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OMB APPROVAL
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OMB Number: 3235-0145
Expires: August 31, 1999
Estimated average burden
hours per response.......14.90
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. )*
DOT HILL SYSTEMS CORP.
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(Name of Issuer)
COMMON STOCK, $.01 PAR VALUE PER SHARE
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(Title of Class of Securities)
10316R108
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(CUSIP Number)
DECEMBER 31, 1999
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(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED
IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY
VALID OMB CONTROL NUMBER.
Page 1 of 5
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CUSIP NO. 10316R108 13G PAGE 2 OF 5 PAGES
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY)
JAMES L. LAMBERT No.:
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2 CHECK THE APPROPRIATE BOX IF A MEMBEROF A GROUP*
(a)
(b)
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES OF AMERICA
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NUMBER OF 5 SOLE VOTING POWER
SHARES 17,332(1)
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BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 1,397,072
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EACH 7 SOLE DISPOSITIVE POWER
REPORTING 17,332(1)
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PERSON 8 SHARED DISPOSITIVE POWER
WITH: 1,397,072
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,415,910
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.9%
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12 TYPE OF REPORTING PERSON*
IN (INDIVIDUAL)
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(1) Includes 16,000 shares issuable to Reporting Person upon exercise of
options to purchase common stock within 60 days of December 31, 1999.
*SEE INSTRUCTION BEFORE FILLING OUT!
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CUSIP NO. 10316R108 PAGE 3 OF 5
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ITEM 1.
(a) Name of Issuer: DOT HILL SYSTEMS CORP.
(b) Address of Issuer's Principal Executive Offices:
6305 EL CAMINO REAL
CARLSBAD CA 92009-1606
ITEM 2.
(a) Name of Person Filing: JAMES L. LAMBERT
(b) Address of Principal Business Office or, if none, Residence:
6305 EL CAMINO REAL
CARLSBAD CA 92009-1606
(c) Citizenship UNITED STATES OF AMERICA
(d) Title of Class of Securities: COMMON STOCK, $.01 PAR VALUE
PER SHARE
(e) CUSIP Number:
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b), OR
240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
NOT APPLICABLE
ITEM 4. OWNERSHIP
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item
1.
(a) Amount Beneficially Owned: 1,415,910
(b) Percent of Class: 5.9%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: 17,332(1)
(ii) Shared power to vote or to direct the vote:
1,397,072
(iii) Sole power to dispose or to direct the disposition
of: 17,332(1)
(iv) Shared power to dispose or to direct the disposition
of: 1,397,072
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(1) Includes 16,000 shares issuable to Reporting Person upon exercise of
options to purchase common stock within 60 days of December 31, 1999.
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CUSIP NO. 10316R108 PAGE 4 OF 5
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ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial owner
of more than five percent of the class of securities, check the
following [ ].
NOT APPLICABLE
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
NOT APPLICABLE
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
NOT APPLICABLE
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
NOT APPLICABLE
ITEM 9. NOTICE OF DISSOLUTION OF A GROUP
NOT APPLICABLE
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CUSIP NO. 10316R108 PAGE 5 OF 5
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ITEM 10. CERTIFICATION
[NOT APPLICABLE]
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
2/14/00
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Date
/s/ JAMES L. LAMBERT
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Signature
James L. Lambert
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Name/Title
