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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 6/30/99 2Q99
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Check Here if Amendment / /; Amendment Number:
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This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Paul J. Schupf - Paul J. Schupf Associates
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Address: 27 Payne Street - P.O. Box 179
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Hamilton, NY 13346
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Form 13F File Number: 28- 6302
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The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Lee Woltman
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Title: Administrator
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Phone: 315-824-1666
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Signature, Place, and Date of Signing:
/s/ Lee Woltman Hamilton, NY 13346
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[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
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/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28- 6302 /s/ Lee Woltman
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[Repeat as necessary.]
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers:
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Form 13F Information Table Entry Total:
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Form 13F Information Table Value Total: $
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
28- 6302 /s/ Lee Woltman
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[Repeat as necessary.]
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<TABLE>
<CAPTION>
FORM 13F
PAGE 1 OF 3 NAME OF REPORTING MANAGER PAUL J. SCHUPF
-- -- (SEC USE ONLY)
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Investment Item 7: Item 8: Voting
Discretion Authority (Shares)
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Name of Issuer Title of CUSIP Number Fair Market Shares of (a) (b) Shared (c) Managers (a) Sole (b) (c) None
Class Value Principal Sole As Defined Shared- See Shared
Amount in Instr. V Other Instr. V
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<S> <C> <C> <C> <C> <C> <C>
3Com Com 885535104 2,348,500.00 88,000 X X
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Adobe Systems Com 00724F101 76,191,706.25 927,400 X X
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Alliance Semi Corp. Com 01877H100 655,875.00 66,000 X X
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America Online Com 02364J104 773,500.00 7,000 X X
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Amkor Technology Com 31652100 12,447,600.00 1,214,400 X X
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Aztec Technology Com 05480L101 275,147.62 146,745 X X
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CareMatrix Com 141706101 4,323,275.00 347,600 X X
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Carreker-Antinori Com 144433109 13,232,625.00 1,512,300 X X
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Corsair Com 220406102 212,500.00 50,000 X X
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Creative Technology Com Y1775U107 5,721,687.50 425,800 X X
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DSET Com 262504103 348,437.50 25,000 X X
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Eastman Kodak Com 277461109 681,875.00 10,000 X X
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Ecsoft Group Com 279240105 17,941,793.75 1,143,700 X X
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Genesys Tele. Com 371931106 625,000.00 25,000 X X
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COLUMN TOTALS 135,779,522.62
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</TABLE>
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<TABLE>
<CAPTION>
FORM 13F
PAGE 2 OF 3 NAME OF REPORTING MANAGER PAUL J. SCHUPF
-- -- (SEC USE ONLY)
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Investment Item 7: Item 8: Voting
Discretion Authority (Shares)
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Name of Issuer Title of CUSIP Number Fair Market Shares of (a) (b) Shared (c) Managers (a) Sole (b) (c) None
Class Value Principal Sole As Defined Shared- See Shared
Amount in Instr. V Other Instr. V
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<S> <C> <C> <C> <C> <C> <C>
HMT Technology Com 403917107 88,750.00 35,500 X X
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Horizon Health Corp. Com 44041Y104 2,978,300.00 410,800 X X
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Inacom Corp. Com 45323G109 2,687,105.00 212,840 X X
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InVision Tech. Com 461851107 235,237.50 45,900 X X
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Knight/Trimark Group Com 499067106 494,562.50 8,200 X X
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MapQuest Com 565644101 1,053,787.50 64,600 X X
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MGIC Investment Com 552848103 703,125.00 15,000 X X
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Micron Technology Com 595112103 71,726,187.50 1,776,500 X X
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Monsanto Com 611662107 492,968.75 12,500 X X
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Navigant Int'l Com 63935R108 547,282.57 69,496 X X
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Net Perceptions Com 64107U101 218,125.00 10,000 X X
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Novell Com 67006105 91,491,250.00 3,452,500 X X
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Novelus Systems Com 670008101 511,875.00 7,500 X X
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OSI Pharmaceuticals Com 671040103 131,750.00 31,000 X X
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Parametric Tech. Com 699173100 9,056,212.50 652,700 X X
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COLUMN TOTALS 182,416,518.82
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</TABLE>
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<TABLE>
<CAPTION>
FORM 13F
PAGE 3 OF 3 NAME OF REPORTING MANAGER PAUL J. SCHUPF
-- -- (SEC USE ONLY)
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Investment Item 7: Item 8: Voting
Discretion Authority (Shares)
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Name of Issuer Title of CUSIP Number Fair Market Shares of (a) (b) Shared (c) Managers (a) Sole (b) (c) None
Class Value Principal Sole As Defined Shared- See Shared
Amount in Instr. V Other Instr. V
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<S> <C> <C> <C> <C> <C> <C>
Pervasive Software Com 715710109 29,887,312.50 1,201,500 X X
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Priceline.com Com 741503106 577,812.50 5,000 X X
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Reynolds Metals Co. Com 761763101 21,086,600.00 357,400 X X
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Robotic Vision Com 771074101 240,750.00 64,200 X X
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Saga Systems Inc. Com 786610105 9,229,725.00 723,900 X X
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Summit Design Com 86605U101 2,337,300.00 779,100 X X
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Systems Software Com 871839106 253,903.12 153,300 X X
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3DFX Interactive Com 88553X103 245,312.50 15,700 X X
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U.S. Office Products Com 912325305 2,505,462.19 466,132 X X
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Ubet Com 987413101 4,570,425.00 399,600 X X
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Unitrode Com 913283107 17,241,187.50 601,000 X X
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Value America Com 92038N102 11,717,300.00 616,700 X X
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Inacom Conv. Pr. 6.75%Pref. 92208Q208 2,185,000.00 95,000 X X
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RLM Nov 45 Calls Calls 7617639K9 532,125.00 330 X X
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Superior Tr. I Pfd Pref. 86836P202 4,049,631.25 92,563 X X
Conv. 8.50%
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COLUMN TOTALS 106,659,846.56
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</TABLE>
