UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: NLI International Inc.
Address: 1251 Avenue of the Americas, Suite 5210
New York, NY 10020-1198
Form 13F File Number: 28-3430
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Junichi Miyagaki
Title: Executive Vice President
Phone: (212) 403-3400
Signature, Place, and Date of Signing:
/s/ Junichi Miyagaki New York, NY 10/31/00
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report).
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 197
Form 13F Information Table Value Total: 331,470
(thousands)
List of Other Included Managers: None
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
None
<PAGE>
FORM 13F INFORMATION TABLE
NAME OF REPORTING MANAGER: NLI INTERNATIONAL INC.
<TABLE>
<CAPTION>
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Voting
Name of Title of CUSIP Value Amount and Type Investment Other Authority
Issuer Class Number ($1,000) of Security Discretion Managers (Shares)
Shares or
Principal SH/ PUT/ Shared- Shared-
Amount PRN CALL Sole Defined Other Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C>
GLOBAL CROSSING LTD COM G3921A100 3,206 103,425 SH 103,425 103,425
SANTA FE INTL CORP ORD G7805C108 1,248 27,700 SH 27,700 27,700
TRANSOCEAN SEDCO FOREX I ORD G90078109 1,935 33,000 SH 33,000 33,000
TRITON ENERGY LTD ORD G90751101 780 20,000 SH 20,000 20,000
FLEXTRONICS INTL LTD ORD Y2573F102 3,329 40,535 SH 40,535 40,535
A D C TELECOMMUNICATIONS COM 000886101 3,770 140,200 SH 140,200 140,200
AES CORP COM 00130H105 5,549 81,000 SH 81,000 81,000
AT&T CORP COM LIB GRP A 001957208 1,213 67,400 SH 67,400 67,400
AFFILIATED COMPUTER SERV CL A 008190100 1,496 30,000 SH 30,000 30,000
ALCOA INC COM 013817101 815 32,200 SH 32,200 32,200
ALLIANT CORP COM 018802108 1,087 37,000 SH 37,000 37,000
ALPHARMA INC CL A 020813101 2,751 45,000 SH 45,000 45,000
ALZA CORP DEL COM 022615108 5,735 66,300 SH 66,300 66,300
AMERICAN EXPRESS CO COM 025816109 2,588 42,600 SH 42,600 42,600
AMERICAN GENERAL CORP COM 026351106 1,630 20,900 SH 20,900 20,900
AMERICAN HOME PRODS CORP COM 026609107 1,210 21,400 SH 21,400 21,400
AMERICAN INTL GROUP INC COM 026874107 3,229 33,750 SH 33,750 33,750
AMERICAN SUPERCONDUCTOR COM 030111108 983 20,000 SH 20,000 20,000
AMERISOURCE HEALTH CORP CL A 03071P102 1,880 40,000 SH 40,000 40,000
AMGEN INC COM 031162100 803 11,500 SH 11,500 11,500
AMKOR TECHNOLOGY INC COM 031652100 1,019 39,000 SH 39,000 39,000
ANADARKO PETE CORP COM 032511107 1,263 19,000 SH 19,000 19,000
ANALOG DEVICES INC COM 032654105 677 8,200 SH 8,200 8,200
ANHEUSER BUSCH COS INC COM 035229103 2,014 47,600 SH 47,600 47,600
APACHE CORP COM 037411105 2,365 40,000 SH 40,000 40,000
APPLIED MATLS INC COM 038222105 1,127 19,000 SH 19,000 19,000
ARTESYN TECHNOLOGIES INC COM 043127109 897 30,800 SH 30,800 30,800
ARTHROCARE CORP COM 043136100 1,201 61,800 SH 61,800 61,800
ATMEL CORP COM 049513104 999 65,800 SH 65,800 65,800
AVOCENT CORP COM 053893103 2,687 48,750 SH 48,750 48,750
BISYS GROUP INC COM 055472104 2,319 30,000 SH 30,000 30,000
BJS WHOLESALE CLUB INC COM 05548J106 2,798 82,000 SH 82,000 82,000
BAKER HUGHES INC COM 057224107 1,912 51,500 SH 51,500 51,500
BANKNORTH GROUP INC NEW COM 06646R107 1,030 57,600 SH 57,600 57,600
BARR LABS INC COM 068306109 2,653 40,000 SH 40,000 40,000
BIOMET INC COM 090613100 898 25,650 SH 25,650 25,650
BOOKHAM TECHNOLOGY PLC SPONSORED ADR 09856Q108 515 12,000 SH 12,000 12,000
BROADWING INC COM 111620100 1,789 70,000 SH 70,000 70,000
CIGNA CORP COM 125509109 1,597 15,300 SH 15,300 15,300
CALPINE CORP COM 131347106 4,175 40,000 SH 40,000 40,000
CAPSTONE TURBINE CORP COM 14067D102 1,039 15,000 SH 15,000 15,000
CARDINAL HEALTH INC COM 14149Y108 882 10,000 SH 10,000 10,000
CARLISLE COS INC COM 142339100 863 20,800 SH 20,800 20,800
CATALINA MARKETING CORP COM 148867104 2,163 57,500 SH 57,500 57,500
PAGE TOTAL: 84,119
<PAGE>
CELESTICA INC SUB VTG SHS 15101Q108 5,048 72,900 SH 72,900 72,900
CELGENE CORP COM 151020104 2,047 34,400 SH 34,400 34,400
CHASE MANHATTAN CORP NEW COM 16161A108 935 20,250 SH 20,250 20,250
CHIRON CORP COM 170040109 495 11,000 SH 11,000 11,000
CHUBB CORP COM 171232101 1,242 15,700 SH 15,700 15,700
CIENA CORP COM 171779101 3,426 27,900 SH 27,900 27,900
CISCO SYS INC COM 17275R102 3,879 70,200 SH 70,200 70,200
CINTAS CORP COM 172908105 2,570 59,000 SH 59,000 59,000
CITIGROUP INC COM 172967101 3,040 56,233 SH 56,233 56,233
CLEAR CHANNEL COMMUNICAT COM 184502102 2,209 39,100 SH 39,100 39,100
COMERICA INC COM 200340107 1,169 20,000 SH 20,000 20,000
CONCORD EFS INC COM 206197105 2,934 82,600 SH 82,600 82,600
CONECTIV INC COM 206829103 1,096 61,300 SH 61,300 61,300
CONOCO INC CL A 208251306 1,003 38,400 SH 38,400 38,400
CONSTELLATION ENERGY COR COM 210371100 1,244 25,000 SH 25,000 25,000
COOPER CAMERON CORP COM 216640102 1,105 15,000 SH 15,000 15,000
CORNING INC COM 219350105 3,891 13,100 SH 13,100 13,100
COST PLUS INC CALIF COM 221485105 976 32,400 SH 32,400 32,400
CYPRESS SEMICONDUCTOR CO COM 232806109 1,330 32,000 SH 32,000 32,000
DUKE ENERGY CORP COM 264399106 2,607 30,400 SH 30,400 30,400
DYCOM INDS INC COM 267475101 2,185 52,500 SH 52,500 52,500
DYNEGY INC NEW CL A 26816Q101 764 13,400 SH 13,400 13,400
E M C CORP MASS COM 268648102 5,254 53,000 SH 53,000 53,000
EOG RES INC COM 26875P101 3,009 77,400 SH 77,400 77,400
ECHOSTAR COMMUNICATIONS CL A 278762109 1,087 20,600 SH 20,600 20,600
EMERSON ELEC CO COM 291011104 1,983 29,600 SH 29,600 29,600
EMMIS COMMUNICATIONS COR CL A 291525103 1,188 48,000 SH 48,000 48,000
ENRON CORP COM 293561106 981 11,200 SH 11,200 11,200
EXPRESS SCRIPTS INC CL A 302182100 831 11,500 SH 11,500 11,500
EXXON MOBIL CORP COM 30231G102 1,034 11,601 SH 11,601 11,601
FAMILY DLR STORES INC COM 307000109 1,482 77,000 SH 77,000 77,000
FIRST HEALTH GROUP CORP COM 320960107 1,322 41,000 SH 41,000 41,000
FISERV INC COM 337738108 2,006 33,500 SH 33,500 33,500
FUELCELL ENERGY INC COM 35952H106 481 5,000 SH 5,000 5,000
GENE LOGIC INC COM 368689105 460 20,000 SH 20,000 20,000
GENERAL ELEC CO COM 369604103 4,500 78,000 SH 78,000 78,000
GENERAL MTRS CORP CL H NEW 370442832 2,878 77,400 SH 77,400 77,400
GLOBAL MARINE INC COM 379352404 1,108 35,900 SH 35,900 35,900
GRANT PRIDECO INC COM 38821G101 1,200 54,700 SH 54,700 54,700
HANCOCK JOHN FINL SVCS I COM 41014S106 1,478 55,000 SH 55,000 55,000
HANOVER COMPRESSOR CO COM 410768105 1,812 55,000 SH 55,000 55,000
HARLEY DAVIDSON INC COM 412822108 785 16,400 SH 16,400 16,400
HONEYWELL INTL INC COM 438516106 428 12,000 SH 12,000 12,000
HOUSEHOLD INTL INC COM 441815107 1,863 32,900 SH 32,900 32,900
PAGE TOTAL: 82,365
<PAGE>
ITT INDS INC IND COM 450911102 973 30,000 SH 30,000 30,000
IMCLONE SYS INC COM 45245W109 1,054 9,000 SH 9,000 9,000
IMMUNEX CORP NEW COM 452528102 261 6,000 SH 6,000 6,000
INGERSOLL-RAND CO COM 456866102 772 22,800 SH 22,800 22,800
INTEGRATED DEVICE TECHNO COM 458118106 8,145 90,000 SH 90,000 90,000
INTEL CORP COM 458140100 3,026 72,800 SH 72,800 72,800
INTERNATIONAL RECTIFIER COM 460254105 1,081 21,400 SH 21,400 21,400
IVAX CORP COM 465823102 2,300 50,000 SH 50,000 50,000
JDS UNIPHASE CORP COM 46612J101 1,307 13,800 SH 13,800 13,800
JUNIPER NETWORKS INC COM 48203R104 1,095 5,000 SH 5,000 5,000
KLA-TENCOR CORP COM 482480100 910 22,100 SH 22,100 22,100
KEMET CORP COM 488360108 961 34,800 SH 34,800 34,800
KIMBERLY CLARK CORP COM 494368103 2,534 45,400 SH 45,400 45,400
KINDER MORGAN INC KANS COM 49455P101 1,351 33,000 SH 33,000 33,000
KNIGHT TRADING GROUP INC COM 499063105 1,440 40,000 SH 40,000 40,000
KOHLS CORP COM 500255104 831 14,400 SH 14,400 14,400
LSI LOGIC CORP COM 502161102 924 31,600 SH 31,600 31,600
LATTICE SEMICONDUCTOR CO COM 518415104 710 13,200 SH 13,200 13,200
LAUDER ESTEE COS INC CL A 518439104 1,275 34,800 SH 34,800 34,800
LEGG MASON INC COM 524901105 2,151 37,000 SH 37,000 37,000
MARSH & MCLENNAN COS INC COM 571748102 2,151 16,200 SH 16,200 16,200
MARTIN MARIETTA MATLS IN COM 573284106 2,052 53,600 SH 53,600 53,600
MASTEC INC COM 576323109 1,475 47,200 SH 47,200 47,200
MAVERICK TUBE CORP COM 577914104 943 35,000 SH 35,000 35,000
MCDONALDS CORP COM 580135101 737 24,400 SH 24,400 24,400
MEAD CORP COM 582834107 421 18,000 SH 18,000 18,000
MEDICIS PHARMACEUTICAL C CL A NEW 584690309 2,743 44,600 SH 44,600 44,600
MEDIMMUNE INC COM 584699102 483 6,250 SH 6,250 6,250
MEDTRONIC INC COM 585055106 1,518 29,300 SH 29,300 29,300
MELLON FINL CORP COM 58551A108 1,901 41,000 SH 41,000 41,000
MERCANTILE BANKSHARES CO COM 587405101 980 27,000 SH 27,000 27,000
METHODE ELECTRS INC CL A 591520200 953 21,500 SH 21,500 21,500
MICROSOFT CORP COM 594918104 2,159 35,800 SH 35,800 35,800
MICROCHIP TECHNOLOGY INC COM 595017104 2,306 69,750 SH 69,750 69,750
MILLENNIUM PHARMACEUTICA COM 599902103 876 6,000 SH 6,000 6,000
MILLIPORE CORP COM 601073109 1,211 25,000 SH 25,000 25,000
MOLECULAR DEVICES CORP COM 60851C107 688 7,000 SH 7,000 7,000
MORGAN STANLEY DEAN WITT COM NEW 617446448 2,761 30,200 SH 30,200 30,200
MOTOROLA INC COM 620076109 763 27,000 SH 27,000 27,000
NABORS INDS INC COM 629568106 1,205 23,000 SH 23,000 23,000
NATIONAL FUEL GAS CO N J COM 636180101 1,177 21,000 SH 21,000 21,000
NATIONAL-OILWELL INC COM 637071101 1,375 44,000 SH 44,000 44,000
NOKIA CORP SPONSORED ADR 654902204 541 13,600 SH 13,600 13,600
NORTEL NETWORKS CORP NEW COM 656568102 2,555 42,900 SH 42,900 42,900
PAGE TOTAL: 67,075
<PAGE>
NORTH FORK BANCORPORATIO COM 659424105 973 45,000 SH 45,000 45,000
NOVELLUS SYS INC COM 670008101 1,551 33,300 SH 33,300 33,300
OCEAN ENERGY INC TEX COM 67481E106 1,343 87,000 SH 87,000 87,000
OMNICOM GROUP INC COM 681919106 1,422 19,500 SH 19,500 19,500
ORACLE CORP COM 68389X105 3,567 45,300 SH 45,300 45,300
PE CORP COM PE BIO GRP 69332S102 2,959 25,400 SH 25,400 25,400
PE CORP CELERA GEN GRP 69332S201 598 6,000 SH 6,000 6,000
PEPSICO INC COM 713448108 2,116 46,000 SH 46,000 46,000
PERKINELMER INC COM 714046109 4,593 44,000 SH 44,000 44,000
PFIZER INC COM 717081103 3,346 74,450 SH 74,450 74,450
PINNACLE WEST CAP CORP COM 723484101 1,094 21,500 SH 21,500 21,500
POTOMAC ELEC PWR CO COM 737679100 1,259 50,000 SH 50,000 50,000
POWERWAVE TECHNOLOGIES I COM 739363109 342 9,000 SH 9,000 9,000
QLOGIC CORP COM 747277101 2,235 25,400 SH 25,400 25,400
QUALCOMM INC COM 747525103 606 8,500 SH 8,500 8,500
QWEST COMMUNICATIONS INT COM 749121109 4,239 88,200 SH 88,200 88,200
RF MICRODEVICES INC COM 749941100 851 26,600 SH 26,600 26,600
RADIOSHACK CORP COM 750438103 847 13,100 SH 13,100 13,100
RATIONAL SOFTWARE CORP COM NEW 75409P202 2,081 30,000 SH 30,000 30,000
RAYOVAC CORP COM 755081106 1,353 79,000 SH 79,000 79,000
ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 917 15,300 SH 15,300 15,300
SEI INVESTMENTS CO COM 784117103 708 10,000 SH 10,000 10,000
SPX CORP COM 784635104 1,576 11,100 SH 11,100 11,100
SAFEWAY INC COM NEW 786514208 467 10,000 SH 10,000 10,000
SANDISK CORP COM 80004C101 1,068 16,000 SH 16,000 16,000
SAWTEK INC COM 805468105 924 24,000 SH 24,000 24,000
SCHLUMBERGER LTD COM 806857108 1,292 15,700 SH 15,700 15,700
SEPRACOR INC COM 817315104 712 5,800 SH 5,800 5,800
SHAW GROUP INC COM 820280105 3,567 50,600 SH 50,600 50,600
SPRINT CORP PCS COM SER 1 852061506 2,945 84,000 SH 84,000 84,000
STILWELL FINL INC COM 860831106 1,805 41,500 SH 41,500 41,500
SUN LIFE FINL SVCS CDA I COM 866796105 1,547 75,000 SH 75,000 75,000
SUN MICROSYSTEMS INC COM 866810104 2,428 20,800 SH 20,800 20,800
TARGET CORP COM 87612E106 228 8,900 SH 8,900 8,900
TELEFLEX INC COM 879369106 1,516 44,100 SH 44,100 44,100
TELLABS INC COM 879664100 1,003 21,000 SH 21,000 21,000
TERADYNE INC COM 880770102 658 18,800 SH 18,800 18,800
TEXAS INSTRS INC COM 882508104 1,444 30,600 SH 30,600 30,600
TIDEWATER INC COM 886423102 1,411 31,000 SH 31,000 31,000
TIME WARNER INC COM 887315109 1,988 25,400 SH 25,400 25,400
TRIGON HEALTHCARE INC COM 89618L100 1,156 22,000 SH 22,000 22,000
TUESDAY MORNING CORP COM NEW 899035505 834 106,700 SH 106,700 106,700
TYCO INTL LTD NEW COM 902124106 1,940 37,400 SH 37,400 37,400
UNITED PARCEL SERVICE IN CL B 911312106 378 6,700 SH 6,700 6,700
PAGE TOTAL: 69,887
<PAGE>
UNITED STATIONERS INC COM 913004107 1,747 65,000 SH 65,000 65,000
UNITED TECHNOLOGIES CORP COM 913017109 1,039 15,000 SH 15,000 15,000
UNIVISION COMMUNICATIONS CL A 914906102 1,181 31,600 SH 31,600 31,600
VALASSIS COMMUNICATIONS COM 918866104 968 43,500 SH 43,500 43,500
VALERO ENERGY CORP NEW COM 91913Y100 1,548 44,000 SH 44,000 44,000
VEECO INSTRS INC DEL COM 922417100 2,136 20,100 SH 20,100 20,100
VERITAS DGC INC COM 92343P107 1,039 35,900 SH 35,900 35,900
VERIZON COMMUNICATIONS COM 92343V104 688 14,200 SH 14,200 14,200
VERITAS SOFTWARE CO COM 923436109 738 5,200 SH 5,200 5,200
VIAD CORP COM 92552R109 1,594 60,000 SH 60,000 60,000
WAL MART STORES INC COM 931142103 2,045 42,500 SH 42,500 42,500
WALGREEN CO COM 931422109 2,364 62,300 SH 62,300 62,300
WATERS CORP COM 941848103 1,727 19,400 SH 19,400 19,400
WEATHERFORD INTL INC COM 947074100 1,114 25,900 SH 25,900 25,900
WELLS FARGO & CO NEW COM 949746101 992 21,600 SH 21,600 21,600
WHOLE FOODS MKT INC COM 966837106 2,148 40,000 SH 40,000 40,000
WILLIAMS COMMUNICATIONS CL A 969455104 316 15,800 SH 15,800 15,800
WILLIAMS SONOMA INC COM 969904101 1,612 46,400 SH 46,400 46,400
WORLDCOM INC GA NEW COM 98157D106 1,276 42,000 SH 42,000 42,000
XCEL ENERGY INC COM 98389B100 853 31,000 SH 31,000 31,000
XILINX INC COM 983919101 899 10,500 SH 10,500 10,500
PAGE TOTAL: 28,024
GRAND TOTAL: 331,470
</TABLE>
