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Previous: CHASE MANHATTAN HOME EQUITY LOAN TRUST 1995-1, 8-K, 1997-04-23 |
Next: MD HEALTHSHARES CORP, 10SB12G, 1997-04-23 |
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<PAGE> PAGE 1
SECURITIES AND EXCHANGE COMMISSION
FORM 13F-E
Report for the Calendar Year or Quarter Ended: 3/31/97
Institutional Investment Manager:
PHOENIX INVESTMENT MANAGEMENT COMPANY, LP
1 CITIZENS PLAZA
PROVIDENCE RI 02903
SECURITIES AND EXCHANGE COMMISSION
FORM 13F
Report for the Calendar Year or Quarter Ended: 03/31/97
Institutional Investment Manager:
PHOENIX INVESTMENT MANAGEMENT COMPANY, LP
1 CITIZENS PLAZA
PROVIDENCE, RI 02903
I represent that I am authorized to submit this Form and that all information in
this Form and the attachments to it is true, correct and complete, and I
understand that all required items, statements and schedules are integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
I am signing this report as required by the Securities Exchange Act of 1934.
Phoenix Investment Management
Company, LP
/s/ Gerald J. Fogarty, Jr.,
Gerald J. Fogarty, Jr., Partner
(401)331-6650
Providence, RI Date: April 23, 1997
Name, Title and Telephone Number of Person Submitting Report:
Gerald J. Fogarty, Jr. Partner (401) 331-6650
Signature, Place and Date of Signing:
/s/ Gerald J. Fogarty, Jr. Providence RI April 23, 1997
Partner
<PAGE>
<PAGE> PAGE 2
Name, Title and Telephone Number of Person Submitting Report:
GERALD J. FOGARTY, JR. PARTNER (401) 331-6650
Signature, Place and Date of Signing:
/s/ GERALD J. FOGARTY, JR. PROVIDENCE RI 4/3/97
<PAGE> PAGE 3
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
AT&T COM 001957109 3006 86185 SH SOLE 86185
AT&T COM 001957109 79 2260 SH OTHER 2260
AT&T COM 001957109 119 3425 SH SOLE 3425
AMERICAN HOME PRODUCTS CORP COM 026609107 564 9400 SH SOLE 9400
AMERICAN INTL GROUP INC COM 026874107 10520 89628 SH SOLE 89628
AMERICAN INTL GROUP INC COM 026874107 367 3127 SH OTHER 3127
AMERICAN INTL GROUP INC COM 026874107 399 3397 SH SOLE 3397
AMGEN INC COM 031162100 279 5000 SH SOLE 5000
AMOCO CO COM 031905102 217 2500 SH SOLE 2500
AMSOUTH BANCORP COM 032165102 599 12410 SH SOLE 12410
ATLANTIC RICHFIELD CO COM 048825103 6039 44730 SH SOLE 44730
ATLANTIC RICHFIELD CO COM 048825103 132 980 SH OTHER 980
ATLANTIC RICHFIELD CO COM 048825103 211 1560 SH SOLE 1560
AUTOMATIC DATA PROCESSING INC COM 053015103 9403 224531 SH SOLE 224531
AUTOMATIC DATA PROCESSING INC COM 053015103 263 6280 SH OTHER 6280
AUTOMATIC DATA PROCESSING INC COM 053015103 325 7750 SH SOLE 7750
AVERY DENNISON CORP COM 053611109 12441 323145 SH SOLE 323145
AVERY DENNISON CORP COM 053611109 375 9740 SH OTHER 9740
AVERY DENNISON CORP COM 053611109 470 12200 SH SOLE 12200
BANCTEC INC COM 059784108 9816 384930 SH SOLE 384930
BANCTEC INC COM 059784108 316 12394 SH OTHER 12394
BANCTEC INC COM 059784108 310 12157 SH SOLE 12157
A H BELO CORP CL A COM 080555105 275239 7464119 SH SOLE 7464119
A H BELO CORP CL A COM 080555105 36 964 SH OTHER 964
BERKSHIRE HATHAWAY INC-CLB COM 084670207 4742 3919 SH SOLE 3919
BERKSHIRE HATHAWAY INC-CLB COM 084670207 171 141 SH OTHER 141
BERKSHIRE HATHAWAY INC-CLB COM 084670207 209 173 SH SOLE 173
BRISTOL MYERS SQUIBB CO COM 110122108 10483 177684 SH SOLE 177684
BRISTOL MYERS SQUIBB CO COM 110122108 201 3400 SH OTHER 3400
BRISTOL MYERS SQUIBB CO COM 110122108 386 6550 SH SOLE 6550
CIGNA CORP COM 125509109 148 1016 SH SOLE 1016
CIGNA CORP COM 125509109 131 900 SH OTHER 900
COCA COLA CO COM 191216100 262 4700 SH SOLE 4700
COLGATE PALMOLIVE CO COM 194162103 1345 13500 SH SOLE 13500
DEERE & CO COM 244199105 7231 166232 SH SOLE 166232
DEERE & CO COM 244199105 201 4625 SH OTHER 4625
DEERE & CO COM 244199105 263 6050 SH SOLE 6050
DOW CHEMICAL CO COM 260543103 652 8162 SH SOLE 8162
DUKE REALTY INVESTMENTS COM 264411505 272 6700 SH SOLE 6700
EXXON CORP COM 302290101 1410 13084 SH SOLE 13084
FANNIE MAE COM 313586109 94 2600 SH SOLE 2600
FANNIE MAE COM 313586109 155 4300 SH OTHER 4300
FLEET FINANCIAL GROUP INC COM 338915101 6888 120572 SH SOLE 120572
FLEET FINANCIAL GROUP INC COM 338915101 233 4075 SH OTHER 4075
FLEET FINANCIAL GROUP INC COM 338915101 244 4275 SH SOLE 4275
GENERAL ELECTRIC COM 369604103 3031 30536 SH SOLE 30536
GENTEX CORPORATION COM 371901109 5989 303243 SH SOLE 303243
GENTEX CORPORATION COM 371901109 171 8650 SH OTHER 8650
GENTEX CORPORATION COM 371901109 201 10175 SH SOLE 10175
HEWLETT PACKARD CO COM 428236103 564 10560 SH SOLE 10560
<PAGE> PAGE 4
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
ILLINOIS TOOL WORKS INC COM 452308109 1168 14250 SH SOLE 14250
INTEL CORP COM 458140100 805 5789 SH SOLE 5789
INTNL BUSINESS MACHINES COM 459200101 233 1700 SH SOLE 1700
INTNL BUSINESS MACHINES COM 459200101 55 400 SH OTHER 400
JACOBS ENGINEERING GROUP INC COM 469814107 5982 244166 SH SOLE 244166
JACOBS ENGINEERING GROUP INC COM 469814107 126 5150 SH OTHER 5150
JACOBS ENGINEERING GROUP INC COM 469814107 243 9900 SH SOLE 9900
JOHNSON & JOHNSON COM 478160104 799 15112 SH SOLE 15112
KIMBERLY CLARK CORP COM 494368103 9511 95583 SH SOLE 95583
KIMBERLY CLARK CORP COM 494368103 259 2605 SH OTHER 2605
KIMBERLY CLARK CORP COM 494368103 373 3750 SH SOLE 3750
LONGVIEW FIBRE CO COM 543213102 375 25000 SH SOLE 25000
LUCENT TECHNOLOGIES INC COM 549463107 1490 28390 SH SOLE 28390
LUCENT TECHNOLOGIES INC COM 549463107 38 730 SH OTHER 730
LUCENT TECHNOLOGIES INC COM 549463107 58 1107 SH SOLE 1107
MBIA INC COM 55262c100 173 1800 SH SOLE 1800
MBIA INC COM 55262c100 48 500 SH OTHER 500
MCI COMMUNICATIONS COM 552673105 6142 172408 SH SOLE 172408
MCI COMMUNICATIONS COM 552673105 221 6200 SH OTHER 6200
MCI COMMUNICATIONS COM 552673105 247 6925 SH SOLE 6925
MERCK & CO INC COM 589331107 5060 60065 SH SOLE 60065
MINNESOTA MINING & MFG CO COM 604059105 379 4480 SH SOLE 4480
MOBIL CORP COM 607059102 452 3463 SH SOLE 3463
MOBIL CORP COM 607059102 20 150 SH OTHER 150
MOLEX INC COM 608554101 6775 190845 SH SOLE 190845
MOLEX INC COM 608554101 206 5800 SH OTHER 5800
MOLEX INC COM 608554101 248 6975 SH SOLE 6975
MOLTEN METAL TECHNOLOGY INC COM 608712105 197 22551 SH SOLE 22551
MONSANTO CO COM 611662107 344 9000 SH SOLE 9000
MOTOROLA INC COM 620076109 220 3636 SH SOLE 3636
NATIONSBANK CORP COM 638585109 6594 118814 SH SOLE 118814
NATIONSBANK CORP COM 638585109 241 4350 SH OTHER 4350
NATIONSBANK CORP COM 638585109 203 3650 SH SOLE 3650
OMNICOM GROUP COM 681919106 10412 208758 SH SOLE 208758
OMNICOM GROUP COM 681919106 277 5550 SH OTHER 5550
OMNICOM GROUP COM 681919106 389 7800 SH SOLE 7800
PARKER DRILLING CO COM 701081101 97 11600 SH SOLE 11600
PAYCHEX INC COM 704326107 9978 242619 SH SOLE 242619
PAYCHEX INC COM 704326107 273 6637 SH OTHER 6637
PAYCHEX INC COM 704326107 366 8897 SH SOLE 8897
PHARMACIA & UPJOHN COM 716941109 297 8120 SH SOLE 8120
PFIZER INC COM 717081103 9726 115608 SH SOLE 115608
PFIZER INC COM 717081103 348 4140 SH OTHER 4140
PFIZER INC COM 717081103 419 4975 SH SOLE 4975
PHILIP MORRIS CO INC COM 718154107 11 100 SH SOLE 100
PHILIP MORRIS CO INC COM 718154107 194 1700 SH OTHER 1700
PITNEY BOWES INC COM 724479100 9200 156597 SH SOLE 156597
PITNEY BOWES INC COM 724479100 200 3400 SH OTHER 3400
PITNEY BOWES INC COM 724479100 357 6075 SH SOLE 6075
QUADRAX CORP COM 746905405 30 43500 SH SOLE 43500
<PAGE> PAGE 5
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
RALSTON-RALSTON PURINA GROUP COM 751277302 1276 16332 SH SOLE 16332
ROYAL DUTCH PETROLEUM CO COM 780257705 57 325 SH SOLE 325
ROYAL DUTCH PETROLEUM CO COM 780257705 157 900 SH OTHER 900
SEAGATE TECHNOLOGY INC COM 811804103 144 3200 SH SOLE 3200
SEAGATE TECHNOLOGY INC COM 811804103 108 2400 SH OTHER 2400
SUNBEAM CORPORATION COM 867071102 4069 135617 SH SOLE 135617
SUNBEAM CORPORATION COM 867071102 210 7000 SH OTHER 7000
SUNBEAM CORPORATION COM 867071102 211 7050 SH SOLE 7050
SYBRON INTL COM 87114F106 9158 330033 SH SOLE 330033
SYBRON INTL COM 87114F106 221 7950 SH OTHER 7950
SYBRON INTL COM 87114F106 347 12500 SH SOLE 12500
SYSCO CORP COM 871829107 7103 208133 SH SOLE 208133
SYSCO CORP COM 871829107 196 5745 SH OTHER 5745
SYSCO CORP COM 871829107 293 8600 SH SOLE 8600
TRIBUNE COMPANY COM 896047107 4316 106654 SH SOLE 106564
TRIBUNE COMPANY COM 896047107 217 5370 SH OTHER 5370
TRIBUNE COMPANY COM 896047107 194 4800 SH SOLE 4800
US RENTALS INC COM 902966100 4912 271000 SH SOLE 271000
US RENTALS INC COM 902966100 91 5000 SH OTHER 5000
US RENTALS INC COM 902966100 150 8300 SH SOLE 8300
US WEST MEDIA GROUP COM 912889201 27928 1509617 SH SOLE 1509617
US WEST MEDIA GROUP COM 912889201 27 1486 SH SOLE 1486
US WEST INC CONV SER D PFD COM 912889409 115212 2451326 SH SOLE 2451326
US WEST INC CONV SER D PFD COM 912889409 20 435 SH SOLE 435
WAL-MART COM 931142103 252 9045 SH SOLE 9045
WAL-MART COM 931142103 22 800 SH OTHER 800
WORLDCOM INC COM 98155K102 5105 232059 SH SOLE 232059
WORLDCOM INC COM 98155K102 165 7500 SH OTHER 7500
WORLDCOM INC COM 98155K102 207 9400 SH SOLE 9400
REPORT SUMMARY 129 DATA RECORDS 651429 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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