WAL MART STORES INC
8-K, 2000-11-07
VARIETY STORES
Previous: VEECO INSTRUMENTS INC, S-8, EX-24.1, 2000-11-07
Next: WAL MART STORES INC, 8-K, EX-1.(C), 2000-11-07



<PAGE>

                      SECURITIES AND EXCHANGE COMMISSION

                             Washington, DC 20549



                                   FORM 8-K



                                CURRENT REPORT
                    PURSUANT TO SECTION 13 or 15(d) OF THE
                        SECURITIES EXCHANGE ACT OF 1934



               Date of Report (Date of earliest event reported):
                      November 6, 2000 (November 3, 2000)



                             Wal-Mart Stores, Inc.
                             ---------------------
            (Exact name of registrant as specified in its charter)


    Delaware                        001-06991                   71-0415188
    --------                        ---------                   ----------

(State or other                (Commission File Number)         (IRS Employer
Jurisdiction of                                              Identification No.)
Incorporation)




                              702 S.W. 8th Street
                         Bentonville, Arkansas  72716
                         ----------------------------
             (Address of principal executive offices)  (Zip code)



              Registrant's telephone number, including area code:
                                (501) 273-4000
<PAGE>

Item 5.    Other Events.

     On November 3, 2000, Wal-Mart Stores, Inc. (the "Company") completed the
sale to Deutsche Bank Securities Inc. (the "Designated Underwriter") of
$500,000,000 aggregate principal amount of the Company's Floating Rate Notes due
November 30, 2001 (the "Notes"), pursuant to a Pricing Agreement, dated as of
October 31, 2000, by and between the Company and the Designated Underwriter (the
"Pricing Agreement"), pursuant to which the Designated Underwriter adopted and
is deemed to have become a party to, and which incorporates by reference the
terms of, that certain Underwriting Agreement, dated as of August 5, 1999, by
and between the Company and the underwriters named therein.  The series of
$500,000,000 Floating Rate Notes due November 30, 2001 was created pursuant to
and is governed by the Company's Indenture, dated as of April 1, 1991, as
amended by the First Supplemental Indenture, dated as of September 9, 1992, and
the Second Supplemental Indenture, dated as of June 1, 2000, between the Company
and Bank One Trust Company, NA, as successor in interest to The First National
Bank of Chicago, as Trustee. The Designated Underwriter proposed that, after its
purchase of the Notes, it would offer the Notes from time to time for sale in
negotiated transactions, or otherwise, at varying prices to be determined at the
time of each sale.  The Notes were delivered in the form of two global notes
(the "Global Notes") on November 3, 2000.  Copies of the Pricing Agreement and
the form of Global Note are attached as exhibits to this Current Report on
Form 8-K.


Item 7.    Financial Statements and Exhibits.

     (c)   Exhibits

     1(c)  Pricing Agreement, dated as of October 31, 2000, by and among
           Wal-Mart Stores, Inc. and Deutsche Bank Securities Inc. The
           Underwriting Agreement incorporated by reference in the Pricing
           Agreement was filed as Exhibit 1(a) to the Company's Registration
           Statement on Form S-3 (File No. 333-82909), which was declared
           effective on August 5, 1999.

     4(d)  Form of Global Note representing the Wal-Mart Stores, Inc. Floating
           Rate Notes Due November 30, 2001.
<PAGE>

                                  SIGNATURES
                                  ----------

     Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.


     Dated:  November 6, 2000

                                          WAL-MART STORES, INC.


                                          By:    /s/ Thomas M. Schoewe
                                                 ----------------------------
                                          Name:  Thomas M. Schoewe
                                          Title: Executive Vice President
                                                 and Chief Financial Officer
<PAGE>

                               INDEX TO EXHIBITS


 Number                         Description
 ------                         -----------

1(c)       Pricing Agreement, dated as of October 31, 2000, by and among
           Wal-Mart Stores, Inc. and Deutsche Bank Securities Inc.

4(d)       Form of Global Notes representing the Wal-Mart Stores, Inc. Floating
           Rate Notes Due November 30, 2001


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission