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Previous: OMEGA CABINETS LTD, 10-Q, EX-27, 2000-08-15 |
Next: MARXE AUSTIN W & GREENHOUSE DAVID M, 13F-HR, 2000-08-15 |
<PAGE> 1
----------------------------
OMB APPROVAL
----------------------------
OMB Number: 3235-0006
UNITED STATES Expires: February 28, 1997
SECURITIES AND EXCHANGE COMMISSION Estimated average burden
WASHINGTON, D.C. 20549 hours per response.... 24.60
----------------------------
SEC USE ONLY
FORM 13F ----------------------------
----------------------------
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended June 30, 2000.
--------------------------------------------------------------------------------
(Please read instructions before preparing form.)
--------------------------------------------------------------------------------
If amended report check here: / /
SENECA CAPITAL MANAGEMENT LLC
--------------------------------------------------------------------------------
Name of Institutional Investment Manager
909 MONTGOMERY STREET, SUITE 500 SAN FRANCISCO CA 94133
--------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
SANDRA J. MONTICELLI 415-486-6505 CHIEF OPERATING OFFICER
--------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit this Report.
------------------------------ATTENTION-----------------------------------------
INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL
VIOLATIONS.
SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a).
--------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities and Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be
signed on its behalf in the City of San Francisco and the State of California
on the 10th day of August, 2000.
SENECA CAPITAL MANAGEMENT LLC
------------------------------------------
(Name of Institutional Investment Manager)
/s/ Sandra J. Monticelli
------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
<TABLE>
<CAPTION>
Name: 13F File No.: Name: 13F File No.:
------------------------------------ ------------- ------------------------------------ -------------
<S> <C> <C> <C>
1. SENECA CAPITAL MANAGEMENT LLC 28-6450 6.
------------------------------------ ------------- ------------------------------------ -------------
2. PHOENIX INVESTMENT PARTNERS, LTD. 7.
------------------------------------ ------------- ------------------------------------ -------------
3. PHOENIX HOME LIFE MUTUAL INS. CO. 8.
------------------------------------ ------------- ------------------------------------ -------------
4. 9.
------------------------------------ ------------- ------------------------------------ -------------
5. 10.
------------------------------------ ------------- ------------------------------------ -------------
</TABLE>
SEC 1685 (5/91)
Copyright (C) 1992. NRS Systems, Inc. (Portion of Software Only)
<PAGE> 2
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGER PURSUANT TO SECTION 13(f) OF
THE SECURITIES EXCHANGE ACT OF 1934
AND RULES THEREUNDER
Report for Quarter Ended June 30, 2000
Securities with respect to which Seneca Capital Management LLC exercises
investment discretion, as reported herein, are hereby also reported herein with
respect to direct and indirect parent organizations of Seneca Capital Management
LLC, namely Phoenix Investment Partners Ltd., 56 Prospect Street, Hartford,
Connecticut, and its majority shareholder, Phoenix Home Life Mutual Insurance
Company, One American Row, Hartford, Connecticut. Such securities have not been
included in the report filed by Phoenix Home Life Mutual Insurance Company for
itself, Phoenix Investment Partners Ltd., and certain other subsidiaries of
Phoenix Investment Partners Ltd.
<PAGE> 3
Seneca Capital Management LLC
FORM 13F
2 Q 2000 13F
June 30, 2000
<TABLE>
<CAPTION>
Investment
Title Discretion
of ----------
Security Class CUSIP Market Value Quantity Sole Share Other
-------- ----- ----- ------------ -------- ---- ----- -----
COMMON STOCK
------------
<S> <C> <C> <C> <C> <C> <C> <C>
AMFM Inc COM 001693100 56363 18863 2
AT&T Corp - Liberty Media-A COM 001957208 33340 28400 2
Actuate Corp COM 00508B102 2486741.25 46590 2
Adobe Systems Inc COM 00724F101 26408 36500 2
Alcoa Inc COM 013817101 34684 1196 2
Allergan Inc COM 018490102 40254 1420 2
Alpha Inds Inc - DEL COM 020753109 1666884.37 37830 2
Alteon Websystems Inc COM 02145A109 87959940.62 27082 2
American Express Co COM 025816109 32135583.75 26686 2
American International Group Inc COM 026874107 25757028.12 22601 2
American Tower Corp Cl A COM 029912201 6331497.5 20808 2
Analog Devices Inc Corp COM 032654105 13248 48464 2
Anheuser Busch Cos Inc. COM 035229103 17279774.69 34753 2
Applied Materials Inc COM 038222105 24546 60112 2
Applied Micro Circuits Corp COM 03822W109 31367 18900 2
Aspect Communications Inc COM 04523Q102 77887694.06 15165 2
Atmel Corp COM 049513104 58501 920 2
Automatic Data Processing Inc COM 053015103 18198341.44 12079 2
Avery Dennison Corp COM 053611109 78352998.75 53158 2
Bank Of Amer Corp COM 060505104 48960 24000 2
Bed Bath & Beyond Inc COM 075896100 37027562.5 38410 2
Biogen Inc COM 090597105 14324 31720 2
</TABLE>
<TABLE>
<CAPTION>
Voting Authority
----------------
Security Managers Sole Share None
-------- -------- ---- ----- ----
COMMON STOCK
------------
<S> <C> <C> <C> <C>
AMFM Inc 18863
AT&T Corp - Liberty Media-A 28400
Actuate Corp 46590
Adobe Systems Inc 36500
Alcoa Inc 1196
Allergan Inc 1420
Alpha Inds Inc - DEL 37830
Alteon Websystems Inc 27082
American Express Co 26686
American International Group Inc 22601
American Tower Corp Cl A 20808
Analog Devices Inc Corp 48464
Anheuser Busch Cos Inc. 34753
Applied Materials Inc 60112
Applied Micro Circuits Corp 18900
Aspect Communications Inc 15165
Atmel Corp 920
Automatic Data Processing Inc 12079
Avery Dennison Corp 53158
Bank Of Amer Corp 24000
Bed Bath & Beyond Inc 38410
Biogen Inc 31720
</TABLE>
<PAGE> 4
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C>
Brinker Intl Inc COM 109641100 5975 64620 2
CAl Dive International Inc COM 127914109 1918237.5 35400 2
Caldera Systems Inc COM 128780103 326562.5 25000 2
Capital One Financial Corp COM 14040H105 62980601.25 35074 2
Charles Schwab Corp New COM 808513105 23545 40168 2
Chartered Semiconductor Mfg LTD ADR COM 16133R106 45466 65313 2
-----------
Page Total 959260253.3
Chase Manhattan Corp New COM 16161A108 28462 12000 2
Cisco Systems Inc COM 17275R102 78108269.62 49194 2
Citigroup Inc COM 172967101 120022639.3 25997 2
Clorox Co COM 189054109 64395114.37 60734 2
Coca Cola Co COM 191216100 82483696.25 59804 2
Colgate-Palmolive Co COM 194162103 21065102.75 24138 2
Comverse Technology Inc New COM 205862402 10142 9270 2
Convergys Corp COM 212485106 39032 9280 2
Copper Mountain Networks Inc COM 217510106 102227643.8 45918 2
Corning Inc COM 219350105 35132 33824 2
Credence Systems Corp COM 225302108 93786741.25 61020 2
Crown Castle Int'l Corp COM 228227104 81357952.5 761 2
Diamond Offshore Drilling Inc COM 25271C102 51350642.5 20148 2
Ditech Communications Corp COM 25500M103 2116308.75 22380 2
Dril-Quip Inc COM 262037104 57851 48900 2
Dynegy Inc-CL A COM 26816Q101 4099 47728 2
E M C Corp Mass COM 268648102 3716081.25 48300 2
E-Tek Dynamics Inc. COM 269240107 978744.37 3710 2
Echostar Communications Corp New-Cl A COM 278762109 62483085.44 52164 2
El Paso Energy Corp COM 283905107 74541937.5 21608 2
Electro Scientific Inds Inc COM 285229100 1943539.37 44140 2
Emerson Electric Co COM 291011104 11690411.25 62558 2
Enron Corp COM 293561106 5174 62060 2
Exodus Communications Inc COM 302088109 1074177.5 23320 2
Extreme Networks Inc COM 30226D106 25061 16078 2
Exxon Mobil Corp COM 30231G102 22085739.54 19203 2
</TABLE>
<TABLE>
<S> <C> <C> <C> <C>
Brinker Intl Inc 64620
CAl Dive International Inc 35400
Caldera Systems Inc 25000
Capital One Financial Corp 35074
Charles Schwab Corp New 40168
Chartered Semiconductor Mfg LTD ADR 65313
Page Total
Chase Manhattan Corp New 12000
Cisco Systems Inc 49194
Citigroup Inc 25997
Clorox Co 60734
Coca Cola Co 59804
Colgate-Palmolive Co 24138
Comverse Technology Inc New 9270
Convergys Corp 9280
Copper Mountain Networks Inc 45918
Corning Inc 33824
Credence Systems Corp 61020
Crown Castle Int'l Corp 761
Diamond Offshore Drilling Inc 20148
Ditech Communications Corp 22380
Dril-Quip Inc 48900
Dynegy Inc-CL A 47728
E M C Corp Mass 48300
E-Tek Dynamics Inc. 3710
Echostar Communications Corp New-Cl A 52164
El Paso Energy Corp 21608
Electro Scientific Inds Inc 44140
Emerson Electric Co 62558
Enron Corp 62060
Exodus Communications Inc 23320
Extreme Networks Inc 16078
Exxon Mobil Corp 19203
</TABLE>
<PAGE> 5
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C>
Fairchild Semicon Intl CL A COM 303726103 14886 51340 2
Flextronics International Ltd COM Y2573F102 17920225.31 64287 2
Gap Inc COM 364760108 2341312.5 9386 2
General Electric Co COM 369604103 53714 2250 2
General Motors Corp Class H COM 370442832 103526133.8 137 2
-----------
Page Total 1632960028
Grant Prideco Inc COM 38821G101 11486 63374 2
HCA - The Healthcare Company COM 404119109 64262261.25 18478 2
Halliburton Company COM 406216101 123808155.9 2309 2
In Focus Corp COM 452919103 2164931.25 1724 2
Infinity Broadcasting Corp - Cl A COM 45662S102 9125451.22 53833 2
Intel Corp COM 458140100 120991866.6 53067 2
Interlink Electronics Inc COM 458751104 3577171.87 19889 2
International Business Machines COM 459200101 51719087.69 13299 2
International Rectifier Corp COM 460254105 40736 27644 2
Intuit Inc COM 461202103 32429 59192 2
JDS Uniphase Corp COM 46612J101 4242376.25 35390 2
Johnson & Johnson COM 478160104 90855181.25 39862 2
KLA-Tencor Corporation COM 482480100 3817689.37 65190 2
Key Energy Services Inc COM 492914106 1958 18928 2
Kulicke & Soffa Industries COM 501242101 43148 60192 2
LSI Logic Corp COM 502161102 93957752.5 32004 2
LTX Corp COM 502392103 2407892.5 3384 2
Lilly (Eli) & Co COM 532457108 28475960.5 22972 2
Limited Inc COM 532716107 6730 21904 2
Linens N Things Inc COM 535679104 11899737.5 45484 2
Lowe's Cos Inc COM 548661107 36774 50272 2
Lucent Technologies Inc COM 549463107 455632.5 7690 2
MGIC Investment Corp COM 552848103 1795 43250 2
Mattson Technology Inc COM 577223100 21523 65190 2
Maxtor Corp COM 577729205 13855781.87 1070 2
Medimmune Inc COM 584699102 49518 43179 2
Medtronic Inc COM 585055106 25209 8400 2
</TABLE>
<TABLE>
<S> <C> <C> <C> <C>
Fairchild Semicon Intl CL A 51340
Flextronics International Ltd 64287
Gap Inc 9386
General Electric Co 2250
General Motors Corp Class H 137
Page Total
Grant Prideco Inc 63374
HCA - The Healthcare Company 18478
Halliburton Company 2309
In Focus Corp 1724
Infinity Broadcasting Corp - Cl A 53833
Intel Corp 53067
Interlink Electronics Inc 19889
International Business Machines 13299
International Rectifier Corp 27644
Intuit Inc 59192
JDS Uniphase Corp 35390
Johnson & Johnson 39862
KLA-Tencor Corporation 65190
Key Energy Services Inc 18928
Kulicke & Soffa Industries 60192
LSI Logic Corp 32004
LTX Corp 3384
Lilly (Eli) & Co 22972
Limited Inc 21904
Linens N Things Inc 45484
Lowe's Cos Inc 50272
Lucent Technologies Inc 7690
MGIC Investment Corp 43250
Mattson Technology Inc 65190
Maxtor Corp 1070
Medimmune Inc 43179
Medtronic Inc 8400
</TABLE>
<PAGE> 6
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C>
Mellon Financial Corp COM 58551A108 77578716.87 31938 2
Merck & Co COM 589331107 16299 34424 2
Mercury Interactive Corp COM 589405109 109821118.5 20990 2
Mettler-Toledo Intl Inc COM 592688105 8096 64100 2
-----------
Page Total 1240869330
Micron Technolgy Inc COM 595112103 952836.25 10820 2
Microsoft Corp COM 594918104 17040 61653 2
Millipore Corp COM 601073109 44195 2760 2
Morgan Stanley Dean Witter & Co COM 617446448 44384 52096 2
Motorola Inc COM 620076109 2601239.06 23969 2
NDS Group Plc-Spons ADR COM 628891103 60046 65446 2
Nabors Industries COM 629568106 86487821.87 49294 2
Networks Associates Inc COM 640938106 17298782.5 62588 2
Nextel Communications Inc Cl A COM 65332V103 124263858.1 64790 2
Nextel Partners Inc-Cl A COM 65333F107 63586096.25 52196 2
Nokia Corp - Spon ADR COM 654902204 8940 47424 2
Nordstrom Inc COM 655664100 586237.5 24300 2
Nortel Networks Corp COM 656568102 115288582.5 50810 2
OM Group Inc COM 670872100 10192 4700 2
OTG Software Inc COM 671059103 1162493.75 40700 2
Oratec Interventions Inc COM 68554M108 1733497.5 51940 2
Orbotech Ltd COM M75253100 2093402.5 22540 2
PE Corp-PE Biosystems Group COM 69332S102 6780 20000 2
PMC-Sierra Inc COM 69344F106 9824341.87 55290 2
Perkinelmer Inc COM 714046109 89777251.25 46970 2
Pfizer Inc COM 717081103 22112 50978 2
Pixelworks Inc COM 72581M107 64338 51800 2
Pope & Talbot Inc COM 732827100 47968 48054 2
Powerwave Technologies Inc COM 739363109 5144 13522 2
Praxair Inc COM 74005P104 46449829.37 61082 2
Qualcomm Inc COM 747525103 46256 5140 2
RF Micro Devices Inc COM 749941100 6917555.62 13409 2
Rowan Companies Inc COM 779382100 36307 48392 2
</TABLE>
<TABLE>
<S> <C> <C> <C> <C>
Mellon Financial Corp 31938
Merck & Co 34424
Mercury Interactive Corp 20990
Mettler-Toledo Intl Inc 64100
Page Total
Micron Technolgy Inc 10820
Microsoft Corp 61653
Millipore Corp 2760
Morgan Stanley Dean Witter & Co 52096
Motorola Inc 23969
NDS Group Plc-Spons ADR 65446
Nabors Industries 49294
Networks Associates Inc 62588
Nextel Communications Inc Cl A 64790
Nextel Partners Inc-Cl A 52196
Nokia Corp - Spon ADR 47424
Nordstrom Inc 24300
Nortel Networks Corp 50810
OM Group Inc 4700
OTG Software Inc 40700
Oratec Interventions Inc 51940
Orbotech Ltd 22540
PE Corp-PE Biosystems Group 20000
PMC-Sierra Inc 55290
Perkinelmer Inc 46970
Pfizer Inc 50978
Pixelworks Inc 51800
Pope & Talbot Inc 48054
Powerwave Technologies Inc 13522
Praxair Inc 61082
Qualcomm Inc 5140
RF Micro Devices Inc 13409
Rowan Companies Inc 48392
</TABLE>
<PAGE> 7
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C>
SDL Inc COM 784076101 12003541.87 42090 2
SPX Corp COM 784635104 121787690.6 23990 2
STMicroelectronics NV COM 861012102 94597290.94 31973 2
-----------
Page Total 1265556483
Sandisk Corp COM 80004C101 37256 46464 2
Santa Fe International Corp COM G7805C108 56712646.25 50396 2
Sawtek Inc COM 805468105 12886516.87 27262 2
Schlumberger LTD COM 806857108 3994377.75 53526 2
Scientific-Atlanta Inc COM 808655104 61787 64606 2
Spectrasite Holdings Inc COM 84760T100 70667653.75 122 2
Sprint Corp (PCS Group) COM 852061506 4713 14398 2
Sun Microsystems Inc COM 866810104 122532461.3 36716 2
Talbots Inc COM 874161102 2344183.12 42670 2
Tenet Healthcare Corporation COM 88033G100 11026 34390 2
Teradyne Inc COM 880770102 64488 39664 2
Texas Instruments Inc COM 882508104 27573635.25 8220 2
The PMI Group Inc COM 69344M101 19504 50080 2
Tut Systems Inc. COM 901103101 33072097.5 52132 2
UTI Energy COM 903387108 2874153.75 6094 2
Ulticom Inc COM 903844108 2004344.06 17924 2
Universal Electronics Inc. COM 913483103 50183 20720 2
Valero Energy Corp COM 91913Y100 1430 48552 2
Valuevision Intl Inc - CL A COM 92047K107 28096 39400 2
Veritas Software Corp COM 923436109 4891655.3 43283 2
Viacom Inc-CL B COM 925524308 5932312.5 21464 2
Walmart Stores Inc COM 931142103 110861164.8 23294 2
Walt Disney Co Holding Co COM 254687106 19880 46208 2
Waters Corp COM 941848103 4037684.37 32350 2
Weatherford International COM 947074100 76397798.75 18396 2
Xilinx Inc COM 983919101 18212461.87 23982 2
-----------
6017140117
</TABLE>
<TABLE>
<S> <C> <C> <C> <C>
SDL Inc 42090
SPX Corp 23990
STMicroelectronics NV 31973
Page Total
Sandisk Corp 46464
Santa Fe International Corp 50396
Sawtek Inc 27262
Schlumberger LTD 53526
Scientific-Atlanta Inc 64606
Spectrasite Holdings Inc 122
Sprint Corp (PCS Group) 14398
Sun Microsystems Inc 36716
Talbots Inc 42670
Tenet Healthcare Corporation 34390
Teradyne Inc 39664
Texas Instruments Inc 8220
The PMI Group Inc 50080
Tut Systems Inc. 52132
UTI Energy 6094
Ulticom Inc 17924
Universal Electronics Inc. 20720
Valero Energy Corp 48552
Valuevision Intl Inc - CL A 39400
Veritas Software Corp 43283
Viacom Inc-CL B 21464
Walmart Stores Inc 23294
Walt Disney Co Holding Co 46208
Waters Corp 32350
Weatherford International 18396
Xilinx Inc 23982
</TABLE>
<PAGE> 8
<TABLE>
<CAPTION>
PREFERRED STOCK - EQUITY
------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Equity Residential cv7 1/4 Series G 29476l859 28392 10000 2
-----------
Page Total 918719022.1
-----------
28392
-----------
RAND TOTAL 6017365117
==========
Page Total 0
-----------
</TABLE>
<TABLE>
<CAPTION>
PREFERRED STOCK - EQUITY
------------------------
<S> <C> <C> <C> <C>
Equity Residential cv7 1/4 Series G 10000
Page Total
GRAND TOTAL
Page Total
</TABLE>
<PAGE> 9
Seneca Capital Management LLC
STOCK PORTFOLIO
GE Investments Real Estate Securities Funds, Inc.
June 30, 2000
<TABLE>
<CAPTION>
Unit Total Market Pct. Cur.
Quantity Security Cost Cost Price Value Assets Yield
-------- -------- ---- ---- ----- ----- ------ -----
SPECIAL SITUATIONS
------------------
<S> <C> <C> <C> <C> <C> <C> <C>
15061 Archstone Communities Trust 22.3 1797644 21.06 1697574.3 4.3 7.3
56000 Arden Realty Group Inc. 26.77 57243 23.5 5280 3.3 7.9
44660 Avalon Bay Communities, Inc. 34.45 1538542 41.75 1864560.4 4.7 5.4
63600 Bedford Property Investors 18.33 1165907 18.56 927 3 9.1
53500 Chateau Properties Inc. 29.04 1553736 28.25 4047 3.8 7.3
49400 Countrywide Credit Inds Inc 26.43 60559 30.31 1497437.5 3.8 1.3
4464 Duke Realty 24.16 52676 22.37 58922 3.9 7.7
22664 Equity Office Properties 27.88 33892 27.56 2431012.5 6.1 6.1
51600 Equity Residential Properties 43.71 2255482 46 14304 6 6.6
57450 Essex Property Trust Inc. 30.48 1750985 42 53604 6.1 5.8
35300 First Industrial Realty Trust 27.18 959470.3 29.5 58310 2.6 8.4
48500 Freddie Mac 44.21 2144004 40.5 63706 4.9 1.7
10000 General Growth Properties 33.5 7295 31.75 55356 0.8 6.4
44514 Glenborough Realty Trust Pf. A 19.65 2162565 17.25 1898362.5 4.8 11.1
44274 Istar Financial Inc 21.53 2363908 20.94 2299146.9 5.8 11.5
63500 Macerich Co 26.35 1673180 22.06 1400968.8 3.5 9.2
62400 Mack-Cali Realty Corp. 29.05 43247 25.69 30036 4 9
7964 Manufactured Home Communities Inc. 19.99 1469059 23.94 1759406.3 4.4 6.9
39464 Northstar Financial 16.16 58475 12.87 41155 3.4 0
29000 Prentiss Properties Trust 25.8 27344 24 40640 1.7 8.1
19700 Radian Group Inc 37.62 741154.3 51.75 36435 2.6 0.2
41000 Reckson Associates Preferred A 23.42 960159.6 22.19 909687.5 2.3 8.6
13564 Simon Property Group, Inc. 26.88 2125876 22.19 1755031.3 4.4 9.1
12500 Spieker Properities Inc. 33.24 415442.8 46 50712 1.4 6.1
</TABLE>
<PAGE> 10
<TABLE>
<S> <C> <C> <C> <C> <C> <C> <C>
49200 Starwood Hotels & Resorts Worldwide Inc. 51.84 2550716 32.56 29211 4 2.1
52900 Urban Shopping Centers, Inc. 27.28 1442932 33.69 1782068.8 4.5 7
--------
40618151 39826382 100 6.6
--------
TOTAL PORTFOLIO 40618151 39826382 100 6.6
========
</TABLE>
<PAGE> 11
<TABLE>
<CAPTION>
<-------- NON VOTING --------> <-------- VOTING -------->
SECURITY CUSIP SYMBOL UNITS COUNT MKT VALUE UNITS COUNT MKT VALUE
L>>>>>>>>>>>>>>>>>>>>>>>>>>>>>*
<S> <C> <C> <C> <C> <C> <C> <C> <C>
AB ELECTROLOX SPON ADR 10198208 ELUX 0 0 0 105 1 3,163
ABN AMRO HLDGS N V 937102 ABN 66 1 2,747 200 1 4,900
ADVANCED MICRO DEVICES 7903107 AMD 802 1 33,634 40 1 2,878
AETNA INC 8117103 AET 0 0 0 40 2 2,220
AGILENT TECHNOLOGIES 00846U101 A 0 0 0 145 5 5,910
AIR PROD & CHEM INC 9158106 APD 0 0 0 153 2 5,107
ALASKA AIR GROUP INCORPORATED 11659109 ALK 0 0 0 20 1 549
ALBERTSONS INC 13104104 ABS 0 0 0 115 1 3,472
ALCATEL ADS 13904305 ALA 0 0 0 105 1 7,678
ALCOA INC 13817101 AA 48,199 331 1,458,064 212,817 1,630 6,437,950
ALLIED ZURICH PLC LEVEL I ADR 01959Q101 ADZHY 0 0 0 195 1 5,055
ALLSTAR INNS INC 19889104 ALSTF 0 0 0 33 1 0
ALLSTATE CORP 20002101 ALL 0 0 0 180 2 4,961
ALLTEL CORP DE 20039103 AT 0 0 0 118 3 7,271
ALTERA CP 21441100 ALTR 0 0 0 29 1 2,847
AMEREN CORP (HLDG CO) 23608102 AEE 0 0 0 45 1 1,628
AMERICA ONLINE INC 02364J104 AOL 0 0 0 200 3 10,663
AMERICAN EXPRESS CO 25816109 AXP 31,365 328 1,778,019 138,353 1,585 7,842,957
AMERICAN GENERAL CORP TEXAS 26351106 AGC 0 0 0 115 2 7,669
AMERICAN HOME PRODUCTS 26609107 AHP 0 0 0 235 4 12,470
AMERICAN INTERNATIONAL GP 26874107 AIG 2,199 7 192,827 10,427 103 914,320
AMERICAN NEW PERSPECTIVE A 648018109 ANWPX 0 0 0 1 1 30
AMFM INC 1693100 AFM 42,455 335 3,032,899 188,505 1,685 13,466,418
AMGEN INC 31162100 AMGN 0 0 0 127 2 8,247
ANADARKO PETE 32511107 APC 0 0 0 75 3 3,586
ANHEUSER BUSCH COS INC 35229103 BUD 1,740 7 140,071 8,399 101 676,143
APACHE CORP 37411105 APA 0 0 0 40 1 1,990
APPLIED MATERIALS INC 38222105 AMAT 26,579 331 2,016,714 119,731 1,625 9,084,762
ASSOCIATES FIRST CAP CP A 46008108 AFS 0 0 0 60 1 1,571
ASTRAZENECA PLC ADS 46353108 AZN 0 0 0 188 1 8,037
AT&T CORPORATION 1957109 T 0 0 0 1,077 9 33,332
AUTOMATIC DATA PROCESSING INC 53015103 AUD 2,587 7 128,219 11,644 96 577,110
</TABLE>
<PAGE> 12
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
AVENTIS ADS 53561106 AVE 0 0 0 170 1 12,835
AVERY DENNISON CORPORATION 53611109 AVY 0 0 0 65 1 3,526
AVON PRODUCTS INC 54303102 AVP 0 0 0 50 1 1,984
AXA ADS 54536107 AXA 0 0 0 80 1 6,060
BANK OF AMERICA CORP 60505104 BAC 0 0 0 352 7 16,676
BAXTER INTL INC 71813109 BAX 0 0 0 85 2 6,609
BEAR STEARNS COMPANIES INC 73902108 BSC 0 0 0 63 1 3,394
BELLSOUTH CORP 79860102 BLS 0 0 0 100 1 3,981
BP AMOCO PLC ADS 55622104 BPA 0 0 0 266 3 13,916
BRISTOL MYERS SQUIBB CO 110122108 BMY 0 0 0 141 2 6,997
BRITISH TELECOMMUNIC PLC ADR 111021408 BTY 0 0 0 40 1 5,320
CADBURY SCHW PLC ADR 10 ORD NW 127209302 CSG 0 0 0 170 1 4,367
CANON INC ADR NEW 138006309 CANNY 0 0 0 120 1 5,460
CARDINAL HEALTH INC 14149Y108 CAH 0 0 0 65 1 4,778
CARNIVAL CORPORATION 143658102 CCL 0 0 0 124 2 2,317
CHARLES SCHWAB NEW 808513105 SCH 5,143 6 185,791 25,149 96 908,516
CHARTER COMM CLASS A 16117M107 CHTR 0 0 0 4,450 21 58,688
CHASE MANHATTAN CORP NEW 16161A108 CMB 0 0 0 361 6 17,937
CHEVRON CORP 166751107 CHV 0 0 0 35 1 2,765
CIGNA CP 125509109 CI 0 0 0 71 3 7,092
CISCO SYS INC 17275R102 CSCO 41,071 335 2,687,606 185,479 1,687 12,137,391
CITIGROUP INC 172967101 C 44,943 334 3,171,315 202,552 1,692 14,292,654
CITY NATIONAL CORP 178566105 CYN 0 0 0 30 1 1,101
CLEAR CHANNEL COMMUNICATION 184502102 CCU 0 0 0 61 2 4,648
CLOROX CO DE 189054109 CLX 36,141 328 1,493,115 157,690 1,589 6,514,775
COASTAL CORP 190441105 CGP 0 0 0 219 3 12,647
COCA COLA CO 191216100 KO 36,462 327 2,235,595 161,670 1,589 9,912,493
COLGATE PALMOLIVE CO 194162103 CL 2,587 7 144,065 11,787 93 656,391
COMCAST SPL A 200300200 CMCSK -94 1 -2,673 70 1 2,381
COMMONWEALTH ED 1.40 PREF CV 202795696 202795 0 0 0 1 1 0
COMPAQ COMPUTER CORP 204493100 CPQ 0 0 0 95 1 2,666
COMPUWARE CORP 205638109 CPWR 0 0 0 60 1 480
CONOCO INC CL A 208251306 COCA 0 0 0 75 1 1,678
CONOCO INC CL B 208251405 COCB 0 0 0 194 2 4,474
CONSECO INC 208464107 CNC 0 0 0 110 1 866
</TABLE>
<PAGE> 13
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
CONSTELLATION ENERGY GP INC 210371100 CEG 0 0 0 90 1 2,998
CONTRONIC CORP 220799100 CTXO 0 0 0 4,000 1 0
CORNING INC 219350105 GLW 12,351 329 2,889,391 55,805 1,597 13,055,011
COUNTRYWIDE CREDIT INDS DEL 222372104 CCR 0 0 0 78 2 2,745
CUSAC GOLD MINES LTD 231624107 CUSIF 0 0 0 4,000 1 600
CVS CORPORATION 126650100 CVS 0 0 0 129 2 5,088
DEERE & CO 244199105 DE 0 0 0 136 3 5,245
DELL COMPUTER CORP 247025109 DELL 0 0 0 230 3 10,106
DELPHI AUTOMOTIVE SYSTEMS CORP 247126105 DPH 0 0 0 290 2 4,296
DELTA AIRLINES 247361108 DAL 0 0 0 104 2 5,583
DELUXE CORPORATION 248019101 DLX 0 0 0 65 1 1,398
DEN DANSKE BK OF 1871 AG ADR 248206203 DEAFY 0 0 0 30 1 3,542
DEUTSCHE BANK AG SP ADR 251525309 DTBKY 0 0 0 60 1 5,399
DIAGEO PLC SPON ADR NEW 25243Q205 DEO 0 0 0 4 1 139
DIAMOND OFFSHORE DRILLING INC 25271C102 DO 43,641 327 1,639,284 192,819 1,586 7,242,847
DOW CHEMICAL CO 260543103 DOW 300 4 8,626 846 9 24,324
DU PONT EI DE NEMOURS & CO 263534109 DD 0 0 0 290 3 13,142
DUKE ENERGY CORP 264399106 DUK 0 0 0 30 1 1,851
DUN & BRADSTREET CORP NEW 26483B106 DNB 0 0 0 125 2 3,695
DW REALTY INCOME PTNSHP 3 LP 24241G301 24241G 0 0 0 4 1 736
DW SPECTRUM SELECT 23335C903 23335C 0 0 0 1,500 1 29,760
EASTMAN KODAK CO 277461109 EK 0 0 0 30 1 1,646
EDWARDS AG INCORPORATED 281760108 AGE 0 0 0 100 1 5,288
EL PASO ENERGY CORP 283905107 EPG 34,445 328 1,666,296 149,933 1,584 7,253,121
ELAN PLC ADR 284131208 ELN 0 0 0 59 1 3,153
ELECTR DATA SYSTEMS CORP 285661104 EDS 0 0 0 60 2 2,580
ELECTRONIC ARTS INC 285512109 ERTS 0 0 0 20 1 1,769
ELI LILLY & CO 532457108 LLY 1,488 6 154,567 6,813 92 707,707
EMC CORP MASS 268648102 EMC 0 0 0 145 2 12,343
EMERSON ELECTRIC CO 291011104 EMR 0 0 0 128 3 7,816
ENDESA SA ADS 29258N107 ELE 0 0 0 225 1 4,669
ENI SPA AMER DEP RCPT 26874R108 E 0 0 0 75 1 4,219
ENRON CORP 293561106 ENE 0 0 0 39 1 2,871
ERICSSON LM TEL ADR B SEK 10 294821400 ERICY 0 0 0 135 1 2,649
EXODUS COMMUNICATIONS INC 302088109 EXDS 0 0 0 50 1 2,222
</TABLE>
<PAGE> 14
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
EXXON MOBIL CORP 30231G102 XOM 2,152 7 172,160 9,976 99 798,080
FANNIE MAE 313586109 FNM 0 0 0 224 4 11,173
FARM ENERGY 30766L104 FECPF 0 0 0 2,000 1 0
FEDERATED DEPT STRS INC DEL 31410H101 FD 0 0 0 107 2 2,575
FHLMC 1994 1720 A 7 1/2 7-15- 3133T5DC4 0 0 0 547 1 539
FIRST DATA CORP 319963104 FDC 0 0 0 25 1 1,152
FIRST UNION CORP 337358105 FTU 0 0 0 114 2 2,943
FIRSTENERGY CORP 337932107 FE 0 0 0 80 1 2,040
FLEETBOSTON FINANCIAL CP 339030108 FBF 0 0 0 180 2 6,446
FMC CORP NEW 302491303 FMC 0 0 0 35 1 2,109
FNMA 6 5/8 9-15- 31359MEY5 0 0 0 12,000 1 11,580
FORD OPT A NEW STOCK ELEC 345STK990 345STK 0 0 0 277 5 12,898
FORTUNE BRANDS INC 349631101 FO 0 0 0 228 3 5,130
GANNETT COMPANY INC DE 364730101 GCI 0 0 0 50 1 2,694
GAP INC 364760108 GPS 3,140 6 112,454 12,396 85 443,938
GENENTECH INC 368710406 DNA 0 0 0 14 1 2,130
GENERAL ELECTRIC CO 369604103 GE 58,747 335 3,021,825 265,250 1,687 13,643,875
GENERAL MILLS INC 370334104 GIS 10 1 344 428 9 14,714
GENERAL MOTORS CORP 370442105 GM 0 0 0 40 1 2,278
GENERAL MOTORS CORP H (NEW) 370442832 GMH 78,710 334 2,036,640 355,146 1,685 9,189,523
GLAXO WELLCOME PLC ADS 37733W105 GLX 0 0 0 40 1 2,285
GOLDMAN SACHS GRP INC 38141G104 GS 0 0 0 25 1 2,473
H J HEINZ CO 423074103 HNZ 0 0 0 40 1 1,598
HALLIBURTON CO HLDG CO 406216101 HAL 61,735 335 2,847,556 274,355 1,688 12,654,714
HARLEY DAVIDSON INC 412822108 HDI 0 0 0 60 1 2,693
HCA-THE HEALTHCARE CO 404119109 HCA 51,996 333 1,767,864 230,780 1,683 7,846,520
HEWLETT PACKARD 428236103 HWP 0 0 0 94 4 10,264
HOME DEPOT INC 437076102 HD 0 0 0 235 2 12,162
HONEYWELL INTERNATIONAL INC 438516106 HON 0 0 0 252 4 8,568
HSBC HOLDINGS PLC SPON ADR NEW 404280406 HBC 0 0 0 120 1 8,318
INFINITY BROADCASTING CP A NEW 45662S102 INF 5,823 7 205,261 22,569 98 795,566
ING GROEP NV ADR 456837103 ING 0 0 0 105 1 7,061
INGERSOLL RAND 456866102 IR 0 0 0 97 2 3,807
INTEL CORP 458140100 INTC 46,972 334 3,135,458 209,189 1,682 13,963,763
INTERNATIONAL PAPER CO 460146103 IP 14 1 476 170 3 5,780
</TABLE>
<PAGE> 15
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
INTL BUSINESS MACHINES CORP 459200101 IBM 13,233 333 1,487,906 58,169 1,680 6,540,418
JDS UNIPHASE CORP 46612J101 JDSU 0 0 0 28 1 3,308
JOHN NUVEEN CO CLASS A 478035108 JNC 0 0 0 30 1 1,341
JOHNSON & JOHNSON 478160104 JNJ 23,548 334 2,191,454 105,293 1,671 9,798,929
JTS CORP 465940104 JTSC 0 0 0 3,500 1 14
KAO CORP ADR 485537203 KAOCY 0 0 0 12 1 3,548
KIMBERLY CLARK CORP 494368103 KMB 0 0 0 95 2 5,457
KLA TENCOR CORP 482480100 KLAC 55 1 2,929 85 1 4,526
KROGER CO 501044101 KR 0 0 0 135 1 2,793
LEHMAN BROS HOLDING INC DELA 524908100 LEH 0 0 0 33 1 3,708
LEXMARK INTL INC 529771107 LXK 0 0 0 35 1 1,577
LIMITED INC 532716107 LTD 0 0 0 100 1 2,044
LINCARE HLDGS INC 532791100 LNCR 0 0 0 65 1 1,739
LINCOLN NTL CORP IND 534187109 LNC 0 0 0 165 2 7,199
LOWES COMPANIES INC 548661107 LOW 49,558 335 2,090,746 215,934 1,675 9,109,837
LUCENT TECHNOLOGIES 549463107 LU 0 0 0 161 2 7,044
MARCONI PLC SP ADR 566306106 MCONY 0 0 0 450 1 7,191
MARKS SPEN ADR SPONS 570697607 MASPY 0 0 0 1 1 20
MASCO CORP 574599106 MAS 0 0 0 285 2 5,629
MAY DEPARTMENT STORES 577778103 MAY 0 0 0 199 2 4,726
MBNA CORP 55262L100 KRB 0 0 0 104 1 3,471
MC GRAW HILL COS INC 580645109 MHP 0 0 0 135 2 8,024
MEDTRONIC INC 585055106 MDT 0 0 0 130 1 6,638
MELLON FINCL CORP 58551A108 MEL 56,950 330 2,146,342 250,034 1,600 9,423,324
MERCHANTS NEW YORK BANKCORP IN 589167105 MBNY 0 0 0 1,100 1 18,838
MERCK & CO 589331107 MRK 35,413 329 2,538,687 156,472 1,591 11,217,152
METRICOM INC 591596101 MCOM 42 2 1,478 81 2 2,851
MICROSOFT CORP 594918104 MSFT 0 0 0 160 2 11,170
MINNESOTA MINING & MFG CO 604059105 MMM 0 0 0 138 5 12,429
MINNESOTA POWER INC 604110106 MPL 0 0 0 120 1 2,558
MORGAN STNLY DEAN WITTER & CO 617446448 MWD 36,933 328 3,370,167 171,296 1,599 15,630,926
MOTOROLA INC 620076109 MOT 4,734 6 156,521 16,677 82 551,391
MSDW AMERICAN OPPORTUNITIES B 616933206 AMOBX 0 0 0 6 1 235
MURPHY OIL CORP 626717102 MUR 0 0 0 45 1 2,711
NATIONAL POWER PLC ADS 637194408 NP 0 0 0 140 1 3,964
</TABLE>
<PAGE> 16
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
NATIONAL SEMICONDUCTOR 637640103 NSM 0 0 0 25 1 903
NESTLE SPON ADR REP REG SHR 641069406 NSRGY 0 0 0 55 1 5,729
NEXTEL COMMUNICATIONS INC CL A 65332V103 NXTL 46,314 335 2,590,730 211,111 1,686 11,809,181
NINTENDO CO LTD ADR NEW 654445303 NTDOY 0 0 0 165 1 3,332
NIPPON TELEGRAPH&TELEPHONE ADS 654624105 NTT 0 0 0 55 1 3,369
NOKIA CP ADR 654902204 NOK 5,641 8 249,970 21,829 106 967,320
NORTEL NETWORKS CORP NEW 656568102 NT 48,131 329 3,579,776 222,802 1,589 16,571,129
NOVARTIS AG ADR 66987V109 NVS 0 0 0 120 1 4,628
NY TIMES CL A COMMON 650111107 NYT 0 0 0 115 1 4,737
OMNICOM GROUP 681919106 OMC 0 0 0 35 2 2,975
ORACLE CORP 68389X105 ORCL 0 0 0 159 2 11,955
PALL CORPORATION 696429307 PLL 0 0 0 110 1 2,283
PALM INC 696642107 PALM 254 6 9,906 1,169 24 45,591
PE CORP PE BIOSYS GP 69332S102 PEB 0 0 0 24 1 2,093
PERKIN ELMER INC 714046109 PKI 0 0 0 55 1 3,517
PFIZER INC 717081103 PFE 39,342 331 1,696,645 171,808 1,613 7,409,315
PG&E CORPORATION 69331C108 PCG 0 0 0 750 2 19,406
PHILIP MORRIS CO INC 718154107 MO 0 0 0 244 3 6,161
PITNEY BOWES INC 724479100 PBI 0 0 0 125 2 4,328
PNC FINL SVCS GP 693475105 PNC 0 0 0 35 1 1,781
PPG INDUSTRIES INC 693506107 PPG 0 0 0 90 2 3,662
PRAXAIR INC 74005P104 PX 11,132 321 440,426 50,202 1,558 1,986,183
PROCTER & GAMBLE 742718109 PG 40 3 2,274 172 11 9,780
PROVIDIAN FINCL CORP 74406A102 PVN 0 0 0 47 1 4,791
PUBLIC STORAGE DEP SHS SER A 74460D729 74460D 3 2 65 2 2 44
QWEST COMMUNICATIONS INTL INC 749121109 Q 0 0 0 173 2 8,121
RADIOSHACK CORP 750438103 RSH 0 0 0 30 1 1,691
RALSTON PURINA COMPANY 751277302 RAL 0 0 0 60 2 1,212
ROHM & HAAS 775371107 ROH 0 0 0 157 3 4,082
ROYAL DUTCH PETE NY 1.25 GU 780257804 RD 0 0 0 237 4 13,806
SARA LEE CORP 803111103 SLE 0 0 0 240 2 4,425
SBC COMMUNICATIONS 78387G103 SBC 0 0 0 354 4 15,067
SCHERING PLOUGH CORP 806605101 SGP 0 0 0 130 1 5,614
SCIENTIFIC ATLANTA 808655104 SFA 24,657 328 1,898,589 109,742 1,582 8,450,134
SIEBEL SYSTEMS INC 826170102 SEBL 0 0 0 12 1 1,740
</TABLE>
<PAGE> 17
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
SIEMENS AG ADR NEW 826197402 SMAWY 0 0 0 35 1 5,449
SMITHKLINE PLC ADS 5 832378301 SBH 0 0 0 70 1 4,480
SOCIETE GENERALE SP ADR 83364L109 SCGLY 0 0 0 420 1 5,215
SOLECTRON CP 834182107 SLR 0 0 0 50 1 2,016
SONY CORP ADR 1974 NEW 835699307 SNE 0 0 0 50 1 4,697
SOUTHERN CO 842587107 SO 0 0 0 192 2 4,693
STMICROELECTRONICS NV 861012102 STM 49,343 329 2,809,493 226,595 1,589 12,901,824
SUIZA FOODS CORP 865077101 SZA 0 0 0 70 1 3,246
SUMMIT BANCORP NJ 866005101 SUB 0 0 0 60 1 1,474
SUN MICROSYSTEMS INC 866810104 SUNW 17,205 334 1,814,067 82,790 1,688 8,729,228
TARGET CORPORATION 8.76E+110 TGT 0 0 0 151 2 4,379
TELEBRASILEIRAS SA TELECOM ADR 879287100 879287 0 0 0 200 1 8
TELEPHONE & DATA SYSTEMS INC 879433100 TDS 0 0 0 38 2 4,233
TEMPLE INLAND 879868107 TIN 0 0 0 40 1 1,738
TENET HEALTHCARE CORP 88033G100 THC 0 0 0 73 1 2,222
TEXACO INC 881694103 TX 0 0 0 545 8 26,945
TEXAS INSTRUMENTS 882508104 TXN 2,364 6 138,738 13,318 98 781,616
TEXTRON INC 883203101 TXT 0 0 0 84 2 4,793
THE HARTFORD FIN SERS GRP INC 416515104 HIG 0 0 0 174 3 11,180
TIME WARNER INC 887315109 TWX 0 0 0 77 2 5,905
TJX COS INC NEW 872540109 TJX 0 0 0 265 2 4,439
TOSCO CORP NEW 891490302 TOS 0 0 0 91 2 2,412
TOTAL FINA ELF SA 8.92E+113 TOT 0 0 0 175 2 12,874
TRIARX GOLD CORPORATION 895940104 TRXGF 0 0 0 500 1 0
TRIQUINT SEMICONDUCTOR INC 89674K103 TQNT 0 0 0 11 1 421
TYCO INTERNATIONAL LTD NEW 902124106 TYC 0 0 0 388 4 20,759
TYCOM LTD G9144B106 TCM 56,746 327 1,932,927 250,968 1,577 8,548,686
UNILEVER NV NY SH NEW 904784709 UN 0 0 0 29 1 1,283
UNILEVER PLC (NEW) ADS 904767704 UL 0 0 0 133 1 3,217
UNIT 1ST TR SPL COMMUN GWTH 4 30264V752 0 0 0 2 1 30
UNITED TECHNOLOGIES CORP 913017109 UTX 0 0 0 95 1 5,546
UNOCAL CORP 915289102 UCL 0 0 0 65 1 1,966
US TSY BOND 7 1/4 5-15- 912810DW5 9,000 1 6,167 22,000 1 24,461
US TSY NOTE 6 1/2 5-15- 912827T85 0 0 0 17,000 1 17,191
US TSY NOTE 6.000 8-15- 9128273D2 0 0 0 18,000 1 17,994
</TABLE>
<PAGE> 18
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
USX MARATHON GP 902905827 MRO 0 0 0 135 2 3,282
VAN KAMPEN TRUST FLA 920932100 VTF 0 0 0 576 1 8,460
VERIO INC 2B TNDRD 923433999 923433 0 0 0 400 1 23,075
VERIZON COMMUNICATIONS 92343V104 VZ 0 0 0 660 8 31,020
VISTEON CORP 92839U107 VC 0 0 0 42 6 588
VIVENDI SPONSORED ADR 92851S105 VVDIY 0 0 0 230 1 3,674
VODAFONE GP PLC ADS 92857W100 VOD 0 0 0 35 1 1,509
WAL MART STORES INC 931142103 WMT 42,598 335 2,340,247 184,870 1,679 10,156,351
WALT DISNEY CO HLDG CO 254687106 DIS 19,793 301 765,755 94,207 1,570 3,644,715
WASHINGTON MUTUAL INC 939322103 WM 0 0 0 65 1 2,088
WELLS FARGO & CO NEW 949746101 WFC 0 0 0 273 4 11,279
WEYERHAEUSER CO 962166104 WY 0 0 0 40 1 1,828
WILLIAMS CO INC 969457100 WMB 0 0 0 190 2 7,933
WORLDCOM INC 98157D106 WCOM 0 0 0 269 3 10,508
XEROX CORP 984121103 XRX 0 0 0 95 1 1,413
YAHOO INC 984332106 YHOO 0 0 0 5 1 643
ZALE CORP NEW 988858106 ZLC 0 0 0 70 1 2,616
ZEBRA TECH CORP CL B 989207204 ZBRB 0 0 0 120 1 3,990
3COM CORPORATION 885535104 COMS 0 0 0 15 1 203
</TABLE>
<PAGE> 19
<TABLE>
<CAPTION>
<-------- NON VOTING --------> <-------- VOTING -------->
SECURITY CUSIP SYMBOL UNITS COUNT MKT VALUE UNITS COUNT MKT VALUE
L>>>>>>>>>>>>>>>>>>>>>>>>>>>>>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
AB ELECTROLOX SPON ADR 10198208 ELUX 0 0 0 105 1 3,308
ABN AMRO HLDGS N V 937102 ABN 66 1 2,941 200 1 4,913
ADC TELECOMMUNICATIONS 886101 ADCT 280 1 23,485 0 0 0
ADVANCED MICRO DEVICES 7903107 AMD 157 1 20,410 40 1 3,090
AETNA INC 8117103 AET 0 0 0 40 2 2,568
AGILENT TECHNOLOGIES 00846U101 A 0 0 0 94 5 6,933
AIR PROD & CHEM INC 9158106 APD 0 0 0 153 2 4,714
ALASKA AIR GROUP INCORPORATED 11659109 ALK 0 0 0 20 1 543
ALBERTSONS INC 13104104 ABS 0 0 0 115 1 3,824
ALCATEL ADS 13904305 ALA 0 0 0 115 1 7,648
ALCOA INC 13817101 AA 42,144 311 1,222,176 197,869 1,544 5,738,201
ALLIED ZURICH PLC LEVEL I ADR 01959Q101 ADZHY 0 0 0 195 1 4,602
ALLSTAR INNS INC 19889104 ALSTF 0 0 0 33 1 0
ALLSTATE CORP 20002101 ALL 0 0 0 180 2 4,005
ALLTEL CORP DE 20039103 AT 0 0 0 45 1 2,787
ALTERA CP 21441100 ALTR 44 1 4,485 0 0 0
AMEREN CORP (HLDG CO) 23608102 AEE 263 1 14,416 45 1 1,519
AMERICA ONLINE INC 02364J104 AOL 8 1 422 360 3 18,968
AMERICAN EXPRESS CO 25816109 AXP 17,015 306 886,949 80,960 1,507 4,220,168
AMERICAN GENERAL CORP TEXAS 26351106 AGC 0 0 0 70 1 4,270
AMERICAN HOME PRODUCTS 26609107 AHP 0 0 0 170 3 9,988
AMERICAN INTERNATIONAL GP 26874107 AIG 1,358 7 159,567 5,929 93 696,685
AMERICAN NEW PERSPECTIVE A 648018109 ANWPX 0 0 0 1 1 31
AMFM INC 1693100 AFM 38,336 315 2,645,184 179,088 1,600 12,357,072
AMGEN INC 31162100 AMGN 0 0 0 75 1 5,269
ANALOG DEVICES INC 32654105 ADI 183 1 13,908 0 0 0
ANDREW CORP 34425108 ANDW 407 1 13,660 0 0 0
ANHEUSER BUSCH COS INC 35229103 BUD 1,560 6 116,513 6,846 91 511,308
APACHE CORP 37411105 APA 0 0 0 40 1 2,353
APPLIED MATERIALS INC 38222105 AMAT 23,963 313 2,171,678 113,174 1,539 10,256,577
ASSOCIATES FIRST CAP CP A 46008108 AFS 413 1 12,803 60 1 1,339
ASTRAZENECA PLC ADS 46353108 AZN 0 0 0 188 1 8,742
</TABLE>
<PAGE> 20
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
AT&T CORPORATION 1957109 T 0 0 0 174 3 5,503
AT&T LIBERTY MEDIA GROUP A 1957208 LMGA 208 1 5,044 0 0 0
AT&T WIRELESS GP TRACKING SK 1957406 AWE 20 1 558 200 1 5,575
AUTOMATIC DATA PROCESSING INC 53015103 AUD 2,241 6 120,035 9,255 88 495,724
AVENTIS ADS 53561106 AVE 0 0 0 170 1 12,336
AVERY DENNISON CORPORATION 53611109 AVY 0 0 0 65 1 4,363
AVON PRODUCTS INC 54303102 AVP 0 0 0 50 1 2,225
AXA ADS 54536107 AXA 0 0 0 80 1 6,365
BANK OF AMERICA CORP 60505104 BAC 39 1 1,677 264 6 11,352
BAXTER INTL INC 71813109 BAX 0 0 0 85 2 5,977
BEAR STEARNS COMPANIES INC 73902108 BSC 0 0 0 63 1 2,622
BELLSOUTH CORP 79860102 BLS 0 0 0 100 1 4,263
BP AMOCO PLC ADS 55622104 BPA 533 1 17,589 206 2 11,652
BRISTOL MYERS SQUIBB CO 110122108 BMY 43 1 2,505 141 2 8,214
BRITISH TELECOMMUNIC PLC ADR 111021408 BTY 0 0 0 20 1 2,645
CADBURY SCHW PLC ADR 10 ORD NW 127209302 CSG 272 1 17,000 170 1 4,463
CANON INC ADR NEW 138006309 CANNY 0 0 0 120 1 6,045
CARDINAL HEALTH INC 14149Y108 CAH 0 0 0 65 1 4,810
CARNIVAL CORPORATION 143658102 CCL 0 0 0 124 2 2,419
CHAMPION INTERNATIONAL CORP 158525105 CHA 21 1 1,519 0 0 0
CHARLES SCHWAB NEW 808513105 SCH 4,618 5 155,280 21,680 89 728,992
CHARTER COMM CLASS A 16117M107 CHTR 0 0 0 4,450 21 73,151
CHASE MANHATTAN CORP NEW 16161A108 CMB 46 1 2,119 285 5 13,128
CHEVRON CORP 166751107 CHV 0 0 0 35 1 2,968
CIGNA CP 125509109 CI 0 0 0 38 2 3,554
CIRCUIT CY STRS CIRCUIT CY GP 172737108 CC 385 1 12,777 0 0 0
CISCO SYS INC 17275R102 CSCO 39,205 316 2,491,984 180,608 1,602 11,480,014
CITIGROUP INC 172967101 C 40,773 315 2,456,620 192,589 1,606 11,603,721
CITY NATIONAL CORP 178566105 CYN 0 0 0 30 1 1,043
CLEAR CHANNEL COMMUNICATION 184502102 CCU 0 0 0 25 1 1,875
CLOROX CO DE 189054109 CLX 32,312 309 1,448,023 149,855 1,512 6,715,582
COASTAL CORP 190441105 CGP 0 0 0 144 2 8,766
COCA COLA CO 191216100 KO 32,458 309 1,864,331 153,651 1,512 8,825,429
COGNEX CORP 192422103 CGNX 306 1 15,836 0 0 0
COLGATE PALMOLIVE CO 194162103 CL 2,365 7 141,606 9,646 85 577,559
</TABLE>
<PAGE> 21
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COLUMBIA/HCA HEALTHCARE CORP 197677107 COL -94 1 -2,673 0 0 0
COMCAST SPL A 200300200 CMCSK 25 1 1,013 70 1 2,835
COMMONWEALTH ED 1.40 PREF CV 202795696 202795 0 0 0 1 1 0
COMMSCOPE INC 203372107 CTV 407 1 16,687 0 0 0
COMPAQ COMPUTER CORP 204493100 CPQ 598 1 15,287 95 1 2,428
COMPUTER ASSOC INTL INC 204912109 CA 247 1 12,643 98 2 5,017
COMPUWARE CORP 205638109 CPWR 0 0 0 60 1 623
CONOCO INC CL A 208251306 COCA 0 0 0 75 1 1,650
CONOCO INC CL B 208251405 COCB 0 0 0 194 2 4,765
CONSECO INC 208464107 CNC 0 0 0 110 1 1,073
CONSTELLATION ENERGY GP INC 210371100 CEG 0 0 0 90 1 2,931
CONTRONIC CORP 220799100 CTXO 0 0 0 4,000 1 0
CORNING INC 219350105 GLW 11,351 309 3,063,374 53,648 1,512 14,478,362
COUNTRYWIDE CREDIT INDS DEL 222372104 CCR 0 0 0 78 2 2,364
CUSAC GOLD MINES LTD 231624107 CUSIF 247 1 11,115 4,000 1 640
CVS CORPORATION 126650100 CVS 0 0 0 129 2 5,160
DEERE & CO 244199105 DE 0 0 0 136 3 5,032
DELL COMPUTER CORP 247025109 DELL 110 1 5,424 140 2 6,904
DELPHI AUTOMOTIVE SYSTEMS CORP 247126105 DPH 0 0 0 290 2 4,223
DELTA AIRLINES 247361108 DAL 0 0 0 104 2 5,258
DELUXE CORPORATION 248019101 DLX 0 0 0 65 1 1,532
DEN DANSKE BK OF 1871 AG ADR 248206203 DEAFY 0 0 0 30 1 3,624
DEUTSCHE BANK AG SP ADR 251525309 DTBKY 0 0 0 60 1 4,969
DIAGEO PLC SPON ADR NEW 25243Q205 DEO 0 0 0 4 1 142
DIAMOND OFFSHORE DRILLING INC 25271C102 DO 16,683 307 586,003 80,975 1,503 2,844,305
DOVER CORP 260003108 DOV 415 1 16,834 0 0 0
DOW CHEMICAL CO 260543103 DOW 450 5 13,584 846 9 25,539
DU PONT EI DE NEMOURS & CO 263534109 DD 0 0 0 40 1 1,750
DUN & BRADSTREET CORP NEW 26483B106 DNB 0 0 0 125 2 3,578
DW REALTY INCOME PTNSHP 3 LP 24241G301 24241G 0 0 0 4 1 4
EASTMAN KODAK CO 277461109 EK 0 0 0 30 1 1,785
EATON CORPORATION 278058102 ETN 215 1 14,405 0 0 0
EDWARDS AG INCORPORATED 281760108 AGE 446 1 17,394 100 1 3,900
EL PASO ENERGY CORP 283905107 EPG 17,813 304 907,362 80,845 1,483 4,118,094
ELECTR DATA SYSTEMS CORP 285661104 EDS 0 0 0 60 2 2,475
</TABLE>
<PAGE> 22
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
ELECTRONIC ARTS INC 285512109 ERTS 0 0 0 20 1 1,459
ELI LILLY & CO 532457108 LLY 1,380 5 137,828 5,948 85 594,062
EMC CORP MASS 268648102 EMC 0 0 0 145 2 11,156
EMERSON ELECTRIC CO 291011104 EMR 0 0 0 128 3 7,728
ENDESA SA ADS 29258N107 ELE 0 0 0 225 1 4,388
ENI SPA AMER DEP RCPT 26874R108 E 0 0 0 75 1 4,364
ERICSSON LM TEL ADR B SEK 10 294821400 ERICY 0 0 0 135 1 2,700
EXODUS COMMUNICATIONS INC 302088109 EXDS 0 0 0 50 1 2,303
EXXON MOBIL CORP 30231G102 XOM 1,919 6 150,643 8,214 90 644,824
FANNIE MAE 313586109 FNM 660 1 12,912 224 4 11,690
FARM ENERGY 30766L104 FECPF 0 0 0 2,000 1 0
FEDERATED DEPT STRS INC DEL 31410H101 FD 0 0 0 107 2 3,612
FHLMC 1994 1720 A 7 1/2 7-15- 3133T5DC4 0 0 0 547 1 539
FIRST DATA CORP 319963104 FDC 0 0 0 25 1 1,241
FIRST UNION CORP 337358105 FTU 0 0 0 114 2 2,829
FIRSTENERGY CORP 337932107 FE 0 0 0 80 1 1,870
FLEETBOSTON FINANCIAL CP 339030108 FBF 0 0 0 90 1 3,060
FMC CORP NEW 302491303 FMC 0 0 0 35 1 2,030
FNMA 6 5/8 9-15- 31359MEY5 0 0 0 12,000 1 11,573
FORD MOTOR CO 345370100 F 0 0 0 277 5 11,911
FORTUNE BRANDS INC 349631101 FO 0 0 0 298 4 6,872
GANNETT COMPANY INC DE 364730101 GCI 0 0 0 50 1 2,991
GAP INC 364760108 GPS 3,177 7 99,281 12,676 85 396,133
GENENTECH INC 368710406 DNA 0 0 0 14 1 2,408
GENERAL ELECTRIC CO 369604103 GE 53,504 316 2,835,712 252,791 1,601 13,397,923
GENERAL MILLS INC 370334104 GIS 10 1 383 428 9 16,374
GENERAL MOTORS CORP 370442105 GM 0 0 0 40 1 2,323
GENERAL MOTORS CORP H (NEW) 370442832 GMH 24,473 314 2,147,550 116,072 1,600 10,185,596
GLAXO WELLCOME PLC ADS 37733W105 GLX 374 1 19,542 40 1 2,313
GOLDMAN SACHS GRP INC 38141G104 GS 0 0 0 25 1 2,372
GTE CORP 362320103 GTE 0 0 0 90 2 5,603
H J HEINZ CO 423074103 HNZ 0 0 0 40 1 1,750
HALLIBURTON CO HLDG CO 406216101 HAL 68,374 315 3,226,438 319,265 1,603 15,065,525
HARLEY DAVIDSON INC 412822108 HDI 30 1 1,155 60 1 2,310
HCA-THE HEALTHCARE CO 404119109 HCA 46,124 313 1,401,044 217,103 1,598 6,594,606
</TABLE>
<PAGE> 23
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
HEWLETT PACKARD 428236103 HWP 0 0 0 94 4 11,740
HOME DEPOT INC 437076102 HD 78 1 3,895 90 1 4,494
HONEYWELL INTERNATIONAL INC 438516106 HON 35 1 1,179 252 4 8,489
HSBC HOLDINGS PLC SPON ADR NEW 404280406 HBC 0 0 0 120 1 6,953
INFINITY BROADCASTING CP A NEW 45662S102 INF 5,418 6 197,421 19,506 89 710,764
ING GROEP NV ADR 456837103 ING 0 0 0 105 1 7,088
INGERSOLL RAND 456866102 IR 0 0 0 97 2 3,904
INTEL CORP 458140100 INTC 21,937 315 2,932,707 101,427 1,597 13,559,615
INTERNATIONAL GAME TECH 459902102 IGT 0 0 0 800 1 21,200
INTERNATIONAL PAPER CO 460146103 IP 0 0 0 170 3 5,068
INTL BUSINESS MACHINES CORP 459200101 IBM 9,313 313 1,020,350 43,974 1,592 4,817,919
JDS UNIPHASE CORP 46612J101 JDSU 0 0 0 28 1 3,357
JOHN NUVEEN CO CLASS A 478035108 JNC 0 0 0 30 1 1,258
JOHNSON & JOHNSON 478160104 JNJ 21,293 314 2,169,249 100,226 1,587 10,210,599
JOHNSON CONTROLS INCORPORATED 478366107 JCI 343 1 17,600 0 0 0
JONES APPAREL GRP INC 480074103 JNY 667 1 15,675 0 0 0
JTS CORP 465940104 JTSC 429 1 17,133 3,500 1 32
KAO CORP ADR 485537203 KAOCY 192 1 17,028 12 1 3,675
KIMBERLY CLARK CORP 494368103 KMB 0 0 0 95 2 5,451
KLA TENCOR CORP 482480100 KLAC 271 2 15,871 85 1 4,978
KNIGHT TRADING GRP INC 499063105 NITE 535 1 15,950 0 0 0
KOHLS CORPORATION WISC 500255104 KSS 58 1 3,226 0 0 0
KROGER CO 501044101 KR 44 1 971 135 1 2,979
LEXMARK INTL GROUP INC A 529771107 LXK 0 0 0 35 1 2,354
LIMITED INC 532716107 LTD 0 0 0 100 1 2,163
LINCARE HLDGS INC 532791100 LNCR 0 0 0 65 1 1,601
LINCOLN NTL CORP IND 534187109 LNC 0 0 0 165 2 5,961
LIZ CLAIBORNE 539320101 LIZ 358 1 12,620 0 0 0
LOWES COMPANIES INC 548661107 LOW 36,936 309 1,516,714 170,418 1,512 6,997,893
LUCENT TECHNOLOGIES 549463107 LU 22 1 1,304 105 2 6,221
MARCONI PLC SP ADR 566306106 MCONY 0 0 0 450 1 5,849
MARKS SPEN ADR SPONS 570697607 MASPY 0 0 0 1 1 21
MARTHA STEWART LIVING-CL A 573083102 MSO 0 0 0 500 1 11,000
MASCO CORP 574599106 MAS 32 1 578 185 1 3,342
MAY DEPARTMENT STORES 577778103 MAY 0 0 0 199 2 4,776
</TABLE>
<PAGE> 24
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
MC GRAW HILL COS INC 580645109 MHP 86 1 2,333 135 2 7,290
MEDIAONE CASH ELECTION 584CSH985 584CSH 0 0 0 105 2 6,996
MEDTRONIC INC 585055106 MDT 32 1 1,594 130 1 6,476
MELLON FINCL CORP 58551A108 MEL 50,737 311 1,848,742 237,690 1,523 8,660,931
MERCK & CO 589331107 MRK 32,301 311 2,475,081 150,728 1,513 11,549,625
METRICOM INC 591596101 MCOM 62 2 1,728 81 2 2,258
MGIC INVT CORP 552848103 MTG 495 1 22,523 0 0 0
MICROCHIP TECHNOLOGY INC 595017104 MCHP 255 1 14,858 0 0 0
MICRON TECH INC 595112103 MU 276 1 24,305 0 0 0
MICROSOFT CORP 594918104 MSFT 46 1 3,680 160 2 12,800
MINNESOTA MINING & MFG CO 604059105 MMM 0 0 0 138 5 11,386
MINNESOTA POWER INC 604110106 MPL 0 0 0 120 1 2,078
MORGAN STNLY DEAN WITTER & CO 617446448 MWD 35,172 310 2,928,097 168,567 1,520 14,033,358
MOTOROLA INC 620076109 MOT 4,734 6 137,585 17,217 85 500,377
MSDW AMERICAN OPPORTUNITIES B 616933206 AMOBX 0 0 0 6 1 241
MURPHY OIL CORP 626717102 MUR 0 0 0 45 1 2,675
NATIONAL POWER PLC ADS 637194408 NP 0 0 0 140 1 3,570
NATIONAL SEMICONDUCTOR 637640103 NSM 0 0 0 25 1 1,419
NESTLE SPON ADR REP REG SHR 641069406 NSRGY 0 0 0 55 1 5,522
NEXTEL COMMUNICATIONS INC CL A 65332V103 NXTL 42,306 315 2,588,626 201,900 1,602 12,353,864
NINTENDO CO LTD ADR NEW 654445303 NTDOY 0 0 0 165 1 3,626
NIPPON TELEGRAPH&TELEPHONE ADS 654624105 NTT 0 0 0 55 1 3,761
NOKIA CP ADR 654902204 NOK 44,876 315 2,241,010 205,441 1,600 10,259,294
NORDSTROM INC 655664100 JWN 0 0 0 95 1 2,292
NORTEL NETWORKS CORP NEW 656568102 NT 44,890 310 3,063,803 217,345 1,511 14,834,060
NOVARTIS AG ADR 66987V109 NVS 0 0 0 120 1 4,800
NOVELLUS SYSTEM 670008101 NVLS 312 1 17,648 0 0 0
NY TIMES CL A COMMON 650111107 NYT 310 1 10,288 115 1 4,543
OMNICOM GROUP 681919106 OMC 0 0 0 35 2 3,117
ORACLE CORP 68389X105 ORCL 35 1 2,942 80 1 6,725
PALL CORPORATION 696429307 PLL 0 0 0 110 1 2,035
PE CORP PE BIOSYS GP 69332S102 PEB 0 0 0 24 1 1,581
PERKIN ELMER INC 714046109 PKI 0 0 0 55 1 3,637
PFIZER INC 717081103 PFE 26,717 311 1,282,416 123,407 1,524 5,923,536
PG&E CORPORATION 69331C108 PCG 0 0 0 656 1 16,154
</TABLE>
<PAGE> 25
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
PHILIP MORRIS CO INC 718154107 MO 0 0 0 244 3 6,482
PITNEY BOWES INC 724479100 PBI 0 0 0 125 2 5,000
PNC FINL SVCS GP 693475105 PNC 375 1 17,813 35 1 1,641
PPG INDUSTRIES INC 693506107 PPG 0 0 0 90 2 3,989
PRAXAIR INC 74005P104 PX 18,128 304 678,689 85,880 1,483 3,215,197
PROCTER & GAMBLE 742718109 PG 40 3 2,290 72 10 4,121
PROVIDIAN FINCL CORP 74406A102 PVN 201 1 18,090 47 1 4,230
PUBLIC STORAGE DEP SHS SER A 74460D729 74460D 3 2 63 2 2 42
RALSTON PURINA COMPANY 751277302 RAL 296 1 16,280 30 1 598
ROHM & HAAS 775371107 ROH 0 0 0 157 3 5,417
ROYAL DUTCH PETE NY 1.25 GU 780257804 RD 0 0 0 165 3 10,157
SARA LEE CORP 803111103 SLE 0 0 0 240 2 4,635
SBC COMMUNICATIONS 78387G103 SBC 0 0 0 354 4 15,310
SCHERING PLOUGH CORP 806605101 SGP 97 1 4,899 130 1 6,565
SCIENTIFIC ATLANTA 808655104 SFA 22,160 305 1,651,004 104,867 1,500 7,812,975
SIEMENS AG ADR NEW 826197402 SMAWY 0 0 0 35 1 5,284
SMITHKLINE PLC ADS 5 832378301 SBH 214 1 15,582 70 1 4,563
SOCIETE GENERALE SP ADR 83364L109 SCGLY 0 0 0 420 1 5,073
SOLECTRON CP 834182107 SLR 113 1 4,732 50 1 2,094
SONY CORP ADR 1974 NEW 835699307 SNE 0 0 0 50 1 4,716
SOUTHERN CO 842587107 SO 0 0 0 192 2 4,477
STMICROELECTRONICS NV 861012102 STM 45,388 310 2,913,366 219,295 1,510 14,076,136
SUIZA FOODS CORP 865077101 SZA 0 0 0 70 1 3,421
SUMMIT BANCORP NJ 866005101 SUB 0 0 0 60 1 1,478
SUN MICROSYSTEMS INC 866810104 SUNW 27,750 315 2,523,520 139,106 1,604 12,649,976
TARGET CORPORATION 8.76E+110 TGT 533 1 22,653 55 1 3,190
TELEBRASILEIRAS SA TELECOM ADR 879287100 879287 0 0 0 200 1 8
TELEPHONE & DATA SYSTEMS INC 879433100 TDS 0 0 0 38 2 3,810
TEMPLE INLAND 879868107 TIN 0 0 0 40 1 1,680
TENET HEALTHCARE CORP 88033G100 THC 0 0 0 73 1 1,971
TEXACO INC 881694103 TX 190 1 13,965 345 7 18,374
TEXAS INSTRUMENTS 882508104 TXN 2,060 5 141,497 10,828 91 743,761
TEXTRON INC 883203101 TXT 0 0 0 84 2 4,563
THE HARTFORD FIN SERS GRP INC 416515104 HIG 0 0 0 116 2 6,489
TIFFANY & COMPANY NEW 886547108 TIF 250 1 16,875 0 0 0
</TABLE>
<PAGE> 26
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C>
TIME WARNER INC 887315109 TWX 24 1 1,824 77 2 5,852
TJX COS INC NEW 872540109 TJX 0 0 0 265 2 4,969
TOTAL FINA ELF SA 8.92E+113 TOT 0 0 0 175 2 13,442
TRIARX GOLD CORPORATION 895940104 TRXGF 0 0 0 500 1 0
TYCO INTERNATIONAL LTD NEW 902124106 TYC 98 1 4,643 291 3 13,786
UNILEVER NV NY SH NEW 904784709 UN 0 0 0 29 1 1,247
UNILEVER PLC (NEW) ADS 904767704 UL 0 0 0 133 1 3,342
UNION PACIFIC RESOURCES GROUP 907834105 UPR 0 0 0 113 2 2,486
UNIT 1ST TR SPL COMMUN GWTH 4 30264V752 0 0 0 2 1 31
UNITED TECHNOLOGIES CORP 913017109 UTX 24 1 1,413 95 1 5,593
UNOCAL CORP 915289102 UCL 0 0 0 65 1 2,153
US TSY BOND 7 1/4 5-15- 912810DW5 9,000 1 6,124 27,000 1 29,708
US TSY NOTE 6 1/2 5-15- 912827T85 0 0 0 17,000 1 17,186
US TSY NOTE 6.000 8-15- 9128273D2 0 0 0 18,000 1 18,000
US WEST INC 91273H101 USW 0 0 0 50 1 4,288
USX MARATHON GP 902905827 MRO 0 0 0 135 2 3,383
VERIZON COMMUNICATIONS 92343V104 VZ 50 1 2,541 186 3 9,451
VISTEON CORP 92839U107 VC 0 0 0 33 5 401
VIVENDI SPONSORED ADR 92851S105 VVDIY 0 0 0 230 1 4,077
VODAFONE GP PLC ADS 92857W100 VOD 30 1 1,243 0 0 0
WAL MART STORES INC 931142103 WMT 38,438 316 2,215,024 174,178 1,589 10,037,156
WALT DISNEY CO HLDG CO 254687106 DIS 35,438 305 1,375,461 166,120 1,579 6,447,632
WASHINGTON MUTUAL INC 939322103 WM 0 0 0 65 1 1,877
WELLS FARGO & CO NEW 949746101 WFC 0 0 0 273 4 10,579
WEYERHAEUSER CO 962166104 WY 0 0 0 40 1 1,720
WILLIAMS CO INC 969457100 WMB 0 0 0 190 2 7,920
WORLDCOM INC 98157D106 WCOM 72 1 3,303 162 2 7,431
XEROX CORP 984121103 XRX 0 0 0 95 1 1,971
YAHOO INC 984332106 YHOO 0 0 0 5 1 619
ZALE CORP NEW 988858106 ZLC 0 0 0 70 1 2,555
ZEBRA TECH CORP CL B 989207204 ZBRB 0 0 0 120 1 5,393
3COM CORPORATION 885535104 COMS 0 0 0 15 1 864
</TABLE>
<PAGE> 27
SENECA CAPITAL MANAGEMENT B718101 PAGE NO. 1
<TABLE>
<CAPTION>
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES)
SHARES OR (C)
NAME OF ISSUER AND FAIR MARKET PRINCIPAL (A) (B) SHARED-
TITLE OF CLASS CUSIP NO. VALUE(000) AMOUNT SOLE SHARED OTHER MANAGERS (A) SOLE (B) SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMFM INC 1693100 787 11,405 X 1,2 11,405
ALCOA INC 13817101 220 7,591 X 1,2 7,591
ALLERGAN INC 18490102 15,582 209,153 X 1,2 209,153
ALTEON WEBSYSTEMS 02145A109 15,058 150,490 X 1,2 150,490
AMERICAN INTL GROUP INC 26874107 786 6,687 X 1,2 6,687
ANHEUSER BUSCH COS INC 35229103 498 6,673 X 1,2 6,673
APPLIED MATERIALS INC 38222105 773 8,531 X 1,2 8,531
ASPECT COMMUNICATIONS INC 04523Q102 12,938 329,113 X 1,2 329,113
AUTOMATIC DATA PROCESSING INC 53015103 578 10,799 X 1,2 10,799
AVERY DENNISON CORP 53611109 12,894 192,091 X 1,2 192,091
BED BATH & BEYOND INC 75896100 4,432 122,275 X 1,2 122,275
CAPITAL ONE FINL CORP 14040H105 10,771 241,360 X 1,2 241,360
CHARTERED SEMICONDUCTORS 16133R106 12,213 135,698 X 1,2 135,698
CISCO SYSTEMS INC 17275R102 1,252 19,697 X 1,2 19,697
CITIGROUP INC 172967101 899 14,915 X 1,2 14,915
COLGATE PALMOLIVE CO 194162103 625 10,433 X 1,2 10,433
CONVERGYS CORP 212485106 16,602 320,042 X 1,2 320,042
COPPER MTN NETWORKS INC 217510106 16,971 192,582 X 1,2 192,582
CREDENCE SYS CORP 225302108 11,517 208,686 X 1,2 208,686
CROWN CASTLE INTL CORP 228227104 12,631 346,065 X 1,2 346,065
DISNEY WALT CO 254687106 568 14,637 X 1,2 14,637
DYNEGY INC (NEW) 26816Q101 8,455 123,763 X 1,2 123,763
CLASS A
ECHOSTAR COMMUNICATNS CORP NEW 278762109 9,677 292,279 X 1,2 292,279
CL A
EXTREME NETWORKS INC 30226D106 18,125 171,805 X 1,2 171,805
</TABLE>
<PAGE> 28
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
EXXON MOBIL CORP (NEW) 30231G102 671 8,547 X 1,2 8,547
FAIRCHILD SEMICONDUCTOR 303726103 17,863 441,058 X 1,2 441,058
GAP INC 364760108 441 14,100 X 1,2 14,100
GENERAL ELECTRIC CO 369604103 1,048 19,779 X 1,2 19,779
GENERAL MOTORS CORP CL H (NEW) 370442832 770 8,774 X 1,2 8,774
HCA - HEALTHCARE CO 404119109 654 21,516 X 1,2 21,516
HALLIBURTON CO 406216101 731 15,498 X 1,2 15,498
INFINITY BROADCASTING 45662S102 865 23,735 X 1,2 23,735
INTEL CORP 458140100 1,207 9,030 X 1,2 9,030
INTERNATIONAL BUSINESS MACHINE 459200101 282 2,572 X 1,2 2,572
INTERNATIONAL RECTIFIER 460254105 17,140 306,073 X 1,2 306,073
JOHNSON & JOHNSON 478160104 694 6,817 X 1,2 6,817
LSI LOGIC CORP 502161102 15,000 277,132 X 1,2 277,132
LILLY ELI & COMPANY 532457108 625 6,259 X 1,2 6,259
MGIC INVESTMENT CORP 552848103 16,576 364,310 X 1,2 364,310
MEAD CORP 582834107 5,665 224,363 X 1,2 224,363
MERCURY INTERACTIVE CORP 589405109 19,647 203,074 X 1,2 203,074
MICROSOFT CORP 594918104 572 7,145 X 1,2 7,145
MILLIPORE CORP 601073109 14,764 195,872 X 1,2 195,872
MOTOROLA INC 620076109 490 16,860 X 1,2 16,860
NDS GROUP PLC ADS 628891103 8,017 131,425 X 1,2 131,425
PAGE TOTAL 308,574
</TABLE>
SENECA CAPITAL MANAGEMENT B718102 PAGE NO. 2
<TABLE>
<CAPTION>
INVESTMENT DISCRETION VOTING AUTHORITY (SHARES)
SHARES OR (C)
NAME OF ISSUER AND FAIR MARKET PRINCIPAL (A) (B) SHARED-
TITLE OF CLASS CUSIP NO. VALUE(000) AMOUNT SOLE SHARED OTHER MANAGERS (A) SOLE (B) SHARED (C) NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NABORS INDUSTRIES INC 629568106 14,880 358,006 X 1,2 358,006
</TABLE>
<PAGE> 29
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NETWORK ASSOCIATES INC 640938106 8,929 438,228 X 1,2 438,228
NEXTEL COMMUNICATIONS INC CL A 65332V103 938 15,337 X 1,2 15,337
NEXTEL PARTNERS 65333F107 10,900 334,739 X 1,2 334,739
NOKIA CORP SPONSORED ADR 654902204 981 19,635 X 1,2 19,635
PERKIN ELMER INC 714046109 14,963 226,279 X 1,2 226,279
PFIZER INC 717081103 580 12,076 X 1,2 12,076
POWERWAVE TECHNOLOGIES INC 739363109 11,056 251,271 X 1,2 251,271
SPX CORP 784635104 20,377 168,489 X 1,2 168,489
SCHWAB CHARLES CORP 808513105 1,134 33,726 X 1,2 33,726
SCIENTIFIC ATLANTA INC 808655104 19,141 256,929 X 1,2 256,929
SPECTRASITE HOLDINGS INC 84760T100 12,827 452,062 X 1,2 452,062
SUN MICROSYSTEMS INC 866810104 1,534 16,866 X 1,2 16,866
TENET HEALTHCARE CORP 88033G100 13,362 494,904 X 1,2 494,904
TEXAS INSTRUMENTS INC 882508104 803 11,687 X 1,2 11,687
TUT SYSTEMS 901103101 9,071 158,104 X 1,2 158,104
VALERO ENERGY CORP (NEW) 91913Y100 8,539 268,950 X 1,2 268,950
WAL MART STORES INC 931142103 946 16,411 X 1,2 16,411
WEATHERFORD INTL INC 947074100 13,706 344,263 X 1,2 344,263
SANTA FE INTL CORP ORD G7805C108 5,509 157,687 X 1,2 157,687
PAGE TOTAL 170,176
TOTAL 478,750
</TABLE>
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