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U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 5
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
[_] Form 3 Holdings Reported
[_] Form 4 Transactions Reported
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1. Name and Address of Reporting Person*
Sands Theodore D.
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(Last) (First) (Middle)
535 Fifth Ave., Suite 3300
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(Street)
New York New York 10017
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
Arch Coal, Inc. (ACI)
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3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
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4. Statement for Month/Year
December 31, 1999
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5. If Amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Person to Issuer
(Check all applicable)
[X] Director [_] 10% Owner
[_] Officer (give title below) [_] Other (specify below)
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7. Individual or Joint/Group Filing
(Check applicable line)
[X] Form filed by one Reporting Person
[_] Form filed by more than one Reporting Person
________________________________________________________________________________
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Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
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<TABLE>
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5. 6.
4. Amount of Owner-
Securities Acquired (A) or Securities ship
Disposed of (D) Beneficially Form: 7.
(Instr. 3, 4 and 5) Owned at End Direct Nature of
2. 3. ----------------------------- of Issuer's (D) or Indirect
1. Transaction Transaction (A) Fiscal Year Indirect Beneficial
Title of Security Date Code Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (mm/dd/yy) (Instr. 8) (D) and 4) (Instr.4) (Instr. 4)
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<S> <C> <C> <C> <C> <C> <C> <C> <C>
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</TABLE>
* If the form is filed by more than one Reporting Person, see Instruction
4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Over)
<PAGE>
FORM 5 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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<TABLE>
<CAPTION>
9. 10.
Number Owner-
of ship
2. Deriv- of
Conver- 5. 7. ative Deriv- 11.
sion Number of 6. Title and Amount Secur- ative Nature
or Derivative Date of Underlying 8. ities Secur- of
Exer- Securities Exercisable Securities Price Bene- ity: In-
cise 3. Acquired (A) and Expiration (Instr. 3 and 4) of ficially Direct direct
Price Trans- 4. or Disposed Date ---------------- Deriv- Owned (D) or Bene-
1. of action Trans- of (D) Month/Day/Year) Amount ative at End In- ficial
Title of Deriv- Date action (Instr. 3, --------------- or Secur- of direct Owner-
Derivative ative (Month/ Code 4 and 5) Date Expira- Number ity Year (I) ship
Security Secur- Day/ (Instr. ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity Year) 8) (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
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Phantom Stock 1 for 1 4/08/99 A 303.030 (1) (1) Common Stock 303.030 $12.375 303.030 (D)
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Dividend
Equivalent Rights 1 for 1 6/15/99 A 2.581 (2) (2) Common Stock 2.581 $13.50 2.581 (D)
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Phantom Stock 1 for 1 6/30/99 A 315.315 (1) (1) Common Stock 315.315 $13.875 315.315 (D)
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Dividend
Equivalent Rights 1 for 1 9/15/99 A 4.761 (2) (2) Common Stock 4.761 $15.00 4.761 (D)
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Phantom Stock 1 for 1 9/30/99 A 1,522.843 (1) (1) Common Stock 1,522.843 $12.313 1,522.843 (D)
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Dividend
Equivalent Rights 1 for 1 12/15/99 A 26.008 (2) (2) Common Stock 26.008 $ 9.500 26.008 (D)
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Phantom Stock 1 for 1 12/31/99 A 497.238 (1) (1) Common Stock 497.238 $11.313 497.238 (D)
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Explanation of Responses:
1. The phantom stock units were accrued under the Arch Coal, Inc. Deferred Compensation Plan and are to be settled in cash, payable
in equal annual installments over ten years upon the reporting person's retirement from the Board or in a lump sum payment upon
his death, if prior to retirement.
2. The rights accrued when and as dividends were paid on Arch Coal, Inc. Common Stock.
/s/Rosemary L. Klein February 3, 2000
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**Signature of Reporting Person Date
Rosemary L. Klein, Assistant Secretary,
for Theodore D. Sands
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
Page 2
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POWER OF ATTORNEY
The undersigned appoints the following individuals, with full power to each
of them to act alone, as its true and lawful attorneys-in-fact and agents to
execute and file on behalf of the undersigned all Forms 3, 4 and 5, and any
amendments thereto, that the undersigned may be required to file with the
Securities and Exchange Commission, and any stock exchange or similar authority,
as a result of the undersigned's ownership of or transactions in securities of
Arch Coal, Inc. The authority of the following individuals under this Power of
Attorney shall continue until the undersigned is no longer required to file
Forms 3, 4 and 5 with regard to the undersigned's ownership of or transactions
in securities of Arch Coal, Inc., unless earlier revoked in writing. The
undersigned acknowledges that the following individuals are not assuming any of
the undersigned's responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934.
The following officers of Arch Coal, Inc.:
Secretary of the Corporation
Assistant Secretary of the Corporation
General Counsel of the Corporation
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 28th day of January, 2000.
/s/ Theodore D. Sands
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(Signature)
