UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Abner, Herrman & Brock, Inc.
Address: 5 Hanover Square
New York, NY 10004
13F File Number: 28-6312
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Signing of Person Duly Authorized to Submit this Report:
Name: Howard J. Abner
Title: Chairman
Phone: 212-742-1080
Signature, Place, and Date of Signing:
Howard J. Abner New York, New York September 30, 2000
Report Type (Check only one.);
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: None
<PAGE>
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 83
Form 13F Information Table Value Total: 243,757
List of Other Included Managers:
No. 13F File Number Name
<PAGE>
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABORATORIES COM 002824100 1868 39270 SH SOLE 39270
ACRODYNE COMMUNICATIONS INC COM 00500e104 15 12000 SH SOLE 12000
ALLTEL CORP COM 020039103 2646 50706 SH SOLE 50706
AMERICA ONLINE INC-DEL COM 02364j104 246 4575 SH SOLE 4575
AMERICAN ASIATIC OIL CORP COM 023879109 0 10000 SH SOLE 10000
AMERICAN EXPRESS COMPANY COM 025816109 2830 46581 SH SOLE 46581
AMERICAN INTERNATIONAL GROUP I COM 026874107 6821 71288 SH SOLE 71288
ANHEUSER BUSCH COMPANIES INC COM 035229103 2417 57130 SH SOLE 57130
AON CORP COM 037389103 265 6750 SH SOLE 6750
AT&T CORP COM 001957109 2077 70706 SH SOLE 70706
AUTOMATIC DATA PROCESSING INC COM 053015103 6131 91684 SH SOLE 91684
BANK OF AMER CORP COM 060505104 988 18856 SH SOLE 18856
BANK OF NEW YORK CO INC COM 064057102 6679 119137 SH SOLE 119137
BANK ONE CORP COM 06423a103 5738 148551 SH SOLE 148551
BED BATH & BEYOND INC COM 075896100 390 16000 SH SOLE 16000
BIOASSAY SYS CORP COM 090581109 0 10000 SH SOLE 10000
BLOUNT INTL INC-NEW COM 095180105 478 42500 SH SOLE 42500
BOEING CO COM 097023105 2041 32400 SH SOLE 32400
BRISTOL MYERS SQUIBB CO COM 110122108 7059 123566 SH SOLE 123566
CAROLCO PICTURES INC COM 143763100 0 10000 SH SOLE 10000
CHASE MANHATTAN CORP NEW COM 16161a108 3320 71880 SH SOLE 71880
CISCO SYSTEMS INC COM 17275R102 438 7920 SH SOLE 7920
CITIGROUP INC COM 172967101 14314 264758 SH SOLE 264758
CITRIX SYSTEMS INC COM 177376100 1358 67673 SH SOLE 67673
COASTAL CORP COM 190441105 4606 62145 SH SOLE 62145
COGNITIVE SYSTEMS INC COM 192428100 0 15000 SH SOLE 15000
COMPUTER ASSOCIATES INTL INC COM 204912109 1014 40241 SH SOLE 40241
CORNING INC COM 219350105 2890 9730 SH SOLE 9730
CTI GROUP HOLDINGS INC COM 126431105 20 10000 SH SOLE 10000
DOW JONES & CO INC COM 260561105 2548 42115 SH SOLE 42115
ELECTRONIC DATA SYSTEMS CORP N COM 285661104 10739 258765 SH SOLE 258765
EMC CORP-MASS COM 268648102 6783 68430 SH SOLE 68430
EXCEL TECHNOLOGY INC COM 30067t103 337 10500 SH SOLE 10500
EXXON MOBIL CORP COM 30231g102 2582 28974 SH SOLE 28974
FANNIE MAE COM 313586109 1289 18025 SH SOLE 18025
GANNETT CO INC COM 364730101 1262 23802 SH SOLE 23802
GENERAL DYNAMICS CORP COM 369550108 2202 35050 SH SOLE 35050
GENERAL ELECTRIC CO COM 369604103 10431 180815 SH SOLE 180815
GRANT PRIDECO INC COM 38821g101 976 44500 SH SOLE 44500
GULFMARK OFFSHORE INC COM 402629109 294 10000 SH SOLE 10000
HEWLETT PACKARD CO COM 428236103 369 3805 SH SOLE 3805
HOME DEPOT INC COM 437076102 5309 100057 SH SOLE 100057
I D SYSTEMS INC DEL COM 449489103 77 17700 SH SOLE 17700
INTEL CORP COM 458140100 2710 65110 SH SOLE 65110
INTERNATIONAL BUSINESS MACHINE COM 459200101 4440 39470 SH SOLE 39470
JOHNSON & JOHNSON COM 478160104 4621 49196 SH SOLE 49196
KBF POLLUTION MGMT INC COM 482396108 38 238000 SH SOLE 238000
L-3 COMMUNICATIONS HLDGS COM 502424104 282 5000 SH SOLE 5000
LEHMAN BROTHERS HOLDINGS INC COM 524908100 1498 10140 SH SOLE 10140
LUCENT TECHNOLOGIES INC COM 549463107 1395 45659 SH SOLE 45659
MCDONALDS CORP COM 580135101 1989 65902 SH SOLE 65902
MEDIBAR MEDICAL INDUSTRIES INC COM 58447g103 0 10000 SH SOLE 10000
MEDTRONIC INC COM 585055106 1184 22847 SH SOLE 22847
MERCK & CO INC COM 589331107 1310 17592 SH SOLE 17592
MERRILL LYNCH & CO INC COM 590188108 277 4200 SH SOLE 4200
METLIFE INC COM 59156r108 6411 244820 SH SOLE 244820
MICROSOFT CORP COM 594918104 353 5860 SH SOLE 5860
MITCHELL ENERGY & DEV CORP COM 606592202 1497 32100 SH SOLE 32100
NORTEL NETWORKS CORP NEW COM 656568102 1895 31819 SH SOLE 31819
NYVATEX OIL CORP COM 670794106 6 20000 SH SOLE 20000
ORACLE SYSTEMS CORP COM 68389X105 5549 70460 SH SOLE 70460
PARAMETRIC TECHNOLOGY CORP COM 699173100 1228 112300 SH SOLE 112300
PAYCHEX INC COM 704326107 315 6000 SH SOLE 6000
PEPSICO INC COM 713448108 4211 91545 SH SOLE 91545
PFIZER INC COM 717081103 5750 127945 SH SOLE 127945
PHARMACIA CORP COM 71713u102 6438 106964 SH SOLE 106964
PHILLIPS PETROLEUM CO COM 718507106 2855 45505 SH SOLE 45505
PROCTER & GAMBLE CO COM 742718109 3144 46924 SH SOLE 46924
SBC COMMUNICATIONS INC COM 78387g103 3146 62916 SH SOLE 62916
SCHERING PLOUGH CORP COM 806605101 1695 36447 SH SOLE 36447
SCHLUMBERGER LTD COM 806857108 1186 14411 SH SOLE 14411
SPRINT CORP COM 852061100 2540 86656 SH SOLE 86656
SUN MICROSYSTEMS INC COM 866810104 2672 22889 SH SOLE 22889
TEXAS INSTRUMENTS INC COM 882508104 3077 65205 SH SOLE 65205
THORN APPLE VALLEY INC COM 885184101 1 16138 SH SOLE 16138
TYCO INTERNATIONAL LTD COM 902124106 5843 112645 SH SOLE 112645
VERIZON COMMUNICATIONS COM 92343v104 4470 92293 SH SOLE 92293
VIACOM INC. B COM 925524308 5332 91140 SH SOLE 91140
WAL-MART STORES INC COM 931142103 1527 31735 SH SOLE 31735
WALT DISNEY CO COM 254687106 1575 41179 SH SOLE 41179
WEATHERFORD INTL INC NEW COM 947074100 1143 26575 SH SOLE 26575
WELLS FARGO & CO-NEW COM 949746101 5760 125387 SH SOLE 125387
AMERICAN INTERNATIONAL GROUP I 22546 235615 SH SOLE 235615
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