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FORM 8-A
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
E-Tek Dynamics, Inc.
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(Exact name of Registrant as specified in its charter)
Delaware 592337308
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(State of incorporation or organization) (I.R.S. Employer Identification No.)
1865 Lundy Avenue, San Jose, California 95131
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(Address of principal executive offices) (Zip Code)
If this form relates to the If this form relates to the
registration of a class of registration of a class of
securities pursuant to securities pursuant to Section
Section 12(b) of the Exchange 12(g) of the Exchange Act and
Act and is effective pursuant is effective pursuant to
to General Instruction A.(c), General Instruction A.(d),
please check the following please check the following
box. [_] box. [X]
Securities Act registration statement file number to which
this form relates: 333-61763
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(If applicable)
Securities to be registered pursuant to Section 12(b) of the Act:
None
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Securities to be registered pursuant to Section 12(g) of the Act:
Common Stock, par value $0.001 per share
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(Title of Class)
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Item 1. Description of Registrant's Securities to be Registered
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Incorporated by reference to the section entitled "Description of
Capital Stock -- Common Stock" in the Registrant's Registration
Statement on Form S-1 filed with the Securities and Exchange
Commission on August 18, 1998, as amended on September 22, 1998 and on
November 10, 1998 (Registration No. 333-61763) (the "Form S-1
Registration Statement").
Item 2. Exhibits
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The following exhibits are filed as a part of this registration
statement (all of which are incorporated by reference to the
corresponding exhibit as filed with the Form S-1 Registration
Statement):
3.1 Form of Certificate of Incorporation of the Registrant.
3.2 Bylaws of the Registrant.
4.1 Specimen Stock Certificate of the Registrant.
10.10 1998 Stock Plan.
10.11 1998 Employee Stock Purchase Plan.
10.12 1998 Director Option Plan.
10.13 1997 Equity Incentive Plan.
10.14 1997 Executive Equity Incentive Plan.
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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act
of 1934, the Registrant has duly caused this registration statement to be signed
on its behalf by the undersigned, thereto duly authorized.
Date: November 24, 1998 E-TEK DYNAMICS, INC.
By: /s/ Sanjay Subhedar
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Sanjay Subhedar
Senior Vice President,
Operations, Chief Financial Officer
and Secretary
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