UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
GRIFFIN LAND & NURSERIES, INC.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock $0.01 Par Value
- --------------------------------------------------------------------------------
(Title of Class of Securities)
398231 10 0
---------------------------------------------------------------
(CUSIP Number)
Frederick M. Danziger
One Rockefeller Plaza Suite 2301
New York, New York 10020 (212) 561-8700
- --------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive
Notices and Communications)
Sept. 17, 1999
---------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box |_|.
Note: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
SCHEDULE 13D
- ---------------------------- -------------------------------
CUSIP No. 299890108 Page 2 of 36 Pages
- ---------------------------- -------------------------------
- --------------------------------------------------------------------------------
1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Edgar M. Cullman
- --------------------------------------------------------------------------------
2 Check the Appropriate Box If a Member of a Group*
a. |_|
b. |X|
- --------------------------------------------------------------------------------
3 SEC Use Only
- --------------------------------------------------------------------------------
4 Source of Funds*
(see Item 3)
- --------------------------------------------------------------------------------
5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item
2(d) or 2(e) |_|
- --------------------------------------------------------------------------------
6 Citizenship or Place of Organization
USA
- --------------------------------------------------------------------------------
7 Sole Voting Power
Number of
Shares 111,138
Beneficially --------------------------------------------------------
Owned By 8 Shared Voting Power
Each
Reporting 866,204
Person --------------------------------------------------------
With 9 Sole Dispositive Power
111,138
--------------------------------------------------------
10 Shared Dispositive Power
866,204
- --------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
111,138
- --------------------------------------------------------------------------------
12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X|
- --------------------------------------------------------------------------------
13 Percent of Class Represented By Amount in Row (11)
2.29
- --------------------------------------------------------------------------------
14 Type of Reporting Person*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SCHEDULE 13D
- ---------------------------- -------------------------------
CUSIP No. 299890108 Page 3 of 36 Pages
- ---------------------------- -------------------------------
- --------------------------------------------------------------------------------
1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Louise B. Cullman
- --------------------------------------------------------------------------------
2 Check the Appropriate Box If a Member of a Group*
a. |_|
See Item 6 and Insert 1 b. |X|
- --------------------------------------------------------------------------------
3 SEC Use Only
- --------------------------------------------------------------------------------
4 Source of Funds*
(see Item 3)
- --------------------------------------------------------------------------------
5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item
2(d) or 2(e) |_|
- --------------------------------------------------------------------------------
6 Citizenship or Place of Organization
USA
- --------------------------------------------------------------------------------
7 Sole Voting Power
Number of
Shares 103,410
Beneficially --------------------------------------------------------
Owned By 8 Shared Voting Power
Each
Reporting 743,765
Person --------------------------------------------------------
With 9 Sole Dispositive Power
103,410
--------------------------------------------------------
10 Shared Dispositive Power
743,765
- --------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
103,410
- --------------------------------------------------------------------------------
12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X|
- --------------------------------------------------------------------------------
13 Percent of Class Represented By Amount in Row (11)
2.13
- --------------------------------------------------------------------------------
14 Type of Reporting Person*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SCHEDULE 13D
- ---------------------------- -------------------------------
CUSIP No. 299890108 Page 4 of 36 Pages
- ---------------------------- -------------------------------
- --------------------------------------------------------------------------------
1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Edgar M. Cullman, Jr.
- --------------------------------------------------------------------------------
2 Check the Appropriate Box If a Member of a Group*
a. |_|
See Item 6 and Insert 1 b. |X|
- --------------------------------------------------------------------------------
3 SEC Use Only
- --------------------------------------------------------------------------------
4 Source of Funds*
(see Item 3)
- --------------------------------------------------------------------------------
5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item
2(d) or 2(e) |_|
- --------------------------------------------------------------------------------
6 Citizenship or Place of Organization
USA
- --------------------------------------------------------------------------------
7 Sole Voting Power
Number of
Shares 136,154
Beneficially --------------------------------------------------------
Owned By 8 Shared Voting Power
Each
Reporting 733,918
Person --------------------------------------------------------
With 9 Sole Dispositive Power
136,154
--------------------------------------------------------
10 Shared Dispositive Power
733,918
- --------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
128,376
- --------------------------------------------------------------------------------
12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X|
- --------------------------------------------------------------------------------
13 Percent of Class Represented By Amount in Row (11)
2.64
- --------------------------------------------------------------------------------
14 Type of Reporting Person*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SCHEDULE 13D
- ---------------------------- -------------------------------
CUSIP No. 299890108 Page 5 of 36 Pages
- ---------------------------- -------------------------------
- --------------------------------------------------------------------------------
1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Elissa F. Cullman
- --------------------------------------------------------------------------------
2 Check the Appropriate Box If a Member of a Group*
a. |_|
See Item 6 and Insert 1 b. |X|
- --------------------------------------------------------------------------------
3 SEC Use Only
- --------------------------------------------------------------------------------
4 Source of Funds*
No funds were used to acquire the shares
- --------------------------------------------------------------------------------
5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item
2(d) or 2(e) |_|
- --------------------------------------------------------------------------------
6 Citizenship or Place of Organization
USA
- --------------------------------------------------------------------------------
7 Sole Voting Power
Number of
Shares 17,000
Beneficially --------------------------------------------------------
Owned By 8 Shared Voting Power
Each
Reporting 55,200
Person --------------------------------------------------------
With 9 Sole Dispositive Power
17,000
--------------------------------------------------------
10 Shared Dispositive Power
55,200
- --------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
17,000
- --------------------------------------------------------------------------------
12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X|
- --------------------------------------------------------------------------------
13 Percent of Class Represented By Amount in Row (11)
.35
- --------------------------------------------------------------------------------
14 Type of Reporting Person*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SCHEDULE 13D
- ---------------------------- -------------------------------
CUSIP No. 299890108 Page 6 of 36 Pages
- ---------------------------- -------------------------------
- --------------------------------------------------------------------------------
1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Susan R. Cullman
- --------------------------------------------------------------------------------
2 Check the Appropriate Box If a Member of a Group*
a. |_|
See Item 6 and Insert 1 b. |X|
- --------------------------------------------------------------------------------
3 SEC Use Only
- --------------------------------------------------------------------------------
4 Source of Funds*
(see Item 3)
- --------------------------------------------------------------------------------
5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item
2(d) or 2(e) |_|
- --------------------------------------------------------------------------------
6 Citizenship or Place of Organization
USA
- --------------------------------------------------------------------------------
7 Sole Voting Power
Number of
Shares 87,765
Beneficially --------------------------------------------------------
Owned By 8 Shared Voting Power
Each
Reporting 670,842
Person --------------------------------------------------------
With 9 Sole Dispositive Power
87,765
--------------------------------------------------------
10 Shared Dispositive Power
670,842
- --------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
87,765
- --------------------------------------------------------------------------------
12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X|
- --------------------------------------------------------------------------------
13 Percent of Class Represented By Amount in Row (11)
1.8
- --------------------------------------------------------------------------------
14 Type of Reporting Person*
IN
- --------------------------------------------------------------------------------
<PAGE>
SCHEDULE 13D
- ---------------------------- -------------------------------
CUSIP No. 299890108 Page 7 of 36 Pages
- ---------------------------- -------------------------------
- --------------------------------------------------------------------------------
1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Lucy C. Danziger
- --------------------------------------------------------------------------------
2 Check the Appropriate Box If a Member of a Group*
a. |_|
See Item 6 and Insert 1 b. |X|
- --------------------------------------------------------------------------------
3 SEC Use Only
- --------------------------------------------------------------------------------
4 Source of Funds*
(see Item 3)
- --------------------------------------------------------------------------------
5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item
2(d) or 2(e) |_|
- --------------------------------------------------------------------------------
6 Citizenship or Place of Organization
USA
- --------------------------------------------------------------------------------
7 Sole Voting Power
Number of
Shares 81,842
Beneficially --------------------------------------------------------
Owned By 8 Shared Voting Power
Each
Reporting 962,150
Person --------------------------------------------------------
With 9 Sole Dispositive Power
81,842
--------------------------------------------------------
10 Shared Dispositive Power
962,150
- --------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
81,842
- --------------------------------------------------------------------------------
12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X|
- --------------------------------------------------------------------------------
13 Percent of Class Represented By Amount in Row (11)
1.70
- --------------------------------------------------------------------------------
14 Type of Reporting Person*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SCHEDULE 13D
- ---------------------------- -------------------------------
CUSIP No. 299890108 Page 8 of 36 Pages
- ---------------------------- -------------------------------
- --------------------------------------------------------------------------------
1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Frederick M. Danziger
- --------------------------------------------------------------------------------
2 Check the Appropriate Box If a Member of a Group*
a. |_|
See Item 6 and Insert 1 b. |X|
- --------------------------------------------------------------------------------
3 SEC Use Only
- --------------------------------------------------------------------------------
4 Source of Funds*
(see Item 3)
- --------------------------------------------------------------------------------
5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item
2(d) or 2(e) |_|
- --------------------------------------------------------------------------------
6 Citizenship or Place of Organization
USA
- --------------------------------------------------------------------------------
7 Sole Voting Power
Number of
Shares 16,542
Beneficially --------------------------------------------------------
Owned By 8 Shared Voting Power
Each
Reporting 209,778
Person --------------------------------------------------------
With 9 Sole Dispositive Power
16,542
--------------------------------------------------------
10 Shared Dispositive Power
209,778
- --------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
16,542
- --------------------------------------------------------------------------------
12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X|
- --------------------------------------------------------------------------------
13 Percent of Class Represented By Amount in Row (11)
0.34
- --------------------------------------------------------------------------------
14 Type of Reporting Person*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SCHEDULE 13D
- ---------------------------- -------------------------------
CUSIP No. 299890108 Page 9 of 36 Pages
- ---------------------------- -------------------------------
- --------------------------------------------------------------------------------
1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
David M. Danziger
- --------------------------------------------------------------------------------
2 Check the Appropriate Box If a Member of a Group*
a. |_|
See Item 6 and Insert 1 b. |X|
- --------------------------------------------------------------------------------
3 SEC Use Only
- --------------------------------------------------------------------------------
4 Source of Funds*
No funds were used to acquire the shares
- --------------------------------------------------------------------------------
5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item
2(d) or 2(e) |_|
- --------------------------------------------------------------------------------
6 Citizenship or Place of Organization
USA
- --------------------------------------------------------------------------------
7 Sole Voting Power
Number of
Shares 41,548
Beneficially --------------------------------------------------------
Owned By 8 Shared Voting Power
Each
Reporting 0
Person --------------------------------------------------------
With 9 Sole Dispositive Power
41,548
--------------------------------------------------------
10 Shared Dispositive Power
0
- --------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
41,548
- --------------------------------------------------------------------------------
12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X|
- --------------------------------------------------------------------------------
13 Percent of Class Represented By Amount in Row (11)
0.87
- --------------------------------------------------------------------------------
14 Type of Reporting Person*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SCHEDULE 13D
- ---------------------------- -------------------------------
CUSIP No. 299890108 Page 10 of 36 Pages
- ---------------------------- -------------------------------
- --------------------------------------------------------------------------------
1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Carolyn S. Fabrici
- --------------------------------------------------------------------------------
2 Check the Appropriate Box If a Member of a Group*
a. |_|
See Item 6 and Insert 1 b. |X|
- --------------------------------------------------------------------------------
3 SEC Use Only
- --------------------------------------------------------------------------------
4 Source of Funds*
No funds were used to acquire the shares
- --------------------------------------------------------------------------------
5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item
2(d) or 2(e) |_|
- --------------------------------------------------------------------------------
6 Citizenship or Place of Organization
USA
- --------------------------------------------------------------------------------
7 Sole Voting Power
Number of
Shares 23,858
Beneficially --------------------------------------------------------
Owned By 8 Shared Voting Power
Each
Reporting 118,952
Person --------------------------------------------------------
With 9 Sole Dispositive Power
23,858
--------------------------------------------------------
10 Shared Dispositive Power
118,952
- --------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
23,858
- --------------------------------------------------------------------------------
12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X|
- --------------------------------------------------------------------------------
13 Percent of Class Represented By Amount in Row (11)
0.50
- --------------------------------------------------------------------------------
14 Type of Reporting Person*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SCHEDULE 13D
- ---------------------------- -------------------------------
CUSIP No. 299890108 Page 11 of 36 Pages
- ---------------------------- -------------------------------
- --------------------------------------------------------------------------------
1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
John L. Ernst
- --------------------------------------------------------------------------------
2 Check the Appropriate Box If a Member of a Group*
a. |_|
See Item 6 and Insert 1 b. |X|
- --------------------------------------------------------------------------------
3 SEC Use Only
- --------------------------------------------------------------------------------
4 Source of Funds*
No funds were used to acquire the shares
- --------------------------------------------------------------------------------
5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item
2(d) or 2(e) |_|
- --------------------------------------------------------------------------------
6 Citizenship or Place of Organization
USA
- --------------------------------------------------------------------------------
7 Sole Voting Power
Number of
Shares 9,929
Beneficially --------------------------------------------------------
Owned By 8 Shared Voting Power
Each
Reporting 411,321
Person --------------------------------------------------------
With 9 Sole Dispositive Power
9,929
--------------------------------------------------------
10 Shared Dispositive Power
411,321
- --------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
6,000
- --------------------------------------------------------------------------------
12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X|
- --------------------------------------------------------------------------------
13 Percent of Class Represented By Amount in Row (11)
0.20
- --------------------------------------------------------------------------------
14 Type of Reporting Person*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SCHEDULE 13D
- ---------------------------- -------------------------------
CUSIP No. 299890108 Page 12 of 36 Pages
- ---------------------------- -------------------------------
- --------------------------------------------------------------------------------
1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Margot P. Ernst
- --------------------------------------------------------------------------------
2 Check the Appropriate Box If a Member of a Group*
a. |_|
See Item 6 and Insert 1 b. |X|
- --------------------------------------------------------------------------------
3 SEC Use Only
- --------------------------------------------------------------------------------
4 Source of Funds*
No funds were used to acquire the shares
- --------------------------------------------------------------------------------
5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item
2(d) or 2(e) |_|
- --------------------------------------------------------------------------------
6 Citizenship or Place of Organization
USA
- --------------------------------------------------------------------------------
7 Sole Voting Power
Number of
Shares 0
Beneficially --------------------------------------------------------
Owned By 8 Shared Voting Power
Each
Reporting 20,315
Person --------------------------------------------------------
With 9 Sole Dispositive Power
0
--------------------------------------------------------
10 Shared Dispositive Power
20,315
- --------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
0
- --------------------------------------------------------------------------------
12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X|
- --------------------------------------------------------------------------------
13 Percent of Class Represented By Amount in Row (11)
0.00
- --------------------------------------------------------------------------------
14 Type of Reporting Person*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SCHEDULE 13D
- ---------------------------- -------------------------------
CUSIP No. 299890108 Page 13 of 36 Pages
- ---------------------------- -------------------------------
- --------------------------------------------------------------------------------
1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Alexandra Ernst
- --------------------------------------------------------------------------------
2 Check the Appropriate Box If a Member of a Group*
a. |_|
See Item 6 and Insert 1 b. |X|
- --------------------------------------------------------------------------------
3 SEC Use Only
- --------------------------------------------------------------------------------
4 Source of Funds*
No funds were used to acquire the shares
- --------------------------------------------------------------------------------
5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item
2(d) or 2(e) |_|
- --------------------------------------------------------------------------------
6 Citizenship or Place of Organization
USA
- --------------------------------------------------------------------------------
7 Sole Voting Power
Number of
Shares 1,548
Beneficially --------------------------------------------------------
Owned By 8 Shared Voting Power
Each
Reporting 88,137
Person --------------------------------------------------------
With 9 Sole Dispositive Power
1,548
--------------------------------------------------------
10 Shared Dispositive Power
88,137
- --------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
1,548
- --------------------------------------------------------------------------------
12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X|
- --------------------------------------------------------------------------------
13 Percent of Class Represented By Amount in Row (11)
0.03
- --------------------------------------------------------------------------------
14 Type of Reporting Person*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SCHEDULE 13D
- ---------------------------- -------------------------------
CUSIP No. 299890108 Page 14 of 36 Pages
- ---------------------------- -------------------------------
- --------------------------------------------------------------------------------
1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
B. Bros. Realty Limited Partnership
- --------------------------------------------------------------------------------
2 Check the Appropriate Box If a Member of a Group*
a. |_|
See Item 6 and Insert 1 b. |X|
- --------------------------------------------------------------------------------
3 SEC Use Only
- --------------------------------------------------------------------------------
4 Source of Funds*
No funds were used to acquire the shares
- --------------------------------------------------------------------------------
5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item
2(d) or 2(e) |_|
- --------------------------------------------------------------------------------
6 Citizenship or Place of Organization
USA
- --------------------------------------------------------------------------------
7 Sole Voting Power
Number of
Shares 233,792
Beneficially --------------------------------------------------------
Owned By 8 Shared Voting Power
Each
Reporting 0
Person --------------------------------------------------------
With 9 Sole Dispositive Power
233,792
--------------------------------------------------------
10 Shared Dispositive Power
0
- --------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
233,792
- --------------------------------------------------------------------------------
12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X|
- --------------------------------------------------------------------------------
13 Percent of Class Represented By Amount in Row (11)
4.81
- --------------------------------------------------------------------------------
14 Type of Reporting Person*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SCHEDULE 13D
- ---------------------------- -------------------------------
CUSIP No. 299890108 Page 15 of 36 Pages
- ---------------------------- -------------------------------
- --------------------------------------------------------------------------------
1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Matthew L. Ernst
- --------------------------------------------------------------------------------
2 Check the Appropriate Box If a Member of a Group*
a. |_|
See Item 6 and Insert 1 b. |X|
- --------------------------------------------------------------------------------
3 SEC Use Only
- --------------------------------------------------------------------------------
4 Source of Funds*
No funds were used to acquire the shares
- --------------------------------------------------------------------------------
5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item
2(d) or 2(e) |_|
- --------------------------------------------------------------------------------
6 Citizenship or Place of Organization
USA
- --------------------------------------------------------------------------------
7 Sole Voting Power
Number of
Shares 1,250
Beneficially --------------------------------------------------------
Owned By 8 Shared Voting Power
Each
Reporting 0
Person --------------------------------------------------------
With 9 Sole Dispositive Power
1,250
--------------------------------------------------------
10 Shared Dispositive Power
0
- --------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
1,250
- --------------------------------------------------------------------------------
12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X|
- --------------------------------------------------------------------------------
13 Percent of Class Represented By Amount in Row (11)
.03
- --------------------------------------------------------------------------------
14 Type of Reporting Person*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SCHEDULE 13D
- ---------------------------- -------------------------------
CUSIP No. 299890108 Page 16 of 36 Pages
- ---------------------------- -------------------------------
- --------------------------------------------------------------------------------
1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Rebecca D. Gamzon
- --------------------------------------------------------------------------------
2 Check the Appropriate Box If a Member of a Group*
a. |_|
See Item 6 and Insert 1 b. |X|
- --------------------------------------------------------------------------------
3 SEC Use Only
- --------------------------------------------------------------------------------
4 Source of Funds*
No funds were used to acquire the shares
- --------------------------------------------------------------------------------
5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item
2(d) or 2(e) |_|
- --------------------------------------------------------------------------------
6 Citizenship or Place of Organization
USA
- --------------------------------------------------------------------------------
7 Sole Voting Power
Number of
Shares 30,946
Beneficially --------------------------------------------------------
Owned By 8 Shared Voting Power
Each
Reporting 0
Person --------------------------------------------------------
With 9 Sole Dispositive Power
30,946
--------------------------------------------------------
10 Shared Dispositive Power
0
- --------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
29,400
- --------------------------------------------------------------------------------
12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X|
- --------------------------------------------------------------------------------
13 Percent of Class Represented By Amount in Row (11)
0.60
- --------------------------------------------------------------------------------
14 Type of Reporting Person*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SCHEDULE 13D
- ---------------------------- -------------------------------
CUSIP No. 299890108 Page 17 of 36 Pages
- ---------------------------- -------------------------------
- --------------------------------------------------------------------------------
1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Edgar M. Cullman III
- --------------------------------------------------------------------------------
2 Check the Appropriate Box If a Member of a Group*
a. |_|
See Item 6 and Insert 1 b. |X|
- --------------------------------------------------------------------------------
3 SEC Use Only
- --------------------------------------------------------------------------------
4 Source of Funds*
No funds were used to acquire the shares
- --------------------------------------------------------------------------------
5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item
2(d) or 2(e) |_|
- --------------------------------------------------------------------------------
6 Citizenship or Place of Organization
USA
- --------------------------------------------------------------------------------
7 Sole Voting Power
Number of
Shares 18,794
Beneficially --------------------------------------------------------
Owned By 8 Shared Voting Power
Each
Reporting 0
Person --------------------------------------------------------
With 9 Sole Dispositive Power
18,794
--------------------------------------------------------
10 Shared Dispositive Power
0
- --------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
18,794
- --------------------------------------------------------------------------------
12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X|
- --------------------------------------------------------------------------------
13 Percent of Class Represented By Amount in Row (11)
.39
- --------------------------------------------------------------------------------
14 Type of Reporting Person*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SCHEDULE 13D
- ---------------------------- -------------------------------
CUSIP No. 299890108 Page 18 of 36 Pages
- ---------------------------- -------------------------------
- --------------------------------------------------------------------------------
1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Caroline B. Sicher
- --------------------------------------------------------------------------------
2 Check the Appropriate Box If a Member of a Group*
a. |_|
See Item 6 and Insert 1 b. |X|
- --------------------------------------------------------------------------------
3 SEC Use Only
- --------------------------------------------------------------------------------
4 Source of Funds*
No funds were used to acquire the shares
- --------------------------------------------------------------------------------
5 Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Item
2(d) or 2(e) |_|
- --------------------------------------------------------------------------------
6 Citizenship or Place of Organization
USA
- --------------------------------------------------------------------------------
7 Sole Voting Power
Number of
Shares 21,422
Beneficially --------------------------------------------------------
Owned By 8 Shared Voting Power
Each
Reporting 0
Person --------------------------------------------------------
With 9 Sole Dispositive Power
21,422
--------------------------------------------------------
10 Shared Dispositive Power
0
- --------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
21,422
- --------------------------------------------------------------------------------
12 Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares* |X|
- --------------------------------------------------------------------------------
13 Percent of Class Represented By Amount in Row (11)
.44
- --------------------------------------------------------------------------------
14 Type of Reporting Person*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
Page 19 of 36 Pages
SCHEDULE 13D ITEMS
Item 1. Security and Issuer
This Amendment No. 1 amends the Schedule 13D filed July 3, 1997 (as so
amended, the "Schedule") by the Reporting Person (as defined below) relating to
the Common Stock, $0.01 par value (the "Common Stock"), of Griffin Land &
Nurseries, Inc. (the "Issuer"), a Delaware corporation having its principal
executive offices at One Rockefeller Plaza, Suite 2301, New York, New York
10020. The purpose of this Amendment No. 1 is to report the acquisition of
additional shares of Common Stock by Reporting Persons on September 17, 1999 (as
described in Item 4 below) and to update Insert 1 and the cover pages hereto to
reflect this acquisition as well as other non-reportable acquisitions since July
3, 1997.
Item 2. Identity and Background
See Insert 1 attached hereto.
None of the persons filing this Schedule (the "Reporting Persons")
has been convicted in a criminal proceeding (other than for traffic violations
or similar misdemeanors) during the past 5 years or is subject to a judgment,
decree or final order enjoining future violations of, or prohibiting or
mandating activities subject to, federal or state securities laws or finding any
violations with respect to such laws. All individuals are citizens of the United
States and all trusts, partnerships and corporations are organized or formed
under the laws of the United States. The Reporting Persons have executed a joint
filing agreement in connection with the filing of this Schedule, a copy of which
has been filed as Exhibit 1 hereto.
Item 3. Source and Amount of Funds or Other Consideration
Funds used in connection with the acquisition of securities subject to
this Schedule were funds from sale of other securities bank borrowings and other
separate funds of the Trusts making the acquisitions.
Item 4. Purpose of Transaction
On September 17, 1999, Frederick M. Danziger, as trustee of two trusts
made by Elsie B. Paskus for the benefit of Frederick M. Danziger and his
family, purchased 27,200 shares of Common Stock at a price per share of $11.00
per share, and a trust for the benefit of Lucy C. Danziger his spouse,
purchased 6,500 shares at $11.00 per share. On July 20, 1999, two trusts for the
benefit of Lucy C. Danziger purchased 12,100 shares at average price of $11.20
and 3,400 shares were purchased in the two trusts for the benefit of Lucy C.
Danziger on July 21, 1999, at $11.35 per shares.
The purpose of these acquisitions is to hold such shares for investment
purposes. Mr. Danziger, a Reporting Person, is also the Chief Executive Officer
of the Issuer and a member of its Board of Directors. The acquisition of Common
Stock is unrelated to any plans or proposals of the kind described in item 4 of
Scheduled 13D and, except as previously disclosed by the Issuer in its reports
pursuant to the Securities Exchange Act of 1934, as amended, the Reporting
Persons have no current plans or proposals related to, or which they believe
would result in, any of the events described in Item 4 of Schedule 13D.
<PAGE>
Page 20 of 36 Pages
Item 5. Interest in Securities of the Issuer
See Insert 1 hereto and cover pages.
Voting power and power to direct disposition of securities is shared
by trustees of each of the trusts referred to in Item 2 as set forth on Insert
1. The officers and directors of the Samuel J. Bloomingdale Foundation, Inc.,
the Susan B. and Richard C. Ernst Foundation, Inc. and Louise B. and Edgar M.
Cullman Foundation, Inc. and the trustees of charitable trust created by Justus
Heijmans (collectively, the "Foundations") referred to in Insert 1 as set forth
on Insert 1 hereto share voting power and the power to dispose of such
securities. Such shares are, however, not included in the individual totals
shown on cover pages. Shares owned by B. Bros. Realty Limited Partnership are
shown as beneficially owned for voting and dispositive purposes by both General
Partners of that partnership and also by the partnership itself.
No transactions in the Issuer's Common Stock were effected during
the 60 days preceding the date hereof by the persons filing this Schedule and
their affiliated persons other than as set forth in Item 4 above.
Item 6. Contract, Arrangement or Understanding with Respect to Securities of the
Issuer
None other than an informal understanding that the persons and
entities listed in Insert 1 attached hereto will hold and vote together the
shares of Issuer's Common Stock owned by each of them. However, Trustees of
trusts and partners of the partnership listed in Insert 1 may act independently
where fiduciary responsibilities so require. Furthermore, the persons and
entities listed in Insert 1 may acquire additional shares of the Issuer's Common
Stock.
Although the Foundations are included in Insert 1, no arrangement of
any kind exists with respect to any of the Issuer's Common Stock held by such
Foundations. Such Foundations were included in Insert 1 only because certain of
the undersigned are officers and directors of such Foundations.
Item 7. Material to the Filed as Exhibits
A copy of the Joint Filing Agreement, including powers of attorney,
is attached hereto as Exhibit 1 to Schedule 13D.
<PAGE>
Page 21 of 36 Pages
Each of the undersigned hereby certifies after reasonable inquiry,
that to the best of his/her knowledge and belief, the information set forth in
this statement is true, complete and correct.
Date: Sept 22, 1999
Edgar M. Cullman*
---------------------------------------
Edgar M. Cullman, individually and as
Trustee of the Trusts of which he is a
Trustee as indicated on Insert 1 hereto
Louise B. Cullman*
---------------------------------------
Louise B. Cullman, individually and as
Trustee of the Trusts of which she is a
Trustee as indicated on Insert 1 hereto
Susan R. Cullman*
---------------------------------------
Susan R. Cullman, individually, as
Custodian and as Trustee of the Trusts
of which she is a Trustee as indicated
on Insert 1 hereto
Edgar M. Cullman, Jr.*
---------------------------------------
Edgar M. Cullman, Jr., individually, as
Custodian and as Trustee of the Trusts
of which he is a Trustee as indicated
on Insert 1 hereto
Lucy C. Danziger*
---------------------------------------
Lucy C. Danziger, individually and as
Trustee of the Trusts of which she is a
Trustee as indicated on Insert 1 hereto
John L. Ernst*
---------------------------------------
John L. Ernst, individually and as
Trustee of the Trusts of which he is a
Trustee, as Custodian and as Guardian,
all as indicated on Insert 1 hereto
<PAGE>
Page 22 of 36 Pages
Carolyn S. Fabrici*
----------------------------------------
Carolyn S. Fabrici, individually and as
Trustee of the Trusts of which she is a
Trustee as indicated on Insert 1 hereto
/s/ Frederick M. Danziger
---------------------------------------
Frederick M. Danziger, individually and
as Trustee of the Trusts of which he is
a Trustee as indicated on Insert 1
hereto
Elissa F. Cullman*
---------------------------------------
Elissa F. Cullman, individually and as
Trustee of the Trusts of which she is a
Trustee as indicated on Insert 1 hereto
Rebecca D. Gamzon*
---------------------------------------
Rebecca D. Gamzon, individually
formerly Rebecca B. Danziger
Matthew L. Ernst*
---------------------------------------
Matthew L. Ernst, individually
B. BROS. REALTY LIMITED
PARTNERSHIP
By John L. Ernst*
-----------------------------------
John L. Ernst,
General Partner
Margot P. Ernst*
---------------------------------------
Margot P. Ernst, not individually but
as Trustee of the Trusts of which she
is a Trustee as indicated on Insert 1
hereto
Alexandra Ernst*
---------------------------------------
Alexandra Ernst, individually and as
Trustee of the Trusts of which she is a
Trustee as indicated on Insert 1 hereto
<PAGE>
Page 23 of 36 Pages
David M. Danziger*
---------------------------------------
David M. Danziger, individually
Edgar M. Cullman III*
---------------------------------------
Edgar M. Cullman III
Caroline B. Sicher*
---------------------------------------
Caroline B. Sicher
By: /s/ Frederick M. Danziger
----------------------------------
Frederick M. Danziger
Attorney-in-Fact
<PAGE>
Page 24 of 36 Pages
<TABLE>
<CAPTION>
Culbro Corporation
Schedule 13D Insert 1--Item 2. Identity and Background and
Amendment #17 Item 5. Interest in Securities of the Issuer
(4)
(3) (Item 5)
--------------------------------------------------------------
Present principal occu-
pation or employment and Number of shares Total number of
the name, principal busi- of Issuer's shares of the
ness and address of any Common Stock Issuer's Common
(1) (2) corporation or other acquired or Stock ($1 par Percentage of Class
Name Residence organization in which such disposed of since value) owned on of Issuer's Common
(Item 2(a) Address employment is conducted. July 3, 1999 the date hereof Stock.
and 5) (Item 2(b)) (Item 2(c)) (i) (ii) (iii)
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
1. Edgar M. Cullman 2 E. 70th St. Chairman of the Board 111,138 2.29
("EMC") New York, N.Y. General Cigar Holdings, Inc.
10021 (cigar, tobacco, real estate
development and tobacco and
sundries distribution)
378 Park Avenue
So. New York, N.Y.
2. Edgar M. Cullman, 770 Park Avenue President 128,376 2.64
Jr. ("EMC, Jr.") New York, N.Y. General Cigar Holdings, Inc.
10021 387 Park Avenue So.
New York, N.Y.
3. Elissa F. Cullman 770 Park Avenue Interior Decorator 17,000 .35
("EFC") New York, New
York 10021
4. Louise B. 2 E. 70th St. Housewife 103,410 2.13
Cullman ("LBC") New York, N.Y.
5. Susan R. Cullman 2830 Foxhall Rd. Housewife 87,765 1.80
("SRC") NW
Washington, D.C.
6. Lucy C. Danziger 2 E. 73rd St. Housewife 81,842 1.70
("LCD") New York, N.Y.
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
(4) Page 25 of 36 Pages
------------------------------------------------------
(1) (2) (3) (i) (ii) (iii)
--------------- ---------------- ------------------- ------------------------------------------------------
<S> <C> <C> <C> <C> <C>
7. Frederick M. 2 E. 73rd St. Griffin Land & Nurseries, Inc. 16,542 .34
Danziger New York, N.Y. 10021 President
("FMD") One Rockefeller Plaza
Suite 2301
New York, New York
8. David M. Danziger 115 Central Park General Cigar Holdings 41,548 .87
("DMD") West Executive Vice President
NY, NY 10023 387 Park Avenue South
New York, New York
9. Rebecca D. Gamzon 1165 Park Ave Housewife 29,400 .60
("RDG") Apt 15A
N.Y., N.Y. 10128
10. John L. Ernst 860 U.N. Towers Chairman & President 6,000 .12
("JLE") New York, N.Y. 10017 Bloomingdale Properties,
Inc.*
(Investments)
641 Lexington Avenue
New York, N.Y.
11. Alexandra Ernst 120 Bis Blvd. Writer 1,548 .03
("AE") Montpamesse
75014 Paris,
France
12. LCD, EMC, Jr. and
SRC,
Trustees
u/w/o Joseph F.
Cullman, Jr.
f/b/o/:
EMC 76,448 1.57
13. Carolyn S. P.O. Box 4708 Housewife 23,858 .50
Fabrici ("CSF") 42630 N. 54th St.
Cave Creek, AZ
85331
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
(4) Page 26 of 36 Pages
--------------------------------------------------------------
(1) (2) (3) (i) (ii) (iii)
--------- ---------- ------------------- --------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
14. EMC, Jr. Custodian
f/b/o:
Edgar M. Cullman III, 0
a minor ("EMC III")
Samuel B. Cullman, 0
a minor ("SBC")
Georgina D. Cullman, 7,778 .16
a minor ("GDC")
15. Caroline B. Sicher,
("CBS") 21,422 .44
16. EMC and LBC, Trustees
u/i/o LBC (12/16/43)*
f/b/o:
LCD 7,700 29,964 .62
17. EMC, LBC and SRC,
Trustees
u/i/o Samuel J.
Bloomingdale ("SJB") and
Rita G. Bloomingdale
("RGB") (1/10/50)*
f/b/o:
SRC 50,880 1.05
18. EMC, LBC and SRC,
Trustees
u/i/o EMC and LBC
(3/21/50)*
f/b/o:
SRC 18,714 .38
19. EMC, LBC and LCD
Trustees
u/i/o SJB (12/21/50)*
f/b/o:
LCD 29,192 .60
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
(4) Page 27 of 36 Pages
--------------------------------------------------------------
(1) (2) (3) (i) (ii) (iii)
--------- ---------- ------------------- --------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
20. EMC, LBC and EMC, Jr.
Trustees
u/i/o SJB (12/21/50)*
f/b/o:
EMC, Jr. 25,006 .51
21. EMC, LBC and SRC
Trustees
u/i/o SJB (12/21/50)*
f/b/o:
SRC 26,000 .54
22. EMC, LBC and LCD
Trustees
u/i/o RGB (12/21/50)*
f/b/o:
LCD 5,418 .11
23. EMC, LBC and EMC, Jr.
Trustees
u/i/o RGB (12/21/50)*
f/b/o:
EMC, Jr. 9,974 .21
24. EMC, LBC and SRC
Trustees
u/i/o RGB (12/21/50)*
f/b/o:
SRC 11,840 .24
25. EMC, LBC and LCD
Trustees
u/i/o RGB (6/14/51)*
f/b/o:
LCD 14,300 53,818 1.11
26. EMC, LBC and EMC, Jr.
Trustees
u/i/o RGB (6/14/51)*
f/b/o:
EMC, Jr. 40,190 .83
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
(4) Page 28 of 36 Pages
--------------------------------------------------------------
(1) (2) (3) (i) (ii) (iii)
--------- ---------- ------------------- --------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
27. EMC, LBC and SRC
Trustees u/i/o RGB
(6/14/51)*
f/b/o:
SRC 40,090 .82
28. LBC, Margot P. Ernst
("MPE"), AE and JLE,
Trustees
u/i/o Susan B. Ernst
("SBE") (4/9/52)*
f/b/o:
Descendants of JLE 4,364 .09
29. LBC, JLE, AE and CSF,
Trustees
u/i/o SBE (4/9/52)*
f/b/o:
Descendants of CSF 3,844 .08
30. EMC, LCD, EMC, Jr. and
SRC Trustees
u/i/o LBC (1/6/53)*
f/b/o:
Descendants of LCD 10,400 .21
Descendants of EMC, Jr. 40,748 .84
Descendants of SRC 26,284 .54
31. LBC, MPE, AE and
JLE, Trustees
u/i/o SBE (1/6/53)*
f/b/o:
Descendants of JLE 2,580 .05
32. LBC, JLE, AE and CSF
Trustees
u/i/o SBE (1/6/53)*
f/b/o:
Descendants of CSF 11,701 .24
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
(4) Page 29 of 36 Pages
--------------------------------------------------------------
(1) (2) (3) (i) (ii) (iii)
--------- ---------- ------------------- --------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
33. EMC, LCD, EMC, Jr. and
SRC
Trustees
u/i/o LBC (6/30/54)*
f/b/o:
Descendants of LCD 25,944 .53
Descendants of EMC, Jr. 49,502 1.02
Descendants of SRC 35,878 .74
34. LBC, CSF, AE and JLE,
Trustees
u/i/o SJB (12/21/50)*
f/b/o:
Dorothy P. Ernst 3,974 .08
35. LBC, CSF, AE and JLE
Trustees
u/i/o RGB (12/21/50)*
f/b/o:
Dorothy P. Ernst 3,974 .08
36. LBC, LCD, EMC, Jr. and
SRC Trustees
u/i/o EMC (3/23/55)*
f/b/o/:
Descendants of LCD 10,830 .23
Descendants of EMC, Jr. 15,408 .32
Descendants of SRC 14,200 .29
37. EMC, LCD, EMC, Jr. and
SRC Trustees
u/i/o LBC (3/23/55)*
f/b/o:
Descendants of LCD 7,000 .14
Descendants of EMC, Jr. 12,124 .25
Descendants of SRC 13,600 .28
38. EMC, LBC, EMC, Jr. and
LCD Trustees
u/i/o SJB (8/2/55)*
f/b/o:
Descendants of LCD 24,400 .50
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
(4) Page 30 of 36 Pages
--------------------------------------------------------------
(1) (2) (3) (i) (ii) (iii)
--------- ---------- ------------------- --------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
39. EMC, LBC, LCD and EMC,
Jr. Trustees
u/i/o SJB (8/2/55)*
f/b/o:
Descendants of EMC, Jr. 34,250 .70
40. EMC, LBC, LCD and SRC
Trustees
u/i/o SJB (8/2/55)*
f/b/o:
Descendants of SRC 37,962 .78
41. LBC, MPE, AE and JLE
Trustees
u/i/o SJB (8/2/55)*
f/b/o:
Descendants of JLE 3,194 .07
42. EMC, LBC, CSF, AE and
JLE
Trustees
u/i/o SJB (8/2/55)*
f/b/o:
Descendants of CSF 3,526 .07
43. EMC, LBC and LCD,
Trustees
u/w/o RGB (2/29/56)*
f/b/o:
Descendants of LCD 19,228 .40
44. EMC, LBC and EMC, Jr.,
Trustees
u/w/o RGB (2/29/56)*
f/b/o:
Descendants of EMC, Jr. 20,332 .42
45. EMC, LBC and SRC,
Trustees
u/w/o RGB (2/29/56)*
f/b/o:
Descendants of SRC 17,190 .35
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
(4) Page 31 of 36 Pages
--------------------------------------------------------------
(1) (2) (3) (i) (ii) (iii)
--------- ---------- ------------------- --------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
46. EMC, LBC, CSF,
AE and JLE,
Trustees
u/w/o RGB
(2/29/56)*
f/b/o:
Descendants of
JLE 39,138 .80
47. EMC, LBC, JLE and
CSF, Trustees
u/w/o RGB
(2/29/56)*
f/b/o:
Descendants of
CSF 39,138 .80
48. Samuel J. Bloomingdale Charitable 19,642 .40
Foundation, Inc.* Foundation
EMC, Chairman &
Dir. LBC, President
& Dir. EMC, Jr.,
Treas. & Dir. LCD,
Secretary
49. Richard C. Ernst Charitable 12,048 .25
and Susan B. Ernst Foundation
Foundation, Inc.*
JLE, Pres. & Dir.
MPE, Vice Pres. &
Dir. AE, Treas. &
Dir. John Fletcher
III, Secy.
50. EMC, LBC and EMC, Jr.,
Trustees
u/w/o F.W. Cullman
(7/23/59)*
f/b/o:
LCD 17,420 .36
EMC, Jr. 13,770 .28
SRC 20,014 .41
51. EMC, LCD and FMD,
Trustees
u/i/o SJB (4/15/66)*
f/b/o:
DMD 12,524 .26
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
(4) Page 32 of 36 Pages
--------------------------------------------------------------
(1) (2) (3) (i) (ii) (iii)
--------- ---------- ------------------- --------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
52. FMD, LCD and EMC, Jr.,
u/i/o EMC (12/26/72)*
f/b/o:
LCD and DMD 17,800 .37
LCD and RDG 18,000 .37
53. FMD, LCD, SRC and
EMC, Jr.
Trustees
u/i/o EMC (12/23/76)*
f/b/o:
DMD 16,000 .33
RDG 16,200 .33
54. FMD, SRC, EMC, Jr.,
and JLE, Trustees
u/i/o LCD (12/25/76)*
f/b/o:
DMD 3,200 .07
RDG 3,200 .07
55. Richard M. Danziger and
FMD, Trustees
u/i/o LCD (12/24/69)*
f/b/o:
RDG 22,800 .47
56. LBC, MPE, AE and JLE,
Trustees
u/i/o RGB (6/14/51)*
f/b/o:
JLE 3,081 .06
57. LCD, SRC, JLE and
Elissa Cullman, Trustees,
u/i/o EMC, Jr.
(12/25/76)*
f/b/o:
EMC III 7,200 .15
SBC 7,200 .15
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
(4) Page 33 of 36 Pages
--------------------------------------------------------------
(1) (2) (3) (i) (ii) (iii)
--------- ---------- ------------------- --------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
58. EMC, Jr., SRC, LCD and
Elissa Cullman, Trustees,
u/i/o EMC (12/23/76)*
f/b/o:
EMC III 20,400 .42
SBC 20,400 .42
59. EMC, Jr., SRC, LCD and
FMD
Trustees
u/i/o EMC (12/23/76)*
f/b/o:
GDC 20,000 .41
60. LCD, EMC, Jr., John
Sicher and JLE, Trustees,
u/i/o SRC (12/25/76)*
f/b/o:
CBS 14,000 .29
61. EMC, Jr., LCD, SRC and
John Sicher, Trustees,
u/i/o EMC (12/23/76)*
f/b/o:
CBS 16,000 .33
62. FMD and R.M. Danziger,
Trustees
u/i/o Elsie B. Paskus
f/b/o:
R.M. Danziger 3,000 .06
63. FMD and R.M. Danziger
Trustees
u/i/o Elsie B. Paskus
f/b/o:
FMD 17,200 33,600 .69
64. B. Bros. Realty Limited Investments 233,792 4.81
Partnership*
JLE, General Partner
LCD, General Partner
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
(4) Page 34 of 36 Pages
--------------------------------------------------------------
(1) (2) (3) (i) (ii) (iii)
--------- ---------- ------------------- --------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
65. EMC, EMC, Jr.
SRC and 202 0
Richard W. Dammann,
Executors of the
Estate of
Justus Heijmans
66. JLE, FMD and Roger
Bloom ("RB"),
Trustees
u/a/o SBE (4/19/81)
u/w/o SBE Appointment
u/i/o RBG (11/27/31)*
f/b/o:
Descendants of JLE 7,458 .15
67. LBC, JLE, AE and CSF,
Trustees
u/i/o SJB (12/21/50)*
f/b/o:
CSF 1,515 .03
68. LBC, JLE, AE and CSF
Trustees
u/i/o RGB (6/14/51)*
f/b/o:
CSF 1,400 .03
69. JLE, EMC, Jr. and Roger
Bloom, Trustees
u/a/o SBE (4/19/81)
u/w/o SBE Appointment
u/i/o RGB (11/27/31)*
f/b/o:
Descendants of CSF 2,000 .04
70. Matthew L. Ernst 27 Howard Street Artist 1,250 .03
New York, N.Y.
71. JLE, MPE, CSF, FMD
and EMC, Jr.,
Trustees
u/c/o/w Richard C. Ernst,
(6/19/84)
f/b/o:
Benjamin C. Stewart 5,996 .12
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
(4) Page 35 of 36 Pages
--------------------------------------------------------------
(1) (2) (3) (i) (ii) (iii)
--------- ---------- ------------------- --------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
72. JLE, as Custodian
f/b/o:
Jessica P. Ernst
a minor ("JPE") 1,250 .03
73. Charitable Trust created
by Justus Heijmans,*
EMC and EMC, Jr.,
Trustees 200 0
74. LBC, JLE, MPE and AE,
Trustee
u/i/o RGB (12/21/50)*
f/b/o:
JLE 1,100 .02
75. JLE, as Guardian
f/b/o:
DPE 2,679 .06
76. JLE, LBC, EMC, CSF and
AE, Trustees
u/c/w/o RGB (2/29/56)*
f/b/o:
Descendants of JLE 4,746 .10
77. Chemical Bank and LBC,
Trustees
u/i/o RGB (11/27/31)*
f/b/o:
LBC 30,000 .62
78. Louise B. & Edgar M. Charitable 6,400 .13
Cullman Foundation, Foundation
Inc.*
EMC, Chairman of the
Board
SRC, President
LBC, Vice President
EMC, Jr., Treasurer
LCD, Secretary
79. Edgar M. Cullman, III 770 Park Avenue Student
(EMC,III) New York, NY 18,794 .39
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
(4) Page 36 of 36 Pages
--------------------------------------------------------------
(1) (2) (3) (i) (ii) (iii)
--------- ---------- ------------------- --------------------------------------------------------------
<S> <C> <C> <C>
80. Samuel B. Cullman 770 Park Ave Student
New York 13,594 .28
81. FMD and R. M. Danziger
Trustees
u/w/o Elsie B. Paskus
f/b/o
FMD Family 10,000 30,000 .62
82. Rebecca Gamzon Custodian
f/b/o
Andrew Gamzon
a minor ("AG") 1,546 .03
TOTAL
--------- -----
2,327,295 47.86
</TABLE>
* Business Address: 641 Lexington Avenue, New York, NY 10022
<PAGE>
EXHIBIT 1
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(f) under the Securities Exchange Act
of 1934, as amended, each of the persons whose signature appears below agrees to
the joint filing on behalf of each of them of a Statement on Schedule 13D
(including amendments thereto) with respect to (a) the common stock, par value
$1.00 per share, of Culbro Corporation, a New York corporation (the "Culbro
13D"), and (b) the common stock, par value $0.01 per share, of Griffin Land &
Nurseries, Inc., a Delaware corporation (the "Griffin 13D"), and further agrees
that this Joint Filing Agreement be included as an exhibit to such filings
provided that, as contemplated by Section 13d-1(f)(l)(ii), no person shall be
responsible for the completeness or accuracy of the information concerning the
other persons making the filing, unless such person knows or has reason to
believe that such information is inaccurate. This Agreement may be executed in
any number of counterparts, all of which taken together shall constitute one and
the same instrument.
In addition, each of the persons whose signature appears below
constitutes and appoints Frederick M. Danziger as true and lawful
attorney-in-fact and agent with full power of substitution and resubstitution
for him or her and in his or her name, place and stead, in any and all
capacities to sign the Culbro 13D, the Griffin 13D and any and all amendments to
the Culbro 13D and the Griffin 13D, and to file the same with all exhibits
thereto and other documents in connection therewith, with the Securities and
Exchange Commission, granting unto said attorney-in-fact and agent full power
and authority to do and perform each and every act and thing requisite and
necessary to be done in and about the premises, as full to all intents and
purposes as he might or could do in person, hereby ratifying and confirming all
that said attorney-in-fact and agent, or his substitute or substitutes, may
lawfully do or cause to be done by virtue thereof.
<PAGE>
Dated: July 14, 1997
/s/ Edgar M. Cullman
--------------------------------------
Edgar M. Cullman, individually and as
Trustee of the Trusts of which he is a
Trustee as indicated on Insert 1
hereto
/s/ Louise B. Cullman
--------------------------------------
Louise B. Cullman, individually and as
Trustee of the Trusts of which she is
a Trustee as indicated on Insert 1
hereto
/s/ Susan R. Cullman
--------------------------------------
Susan R. Cullman, individually, as
Custodian and as Trustee of the Trusts
of which she is a Trustee as indicated
on Insert 1 hereto
/s/ Edgar M. Cullman, Jr.
--------------------------------------
Edgar M. Cullman, Jr., individually,
as Custodian and as Trustee of the
Trusts of which he is a Trustee as
indicated on Insert 1 hereto
/s/ Lucy C. Danziger
--------------------------------------
Lucy C. Danziger, individually and as
Trustee of the Trusts of which she is
a Trustee as indicated on Insert 1
hereto
/s/ John L. Ernst
--------------------------------------
John L. Ernst, individually and as
Trustee of the Trusts of which he is a
Trustee, as Custodian and as Guardian,
all as indicated on Insert 1 hereto
<PAGE>
/s/ Carolyn S. Fabrici
--------------------------------------
Carolyn S. Fabrici, individually and
as Trustee of the Trusts of which she
is a Trustee as indicated on Insert 1
hereto
/s/ Frederick M. Danziger
--------------------------------------
Frederick M. Danziger, individually
and as Trustee of the Trusts of which
he is a Trustee as indicated on Insert
1 hereto
/s/ Elissa F. Cullman
--------------------------------------
Elissa F. Cullman, individually and as
Trustee of the Trusts of which she is
a Trustee as indicated on Insert 1
hereto
/s/ Rebecca D. Gamzon
--------------------------------------
Rebecca D. Gamzon, individually
formerly Rebecca B. Danziger
/s/ Matthew L. Ernst
--------------------------------------
Matthew L. Ernst, individually
B. BROS. REALTY LIMITED
PARTNERSHIP
By /s/ John L. Ernst
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John L. Ernst,
General Partner
/s/ Margot P. Ernst
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Margot P. Ernst, not individually but
as Trustee of the Trusts of which she
is a Trustee as indicated on Insert 1
hereto
<PAGE>
/s/ Alexandra Ernst
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Alexandra Ernst, individually and as
Trustee of the Trusts of which she is
a Trustee as indicated on Insert 1
hereto
/s/ David M. Danziger
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David M. Danziger, individually
/s/ Edgar M. Cullman III
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Edgar M. Cullman III
/s/ Caroline B. Sicher
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Caroline B. Sicher
