|
|
|
|
|
|
|
|
|
|
|
|
|
|
Previous: UNION PLANTERS BANK NATIONAL ASSOCIATION/TN, 13F-HR, 1999-06-10 |
Next: ORBITAL IMAGING CORP, 8-K/A, 1999-06-10 |
<TABLE>
<CAPTION>
FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
/ / Check this box if STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
no longer subject to
Section 16. Form 4 or
Form 5 obligations may Filed pusuant to Section 16(a) of the Securities Exchange Act of 1934,
continue. Section 17(a) of the Public Utility Holding Company Act of 1935
See Instruction 1(b). or Section 30(f) of the Investment Company Act of 1940
1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading 6. Relationship of Reporting Person to
Symbol Issuer (Check all applicable)
<S> <C> <C> <C>
Chase Cheryl A. First International Bancorp, Inc. (FNCE)
(Last) (First) (Middle) 3. IRS Identifi- 4. Statement for _X_ Director _X_ 10% Owner
cation Number of Month/Year
Reporting Person, May, 1999 ___ Officer ___ Other
if an entity (give title (specify below)
c/o Chase Enterprises, One Commercial Plaza (Voluntary) below)
(Street)
Hartford CT 06103
(City) (State) (Zip)
5. If Amendment, 7. Individual or Joint/Group Filing
Date of Original (Check Applicable Line)
Month/Year _X_ Form filed by One Reporting Person
___ Form filed by More than One
Reporting Person
</TABLE>
<TABLE>
<CAPTION>
Table 1 -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security 2. Trans- 3. 4. Securities 5. Amount of 6. Owner- 7. Nature of
(Instr. 3) action Trans- Acquired (A) Securities ship Form: Indirect
Date action or Disposed of (D) Beneficially Direct Beneficial
Code (Instr. 3,4 and 5) Owned at End of (D) or Ownership
(Month (Instr.8) (A) Month Indirect
/Day/ or (I)
Year) Code V Amount (D) Price (Instr.3 and 4) (Instr. 4) (Instr. 4)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Common Stock 5/18/99 P 23,750 A $8.50
Common Stock 5/19/99 P 1,250 A $8.625
Common Stock 5/20/99 P 45,000 A $8.625 885,891 D
55,227 I (1)
55,227 I (2)
32,039 I (3)
55,000 I (4)
*If the form is filed by more than one reporting person, see Instruction 4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
(OVER)
(Print or Type Response)
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2.Con- 3.Tran- 4.Tran- 5. Number 6.Date 7.Title and 8.Price 9.Number 10.Own- 11.Na
Derivative version saction saction of Deriv- Exer- Amount of of of ship ture
Security or Date Code ative cisable and Underlying Deriv- Deriv- Form of In-
(Instr.3) Exercise (Month/ (Instr. Securities Expiration Securities ative ative of direct
Price Day/ 8) Acquired Date (Instr.3 and 4) Secur- Secur- Deriv- Bene-
of Year) (A) or (Month/Day ity ities ative ficial
Deriv- Disposed Year) (Instr.5) Bene- Secur- Own-
ative of (D) ficially ity: ship
Security (Inst.3,4, Owned Direct (Instr.
and 5) at End (D) or 4)
of Indirect
Month (I)
(Instr.4) (Instr.4)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Code V (A) (D) Date Expir- Title Amount
Exer- ation or
cisable Date Number
of
Shares
Director Stock $16.3125 4/29/98 A V 1,000 (5) 4/29/08 Common 1,000 1,000 D
Option (right Stock
to buy)
Director Stock $8.3125 4/27/99 A V 1,000 (6) 4/27/09 Common 1,000 1,000 D
Option (right Stock
to buy)
Explanation of Responses:
(1) By the Cheryl A. Chase Accumulation Trust I.
(2) By the Cheryl A. Chase Accumulation Trust II.
(3) By the Cheryl A. Chase Marital Trust.
(4) These shares are owned by DTC Holdings Corporation, a wholly-owned subsidiary of D.T. Chase Enterprises, Inc. ("DTCE"). The
reporting person owns 14.74% of the common stock of DTCE. The reporting person is a Director, Executive Officer and General
Counsel of DTCE and a Director and Executive Officer of DTC Holdings Corporation. The reporting person expressly disclaims
ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial
owner of such securities for the purposes of Section 16 or for any other purpose.
(5) The option becomes exercisable in four equal annual installments beginning on April 29, 1999.
(6) The option becomes exercisable in four equal annual installments beginning on April 27, 2000.
</TABLE>
<TABLE>
<CAPTION>
<S> <C> <C>
By: /s/ Cheryl A. Chase 6/9/99
-------------------------------- --------
** Signature of Reporting Person Date
Name: Cheryl A. Chase
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure. Page 2
</TABLE>
|
|