|
|
|
|
|
|
|
|
|
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13 F COVER PAGE
Report for the Quarter Ended December 31, 1999
Institutional Investment Manager filing this report:
Name: Warfield Associates, Inc.
Address: 450 Park Avenue
Suite 1401
New York, New York 10022
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of
this form.
Person signing this report on behalf of reporting manager:
Name: Timothy Cleary
Title: Analyst
Phone: (212) 319-6758
Signature, Place and Date of signing:
Timothy Cleary New York, New York March 1, 2000
Report Type:
13F Holdings report
I am signing this report as required by the Securities Exchange
Act 0f 1934.
FORM 13F SUMMARY PAGE
Number of other included mangers: 0
Form 13F Table Entry Total: 91
Form 13F Table Value Total: $405,392,122
<TABLE>
<S> <C> <C> <C> <S> <C> <C>
Investment Descretion Voting Authority
Security Class Cusip Mkt. Valu Quantity Sole Shared Other Managers Sole Shared None
Abbot Laboratories COM 002824100 2,560,944 70,530 X 70,530
1,779,190 49,000 X 49,000
American Home Products COM 026609107 657,830 16,760 X 16,760
American Int'l Group COM 026874107 18,332,594 169,550 X 169,550
413,578 3,825 X 3,825
Amgen Inc. COM 031162100 948,948 15,800 X 15,800
3,187,504 53,072 X 53,072
Applied Materials COM 038222105 5,779,598 45,620 X 45,620
Atlantic Richfield COM 048825103 764,660 8,840 X 8,840
Avalon Bay Communities COM 53484101 295,117 8,522 X 8,522
Axogen LTD/Elan Corp P COM 054614201 374,100 12,900 X 12,900
Banc One Corp COM 059438101 245,216 7,663 X 7,663
Berkshire Hathaway COM 84670207 1,119,960 612 X 612
Berkshire Hathaway COM 84670207 1,496,940 818 X 818
Boston Scientific COM 101137107 499,958 22,850 X 22,850
Brinker International COM 109641100 1,159,181 48,039 X 48,039
Bristol-Myers Squibb COM 110122108 931,269 14,508 X 14,508
2,387,868 37,200 X 37,200
Broadcom COM 111320107 1,375,518 5,050 X 5,050
Burlington Northern SF COM 12189T104 609,888 25,150 X 25,150
58,200 2,400 X 2,400
Cardinal Health Inc. COM 14149Y108 239,400 5,000 X 5,000
Carnival Corp. COM 143658102 1,042,258 21,800 X 21,800
Chevron Corp COM 166751107 2,186,195 25,236 X 25,236
Chubb Corp COM 171232101 478,635 8,500 X 8,500
Cisco Systems COM 17275R102 89,723,732 837,522 X 837,522
347,101 3,240 X 3,240
Citigroup Inc. COM 173034109 17,794,681 319,531 X 319,531
10,470 188 X 188
Coca Cola Co. COM 191216100 46,542 799 X 799
656,478 11,270 X 11,270
Comerica Inc. COM 200340107 450,559 9,650 X 9,650
Dell Computer Corp. COM 247025109 8,431,677 165,327 X 165,327
44,880 880 X 880
Walt Disney Co. COM 254687106 1,591,376 54,406 X 54,506
351,000 12,000 X 12,000
DPL Inc. COM 233293109 96,711 5,587 X 5,587
175,264 10,125 X 10,125
Elan COM 284131208 1,224,840 41,520 X 41,520
Eli Lilly COM 532457108 6,053,229 91,026 X 91,026
19,950 300 X 300
EMC Corp COM 268648102 8,452,126 77,365 X 77,365
ExxonMobil Corp COM 30231G102 2,525,637 31,351 X 31,351
4,204,185 52,187 X 52,187
First Data Corp COM 319963104 330,377 6,700 X 6,700
Gemstar Int'l COM 741,000 10,400 X 10,400
General Electric COM 369604103 21,042,596 135,978 X 135,978
3,741,855 24,180 X 24,180
Gillette Co. COM 375766102 1,122,922 27,262 X 27,262
Goldman Sachs COM 38141G104 518,045 5,500 X 5,500
Guidant Corp. COM 401698105 1,407,650 29,950 X 29,950
18,800 400 X 400
Hewlett-Packard Co. COM 428236103 3,204,338 28,170 X 28,170
39,813 350 X 350
IMS Health COM 449934108 693,617 25,510 X 25,510
Int'l Business Machine COM 459200101 2,376,489 22,029 X 22,029
1,812,384 16,800 X 16,800
Intel Corp. COM 458140100 14,308,770 173,840 X 173,840
3,621,640 44,000 X 44,000
J P Morgan & Co. COM 616880100 336,836 2,660 X 2,660
493,857 3,900 X 3,900
Johnson & Johnson COM 478160104 2,200,700 23,600 X 23,600
2,144,750 23,000 X 23,000
Kellogg Co. COM 487836108 292,079 9,480 X 9,480
Kimberly-Clark COM 494368103 340,942 5,210 X 5,210
Kohl's Corp. COM 500255104 57,752 800 X 800
577,520 8,000 X 8,000
Linear Technology Corp COM 535678106 1,421,897 19,870 X 19,870
Lucent Technologies COM 549463107 24,170,025 322,267 X 322,267
1,035,000 13,800 X 13,800
May Dept. Stores COM 577778103 599,850 18,600 X 18,600
MBIA Inc. COM 55262C100 264,050 5,000 X 5,000
McGraw-Hill COM 508645109 295,824 4,800 X 4,800
MCI Worldcom COM 55268B106 9,608,476 181,087 X 181,087
31,836 600 X 600
Medtronic, Inc. COM 585055106 619,480 17,000 X 17,000
Merck Co. COM 589331107 7,723,961 114,957 X 114,957
2,902,608 43,200 X 43,200
Microsoft Corp. COM 594918104 6,915,219 59,231 X 59,231
1,853,990 15,880 X 15,880
Minn. Mining & Manufac COM 604059105 578,275 5,908 X 5,908
Morgan Stanley Dean Wi COM 617446448 25,128,140 173,754 X 173,754
83,937 588 X 588
Mutual Risk Management COM 628351108 1,072,814 63,820 X 63,820
New York Times COM 650111107 2,338,097 47,590 X 47,590
Nextel COM 65332V103 288,764 2,800 X 2,800
Nokia Corp ADR COM 654902204 601,839 3,150 X 3,150
Nordstrom COM 655664100 402,543 15,300 X 15,300
Nortel Networks COM 656569100 727,200 7,200 X 7,200
2,323,000 23,000 X 23,000
Nucor COM 670346105 883,537 16,120 X 16,120
164,430 3,000 X 3,000
Old Republic Intl COM 680223104 645,081 47,328 X 47,328
Parametric Technology COM 699173100 403,356 14,906 X 14,906
Pfizer Inc. COM 717081103 729,900 22,500 X 22,500
Procter & Gamble Co. COM 742718109 1,278,784 11,672 X 11,672
2,117,576 19,328 X 19,328
Project Software Dev. COM 74339P101 660,450 11,900 X 11,900
Qualcomm COM 747525103 352,260 2,000 X 2,000
RCN Corp. COM 749361101 543,200 11,200 X 11,200
Rouse Co. COM 779273101 340,000 16,000 X 16,000
48,875 2,300 X 2,300
Royal Dutch Petroleum COM 780257705 333,080 5,500 X 5,500
SBC Communications COM 78387G103 201,435 4,132 X 4,132
Schering-Plough COM 806605101 1,997,454 47,132 X 47,132
Schlumberger LTD. COM 806857108 989,572 17,630 X 17,630
280,650 5,000 X 5,000
Solectron Corp COM 834182107 646,884 6,800 X 6,800
State Street Corp COM 857477103 767,130 10,500 X 10,500
Sun Microsystems COM 866810104 7,255,199 93,688 X 93,688
Synovus Financial COM 87161C105 679,399 34,175 X 34,175
T. Rowe Price Assoc. COM 741477103 339,848 9,200 X 9,200
Taubman Centers COM 876664103 727,755 67,700 X 67,700
Texaco Inc. COM 881694103 215,068 3,960 X 3,960
Texas Instruments COM 882508104 8,325,641 86,160 X 86,160
Tiffany & Co. COM 886547108 2,784,600 31,200 X 31,200
535,500 6,000 X 6,000
Time Warner, Inc. COM 887315109 8,858,915 122,513 X 122,513
130,158 1,800 X 1,800
Triquint Semiconductor COM 89674K103 472,256 4,245 X 4,245
Tyco Int'l Ltd. COM 902124106 849,108 21,772 X 21,772
Vitesse Semiconductor COM 928497106 13,442,470 256,340 X 256,340
52,440 1,000 X 1,000
Warner Lambert COM 934488107 216,322 2,640 X 2,640
98,328 1,200 X 1,200
Xilinx Inc. COM 983919101 2,876,432 63,260 X 63,260
Total 405,392,122
</TABLE>
|
|