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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
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Check Here if Amendment / /; Amendment Number:
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This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Paul J. Schupf - Paul J. Schupf Associates
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Address: 27 Payne Street - P.0. Box 179
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Hamilton, NY 13346
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Form 13F File Number: 28-6302
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The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Lee Woltman
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Title: Administrator
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Phone: 315-824-1666
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Signature, Place, and Date of Signing:
Lee Woltman Hamilton New York 13346
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[Signature] [City, State] [Date]
Report Type (Check only one.):
/X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
<PAGE>
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/ / 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
(If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-6302 /s/ Lee Woltman
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[Repeat as necessary.]
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<TABLE>
<CAPTION>
FORM 13F
PAGE 1 OF 3 NAME OF REPORTING MANAGER
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Item 1: Item 2: Item 3: Item 4: Item 5:
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Name of Issuer Title of Class CUSIP Number Fair Market Value Shares of Principal
Amount
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<S> <C> <C> <C> <C>
3Com Com 885535104 3,290,000.00 70,000
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Adobe Systems Com 00724F101 133,107,925.00 1,979,300
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Amkor Technology Com 031652100 33,840,675.00 1,197,900
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Aztec Technology Com 05480L101 669,525.89 146,745
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CareMatrix Com 141706101 869,000.00 347,600
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Carreker-Antinori Com 144433109 14,228,125.00 1,570,000
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Charter Communications Com 16117M107 424,375.00 19,400
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Commerce One Com 200693109 766,350.00 3,900
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Corsair Com 220406102 406,250.00 50,000
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Creative Technology Com Y1775U107 2,840,812.50 163,500
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Diedrich Coffee Com 253675102 3,223,187.50 793,400
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Digimarc Com 253807101 12,130,000.00 242,600
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Ditech Communications Com 25500M103 1,065,900.00 11,400
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COLUMN TOTALS 206,862,125.89
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<CAPTION>
PAUL J. SCHUPF
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Item 1: Item 6: Investment Discretion Item 7: Item 8: Voting Authority (Shares)
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Name of Issuer (a) Sole (b) Shared A (c)Shared- Managers See (a)Sole (b) (c) None red
As Defined Other See Instr. V Shared
in Instr. V
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<S> <C> <C>
3Com X X
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Adobe Systems X X
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Amkor Technology X X
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Aztec Technology X X
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CareMatrix X X
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Carreker-Antinori X X
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Charter Communications X X
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Commerce One X X
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Corsair X X
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Creative Technology X X
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Diedrich Coffee X X
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Digimarc X X
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Ditech Communications X X
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COLUMN TOTALS
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</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F
PAGE 2 OF 3 NAME OF REPORTING MANAGER
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Item 1: Item 2: Item 3: Item 4: Item 5:
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Name of Issuer Title of Clas CUSIP Number Fair Market Value Shares of Principal
Amount
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<S> <C> <C> <C> <C>
Ecsoft Group Com 279240105 16,078,350.00 869,100
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Fairchild Semiconductor Int'l Com 303726103 297,500.00 10,000
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HMT Technology Com 403917107 142,000.00 35,500
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Horizon Health Corp. Com 44041Y104 2,924,896.00 410,800
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I Go Com 449592104 2,909,062.50 321,000
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Inacom Corp. Com 45323G109 1,556,392.50 212,840
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Inktomi Com 457277101 454,800.00 4,800
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Intel Corp. Com 458140100 2,057,812.50 25,000
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InVision Tech. Com 461851107 189,337.50 45,900
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Micron Technology Com 595112103 185,023,437.50 2,368,300
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Navigant Int'l Com 63935R108 777,174.34 66,496
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Netia Holdings Com 64114B104 881,250.00 50,000
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Newbridge Network Com 650901101 1,083,000.00 48,000
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Novell Com 670006105 185,597,550.00 4,647,200
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OSI Pharmaceuticals Com 671040103 246,062.50 31,000
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Pervasive Software Com 715710109 9,088,662.50 536,600
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COLUMN TOTALS 409,307,287.84
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<CAPTION>
PAUL J. SCHUPF
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Item 1: Item 6: Investment Discretion Item 7: Item 8: Voting Authority (Shares)
- -------------------------------------------------------------------------------------------------------------------------
Name of Issuer (a) Sole (b) Shared (c)Shared- Managers See (a)Sole (b) (c) None red
As Defined Other See Instr. V Shared
in Instr. V
- -------------------------------------------------------------------------------------------------------------------------
<S> <C> <C>
Ecsoft Group X X
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Fairchild Semiconductor Int'l X X
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HMT Technology X X
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Horizon Health Corp. X X
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I Go X X
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Inacom Corp. X X
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Inktomi X X
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Intel Corp. X X
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InVision Tech. X X
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Micron Technology X X
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Navigant Int'l X X
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Netia Holdings X X
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Newbridge Network X X
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Novell X X
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OSI Pharmaceuticals X X
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Pervasive Software X X
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COLUMN TOTALS
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</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 13F
PAGE 3 OF 3 NAME OF REPORTING MANAGER
-- -
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Item 1: Item 2: Item 3: Item 4: Item 5:
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Name of Issuer Title of Clas CUSIP Number Fair Market Value Shares of Principal
Amount
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<S> <C> <C> <C> <C>
Priceline.com Com 741503106 236,875.00 5,000
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Robotic Vision Com 771074101 593,850.00 64,200
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Seagate Technology Com 811804103 465,625.00 10,000
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Summit Design Com 86605U101 2,726,850.00 779,100
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Systems Software Com 871839106 76,650.00 38,325
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3DFX Interactive Com 88553X103 154,056.25 15,700
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U.S. Office Products Com 912325305 1,456,664.06 466,132
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Ubet Com 987413101 1,723,275.00 399,600
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Ultra Par Com 90400P101 862,500.00 75,000
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Value America Com 92038N102 3,122,043.75 616,700
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Superior Tr. I Pfd Conv. 8.5 Pref. 86836P202 3,100,860.50 92,563
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COLUMN TOTALS 14,519,249.56
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<CAPTION>
PAUL J. SCHUPF
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Item 1: Item 6: Investment Discretion Item 7: Item 8: Voting Authority (Shares)
- -------------------------------------------------------------------------------------------------------------------------
Name of Issuer (a) Sole (b) Shared A (c)Shared- Managers See (a)Sole (b) (c) None red
As Defined Other See Instr. V Shared
in Instr. V
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<S>
Priceline.com X X
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Robotic Vision X X
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Seagate Technology X X
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Summit Design X X
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Systems Software X X
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3DFX Interactive X X
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U.S. Office Products X X
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Ubet X X
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Ultra Par X X
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Value America X X
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Superior Tr. I Pfd Conv. 8.5 X X
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COLUMN TOTALS
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</TABLE>
