<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDMENT NO. 4 TO
FORM 10-SB
GENERAL FORM FOR REGISTRATION OF SECURITIES OF
SMALL BUSINESS ISSUERS
Under Section 12(b) or (g) of The Securities Exchange Act of 1934
PET QUARTERS, INC.
(Name of Small Business Issuer in its charter)
<TABLE>
<CAPTION>
ARKANSAS 62-169-8524
<S> <C>
(State or other jurisdiction of (I.R.S. Employer Identification No.)
incorporation or organization)
720 EAST FRONT STREET, LONOKE, ARKANSAS 72086
(Address of principal executive offices) (Zip Code)
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Issuer's telephone number 501-676-9222
Securities to be Registered Pursuant to Section 12(b) of the Act:
Name of Each Exchange on
Title of Each Class Which Registered
------------------- ----------------
NONE NONE
Securities to be Registered Pursuant to Section 12(g) of the Act:
COMMON STOCK ($.001 PAR VALUE)
(Title of Class)
<PAGE> 2
SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange
Act of 1934, the registrant has duly caused this registration statement to be
signed on its behalf by the undersigned, thereunto duly authorized.
PET QUARTERS, INC.
Date: February 25, 1999 By: /s/ Steve Dempsey
--------------------------------------
(Signature)
Steve Dempsey
--------------------------------------
(Name)
President
--------------------------------------
(Title)
<PAGE> 3
INDEX TO EXHIBITS
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<CAPTION>
Exhibit
No. Description
------- -----------
<S> <C> <C>
2.1 - Agreement of Purchase and Sale of Stock, dated as of
August 5, 1999, by and among Pet Quarters, Inc.,
Humboldt Industries, Inc., and the other parties
named therein.*
2.2 - Agreement of Purchase and Sale of Stock, dated as of
July 2, 1999, by and among Pet Quarters, Inc.,
Chartendure Limited, and the other parties named
therein.*
3.1 - Articles of Incorporation, as amended, of Pet Quarters, Inc.*
3.2 - Bylaws of Pet Quarters, Inc.*
10.1 - Collateral Pledge Agreement, dated as of August 1,
1999, by and between Pet Quarters, Inc., The Sun
Valley Trust of July 30, 1999, and the other
parties named therein.*
10.2 - Modification of Note and Pledge Agreement, dated as of
November 10, 1999, by and among Pet Quarters, Inc., The Sun
Valley Trust of July 30, 1999, and the other parties named
therein.*
16.1 - Letter from Crouch, Bierwolf & Chisholm.
21.1 - List of Subsidiaries.*
27.1 - Financial Data Schedule, September 30, 1999**
27.2 - Financial Data Schedule, June 30, 1999*
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* Previously filed on Form 10-SB
** Amendment to previous filing on Form 10-SB
<TABLE> <S> <C>
<ARTICLE> 5
<MULTIPLIER> 1,000
<S> <C>
<PERIOD-TYPE> 3-MOS
<FISCAL-YEAR-END> JUN-30-2000
<PERIOD-END> SEP-30-1999
<CASH> 152
<SECURITIES> 0
<RECEIVABLES> 202
<ALLOWANCES> 0
<INVENTORY> 2,067
<CURRENT-ASSETS> 2,823
<PP&E> 1,530
<DEPRECIATION> 70
<TOTAL-ASSETS> 12,357
<CURRENT-LIABILITIES> 7,502
<BONDS> 0
0
0
<COMMON> 11
<OTHER-SE> 4,568
<TOTAL-LIABILITY-AND-EQUITY> 12,357
<SALES> 2,511
<TOTAL-REVENUES> 2,511
<CGS> 1,678
<TOTAL-COSTS> 1,330
<OTHER-EXPENSES> 0
<LOSS-PROVISION> 0
<INTEREST-EXPENSE> 112
<INCOME-PRETAX> (1,260)
<INCOME-TAX> 0
<INCOME-CONTINUING> (1,260)
<DISCONTINUED> 0
<EXTRAORDINARY> 0
<CHANGES> 0
<NET-INCOME> (1,260)
<EPS-BASIC> (.12)
<EPS-DILUTED> (.12)
</TABLE>