentech Inc. COM 368710307 265,890 3,000 X 3,000
General Electric COM 369604103 15,913,904 143,848 X 143,848
2,675,033 24,180 X 24,180
Gillette Co. COM 375766102 1,955,100 32,892 X 32,892
Guidant Corp. COM 401698105 2,790,623 46,126 X 46,126
24,200 400 X 400
Harte Hanks Inc COM 416196103 466,480 17,000 X 17,000
Hewlett-Packard Co. COM 428236103 4,350,012 64,150 X 64,150
23,734 350 X 350
HSB Group COM 40428N109 297,040 8,000 X 8,000
IMS Health COM 449934108 546,976 16,510 X 16,510
Int'l Business Machine COM 459200101 2,079,497 11,732 X 11,732
1,488,900 8,400 X 8,400
Intel Corp. COM 458140100 11,443,627 96,262 X 96,262
2,615,360 22,000 X 22,000
J P Morgan & Co. COM 616880100 417,024 3,380 X 3,380
481,182 3,900 X 3,900
Johnson & Johnson COM 478160104 2,412,300 25,800 X 25,800
2,150,500 23,000 X 23,000
Kellogg Co. COM 487836108 327,281 9,680 X 9,680
Kohl's Corp. COM 500255104 56,704 800 X 800
567,040 8,000 X 8,000
Linear Technology Corp COM 535678106 1,235,125 24,100 X 24,100
Lucent Technologies COM 549463107 15,796,188 146,261 X 146,261
745,200 6,900 X 6,900
Marriott International COM 571903103 235,410 7,000 X 7,000
May Dept. Stores COM 577778103 727,818 18,600 X 18,600
MBIA Inc. COM 55262C100 290,000 5,000 X 5,000
McGraw-Hill COM 508645109 261,600 4,800 X 4,800
35,424 400 X 400
Medtronic, Inc. COM 585055106 621,762 8,650 X 8,650
Merck Co. COM 589331107 10,225,550 127,612 X 127,612
3,461,616 43,200 X 43,200
Microsoft Corp. COM 594918104 7,783,828 86,844 X 86,844
1,423,324 15,880 X 15,880
Minn. Mining & Manufac COM 604059105 474,591 6,708 X 6,708
Mobil Corp. COM 607059102 2,255,968 25,636 X 25,636
704,000 8,000 X 8,000
Monsanto Co. COM 611662107 1,917,536 41,740 X 41,740
55,128 1,200 X 1,200
Morgan Stanley Dean Wi COM 617446448 15,537,172 155,465 X 155,465
58,765 588 X 588
Mutual Risk Management COM 628351108 4,052,472 105,259 X 105,259
New York Times COM 650111107 1,541,565 54,090 X 54,090
Nordstrom COM 655664100 694,960 17,000 X 17,000
Norfolk Southern Corp. COM 655844108 229,506 8,700 X 8,700
Northern Telecom COM 665815106 115,416 3,600 X 3,600
384,720 11,500 X 11,500
Nucor COM 670346105 1,027,479 23,320 X 23,320
132,180 3,000 X 3,000
Old Republic Intl COM 680223104 863,736 47,328 X 47,328
Parametric Technology COM 699173100 302,294 15,306 X 15,306
PepsiCo Inc. COM 713448108 478,196 12,202 X 12,202
7,838 200 X 200
Pfizer Inc. COM 717081103 1,332,000 9,600 X 9,600
Philip Morris Cos. COM 718154107 42,228 1,200 X 1,200
281,520 8,000 X 8,000
Procter & Gamble Co. COM 742718109 1,129,444 11,532 X 11,532
1,892,984 19,328 X 19,328
Project Software Dev. COM 74339P101 291,550 11,900 X 11,900
Qwest Communications COM 749121109 826,512 11,465 X 11,465
Quaker Oats COM 747402105 295,688 4,750 X 4,750
RCN Corp. COM 749361101 389,296 11,600 X 11,600
Regions Financial COM 758940100 375,389 10,840 X 10,840
Rouse Co. COM 779273101 525,250 19,100 X 19,100
63,250 2,300 X 2,300
Royal Dutch Petroleum COM 780257705 332,800 6,400 X 6,400
Schering-Plough COM 806605101 3,031,015 54,860 X 54,860
Schlumberger LTD. COM 806857108 1,071,683 17,805 X 17,805
300,950 5,000 X 5,000
Solectron Corp COM 834182107 330,208 6,800 X 6,800
State Street Corp COM 857477103 1,085,700 13,200 X 13,200
Sun Microsystems COM 866810104 1,153,679 9,925 X 9,225
T. Rowe Price Assoc. COM 741477103 500,488 14,600 X 14,600
Taubman Centers COM 876664103 819,525 66,900 X 66,900
Texaco Inc. COM 881694103 270,130 4,760 X 4,760
Tiffany & Co. COM 886547108 1,300,650 17,400 X 17,400
224,250 3,000 X 3,000
Time Warner, Inc. COM 887315109 5,935,153 83,818 X 83,818
127,458 1,800 X 1,800
Tyco Int'l Ltd. COM 902124106 781,071 10,886 X 10,886
United Asset Managemen COM 909420101 545,383 24,100 X 24,100
Vitesse Semiconductor COM 928497106 6,436,086 127,120 X 127,120
25,315 500 X 500
Wachovia Corp. COM 929771103 389,144 4,793 X 4,793
Warner Lambert COM 934488107 174,900 2,640 X 2,640
79,500 1,200 X 1,200
Xilinx Inc. COM 983919101 1,176,240 29,000 X 29,000
Total 321,451,284
</TABLE>
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