UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Abner, Herrman & Brock, Inc.
Address: 5 Hanover Square
New York, NY 10004
13F File Number: 28-6312
The institutional investment manager filing this report ant the
Person by whom it is signed herby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Signing of Person Duly Authorized to Submit this Report:
Name: Howard J. Abner
Title: Chairman
Phone: 212-742-1080
Signature, Place, and Date of Signing:
Howard J. Abner New York, New York October 19, 1999
Report Type (Check only one.);
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABORATORIES COM 002824100 5613 152728 SH SOLE 152728
ALLEGIANCE TELECOM INC COM 01747t102 1174 22300 SH SOLE 22300
AMERICAN ASIATIC OIL CORP COM 023879109 0 10000 SH SOLE 10000
AMERICAN EXPRESS COMPANY COM 025816109 1949 14480 SH SOLE 14480
AMERICAN HOME PRODUCTS CORP COM 026609107 2741 66044 SH SOLE 66044
AMERICAN INTERNATIONAL GROUP I COM 026874107 4469 51401 SH SOLE 51401
ANHEUSER BUSCH COMPANIES INC COM 035229103 2923 41718 SH SOLE 41718
AT HOME CORP-SER A COM 045919107 477 11500 SH SOLE 11500
AT&T CORP COM 001957109 4416 101518 SH SOLE 101518
AUTOMATIC DATA PROCESSING INC COM 053015103 2894 64850 SH SOLE 64850
BANK OF AMER CORP COM 060505104 5809 104314 SH SOLE 104314
BANK OF NEW YORK CO INC COM 064057102 5342 159764 SH SOLE 159764
BED BATH & BEYOND INC COM 075896100 280 8000 SH SOLE 8000
BELL ATLANTIC CORP COM 077853109 1214 18030 SH SOLE 18030
BIOASSAY SYS CORP COM 090581109 0 10000 SH SOLE 10000
BRISTOL MYERS SQUIBB CO COM 110122108 3563 52785 SH SOLE 52785
CAROLCO PICTURES INC COM 143763100 0 10000 SH SOLE 10000
CENDANT CORP. COM 151313103 1786 100607 SH SOLE 100607
CHASE MANHATTAN CORP NEW COM 16161a108 6455 85634 SH SOLE 85634
CHEVRON CORP COM 166751107 266 3000 SH SOLE 3000
CISCO SYSTEMS INC COM 17275R102 1839 26820 SH SOLE 26820
CITIGROUP INC COM 172967101 14446 328328 SH SOLE 328328
COGNITIVE SYSTEMS INC COM 192428100 0 15000 SH SOLE 15000
COLGATE PALMOLIVE CO COM 194162103 1621 35439 SH SOLE 35439
COMPAQ COMPUTER CORP COM 204493100 406 17695 SH SOLE 17695
COMPUTER ASSOCIATES INTL INC COM 204912109 480 7850 SH SOLE 7850
CTI GROUP HOLDINGS INC COM 126431105 5 10000 SH SOLE 10000
ELECTRONIC DATA SYSTEMS CORP N COM 285661104 3076 58109 SH SOLE 58109
EMC CORP-MASS COM 268648102 4797 67155 SH SOLE 67155
EXXON CORP COM 302290101 421 5550 SH SOLE 5550
FANNIE MAE COM 313586109 1854 29578 SH SOLE 29578
FEDERATED DEPARTMENT STORES IN COM 31410h101 1673 38300 SH SOLE 38300
FLEET BOSTON CORP (NEW) COM 33901A108 260 7100 SH SOLE 7100
FORD MOTOR CO COM 345370100 515 10259 SH SOLE 10259
FREDDIE MAC-VOTING COMMON (FOR COM 313400301 3346 64351 SH SOLE 64351
GENERAL DYNAMICS CORP COM 369550108 291 4668 SH SOLE 4668
GENERAL ELECTRIC CO COM 369604103 6287 53029 SH SOLE 53029
GENERAL MOTORS CORP COM 370442105 203 3230 SH SOLE 3230
GLOBALSTAR COM G3930H104 3298 143405 SH SOLE 143405
GTE CORP COM 362320103 4240 55148 SH SOLE 55148
HEWLETT PACKARD CO COM 428236103 357 3885 SH SOLE 3885
HOME DEPOT INC COM 437076102 9135 133115 SH SOLE 133115
INTEL CORP COM 458140100 3623 48751 SH SOLE 48751
INTERNATIONAL BUSINESS MACHINE COM 459200101 8283 68240 SH SOLE 68240
JOHNSON & JOHNSON COM 478160104 6197 67445 SH SOLE 67445
KBF POLLUTION MGMT INC COM 482396108 43 238000 SH SOLE 238000
KIMBERLY CLARK CORP COM 494368103 212 4030 SH SOLE 4030
LUCENT TECHNOLOGIES INC COM 549463107 3788 58394 SH SOLE 58394
MCDONALDS CORP COM 580135101 3654 84971 SH SOLE 84971
MCI WORLDCOM INC COM 55268b106 1405 19553 SH SOLE 19553
MEDIBAR MEDICAL INDUSTRIES INC COM 58447G103 0 10000 SH SOLE 10000
MERCK & CO INC COM 589331107 972 14990 SH SOLE 14990
MERRILL LYNCH & CO INC COM 590188108 254 3785 SH SOLE 3785
MICROSOFT CORP COM 594918104 4929 54427 SH SOLE 54427
MOTOROLA INC COM 620076109 202 2295 SH SOLE 2295
NORTEL NETWORKS COM 656569100 1322 25915 SH SOLE 25915
NYVATEX OIL CORP COM 670794106 5 30000 SH SOLE 30000
PACCAR INC -DEL- COM 693718108 280 5500 SH SOLE 5500
PAYCHEX INC COM 704326107 256 7500 SH SOLE 7500
PEPSICO INC COM 713448108 248 8200 SH SOLE 8200
PFIZER INC COM 717081103 570 15855 SH SOLE 15855
PHARMACIA & UPJOHN INC COM 716941109 4576 92209 SH SOLE 92209
PHILIP MORRIS COMPANIES INC COM 718154107 586 17151 SH SOLE 17151
PNC BANK CORP COM 693475105 1723 32697 SH SOLE 32697
PROCTER & GAMBLE CO COM 742718109 4049 43194 SH SOLE 43194
SBC COMMUNICATIONS INC COM 78387g103 3244 63521 SH SOLE 63521
SCHERING PLOUGH CORP COM 806605101 1255 28765 SH SOLE 28765
SPRINT CORP COM 852061100 5086 93759 SH SOLE 93759
SPRINT CORP PCS SER 1 COM 852061506 1423 19078 SH SOLE 19078
SUMMIT BANCORP COM 866005101 843 25977 SH SOLE 25977
SUN MICROSYSTEMS INC COM 866810104 5324 57245 SH SOLE 57245
TEXACO INC COM 881694103 217 3434 SH SOLE 3434
TEXAS INSTRUMENTS INC COM 882508104 7552 91822 SH SOLE 91822
THORN APPLE VALLEY INC COM 885184101 4 16138 SH SOLE 16138
TYCO INTERNATIONAL LTD COM 902124106 5667 54882 SH SOLE 54882
UNISYS CORP COM 909214108 1814 40205 SH SOLE 40205
US WEST INC NEW COM 91273h101 2864 50192 SH SOLE 50192
VOICESTREAM WIRELESS CORP COM 928615103 352 5700 SH SOLE 5700
WALGREEN CO COM 931422109 406 16000 SH SOLE 16000
WALT DISNEY CO COM 254687106 605 23389 SH SOLE 23389
WINDARRA MINERALS LTD COM 973151103 4 45000 SH SOLE 45000
WINSTAR COMMUNICATIONS INC COM 975515107 547 14000 SH SOLE 14000
XEROX CORP COM 984121103 1243 29634 SH SOLE 29634
AMERICAN INTERNATIONAL GROUP I 026874107 15221 175077 SH SOLE 175077
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