UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: NLI International Inc.
Address: 1251 Avenue of the Americas, Suite 5210
New York, NY 10020-1198
Form 13F File Number: 28-3430
The institutional investment manger filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Takeshi Furuichi
Title: President
Phone: (212) 403-3400
Signature, Place, and Date of Signing:
/s/ Takeshi Furuichi New York, NY November 10, 1999
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report).
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 147
Form 13F Information Table Value Total: 245,738
(thousands)
List of Other Included Managers: None
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
None
<PAGE>
FORM 13F INFORMATION TABLE
NAME OF REPORTING MANAGER: NLI INTERNATIONAL INC.
<TABLE>
<CAPTION>
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Voting
Name of Title of CUSIP Value Amount and Type Investment Other Authority
Issuer Class Number ($1,000) of Security Discretion Managers (Shares)
Shares or
Principal SH/ PUT/ Shared- Shared-
Amount PRN CALL Sole Defined Other Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C>
GLOBAL CROSSING LTD COM G3921A100 4,012 108,425 SH 108,425 108,425
TRANSOCEAN OFFSHORE
INC CAYMON ORD G90076103 1,201 45,000 SH 45,000 45,000
A D C TELECOMMUNICATIONS COM 000886101 1,750 36,800 SH 36,800 36,800
AES CORP COM 00130H105 3,846 69,300 SH 69,300 69,300
AT&T CORP COM LIB GRP A 001957208 1,297 33,700 SH 33,700 33,700
ATMI INC COM 00207R101 364 14,000 SH 14,000 14,000
ALCOA INC COM 013817101 783 13,500 SH 13,500 13,500
AMERICA ONLINE INC DEL COM 02364J104 1,050 8,300 SH 8,300 8,300
AMERICAN EXPRESS CO COM 025816109 2,528 15,700 SH 15,700 15,700
AMERICAN GENERAL CORP COM 026351106 725 9,800 SH 9,800 9,800
AMERICAN HOME PRODS CORP COM 026609107 1,349 26,000 SH 26,000 26,000
AMERICAN INTL GROUP INC COM 026874107 2,475 25,000 SH 25,000 25,000
AMES DEPT STORES INC COM NEW 030789507 1,312 41,000 SH 41,000 41,000
AMGEN INC COM 031162100 1,121 14,300 SH 14,300 14,300
AMSOUTH BANCORPORATION COM 032165102 1,449 56,130 SH 56,130 56,130
ANALOG DEVICES INC COM 032654105 2,515 51,000 SH 51,000 51,000
ANCOR COMMUNICATIONS INC COM 03332K108 1,578 50,500 SH 50,500 50,500
ANHEUSER BUSCH COS INC COM 035229103 2,272 32,000 SH 32,000 32,000
ANNTAYLOR STORES CORP COM 036115103 1,501 39,500 SH 39,500 39,500
APACHE CORP COM 037411105 1,763 45,500 SH 45,500 45,500
APPLIED MATLS INC COM 038222105 888 10,600 SH 10,600 10,600
AVISTA CORP COM 05379B107 948 52,500 SH 52,500 52,500
BJS WHOLESALE CLUB INC COM 05548J106 2,486 82,000 SH 82,000 82,000
BARR LABS INC COM 068306109 1,341 44,700 SH 44,700 44,700
BIOGEN INC COM 090597105 2,281 32,500 SH 32,500 32,500
BRISTOL MYERS SQUIBB CO COM 110122108 3,001 38,500 SH 38,500 38,500
BURLINGTON RES INC COM 122014103 988 29,100 SH 29,100 29,100
CMS ENERGY CORP COM 125896100 826 22,000 SH 22,000 22,000
CATALINA MARKETING CORP COM 148867104 1,130 12,500 SH 12,500 12,500
CELESTICA INC SUB VTG SHS 15101Q108 1,892 35,000 SH 35,000 35,000
CENTRAL HUDSON GAS & ELE COM 153609102 945 25,000 SH 25,000 25,000
CHARTER ONE FINL INC COM 160903100 1,110 44,625 SH 44,625 44,625
CHASE MANHATTAN CORP NEW COM 16161A108 1,922 21,700 SH 21,700 21,700
CINCINNATI BELL INC COM 171870108 1,461 70,000 SH 70,000 70,000
CISCO SYS INC COM 17275R102 3,199 45,100 SH 45,100 45,100
CITIGROUP INC COM 172967101 2,537 46,875 SH 46,875 46,875
CITRIX SYS INC COM 177376100 1,239 20,000 SH 20,000 20,000
CLEAR CHANNEL COMMUNICAT COM 184502102 4,666 57,300 SH 57,300 57,300
COMMONWEALTH TEL ENTERPR COM 203349105 1,261 24,250 SH 24,250 24,250
CONCORD EFS INC COM 206197105 1,881 70,500 SH 70,500 70,500
CORNING INC COM 219350105 2,207 29,800 SH 29,800 29,800
DIAL CORP NEW COM 25247D101 1,323 55,000 SH 55,000 55,000
DU PONT E I DE NEMOURS & COM 263534109 1,087 17,000 SH 17,000 17,000
DUKE ENERGY CORP COM 264399106 1,878 33,800 SH 33,800 33,800
DYCOM INDS INC COM 267475101 1,188 35,000 SH 35,000 35,000
E M C CORP MASS COM 268648102 2,472 35,000 SH 35,000 35,000
EOG RES INC COM 26875P101 1,847 89,800 SH 89,800 89,800
ELAN PLC ADR 284131208 1,234 48,400 SH 48,400 48,400
EMMIS COMMUNICATIONS COR CL A 291525103 1,794 24,000 SH 24,000 24,000
EXPRESS SCRIPTS INC CL A 302182100 691 11,500 SH 11,500 11,500
FDX CORP COM 31304N107 1,477 34,400 SH 34,400 34,400
FIRST TENN NATL CORP COM 337162101 1,016 30,000 SH 30,000 30,000
FIRSTAR CORP NEW WIS COM 33763V109 1,451 50,700 SH 50,700 50,700
FIRSTMERIT CORP COM 337915102 981 37,000 SH 37,000 37,000
FORD MTR CO DEL COM 345370100 1,233 22,600 SH 22,600 22,600
GTE CORP COM 362320103 2,373 31,800 SH 31,800 31,800
GAP INC DEL COM 364760108 977 28,125 SH 28,125 28,125
GENERAL ELEC CO COM 369604103 3,431 25,800 SH 25,800 25,800
GENERAL MTRS CORP CL H NEW 370442832 1,924 27,000 SH 27,000 27,000
GUIDANT CORP COM 401698105 683 14,000 SH 14,000 14,000
HALLIBURTON CO COM 406216101 760 20,500 SH 20,500 20,500
HARLEY DAVIDSON INC COM 412822108 2,468 42,000 SH 42,000 42,000
HOME DEPOT INC COM 437076102 2,543 34,100 SH 34,100 34,100
HONEYWELL INC COM 438506107 1,623 15,700 SH 15,700 15,700
HOUSEHOLD INTL INC COM 441815107 1,672 36,600 SH 36,600 36,600
ILLINOIS TOOL WKS INC COM 452308109 2,595 36,200 SH 36,200 36,200
INSIGHT COMMUNICATIONS I CL A 45768V108 835 36,000 SH 36,000 36,000
INTEGRATED DEVICE TECHNO COM 458118106 1,524 81,000 SH 81,000 81,000
INTEL CORP COM 458140100 2,166 30,000 SH 30,000 30,000
INTERNATIONAL BUSINESS M COM 459200101 760 8,000 SH 8,000 8,000
KLA-TENCORP CORP COM 482480100 942 12,900 SH 12,900 12,900
KANSAS CITY SOUTHN INDS COM 485170104 1,152 25,000 SH 25,000 25,000
KIMBERLY CLARK CORP COM 494368103 3,128 50,500 SH 50,500 50,500
KOHLS CORP COM 500255104 1,166 17,000 SH 17,000 17,000
LSI LOGIC CORP COM 502161102 2,218 45,500 SH 45,500 45,500
LASON INC COM 51808R107 1,256 35,000 SH 35,000 35,000
LAUDER ESTEE COS INC CL A 518439104 2,238 47,000 SH 47,000 47,000
LEAR CORP COM 521865105 2,774 83,600 SH 83,600 83,600
LEGATO SYS INC COM 524651106 2,303 47,600 SH 47,600 47,600
LEGG MASON INC COM 524901105 1,200 32,500 SH 32,500 32,500
LEXMARK INTL GROUP INC CL A 529771107 2,420 32,000 SH 32,000 32,000
LUCENT TECHNOLOGIES INC COM 549463107 1,077 17,100 SH 17,100 17,100
MCI WORLDCOM INC COM 55268B106 2,174 26,000 SH 26,000 26,000
MARSH & MCLENNAN COS INC COM 571748102 1,395 18,000 SH 18,000 18,000
MCDONALDS CORP COM 580135101 2,212 54,200 SH 54,200 54,200
MEAD CORP COM 582834107 684 20,000 SH 20,000 20,000
MEDICIS PHARMACEUTICAL C CL A NEW 584690309 1,476 49,600 SH 49,600 49,600
MEDQUIST INC COM 584949101 1,189 36,500 SH 36,500 36,500
MEDTRONIC INC COM 585055106 744 21,000 SH 21,000 21,000
MERCANTILE BANKSHARES CO COM 587405101 959 27,000 SH 27,000 27,000
MICROSOFT CORP COM 594918104 2,445 27,200 SH 27,200 27,200
MICROCHIP TECHNOLOGY INC COM 595017104 1,901 31,000 SH 31,000 31,000
MINERALS TECHNOLOGIES IN COM 603158106 1,512 35,000 SH 35,000 35,000
MOBIL CORP COM 607059102 956 10,000 SH 10,000 10,000
MODIS PROFESSIONAL SVCS COM 607830106 924 85,000 SH 85,000 85,000
MOLEX INC CL A 608554200 1,552 48,500 SH 48,500 48,500
MORGAN STANLEY DEAN WITT COM NEW 617446448 2,387 21,000 SH 21,000 21,000
MOTOROLA INC COM 620076109 497 5,300 SH 5,300 5,300
NATIONAL COMM BANCORP COM 635449101 1,167 45,000 SH 45,000 45,000
NEW CENTURY ENERGIES INC COM 64352U103 650 20,000 SH 20,000 20,000
NOKIA CORP SPONSORED ADR 654902204 828 7,500 SH 7,500 7,500
NORTH FORK BANCORPORATIO COM 659424105 973 45,000 SH 45,000 45,000
NOVELLUS SYS INC COM 670008101 895 12,300 SH 12,300 12,300
NUCOR CORP COM 670346105 388 7,700 SH 7,700 7,700
OCEAN ENERGY INC TEX COM 67481E106 2,187 244,700 SH 244,700 244,700
OMNICOM GROUP INC COM 681919106 2,293 27,100 SH 27,100 27,100
ORACLE CORP COM 68389X105 1,489 32,450 SH 32,450 32,450
O REILLY AUTOMOTIVE INC COM 686091109 1,884 45,000 SH 45,000 45,000
PE CORP COM PE BIO GRP 69332S102 4,307 65,200 SH 65,200 65,200
PACIFICORP COM 695114108 1,026 50,500 SH 50,500 50,500
PARADYNE NETWORKS INC COM 69911G107 1,687 51,500 SH 51,500 51,500
PENTAIR INC COM 709631105 2,171 60,300 SH 60,300 60,300
PEPSICO INC COM 713448108 1,773 51,100 SH 51,100 51,100
PETROLEUM GEO-SVCS A/S SPONSORED ADR 716597109 2,189 145,900 SH 145,900 145,900
PINNACLE WEST CAP CORP COM 723484101 786 21,500 SH 21,500 21,500
POWERWAVE TECHNOLOGIES I COM 739363109 1,322 21,000 SH 21,000 21,000
PROTECTIVE LIFE CORP COM 743674103 814 22,300 SH 22,300 22,300
QUALCOMM INC COM 747525103 1,744 8,000 SH 8,000 8,000
R & B FALCON CORP COM 74912E101 1,402 115,000 SH 115,000 115,000
QWEST COMMUNICATIONS INT COM 749121109 3,424 93,000 SH 93,000 93,000
ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 1,032 17,000 SH 17,000 17,000
SCHERING PLOUGH CORP COM 806605101 1,711 35,000 SH 35,000 35,000
SKY FINL GROUP INC COM 83080P103 977 40,700 SH 40,700 40,700
SOLECTRON CORP COM 834182107 2,104 30,000 SH 30,000 30,000
SPRINT CORP PCS COM SER 1 852061506 4,894 60,000 SH 60,000 60,000
STEEL DYNAMICS INC COM 858119100 1,095 80,000 SH 80,000 80,000
SUN MICROSYSTEMS INC COM 866810104 3,748 38,000 SH 38,000 38,000
SYBRON INTL CORP COM 87114F106 688 28,000 SH 28,000 28,000
SYNOPSYS INC COM 871607107 889 14,700 SH 14,700 14,700
TCF FINL CORP COM 872275102 1,298 43,000 SH 43,000 43,000
TANDY CORP COM 875382103 2,844 47,000 SH 47,000 47,000
TELEFLEX INC COM 879369106 1,298 38,600 SH 38,600 38,600
TERADYNE INC COM 880770102 752 21,800 SH 21,800 21,800
TEXAS INSTRS INC COM 882508104 1,420 17,000 SH 17,000 17,000
TIME WARNER INC COM 887315109 2,273 33,800 SH 33,800 33,800
TITAN CORP COM 888266103 934 62,500 SH 62,500 62,500
TOTAL FINA S A SPONSORED ADR 89151E109 1,265 18,500 SH 18,500 18,500
TYCO INTL LTD NEW COM 902124106 1,830 41,600 SH 41,600 41,600
U S FOODSERVICE COM 90331R101 1,371 69,000 SH 69,000 69,000
UNITED STATIONERS INC COM 913004107 1,576 65,000 SH 65,000 65,000
VEECO INSTRS INC DEL COM 922417100 495 15,000 SH 15,000 15,000
VERITAS SOFTWARE CO COM 923436109 3,034 30,000 SH 30,000 30,000
VIAD CORP COM 92552R109 1,478 60,000 SH 60,000 60,000
VISX INC DEL COM 92844S105 1,244 18,500 SH 18,500 18,500
WAL MART STORES INC COM 931142103 2,843 51,000 SH 51,000 51,000
WARNER LAMBERT CO COM 934488107 1,733 22,500 SH 22,500 22,500
YOUNG & RUBICAM INC COM 987425105 1,535 33,000 SH 33,000 33,000
GRAND TOTAL 245,738
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