CUSIP NO. 038197-10-9 13G Page 1 of 4 Pages
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d - 2(b)
APPLIED FILMS CORPORATION
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
- --------------------------------------------------------------------------------
(Title of Class of Securities)
038197-10-9
--------------------------------------------------------------
(CUSIP Number)
(Continued on the following pages)
Page 1 of 4 Pages
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CUSIP NO. 038197-10-9 13G Page 2 of 4 Pages
1. NAME OF REPORTING PERSON
John S. Chapin
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
5. SOLE VOTING POWER
NUMBER OF 390,911.25
SHARES
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY
EACH 188,675
REPORTING
PERSON 7. SOLE DISPOSITIVE POWER
WITH
390,911.25
8. SHARED DISPOSITIVE POWER
188,675
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
579,586.25
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|-|
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
579,586.25/3,476,437 = 16.7%
12. TYPE OF REPORTING PERSON*
IN
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CUSIP NO. 038197-10-9 13G Page 3 of 4 Pages
Item 1(a) Name of Issuer:
Applied Films Corporation
Item 1(b) Address of Issuer's Principal Executive Offices:
6797 Winchester Circle
Boulder, Colorado 80301
Item 2(a) Name of Person Filing:
John S. Chapin
Item 2(b) Address of Principal Business Office or, if None, Residence:
John S. Chapin 6797 Winchester Circle
Boulder, Colorado 80301
Item 2(c) Citizenship:
United States of America
Item 2(d) Title of Securities:
Common Stock
Item 2(e) CUSIP Number:
038197-10-9
Item 3 If this statement is filed pursuant to Rules 13d-1(b), or
13d-2(b), check whether the person filing is a:
Not applicable.
Item 4 Ownership:
Ownership details are disclosed in Items 5 through 8 on the
coversheet preceding this portion of Schedule 13G. The amount
shown in Item 9 on the coversheet for John S. Chapin includes
30,056.25 shares covered by options exercisable within 60
days.
<PAGE>
CUSIP NO. 038197-10-9 13G Page 4 of 4 Pages
Item 5 Ownership of 5% or Less of a Class:
Not applicable.
Item 6 Ownership of More than 5% on Behalf of Another Person:
Not applicable.
Item 7 Identification and Classification of the Subsidiary which
Acquired the Security Being Reported on by Parent Holding
Company:
Not applicable.
Item 8 Identification and Classification of Members of the Group:
Not applicable.
Item 9 Notice of Dissolution of Group:
Not applicable.
Item 10 Certification:
Not applicable.
Signature:
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete, and correct.
Dated: February 9, 1998 /s/ John S. Chapin
John S. Chapin
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