ENSIGN INVESTORS, INC.
July 7, 1998
SECURITIES & EXCHANGE COMMISSION
Re: CIK No. 0001043215
ENSIGN INVESTORS, INC.
Accession Numbers: 0001016193-97-000067 (1)
0001016193-97-000154 (2)
0001016193-98-000051 (3)
TO WHOM IT MAY CONCERN:
On July 31, 1997, Ensign Investors, Inc. filed Forms N-8A and N-1A
(Accession No. 1) with the Securities and Exchange Commission. Unfortunately,
both filings were made under the same submission as one document. This error was
not discovered until several months later.
In November, 1997, the same registration was resubmitted (Accession No. 2)
and was reviewed by Mr. H.R. Hallock at the SEC. In January, 1998, Mr. Hallock
requested additional information concerning the registration. As a result, an
amended Form N-1A (Accession No. 3) was filed with the SEC on June 4, 1998.
On June 22, 1998, Ms. Melody Adams from the EDGAR Filers Section contacted
me indicating there was a problem with the June 4, 1998 registration and
referred me to Ms. Ruth Sanders. Ms. Sanders indicated that the November 1997
submission had only been marked for registration under the Securities Act of
1933, whereas the June 1998 amendment had been correctly submitted for
registration under the 1933 Act and the 1940 Act.
We should have filed, and we meant to file, the original filing of the N-1A
under both the 1933 and 1940 Acts. However, we inadvertently included the "Act"
tag only for the 1933 Act. We are making this filing to add the 1940 Act. We
will be requesting an adjustment of the filing date of this filing back to the
date of the initial filing under the 1933 Act.
<PAGE>
SECURITIES & EXCHANGE COMMISSION
July 7, 1998
Page 2
- - - --------------------------------------
Thank you for your assistance in this matter. Should you have any questions
regarding this filing, please contact me at 801-253-9647 or Doreen Neumann at
Cohne, Rappaport & Segal at 801-532-2666.
Sincerely,
ENSIGN INVESTORS, INC.
/s/ Stanley M. Wells
--------------------------------
Stanley M. Wells, President
<PAGE>
UNITES STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-8A
NOTIFICATION OF REGISTRATION
FILED PURSUANT TO SECTION 8(a) OF THE
INVESTMENT COMPANY ACT OF 1940
The undersigned investment company hereby notifies the Securities and
Exchange Commission that it registers under and pursuant to the provisions of
Section 8(a) of the Investment Company Act of 1940 and in connection with such
notification of registration submits the following information:
Name: Ensign Investors, Inc.
Address of Principal Business Office (No. & Street, City, State, Zip Code):
9921 S. Treasure Circle, South Jordan, Utah, 84095
Telephone Number (including area code): 801-253-9647
Name and address of agent for service of process:
Stanley Marion Wells, 9921 S. Treasure Circle, South Jordan, Utah 84095
Check Appropriate Box:
Registrant is filing a Registration Statement pursuant to Section 8(b) of
the Investment Company Act of 1940 concurrently with the filing of Form
N-8A:
Yes X No _
SIGNATURES
1. Form of signature if registrant is an investment company having a board of
directors:
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has caused this notification of registration to be duly signed on its
behalf in the city of South Jordan and state of Utah on the 18 day of June 1997.
Signature
/s/ Stanley M. Wells
Ensign Investors, Inc.
BY Stanley M. Wells, President
Attest: /s/ Jerry J. Ohrn
Jerry J. Ohrn
Director, Ensign Investors, Inc.
