As filed with the Securities and Exchange Commission on September 23, 1997
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 10/A - Amendment No. 1
GENERAL FORM FOR REGISTRATION OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF
THE SECURITIES EXCHANGE ACT OF 1934
CHARTER MUNICIPAL MORTGAGE ACCEPTANCE COMPANY
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(Exact name of registrant as specified in its charter)
Delaware 13-3949418
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(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
625 Madison Avenue, New York, New York 10022-1801
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: 212-421-5333
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class Name of each exchange on which
to be so registered each class is to be registered
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Shares of Beneficial Interest American Stock Exchange
Securities to be registered pursuant to Section 12(g) of the Act:
None
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(Title of class)
Page 1 of __
Exhibit Index: Page 2
1
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Page Reference in
Solicitation Statement
Item 15. Financial Statements and Exhibits.
(a) Financial Statements:
The information required by this item is contained under the section
"FINANCIAL INFORMATION - Index to Financial Information" and such
section is incorporated herein by reference. 112
(b) Exhibits:
2. Solicitation Statement dated June 18, 1997. *
3.(i) a. Certificate of Business Trust (filed with the
Secretary of State of the State of Delaware on
8/12/96). *
b. Certificate of Amendment of Certificate of Business
Trust (filed with the Secretary of State of Delaware
on 4/30/97). *
c. Trust Agreement dated as of 8/12/96. *
d. Amendment No. 1 to Trust Agreement dated as of
4/30/97. *
e. Form of Amended and Restated Trust Agreement. *
(ii) Form of Bylaws. *
4. Specimen Share Certificate. **
10. Form of Management Agreement between Charter Municipal Mortgage
Acceptance Company and Related Charter LP. *
11. Statement re computation of per share earnings.
The information required by this item is contained under the
section "FINANCIAL INFORMATION - Index to Financial Information"
and such section is incorporated herein by reference. 112
12. Statement re computation of ratios.
The information required by this item is contained under the
section "FINANCIAL INFORMATION - Index to Financial Information"
and such section is incorporated herein by reference. 112
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* Previously filed.
** Filed herewith.
2
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SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange
Act of 1934, the Registrant has duly caused this amendment of its registration
statement to be signed on its behalf by the undersigned, thereunto duly
authorized.
CHARTER MUNICIPAL MORTGAGE
ACCEPTANCE COMPANY
(Registrant)
Date: September 23, 1997 BY: /s/ J. Michael Fried
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Name: J. Michael Fried
Title: Chairman of the Board of Trustees
and Managing Trustee
CHARTER MUNICIPAL MORTGAGE
ACCEPTANCE COMPANY
BUSINESS TRUST CREATED UNDER THE LAWS OF THE STATE OF DELAWARE
THIS CERTIFICATE IS TRANSFERABLE IN BOSTON, MA AND NEW YORK, NY
CM
COMMON SHARES OF
BENEFICIAL INTEREST
COMMON SHARES OF
BENEFICIAL INTEREST
SEE REVERSE FOR CERTAIN INFORMATION
This Certifies that CUSIP 160908 10 9
is the owner of
COMMON SHARES OF BENEFICIAL INTEREST OF
Charter Municipal Mortgage Acceptance Company transferable only on the books of
the Trust by the holder hereof in person or by duly authorized attorney, upon
surrender of this certificate properly endorsed. This certificate is not valid
until countersigned and registered by the Transfer Agent and Registrar.
Witness the facsimile seal of the Trust and the facsimile signature of its duly
authorized chairman of the Board of Trustees.
Dated:
CHAIRMAN OF THE
BOARD OF TRUSTEES
COUNTERSIGNED AND REGISTERED:
BankBoston, N.A.
(BOSTON, MA OR NEW YORK, NY)
TRANSFER AGENT
AND REGISTRAR
BY
AUTHORIZED OFFICER
<PAGE>
The Trust is authorized to issue classes of Shares, representing the
undivided beneficial interests of each Shareholder in the assets of the Trust.
The Trust will furnish, without charge, to any Shareholder making a written
request therefor, a written statement of the designations and any preferences,
conversion and other rights, voting powers, restrictions, limitations as to
distributions and other qualifications and terms and conditions of redemption of
each class of beneficial interest, and the differences in the relative rights
and preferences between the Shares of each series of any class, to the extent
that they have been set, and the authority of the Board of Trustees to set the
relative rights and preferences of subsequent series of such class. Any such
request should be directed to Related Charter LP, 625 Madison Ave., New York, NY
10022 Attn: Investors Services Dept.
This certificate and the Shareholder's Shares of beneficial interest
represented hereby are issued and shall in all respects be subject to all the
provisions of the Amended and Restated Trust Agreement of the Trust, as amended
from time to time (the "Trust Agreement"), and the Bylaws of the Trust, as
amended from time to time, to which the Shareholder, by acceptance hereof,
assents. All capitalized terms in this legend have the meanings defined in the
Trust Agreement.
The following abbreviations, when used in the inscription on the face
of this Certificate, shall be construed as though they were written out in full
according to applicable laws or regulations:
TEN COM - as tenants in common
TEN ENT - as tenants by the entireties
JT TEN - as joint tenants with right of
survivorship and not as tenants
in common
UNIF GIFT MIN ACT -___________________Custodian_______________________
(Cust) (Minor)
under Uniform Gifts to Minors
Act________________________________
(State)
Additional abbreviations may also be used though not in the above list.
For value received,___________ hereby sell, assign and transfer unto
PLEASE INSERT SOCIAL SECURITY OR OTHER
IDENTIFYING NUMBER OF ASSIGNEE
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(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)
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of beneficial interest represented by the within Certificate, and do hereby
irrevocably constitute and appoint Attorney to transfer the said shares on the
books of the within named Trust with full power of substitution in the premises.
Dated___________________________
NOTICE:
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THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS
WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT
ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.
Signature(s) Guaranteed:
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THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION
(BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH
MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO
S.E.C. RULE 17Ad-15.
