UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
Under the Securities Exchange Act of 1934
CAPITAL SENIOR LIVING CORPORATION
(Name of Issuer)
Common Stock, $.01 Par Value
(Title of Class of Securities)
140475 10 4
(CUSIP Number)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 9 Pages
<PAGE>
CUSIP No. 140475 10 4 Schedule 13G Page 2 of 9 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON James A. Stroud
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)
(b)
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 71,000
SHARES --------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY
EACH 4,403,674
REPORTING --------------------------------------------------
PERSON WITH 7 SOLE DISPOSITIVE POWER
71,000
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
4,403,674
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,474,674
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
X excludes 220,000 shares owned in trust for the benefit of the
reporting person's son. The reporting person disclaims beneficial
ownership of these securities, and this report shall not be deemed an
admission that the reporting person is the beneficial owner of such
securities for purposes of Section 13 or for any other purpose.
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
22.7%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
<PAGE>
CUSIP No. 140475 10 4 Schedule 13G Page 3 of 9 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON Senior Living Trust
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)
(b)
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 0
SHARES --------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY
EACH 4,403,674
REPORTING --------------------------------------------------
PERSON WITH 7 SOLE DISPOSITIVE POWER
0
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
4,403,674
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,403,674
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
22.1%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
00 - Trust
- --------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
<PAGE>
CUSIP No. 140475 10 4 Schedule 13G Page 4 of 9 Pages
Item 1.
(a) Name of Issuer:
--------------
Capital Senior Living Corporation
(b) Address of Issuer's Principal Executive Offices:
-----------------------------------------------
14160 Dallas Parkway, Suite 300
Dallas, Texas 75240
Item 2.
(a) Name of Person Filing:
---------------------
James A. Stroud
(b) Address of Principal Business Office or, if none, Residence:
-----------------------------------------------------------
14160 Dallas Parkway, Suite 300
Dallas, Texas 75240
(c) Citizenship:
-----------
United States
(d) Title of Class of Securities:
----------------------------
Common Stock, $.01 par value
(e) CUSIP No.:
---------
140475 10 4
Item 3. Not Applicable.
Item 4. Ownership.
---------
The following information relates to the reporting person's ownership of
Common Stock, $.01 par value, of the issuer as of December 31, 1997.
<PAGE>
CUSIP No. 140475 10 4 Schedule 13G Page 5 of 9 Pages
(a) Amount Beneficially Owned:
-------------------------
4,474,673
(b) Percent of Class:
----------------
22.7%
(c) Number of Shares as to Which Such Person Has:
--------------------------------------------
(i) Sole power to vote or to direct the vote:
71,000
(ii) shared power to vote or to direct the vote:
4,403,674
(iii) sole power to dispose or to direct the disposition of:
71,000
(iv) shared power to dispose or to direct the disposition of;
4,403,674
Item 5. Ownership of Five Percent or Less of a Class.
--------------------------------------------
If this statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the
following [ ].
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
---------------------------------------------------------------
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
-----------------------------------------------------------------------
Security Being Reported on by the Parent Holding Company.
--------------------------------------------------------
Not Applicable.
<PAGE>
CUSIP No. 140475 10 4 Schedule 13G Page 6 of 9 Pages
Item 1.
(a) Name of Issuer:
--------------
Capital Senior Living Corporation
(b) Address of Issuer's Principal Executive Offices:
-----------------------------------------------
14160 Dallas Parkway, Suite 300
Dallas, Texas 75240
Item 2.
(a) Name of Person Filing:
---------------------
Senior Living Trust
(b) Address of Principal Business Office or, if none, Residence:
-----------------------------------------------------------
14160 Dallas Parkway, Suite 300
Dallas, Texas 75240
(c) Citizenship:
-----------
Texas
(d) Title of Class of Securities:
----------------------------
Common Stock, $.01 par value
(e) CUSIP No.:
---------
140475 10 4
Item 3. Not Applicable.
Item 4. Ownership.
---------
The following information relates to the reporting person's ownership of
Common Stock, $.01 par value, of the issuer as of December 31, 1997.
<PAGE>
CUSIP No. 140475 10 4 Schedule 13G Page 7 of 9 Pages
(a) Amount Beneficially Owned:
-------------------------
4,403,674
(b) Percent of Class:
----------------
22.1%
(c) Number of Shares as to Which Such Person Has:
--------------------------------------------
(i) Sole power to vote or to direct the vote:
0
(ii) shared power to vote or to direct the vote:
4,403,674
(iii) sole power to dispose or to direct the disposition of:
0
(iv) shared power to dispose or to direct the disposition
of;
4,403,674
Item 5. Ownership of Five Percent or Less of a Class.
--------------------------------------------
If this statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the
following [ ].
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
---------------------------------------------------------------
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
-----------------------------------------------------------------------
Security Being Reported on by the Parent Holding Company.
--------------------------------------------------------
Not Applicable.
<PAGE>
CUSIP No. 140475 10 4 Schedule 13G Page 8 of 9 Pages
Item 8. Identification and Classification of Members of the Group.
---------------------------------------------------------
Not Applicable.
Item 9. Notice of Dissolution of Group.
------------------------------
Not Applicable.
Item 10. Certification.
-------------
Not Applicable.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 9, 1998
JAMES A. STROUD
By: /s/ James A. Stroud
--------------------
Name: James A. Stroud
Date: February 9, 1998
SENIOR LIVING TRUST
By: /s/ James A. Stroud
--------------------
Name: James A. Stroud
<PAGE>
CUSIP No. 140475 10 4 Schedule 13G Page 9 of 9 Pages
EXHIBIT A
Joint Filing Agreement
In accordance with Rule 13d-1(f) promulgated under the Securities Exchange
Act of 1934, as amended, the persons named below agree to the joint filing on
behalf of each of them of a statement on Schedule 13G (including amendments
thereto) with respect to the shares of Common Stock of Capital Senior Living
Corporation, and further agree that this Joint Filing Agreement be included as
an exhibit to such joint filing. Each party to this Joint Filing Agreement
expressly authorizes each other party to file on its behalf any and all
amendments to such statement.
Date: February 9, 1998
/s/ James A. Stroud
-----------------------------------
James A. Stroud
Date: February 9, 1998
SENIOR LIVING TRUST
/s/ James A. Stroud
-----------------------------------
By: James A. Stroud
