UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: NLI International Inc.
Address: 1251 Avenue of the Americas, Suite 5210
New York, NY 10020-1198
Form 13F File Number: 28-3430
The institutional investment manger filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Takeshi Furuichi
Title: President
Phone: (212) 403-3400
Signature, Place, and Date of Signing:
/s/ Takeshi Furuichi New York, NY February 9, 2000
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report).
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 161
Form 13F Information Table Value Total: 414,194
(thousands)
List of Other Included Managers: None
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
None
<PAGE>
FORM 13F INFORMATION TABLE
NAME OF REPORTING MANAGER: NLI INTERNATIONAL INC.
<TABLE>
<CAPTION>
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Voting
Name of Title of CUSIP Value Amount and Type Investment Other Authority
Issuer Class Number ($1,000) of Security Discretion Managers (Shares)
Shares or
Principal SH/ PUT/ Shared- Shared-
Amount PRN CALL Sole Defined Other Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C>
A D C TELECOMMUNICATIONS COM 000886101 2,670 36,800 SH 36,800 36,800
ABERCROMBIE & FITCH CO CL A 002896207 1,182 44,300 SH 44,300 44,300
AES CORP COM 00130H105 7,288 97,500 SH 97,500 97,500
AFFYMETRIX INC COM 00826T108 1,222 7,200 SH 7,200 7,200
ALCOA INC COM 013817101 1,910 23,000 SH 23,000 23,000
ALLIANT CORP COM 018802108 1,018 37,000 SH 37,000 37,000
AMERICA ONLINE INC DEL COM 02364J104 2,140 28,200 SH 28,200 28,200
AMERICAN EXPRESS CO COM 025816109 4,439 26,700 SH 26,700 26,700
AMERICAN GENERAL CORP COM 026351106 1676 22,100 SH 22,100 22,100
AMERICAN HOME PRODS CORP COM 026609107 1,735 44,200 SH 44,200 44,200
AMERICAN INTL GROUP INC COM 026874107 4,595 42,500 SH 42,500 42,500
AMES DEPT STORES INC COM NEW 030789507 1,181 41,000 SH 41,000 41,000
AMGEN INC COM 031162100 2,919 48,600 SH 48,600 48,600
AMSOUTH BANCORPORATION COM 032165102 1,084 56,130 SH 56,130 56,130
ANCOR COMMUNICATIONS INC COM 03332K108 3,530 52,000 SH 52,000 52,000
ANHEUSER BUSCH COS INC COM 035229103 3,856 54,400 SH 54,400 54,400
ANNTAYLOR STORES CORP COM 036115103 1,360 39,500 SH 39,500 39,500
APACHE CORP COM 037411105 1,681 45,500 SH 45,500 45,500
APPLIED MATLS INC COM 038222105 2,280 18,000 SH 18,000 18,000
AT&T CORP COM 001957109 1082 21,300 SH 21,300 21,300
AT&T CORP COM LIB GRP A 001957208 1,915 33,700 SH 33,700 33,700
AVISTA CORP COM 05379B107 810 52,500 SH 52,500 52,500
BARR LABS INC COM 068306109 1,402 44,700 SH 44,700 44,700
BJS WHOLESALE CLUB INC COM 05548J106 2,993 82,000 SH 82,000 82,000
BRISTOL MYERS SQUIBB CO COM 110122108 4,204 65,500 SH 65,500 65,500
BROADWING INC COM 111620100 2,581 70,000 SH 70,000 70,000
BURLINGTON RES INC COM 122014103 1636 49,500 SH 49,500 49,500
CACHEFLOW INC COM 126946102 392 3,000 SH 3,000 3,000
CATALINA MARKETING CORP COM 148867104 1,447 12,500 SH 12,500 12,500
CELESTICA INC SUB VTG SHS 15101Q108 3,885 70,000 SH 70,000 70,000
CH ENERGY GROUP INC COM 12541M102 825 25,000 SH 25,000 25,000
CHARTER ONE FINL INC COM 160903100 853 44,625 SH 44,625 44,625
CHASE MANHATTAN CORP NEW COM 16161A108 2,867 36,900 SH 36,900 36,900
CHIRON CORP COM 170040109 1250 29,500 SH 29,500 29,500
CIRCUIT CITY STORE INC CIRCT CITY GRP 172737108 2,140 47,500 SH 47,500 47,500
CISCO SYS INC COM 17275R102 8,216 76,700 SH 76,700 76,700
CITIGROUP INC COM 172967101 4,442 79,775 SH 79,775 79,775
CITRIX SYS INC COM 177376100 2,460 20,000 SH 20,000 20,000
CLEAR CHANNEL COMMUNICAT COM 184502102 6,820 76,400 SH 76,400 76,400
CMS ENERGY CORP COM 125896100 686 22,000 SH 22,000 22,000
COMMONWEALTH TEL ENTERPR COM 203349105 1,282 24,250 SH 24,250 24,250
COMPUTER ASSOC INTL INC COM 204912109 903 12,900 SH 12,900 12,900
CONCORD EFS INC COM 206197105 2,127 82,600 SH 82,600 82,600
CORNING INC COM 219350105 6,537 50,700 SH 50,700 50,700
CYBEX COMPUTER PRODS COR COM 232522102 1,316 32,500 SH 32,500 32,500
DIAL CORP NEW COM 25247D101 1,337 55,000 SH 55,000 55,000
DIGITAL IS INC DEL COM 25385N101 713 7,500 SH 7,500 7,500
DII GROUP INC COM 232949107 1,668 23,500 SH 23,500 23,500
DU PONT E I DE NEMOURS & COM 263534109 1,904 28,900 SH 28,900 28,900
DUKE ENERGY CORP COM 264399106 2,882 57,500 SH 57,500 57,500
Column Total: 121,341
<PAGE>
DYCOM INDS INC COM 267475101 1,542 35,000 SH 35,000 35,000
E M C CORP MASS COM 268648102 6,501 59,500 SH 59,500 59,500
EMMIS COMMUNICATIONS COR CL A 291525103 2,991 24,000 SH 24,000 24,000
ENTRUST TECHNOLOGIES INC COM 293848107 1,319 22,000 SH 22,000 22,000
EOG RES INC COM 26875P101 2143 122,000 SH 122,000 122,000
EXPRESS SCRIPTS INC CL A 302182100 736 11,500 SH 11,500 11,500
EXXON MOBIL CORP COM 30231G102 1,812 22,483 SH 22,483 22,483
FASTENAL CO COM 311900104 1,640 36,500 SH 36,500 36,500
FINISAR COM 31787A101 449 5,000 SH 5,000 5,000
FIRST TENN NATL CORP COM 337162101 855 30,000 SH 30,000 30,000
FIRSTAR CORP NEW WIS COM 33763V109 1,821 86,200 SH 86,200 86,200
FIRSTMERIT CORP COM 337915102 851 37,000 SH 37,000 37,000
FORD MTR CO DEL COM 345370100 2,047 38,400 SH 38,400 38,400
FREEMARKETS INC COM 356602102 768 2,250 SH 2,250 2,250
GENERAL ELEC CO COM 369604103 6,794 43,900 SH 43,900 43,900
GENERAL MTRS CORP CL H NEW 370442832 4,406 45,900 SH 45,900 45,900
GILEAD SCIENCES INC COM 375558103 731 13,500 SH 13,500 13,500
GLOBAL CROSSING LTD COM G3921A100 7,171 143,425 SH 143,425 143,425
GTE CORP COM 362320103 2,978 42,200 SH 42,200 42,200
GUIDANT CORP COM 401698105 1119 23,800 SH 23,800 23,800
HALLIBURTON CO COM 406216101 1405 34,900 SH 34,900 34,900
HARLEY DAVIDSON INC COM 412822108 2,691 42,000 SH 42,000 42,000
HOME DEPOT INC COM 437076102 5,982 87,000 SH 87,000 87,000
HONEYWELL INTL INC COM 438516106 2,887 50,051 SH 50,051 50,051
HOUSEHOLD INTL INC COM 441815107 2,320 62,300 SH 62,300 62,300
IDEC PHARMACEUTICALS COR COM 449370105 2889 29,400 SH 29,400 29,400
ILLINOIS TOOL WKS INC COM 452308109 4,162 61,600 SH 61,600 61,600
INSIGHT COMMUNICATIONS I CL A 45768V108 1,067 36,000 SH 36,000 36,000
INTEGRATED DEVICE TECHNO COM 458118106 2,741 94,500 SH 94,500 94,500
INTEL CORP COM 458140100 2,519 30,600 SH 30,600 30,600
IXNET INC COM 46601C109 1,175 39,000 SH 39,000 39,000
KANSAS CITY SOUTHN INDS COM 485170104 1,866 25,000 SH 25,000 25,000
KIMBERLY CLARK CORP COM 494368103 5,621 85,900 SH 85,900 85,900
KLA-TENCORP CORP COM 482480100 1,437 12,900 SH 12,900 12,900
KOHLS CORP COM 500255104 2,086 28,900 SH 28,900 28,900
LAUDER ESTEE COS INC CL A 518439104 4,030 79,900 SH 79,900 79,900
LEAR CORP COM 521865105 3,587 112,100 SH 112,100 112,100
LEGATO SYS INC COM 524651106 3,275 47,600 SH 47,600 47,600
LEGG MASON INC COM 524901105 1,178 32,500 SH 32,500 32,500
LEVEL 3 COMMUNICATIONS I COM 52729N100 892 10,900 SH 10,900 10,900
LSI LOGIC CORP COM 502161102 4,279 63,400 SH 63,400 63,400
LUCENT TECHNOLOGIES INC COM 549463107 2,183 29,100 SH 29,100 29,100
MARSH & MCLENNAN COS INC COM 571748102 2,928 30,600 SH 30,600 30,600
MCDONALDS CORP COM 580135101 3,717 92,200 SH 92,200 92,200
MCI WORLDCOM INC COM 55268B106 3,144 59,250 SH 59,250 59,250
MEAD CORP COM 582834107 1477 34,000 SH 34,000 34,000
MEDICIS PHARMACEUTICAL C CL A NEW 584690309 2,111 49,600 SH 49,600 49,600
MEDIMMUNE INC COM 584699102 829 5,000 SH 5,000 5,000
MEDQUIST INC COM 584949101 942 36,500 SH 36,500 36,500
MEDTRONIC INC COM 585055106 1301 35,700 SH 35,700 35,700
Column Total: 125,395
<PAGE>
MELLON FINL CORP COM 58551A108 2,643 77,600 SH 77,600 77,600
MERCANTILE BANKSHARES CO COM 587405101 862 27,000 SH 27,000 27,000
MICROCHIP TECHNOLOGY INC COM 595017104 2,122 31,000 SH 31,000 31,000
MICROSOFT CORP COM 594918104 9,013 77,200 SH 77,200 77,200
MILLENNIUM PHARMACEUTICA COM 599902103 878 7,200 SH 7,200 7,200
MINERALS TECHNOLOGIES IN COM 603158106 1,402 35,000 SH 35,000 35,000
MORGAN STANLEY DEAN WITT COM NEW 617446448 5,096 35,700 SH 35,700 35,700
MOTOROLA INC COM 620076109 2,326 15,800 SH 15,800 15,800
NATIONAL COMM BANCORP COM 635449101 1,736 76,500 SH 76,500 76,500
NEW CENTURY ENERGIES INC COM 64352U103 608 20,000 SH 20,000 20,000
NOKIA CORP SPONSORED ADR 654902204 3,668 19,200 SH 19,200 19,200
NORTH FORK BANCORPORATIO COM 659424105 782 45,000 SH 45,000 45,000
NOVELLUS SYS INC COM 670008101 1,507 12,300 SH 12,300 12,300
NUCOR CORP COM 670346105 718 13,100 SH 13,100 13,100
O REILLY AUTOMOTIVE INC COM 686091109 1,935 90,000 SH 90,000 90,000
OCEAN ENERGY INC TEX COM 67481E106 2564 330,700 SH 330,700 330,700
OMNICOM GROUP INC COM 681919106 4,610 46,100 SH 46,100 46,100
ORACLE CORP COM 68389X105 4,948 44,150 SH 44,150 44,150
PARADYNE NETWORKS INC COM 69911G107 1861 68,300 SH 68,300 68,300
PE CORP CELERA GEN GRP 69332S201 5,141 34,500 SH 34,500 34,500
PE CORP COM PE BIO GRP 69332S102 9,541 79,300 SH 79,300 79,300
PENTAIR INC COM 709631105 2,322 60,300 SH 60,300 60,300
PEOPLES HERITAGE FINL GR COM 711147108 868 57,600 SH 57,600 57,600
PEPSICO INC COM 713448108 3,063 86,900 SH 86,900 86,900
PERKINELMER INC COM 714046109 1,834 44,000 SH 44,000 44,000
PETROLEUM GEO-SVCS A/S SPONSORED ADR 716597109 3,422 192,100 SH 192,100 192,100
PINNACLE WEST CAP CORP COM 723484101 657 21,500 SH 21,500 21,500
POWERWAVE TECHNOLOGIES I COM 739363109 1,226 21,000 SH 21,000 21,000
PROTECTIVE LIFE CORP COM 743674103 1,206 37,900 SH 37,900 37,900
PSINET INC COM 74437C101 1,235 20,000 SH 20,000 20,000
QLOGIC CORP COM 747277101 1,327 8,300 SH 8,300 8,300
QUALCOMM INC COM 747525103 7,291 41,400 SH 41,400 41,400
QWEST COMMUNICATIONS INT COM 749121109 5,444 126,600 SH 126,600 126,600
R & B FALCON CORP COM 74912E101 1,524 115,000 SH 115,000 115,000
ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 1,751 28,900 SH 28,900 28,900
SCHERING PLOUGH CORP COM 806605101 2,161 51,000 SH 51,000 51,000
SPRINT CORP PCS COM SER 1 852061506 8,303 81,000 SH 81,000 81,000
STEEL DYNAMICS INC COM 858119100 956 60,000 SH 60,000 60,000
SUN MICROSYSTEMS INC COM 866810104 8,139 105,100 SH 105,100 105,100
SYBRON INTL CORP COM 87114F106 1,383 56,000 SH 56,000 56,000
SYNOPSYS INC COM 871607107 981 14,700 SH 14,700 14,700
TANDY CORP COM 875382103 2,312 47,000 SH 47,000 47,000
TELEFLEX INC COM 879369106 1,381 44,100 SH 44,100 44,100
TERADYNE INC COM 880770102 1,439 21,800 SH 21,800 21,800
TEXAS INSTRS INC COM 882508104 2,793 28,900 SH 28,900 28,900
TIME WARNER INC COM 887315109 4,158 57,500 SH 57,500 57,500
TITAN CORP COM 888266103 3,667 77,500 SH 77,500 77,500
TOTAL FINA S A SPONSORED ADR 89151E109 2,181 31,500 SH 31,500 31,500
TYCO INTL LTD NEW COM 902124106 2,761 70,800 SH 70,800 70,800
U S FOODSERVICE COM 90331R101 1,156 69,000 SH 69,000 69,000
Column Total: 140,902
<PAGE>
UNITED PARCEL SERVICE IN CL B 911312106 884 12,800 SH 12,800 12,800
UNITED STATIONERS INC COM 913004107 1,857 65,000 SH 65,000 65,000
VALASSIS COMMUNICATIONS COM 918866104 1,521 36,000 SH 36,000 36,000
VEECO INSTRS INC DEL COM 922417100 702 15,000 SH 15,000 15,000
VERITAS SOFTWARE CO COM 923436109 5,940 41,500 SH 41,500 41,500
VIAD CORP COM 92552R109 1,673 60,000 SH 60,000 60,000
WAL MART STORES INC COM 931142103 5,993 86,700 SH 86,700 86,700
WARNER LAMBERT CO COM 934488107 3,139 38,300 SH 38,300 38,300
WELLS FARGO & CO NEW COM 949746101 1650 40,800 SH 40,800 40,800
WILLIAMS COMMUNICATIONS CL A 969455104 862 29,800 SH 29,800 29,800
YOUNG & RUBICAM INC COM 987425105 2,335 33,000 SH 33,000 33,000
Column Total: 26,556
Grand Total: 414,194
</TABLE>
