<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G/A
(RULE 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES
13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b)
(AMENDMENT NO. 1)*
V.I. TECHNOLOGIES, INC.
(Name of Issuer)
COMMON STOCK, $0.01 PAR VALUE
(Title of Class of Securities)
917920 10 0
(CUSIP Number)
12/31/1999
(Date of Event Which Required Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
- --------------------
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 (the "Act") or otherwise subject to the liabilities of that section of the
Act but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE> 2
SCHEDULE 13G
- --------------------- ------------------
CUSIP NO. 917920 10 0 PAGE 2 OF 19 PAGES
- --------------------- ------------------
- --- ----------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Ampersand Specialty Materials and Chemicals II Limited Partnership
04-3157039
- --- ----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
Not applicable (b) [ ]
- --- ----------------------------------------------------------------------------
3 SEC USE ONLY
- --- ----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------- --- --------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF
SHARES 0 shares
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
--- --------------------------------------------------
6 SHARED VOTING POWER
1,052,343 shares
--- --------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
--- --------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,052,343 shares
- --- ----------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,052,343 shares
- --- ----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
- --- ----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.6%
- --- ----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --- ----------------------------------------------------------------------------
<PAGE> 3
SCHEDULE 13G
- --------------------- ------------------
CUSIP NO. 917920 10 0 PAGE 3 OF 19 PAGES
- --------------------- ------------------
- --- ----------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Ampersand Specialty Materials and Chemicals III Limited Partnership
04-3294909
- --- ----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
Not applicable (b) [ ]
- --- ----------------------------------------------------------------------------
3 SEC USE ONLY
- --- ----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------- --- --------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF
SHARES 0 shares
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
- ------------------------- --- --------------------------------------------------
6 SHARED VOTING POWER
4,632,915 shares
- ------------------------- --- --------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
- ------------------------- --- --------------------------------------------------
8 SHARED DISPOSITIVE POWER
4,632,915 shares
- --- ----------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,632,915 shares
- --- ----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
- --- ----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
24.8%
- --- ----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --- ----------------------------------------------------------------------------
<PAGE> 4
SCHEDULE 13G
- --------------------- ------------------
CUSIP NO. 917920 10 0 PAGE 4 OF 19 PAGES
- --------------------- ------------------
- --- ----------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
ASMC-II Management Company Limited Partnership
04-3157040
- --- ----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
Not applicable (b) [ ]
- --- ----------------------------------------------------------------------------
3 SEC USE ONLY
- --- ----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------- --- --------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF
SHARES 0 shares
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
- ------------------------- --- --------------------------------------------------
6 SHARED VOTING POWER
1,052,343 shares
- ------------------------- --- --------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
- ------------------------- --- --------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,052,343 shares
- --- ----------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,052,343 shares
- --- ----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
- --- ----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.6%
- --- ----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --- ----------------------------------------------------------------------------
<PAGE> 5
SCHEDULE 13G
- --------------------- ------------------
CUSIP NO. 917920 10 0 PAGE 5 OF 19 PAGES
- --------------------- ------------------
- --- ----------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
ASMC-III Management Company Limited Partnership
04-3294905
- --- ----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
Not applicable (b) [ ]
- --- ----------------------------------------------------------------------------
3 SEC USE ONLY
- --- ----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------- --- --------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF
SHARES 0 shares
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
- ------------------------- --- --------------------------------------------------
6 SHARED VOTING POWER
4,708,246 shares
- ------------------------- --- --------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
- ------------------------- --- --------------------------------------------------
8 SHARED DISPOSITIVE POWER
4,708,246 shares
- --- ----------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,708,246 shares
- --- ----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
- --- ----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
25.2%
- --- ----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --- ----------------------------------------------------------------------------
<PAGE> 6
SCHEDULE 13G
- --------------------- ------------------
CUSIP NO. 917920 10 0 PAGE 6 OF 19 PAGES
- --------------------- ------------------
- --- ----------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
ASMC-II MCLP LLP
04-3341533
- --- ----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
Not applicable (b) [ ]
- --- ----------------------------------------------------------------------------
3 SEC USE ONLY
- --- ----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------- --- --------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF
SHARES 0 shares
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
- ------------------------- --- --------------------------------------------------
6 SHARED VOTING POWER
1,052,343 shares
- ------------------------- --- --------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
- ------------------------- --- --------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,052,343 shares
- --- ----------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,052,343 shares
- --- ----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
- --- ----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.6%
- --- ----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --- ----------------------------------------------------------------------------
<PAGE> 7
SCHEDULE 13G
- --------------------- ------------------
CUSIP NO. 917920 10 0 PAGE 7 OF 19 PAGES
- --------------------- ------------------
- --- ----------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
ASMC-III MCLP LLP
04-0493924
- --- ----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
Not applicable (b) [ ]
- --- ----------------------------------------------------------------------------
3 SEC USE ONLY
- --- ----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------- --- --------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF
SHARES 0 shares
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
- ------------------------- --- --------------------------------------------------
6 SHARED VOTING POWER
4,708,246 shares
- ------------------------- --- --------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
- ------------------------- --- --------------------------------------------------
8 SHARED DISPOSITIVE POWER
4,708,246 shares
- --- ----------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,708,246 shares
- --- ----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
- --- ----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
25.2%
- --- ----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --- ----------------------------------------------------------------------------
<PAGE> 8
SCHEDULE 13G
- --------------------- ------------------
CUSIP NO. 917920 10 0 PAGE 8 OF 19 PAGES
- --------------------- ------------------
- --- ----------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Richard A. Charpie
- --- ----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
Not applicable (b) [ ]
- --- ----------------------------------------------------------------------------
3 SEC USE ONLY
- --- ----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
- ------------------------- --- --------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF
SHARES 0 shares
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
- ------------------------- --- --------------------------------------------------
6 SHARED VOTING POWER
6,234,143 shares
- ------------------------- --- --------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
- ------------------------- --- --------------------------------------------------
8 SHARED DISPOSITIVE POWER
6,234,143 shares
- --- ----------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,234,143 shares
- --- ----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
- --- ----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
33.3%
- --- ----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --- ----------------------------------------------------------------------------
<PAGE> 9
SCHEDULE 13G
- --------------------- ------------------
CUSIP NO. 917920 10 0 PAGE 9 OF 19 PAGES
- --------------------- ------------------
ITEM 1(a). NAME OF ISSUER:
V.I. Technologies, Inc.
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
155 Duryea Road, Melville, New York 11747
ITEM 2(a). NAME OF PERSON FILING:
Ampersand Specialty Materials and Chemicals II Limited Partnership
Ampersand Specialty Materials and Chemicals III Limited Partnership
ASMC-II Management Company Limited Partnership
ASMC-III Management Company Limited Partnership
ASMC-II MCLP LLP
ASMC-III MCLP LLP
Richard A. Charpie
See Exhibit 1 for a list of the General Partners of ASMC-II MCLP LLP and
ASMC-III MCLP LLP.
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICES OR, IF NONE, RESIDENCE:
All filing parties:
c/o Ampersand Ventures
55 William Street, Suite 240
Wellesley, MA 02481-4003
ITEM 2(c). CITIZENSHIP:
Ampersand Specialty Materials and Chemicals II Limited Partnership,
Ampersand Specialty Materials and Chemicals III Limited Partnership, ASMC-II
Management Company Limited Partnership, ASMC-III Management Company Limited
Partnership, ASMC-II MCLP LLP and ASMC-III MCLP LLP are organized under the laws
of the State of Delaware.
Richard A. Charpie is a citizen of the United States of America.
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
Common Stock, $0.01 par value
<PAGE> 10
SCHEDULE 13G
- --------------------- -------------------
CUSIP NO. 917920 10 0 PAGE 10 OF 19 PAGES
- --------------------- -------------------
ITEM 2(e). CUSIP NUMBER:
917920 10 0
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b)
OR (c), CHECK WHETHER THE PERSON FILING IS A:
Not applicable.
ITEM 4. OWNERSHIP.
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned:
Ampersand Specialty Materials and Chemicals II Limited Partnership owns
1,052,343 shares.
Ampersand Specialty Materials and Chemicals III Limited Partnership owns
4,632,915 shares.
ASMC-II Management Company Limited Partnership may be attributed with the
ownership of 1,052,343 shares held by Ampersand Specialty Materials and
Chemicals II Limited Partnership, of which it is the General Partner. ASMC-II
Management Company Limited Partnership disclaims beneficial ownership of these
shares except to the extent of its proportionate pecuniary interest therein.
ASMC-III Management Company Limited Partnership may be attributed with the
ownership of 4,632,915 shares held by Ampersand Specialty Materials and
Chemicals III Limited Partnership and 75,331 shares held by Ampersand Specialty
Materials and Chemicals III Companion Fund Limited Partnership, of which
partnerships it is the General Partner. ASMC-III Management Company Limited
Partnership disclaims beneficial ownership of these shares except to the extent
of its proportionate pecuniary interest therein.
ASMC-II MCLP LLP may be attributed with the ownership of 1,052,343 shares
held by Ampersand Specialty Materials and Chemicals II Limited Partnership.
ASMC-II MCLP LLP is the General Partner of ASMC-II Management Company Limited
Partnership, which is the General Partner of Ampersand Specialty Materials and
Chemicals II Limited Partnership. ASMC-II MCLP LLP disclaims beneficial
ownership of these shares except to the extent of its proportionate pecuniary
interest therein.
ASMC-III MCLP LLP may be attributed with the ownership of 4,632,915 shares
held by Ampersand Specialty Materials and Chemicals III Limited Partnership and
75,331 shares held by
<PAGE> 11
SCHEDULE 13G
- --------------------- -------------------
CUSIP NO. 917920 10 0 PAGE 11 OF 19 PAGES
- --------------------- -------------------
Ampersand Specialty Materials and Chemicals III Companion Fund Limited
Partnership. ASMC-III MCLP LLP is the General Partner of ASMC-III Management
Company Limited Partnership, which is the General Partner of Ampersand Specialty
Materials and Chemicals III Limited Partnership and Ampersand Specialty
Materials and Chemicals III Companion Fund Limited Partnership. ASMC-III MCLP
LLP disclaims beneficial ownership of these shares except to the extent of its
proportionate pecuniary interest therein.
Richard A. Charpie may be attributed with the ownership of 1,052,343 shares
held by Ampersand Specialty Materials and Chemicals II Limited Partnership,
4,632,915 shares held by Ampersand Specialty Materials and Chemicals III Limited
Partnership, 75,331 shares held by Ampersand Specialty Materials and Chemicals
III Companion Fund Limited Partnership, 331,488 shares held by Laboratory
Partners I Limited Partnership and 142,066 shares held by Laboratory Partners
Companion Fund Limited Partnership. Dr. Charpie is the Managing General Partner
of ASMC-II MCLP LLP, ASMC-III MCLP LLP, and Ampersand Lab Partners MCLP LLP.
ASMC-II MCLP LLP is the General Partner of ASMC-II Management Company Limited
Partnership, which is the General Partner of Ampersand Specialty Materials and
Chemicals II Limited Partnership. ASMC-III MCLP LLP is the General Partner of
ASMC-III Management Company Limited Partnership, which is the General Partner of
Ampersand Specialty Materials and Chemicals III Limited Partnership and
Ampersand Specialty Materials and Chemicals III Companion Fund Limited
Partnership. Ampersand Lab Partners MCLP LLP is the General Partner of Ampersand
Lab Partners Management Company Limited Partnership, which is the General
Partner of Laboratory Partners I Limited Partnership and Laboratory Partners
Companion Fund Limited Partnership. Dr. Charpie disclaims beneficial ownership
of all shares except to the extent of his proportionate pecuniary interest
therein.
(b) Percent of class:
Ampersand Specialty Materials and Chemicals II Limited Partnership - 5.6%
Ampersand Specialty Materials and Chemicals III Limited Partnership - 24.8%
ASMC-II Management Company Limited Partnership - 5.6%
ASMC-III Management Company Limited Partnership - 25.2%
ASMC-II MCLP LLP - 5.6%
ASMC-III MCLP LLP - 25.2%
Richard A. Charpie - 33.3%
The foregoing percentages are calculated based on 18,703,168 shares of Common
Stock outstanding as of December 31, 1999.
(c) Number of shares as to which such person has:
(i) Sole power to vote or direct the vote:
None.
<PAGE> 12
SCHEDULE 13G
- --------------------- -------------------
CUSIP NO. 917920 10 0 PAGE 12 OF 19 PAGES
- --------------------- -------------------
(ii) Shared power to vote or direct the vote:
Ampersand Specialty Materials and Chemicals II Limited Partnership shares
voting power over 1,052,343 shares.
Ampersand Specialty Materials and Chemicals III Limited Partnership shares
voting power over 4,632,915 shares.
ASMC-II Management Company Limited Partnership shares voting power over
1,052,343 shares held by Ampersand Specialty Materials and Chemicals II Limited
Partnership.
ASMC-III Management Company Limited Partnership shares voting power over
4,632,915 shares held by Ampersand Specialty Materials and Chemicals III Limited
Partnership and 75,331 shares held by Ampersand Specialty Materials and
Chemicals III Companion Fund Limited Partnership
ASMC-II MCLP LLP shares voting power over 1,052,343 shares held by
Ampersand Specialty Materials and Chemicals II Limited Partnership.
ASMC-III MCLP LLP shares voting power over 4,632,915 shares held by
Ampersand Specialty Materials and Chemicals III Limited Partnership and 75,331
shares held by Ampersand Specialty Materials and Chemicals III Companion Fund
Limited Partnership
Richard A. Charpie shares voting power over 1,052,343 shares held by
Ampersand Specialty Materials and Chemicals II Limited Partnership, 4,632,915
shares held by Ampersand Specialty Materials and Chemicals III Limited
Partnership, 75,331 shares held by Ampersand Specialty Materials and Chemicals
III Companion Fund Limited Partnership, 331,488 shares held by Laboratory
Partners I Limited Partnership and 142,066 shares held by Laboratory Partners
Companion Fund Limited Partnership.
(iii) Sole power to dispose or to direct the disposition of:
None.
(iv) Shared power to dispose or to direct the disposition of:
Ampersand Specialty Materials and Chemicals II Limited Partnership shares
dispositive power over 1,052,343 shares.
Ampersand Specialty Materials and Chemicals III Limited Partnership shares
dispositive power over 4,632,915 shares.
<PAGE> 13
SCHEDULE 13G
- --------------------- -------------------
CUSIP NO. 917920 10 0 PAGE 13 OF 19 PAGES
- --------------------- -------------------
ASMC-II Management Company Limited Partnership shares dispositive power
over 1,052,343 shares held by Ampersand Specialty Materials and Chemicals II
Limited Partnership.
ASMC-III Management Company Limited Partnership shares dispositive power
over 4,632,915 shares held by Ampersand Specialty Materials and Chemicals III
Limited Partnership and 75,331 shares held by Ampersand Specialty Materials and
Chemicals III Companion Fund Limited Partnership
ASMC-II MCLP LLP shares dispositive power over 1,052,343 shares held by
Ampersand Specialty Materials and Chemicals II Limited Partnership.
ASMC-III MCLP LLP shares dispositive power over 4,632,915 shares held by
Ampersand Specialty Materials and Chemicals III Limited Partnership and 75,331
shares held by Ampersand Specialty Materials and Chemicals III Companion Fund
Limited Partnership
Richard A. Charpie shares dispositive power over 1,052,343 shares held by
Ampersand Specialty Materials and Chemicals II Limited Partnership, 4,632,915
shares held by Ampersand Specialty Materials and Chemicals III Limited
Partnership, 75,331 shares held by Ampersand Specialty Materials and Chemicals
III Companion Fund Limited Partnership, 331,488 shares held by Laboratory
Partners I Limited Partnership and 142,066 shares held by Laboratory Partners
Companion Fund Limited Partnership.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
Not applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
See the response to Item 4 as to the beneficial ownership.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not applicable.
<PAGE> 14
SCHEDULE 13G
- --------------------- -------------------
CUSIP NO. 917920 10 0 PAGE 14 OF 19 PAGES
- --------------------- -------------------
ITEM 10. CERTIFICATION.
Not applicable.
<PAGE> 15
SCHEDULE 13G
- --------------------- -------------------
CUSIP NO. 917920 10 0 PAGE 15 OF 19 PAGES
- --------------------- -------------------
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
AMPERSAND SPECIALTY MATERIALS AND CHEMICALS II LIMITED PARTNERSHIP
By: ASMC-II Management Company Limited Partnership, its General Partner,
By: ASMC-II MCLP LLP, its General Partner,
By: Richard A. Charpie, its Managing General Partner
/s/ Richard A. Charpie
- -----------------------------------
Richard A. Charpie
Dated: February 8, 2000
ASMC-II MANAGEMENT COMPANY LIMITED PARTNERSHIP
By: ASMC-II MCLP LLP, its General Partner,
By: Richard A. Charpie, its Managing General Partner
/s/ Richard A. Charpie
- -----------------------------------
Richard A. Charpie
Dated: February 8, 2000
ASMC-II MCLP LLP
By: Richard A. Charpie, its Managing General Partner
/s/ Richard A. Charpie
- -----------------------------------
Richard A. Charpie
Dated: February 8, 2000
AMPERSAND SPECIALTY MATERIALS AND CHEMICALS III LIMITED PARTNERSHIP
By: ASMC-III Management Company Limited Partnership, its General Partner,
By: ASMC-III MCLP LLP, its General Partner,
By: Richard A. Charpie, its Managing General Partner
/s/ Richard A. Charpie
- -----------------------------------
Richard A. Charpie
Dated: February 8, 2000
<PAGE> 16
SCHEDULE 13G
- --------------------- -------------------
CUSIP NO. 917920 10 0 PAGE 16 OF 19 PAGES
- --------------------- -------------------
ASMC-III MANAGEMENT COMPANY LIMITED PARTNERSHIP
By: ASMC-III MCLP LLP, its General Partner,
By: Richard A. Charpie, its Managing General Partner
/s/ Richard A. Charpie
- -----------------------------------
Richard A. Charpie
Dated: February 8, 2000
ASMC-III MCLP LLP
By: Richard A. Charpie, its Managing General Partner
/s/ Richard A. Charpie
- -----------------------------------
Richard A. Charpie
Dated: February 8, 2000
RICHARD A. CHARPIE
/s/ Richard A. Charpie
- -----------------------------------
Richard A. Charpie
Dated: February 8, 2000
<PAGE> 1
SCHEDULE 13G
- --------------------- -------------------
CUSIP NO. 917920 10 0 PAGE 17 OF 19 PAGES
- --------------------- -------------------
EXHIBIT 1
General Partners of ASMC-II MCLP LLP:
Richard A. Charpie
Stuart A. Auerbach
Robert A. Charpie
Peter D. Parker
Charles D. Yie
General Partners of ASMC-III MCLP LLP:
Richard A. Charpie
Stuart A. Auerbach
K. Kachadurian
David J. Parker
Peter D. Parker
Charles D. Yie
<PAGE> 1
SCHEDULE 13G
- --------------------- -------------------
CUSIP NO. 917920 10 0 PAGE 18 OF 19 PAGES
- --------------------- -------------------
EXHIBIT 2
JOINT FILING AGREEMENT OF
AMPERSAND SPECIALTY MATERIALS AND CHEMICALS II LIMITED PARTNERSHIP,
AMPERSAND SPECIALTY MATERIALS AND CHEMICALS III LIMITED PARTNERSHIP,
ASMC-II MANAGEMENT COMPANY LIMITED PARTNERSHIP,
ASMC-III MANAGEMENT COMPANY LIMITED PARTNERSHIP,
ASMC-II MCLP LLP,
ASMC-III MCLP LLP AND
RICHARD A. CHARPIE
The undersigned persons agree and consent pursuant to Rule 13d-1(k)(1)
under the Securities Exchange Act of 1934, as amended, as of the date set forth
below, to the joint filing on their behalf of the Schedule 13G/A to which this
Exhibit is attached, in connection with their beneficial ownership of the common
stock of V.I. Technologies, Inc. at December 31, 1999 and agree that such
statement is filed on behalf of each of them.
AMPERSAND SPECIALTY MATERIALS AND CHEMICALS II LIMITED PARTNERSHIP
By: ASMC-II Management Company Limited Partnership, its General Partner,
By: ASMC-II MCLP LLP, its General Partner,
By: Richard A. Charpie, its Managing General Partner
/s/ Richard A. Charpie
- -----------------------------
Richard A. Charpie
Dated: February 8, 2000
ASMC-II MANAGEMENT COMPANY LIMITED PARTNERSHIP
By: ASMC-II MCLP LLP, its General Partner,
By: Richard A. Charpie, its Managing General Partner
/s/ Richard A. Charpie
- -----------------------------
Richard A. Charpie
Dated: February 8, 2000
ASMC-II MCLP LLP
By: Richard A. Charpie, its Managing General Partner
/s/ Richard A. Charpie
- -----------------------------
Richard A. Charpie
Dated: February 8, 2000
<PAGE> 2
SCHEDULE 13G
- --------------------- -------------------
CUSIP NO. 917920 10 0 PAGE 19 OF 19 PAGES
- --------------------- -------------------
AMPERSAND SPECIALTY MATERIALS AND CHEMICALS III LIMITED PARTNERSHIP
By: ASMC-III Management Company Limited Partnership, its General Partner,
By: ASMC-III MCLP LLP, its General Partner,
By: Richard A. Charpie, its Managing General Partner
/s/ Richard A. Charpie
- -----------------------------
Richard A. Charpie
Dated: February 8, 2000
ASMC-III MANAGEMENT COMPANY LIMITED PARTNERSHIP
By: ASMC-III MCLP LLP, its General Partner,
By: Richard A. Charpie, its Managing General Partner
/s/ Richard A. Charpie
- -----------------------------
Richard A. Charpie
Dated: February 8, 2000
ASMC-III MCLP LLP
By: Richard A. Charpie, its Managing General Partner
/s/ Richard A. Charpie
- -----------------------------
Richard A. Charpie
Dated: February 8, 2000
RICHARD A. CHARPIE
/s/ Richard A. Charpie
- -----------------------------
Richard A. Charpie
Dated: February 8, 2000
