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Previous: EXCELSIOR PRIVATE EQUITY FUND II INC, 10-Q, EX-27, 2000-06-14 |
Next: MELLON RESIDENTIAL FUNDING CORP, 424B5, 2000-06-14 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13 F COVER PAGE
Report for the Quarter Ended March 30, 2000
Institutional Investment Manager filing this report:
Name: Warfield Associates, Inc.
Address: 450 Park Avenue
Suite 1401
New York, New York 10022
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of
this form.
Person signing this report on behalf of reporting manager:
Name: Timothy Cleary
Title: Analyst
Phone: (212) 319-6758
Signature, Place and Date of signing:
Timothy Cleary New York, New York June 13, 2000
Report Type:
13F Holdings report
I am signing this report as required by the Securities Exchange
Act 0f 1934.
FORM 13F SUMMARY PAGE
Number of other included mangers: 0
Form 13F Table Entry Total: 94
Form 13F Table Value Total: $492,712,110
<TABLE>
<S> <C> <C> <C> <S> <C> <C>
Investment Descretion Voting Authority
Security Class Cusip Mkt. Valu Quantity Sole Shared Other Managers Sole Shared None
Abbot Laboratories COM 002824100 2,471,394 70,230 X 70,530
1,724,310 49,000 X 49,000
American Home Products COM 026609107 820,225 15,260 X 15,260
American Int'l Group COM 026874107 19,083,441 174,278 X 174,278
418,838 3,825 X 3,825
Amgen Inc. COM 031162100 969,804 15,800 X 15,800
3,027,998 49,332 X 49,332
Applied Materials COM 038222105 9,728,485 103,220 X 103,220
Ariba Inc. COM 04033V104 681,298 3,250 X 3,250
Atlantic Richfield COM 048825103 853,400 10,040 X 10,040
Avalon Bay Communities COM 53484101 385,421 10,522 X 10,522
Banc One Corp COM 059438101 264,374 7,663 X 7,663
Berkshire Hathaway COM 84670207 1,113,840 612 X 612
Berkshire Hathaway COM 84670207 1,488,760 818 X 818
Boston Scientific COM 101137107 486,934 22,850 X 22,850
Brinker International COM 109641100 1,426,278 48,039 X 48,039
Bristol-Myers Squibb COM 110122108 841,464 14,508 X 14,508
2,157,600 37,200 X 37,200
Broadcom COM 111320107 2,623,104 10,800 X 10,800
Burlington Northern SF COM 12189T104 538,038 23,650 X 23,650
54,600 2,400 X 2,400
Cardinal Health Inc. COM 14149Y108 229,400 5,000 X 5,000
Carnival Corp. COM 143658102 540,858 21,800 X 21,800
Chevron Corp COM 166751107 2,533,411 27,406 X 27,406
Chubb Corp COM 171232101 317,532 4,700 X 4,700
Cisco Systems COM 17275R102 125,625,503 1,624,958 X 1,624,958
500,969 6,480 X 6,480
Citigroup Inc. COM 173034109 21,732,488 362,934 X 362,934
11,257 188 X 188
Coca Cola Co. COM 191216100 12,627 269 X 269
516,340 11,000 X 11,000
Comerica Inc. COM 200340107 404,142 9,650 X 9,650
Dell Computer Corp. COM 247025109 7,849,187 145,517 X 145,517
47,467 880 X 880
Walt Disney Co. COM 254687106 2,312,310 56,056 X 56,056
495,000 12,000 X 12,000
DPL Inc. COM 233293109 123,976 5,587 X 5,587
220,236 9,925 X 9,925
Elan COM 284131208 1,972,200 41,520 X 41,520
Eli Lilly COM 532457108 4,820,391 80,676 X 80,676
17,925 300 X 300
EMC Corp COM 268648102 11,481,750 91,125 X 91,125
ExxonMobil Corp COM 30231G102 2,724,704 34,959 X 34,959
4,067,455 52,187 X 52,187
First Data Corp COM 319963104 297,346 6,700 X 6,700
Ford Motor Co. COM 345370100 1,440,219 31,350 X 31,350
Gemstar Int'l COM 877,200 10,200 X 10,200
General Electric COM 369604103 22,101,794 142,015 X 142,015
3,763,133 24,180 X 24,180
Gillette Co. COM 375766102 1,027,505 27,262 X 27,262
Goldman Sachs COM 38141G104 578,875 5,500 X 5,500
Guidant Corp. COM 401698105 1,577,984 26,800 X 26,800
23,552 400 X 400
Hewlett-Packard Co. COM 428236103 3,743,230 28,170 X 28,170
46,508 350 X 350
IMS Health COM 449934108 449,079 26,510 X 25,610
Int'l Business Machine COM 459200101 2,611,222 22,129 X 22,129
1,982,400 16,800 X 16,800
Intel Corp. COM 458140100 22,936,450 173,840 X 173,840
5,818,554 44,100 X 44,100
J P Morgan & Co. COM 616880100 350,455 2,660 X 2,660
513,825 3,900 X 3,900
JDS Uniphase COM 46612J101 2,063,987 17,120 X 17,120
Johnson & Johnson COM 478160104 1,657,900 23,600 X 23,600
1,721,125 24,500 X 24,500
Kellogg Co. COM 487836108 252,865 9,820 X 9,820
Kimberly-Clark COM 494368103 269,649 4,810 X 4,810
KLA-Tencor COM 482480100 283,080 3,360 X 3,360
Kohl's Corp. COM 500255104 82,000 800 X 800
820,000 8,000 X 8,000
Linear Technology Corp COM 535678106 2,185,700 39,740 X 39,740
Lucent Technologies COM 549463107 21,061,180 343,856 X 343,856
845,250 13,800 X 13,800
May Dept. Stores COM 577778103 530,100 18,600 X 18,600
MBIA Inc. COM 55262C100 260,300 5,000 X 5,000
McGraw-Hill COM 508645109 218,400 4,800 X 4,800
MCI Worldcom COM 55268B106 4,625,460 102,078 X 102,078
27,186 600 X 600
Medtronic, Inc. COM 585055106 857,762 16,675 X 16,675
Merck Co. COM 589331107 6,761,794 108,833 X 108,833
2,684,016 43,200 X 43,200
Microsoft Corp. COM 594918104 5,988,463 56,362 X 56,362
1,687,250 15,880 X 15,880
Minn. Mining & Manufac COM 604059105 518,784 5,858 X 5,858
Morgan Stanley Dean Wi COM 617446448 30,518,985 368,231 X 368,231
167,874 1,176 X 1,176
Mutual Risk Management COM 628351108 268,000 13,400 X 13,400
New York Times COM 650111107 2,000,575 46,590 X 46,590
Nextel COM 65332V103 741,250 5,000 X 5,000
Nokia Corp ADR COM 654902204 2,958,150 13,325 X 13,325
Nordstrom COM 655664100 451,350 15,300 X 15,300
Nortel Networks COM 656569100 971,200 7,700 X 7,700
2,900,990 23,000 X 23,000
Nucor COM 670346105 806,000 16,120 X 16,120
150,000 3,000 X 3,000
Old Republic Intl COM 680223104 650,760 47,328 X 47,328
Oracle Systems COM 68389X105 202,956 2,600 X 2,600
Parametric Technology COM 699173100 305,496 14,506 X 14,506
Pfizer Inc. COM 717081103 862,085 23,580 X 23,580
Procter & Gamble Co. COM 742718109 629,636 11,144 X 11,144
1,092,032 19,328 X 19,328
Project Software Dev. COM 74339P101 1,045,250 18,500 X 18,500
Qualcomm COM 747525103 309,818 2,075 X 2,075
RCN Corp. COM 749361101 603,456 11,200 X 11,200
Rouse Co. COM 779273101 338,080 16,000 X 16,000
48,599 2,300 X 2,300
Royal Dutch Petroleum COM 780257705 300,612 5,200 X 5,200
Schering-Plough COM 806605101 1,676,791 45,160 X 45,160
Schlumberger LTD. COM 806857108 1,088,595 14,230 X 14,230
382,500 5,000 X 5,000
Solectron Corp COM 834182107 545,768 13,600 X 13,600
State Street Corp COM 857477103 1,017,240 10,500 X 10,500
Sun Microsystems COM 866810104 10,841,840 115,708 X 115,708
Synovus Financial COM 87161C105 645,224 34,175 X 34,175
T. Rowe Price Assoc. COM 741477103 363,400 9,200 X 9,200
Taubman Centers COM 876664103 766,857 68,900 X 68,900
Texaco Inc. COM 881694103 223,600 4,160 X 4,160
Texas Instruments COM 882508104 20,328,160 127,051 X 127,051
Tiffany & Co. COM 886547108 2,609,568 31,200 X 31,200
501,780 6,000 X 6,000
Time Warner, Inc. COM 887315109 12,428,300 124,283 X 124,283
180,000 1,800 X 1,800
Triquint Semiconductor COM 89674K103 624,015 8,490 X 8,490
Tyco Int'l Ltd. COM 902124106 1,098,950 21,922 X 21,922
Vitesse Semiconductor COM 928497106 18,700,413 194,290 X 194,290
48,125 500 X 500
Warner Lambert COM 934488107 257,902 2,640 X 2,640
117,228 1,200 X 1,200
Xilinx Inc. COM 983919101 5,387,619 65,060 X 65,060
Total 492,712,110
</TABLE>
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