|
|
|
|
|
|
|
|
|
|
Previous: REICH & TANG ASSET MANAGEMENT LP, 13F-HR, 2000-05-15 |
Next: MARXE AUSTIN W & GREENHOUSE DAVID M, 13F-HR, 2000-05-15 |
<PAGE> 1
OMB APPROVAL
--------------------------
OMB Number: 3235-0006
Expires: February 28, 1997
Estimated average burden
hours per response...24.60
UNITED STATES ------------
SECURITIES AND EXCHANGE COMMISSION SEC USE ONLY
Washington, D.C. 20549 ------------
FORM 13F ------------
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 2000.
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check here: [ ]
Seneca Capital Management LLC
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
909 Montgomery Street, Suite 500 San Francisco CA 94133
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Sandra J. Monticelli 415-486-6505 Chief Financial Officer
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit this Report.
- ---------------------------------- ATTENTION -----------------------------------
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be
signed on its behalf in the City of San Francisco and State of California on
the 15 day of May 2000.
Seneca Capital Management LLC
-------------------------------------------
(Name of Institutional Investment Manager)
/s/ Sandra J. Monticelli
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.:
- ------------------------------------ -------------
1. Seneca Capital Management LLC 28-6450
- ------------------------------------ -------------
2. Phoenix Investment Partners, Ltd.
- ------------------------------------ -------------
3. Phoenix Home Life Mutual Ins. Co.
- ------------------------------------ -------------
4.
- ------------------------------------ -------------
5.
- ------------------------------------ -------------
Name: 13F File No.:
- ------------------------------------ -------------
6.
- ------------------------------------ -------------
7.
- ------------------------------------ -------------
8.
- ------------------------------------ -------------
9.
- ------------------------------------ -------------
10.
- ------------------------------------ -------------
SEC 1685 (5/91)
Copyright (C) 1992 NRS Systems, Inc. (Portions of Software Only)
<PAGE> 2
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGER PURSUANT TO SECTION 13(f) OF
THE SECURITIES EXCHANGE ACT OF 1934
AND RULES THEREUNDER
Report for Quarter Ended March 31, 2000
Securities with respect to which Seneca Capital Management LLC exercises
investment discretion, as reported herein, are hereby also reported herein with
respect to direct and indirect parent organizations of Seneca Capital
Management LLC, namely Phoenix Investment Partners Ltd., 56 Prospect Street,
Hartford, Connecticut, and its majority shareholder, Phoenix Home Life Mutual
Insurance Company, One American Row, Hartford, Connecticut. Such securities
have not been included in the report filed by Phoenix Home Life Mutual
Insurance Company for itself, Phoenix Investment Partners Ltd., and certain
other subsidiaries of Phoenix Investment Partners Ltd.
<PAGE> 3
Seneca Capital Management LLC
FORM 13F
March 31, 2000
<TABLE>
<CAPTION>
Title Investment Discretion
of ---------------------
Security Class CUSIP Market Value Quantity Sole
- ------------------------- ----- --------- ---------------- ----------- -----
COMMON STOCK
- ------------
<S> <C> <C> <C> <C> <C>
AMFM Inc COM 001693100 $109,590,736.50 1764036
Actuate Corp COM 00508B102 $1,665,496.87 30950
Adaptec Inc COM 00651F108 $753,187.50 19500
Adobe Systems Inc COM 00724F101 $4,062,906.25 36500
Agile Software Corp-Del COM 00846X105 $5,700,000.00 91200
Alcoa Inc COM 013817101 $67,561,532.50 961730
Alpha Inds Inc - DEL COM 020753109 $1,890,500.00 19900
Alteon Websystems Inc COM 02145A109 $75,002,940.00 914670
Altera Corp COM 021441100 $10,335,150.00 115800
American Express Co COM 025816109 $892,135.62 5990
American International Group Inc COM 026874107 $22,887,662.62 209020
American Tower Corp Cl A COM 029912201 $5,899,325.00 119480
Analog Devices Inc Corp COM 032654105 $13,202,000.00 164000
Anheuser Busch Cos Inc. COM 035229103 $14,071,363.50 226046
Applied Materials Inc COM 038222105 $113,323,372.50 1202370
Applied Micro Circuits Corp COM 03822W109 $2,836,181.25 18900
Aspect communications Inc COM 04523Q102 $53,509,540.31 1443765
Atmel Corp COM 049513104 $9,483,512.50 183700
Automatic Data Processing Inc COM 053015103 $15,309,966.25 317305
Avery Dennison Corp COM 053611109 $11,669,043.75 191100
Bank Of Amer Corp COM 060505104 $1,298,876.87 24770
Bell Atlantic Corp COM 077853109 $212,715.00 3480
Biogen Inc COM 090597105 $2,202,460.00 31520
Brightpoint Inc COM 109473108 $1,745,012.50 142450
Brinker Intl Inc COM 109641100 $11,673,125.00 393200
Bristol Myers Squibb Co COM 110122108 $77,650,980.00 1338810
C.R. Bard Inc COM 067383109 $831,781.25 21500
Champion International Corp COM 158525105 $57,697,972.50 1083530
Charles Schwab Corp New COM 808513105 $31,885,788.37 561246
Charming Shoppes Inc COM 161133103 $1,572,593.75 276500
Chartered Semiconductor Mfg LTD ADR COM 16133R106 $49,973,140.75 530219
Chase Manhattan Corp New COM 16161A108 $697,500.00 8000
Cisco Systems Inc COM 17275R102 $129,886,082.37 1680014
Citigroup Inc COM 172967101 $142,572,793.25 2381174
Clorox Co COM 189054109 $48,095,190.00 1457430
Cobalt Networks Inc COM 19074R101 $965,850.00 20550
Coca Cola Co COM 191216100 $201,831.25 4300
Colgate-Palmolive Co COM 194162103 $18,485,813.50 327908
Comverse Technology Inc New COM 205862402 $54,992,385.00 290965
Conexant Systems Inc COM 207142100 $3,060,100.00 43100
Convergys Corp COM 212485106 $65,762,946.87 1699850
Copper Mountain Networks Inc COM 217510106 $91,903,558.12 1121630
Corning Inc COM 219350105 $104,249,780.00 537370
Credence Systems Corp COM 225302108 $72,511,188.75 579510
Crown Castle Int'l Corp COM 228227104 $79,496,026.87 2098905
Ditech Communications Corp COM 25500M103 $1,909,125.00 18000
Diversinet Corp New COM 25536K204 $946,838.75 52970
Dow Chemical Co COM 260543103 $69,630,060.00 610790
</TABLE>
<PAGE> 4
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C>
Dril-Quip Inc COM 262037104 $2,340,698.75 49670
E M C Corp Mass COM 268648102 $3,042,900.00 24150
E-Tek Dynamics Inc. COM 269240107 $1,178,602.50 5010
Echostar Communications Corp New-Cl A COM 278762109 $119,905,568.00 1517792
El Paso Energy Corp COM 283905107 $4,551,473.75 112730
Electro Scientific Inds Inc COM 285229100 $2,306,080.00 39760
Emcore Corp COM 290846104 $5,353,858.12 46530
Emerson Electric Co COM 291011104 $7,420,500.00 139680
Enron Corp COM 293561106 $4,702,898.75 62810
Ethan Allen Interior Inc COM 297602104 $11,890,000.00 475600
Exodus Communications Inc COM 302088109 $2,649,830.00 18860
Extreme Networks Inc COM 30226D106 $95,451,750.00 1208250
Exxon Mobil Corp COM 30231G102 $21,229,785.35 272395
Fairchild Semicon Intl CL A COM 303726103 $105,385,355.00 2887270
Flextronics International Ltd COM Y2573F102 $17,566,760.31 249395
GT Group Telecom Inc-Cl B COM 362359408 $2,960,075.00 141800
Gap Inc COM 364760108 $21,494,467.34 431507
General Electric Co COM 369604103 $118,349,855.62 760481
General Motors Corp Class H COM 370442832 $137,305,447.50 1102855
Guess? Inc COM 401617105 $1,833,280.00 57290
Halliburton Company COM 406216101 $131,889,067.62 3207029
Harmonic Lightwaves Inc COM 413160102 $7,209,450.00 86600
Homegrocer.com Inc COM 43740K100 $7,923,906.25 763750
Infinity Broadcasting Corp - Cl A COM 45662S102 $10,485,038.72 323862
Intel Corp COM 458140100 $143,780,869.69 1089765
Interlink Electronics Inc COM 458751104 $3,043,416.25 31910
International Business Machines COM 459200101 $21,856,668.00 185226
International Rectifier Corp COM 460254105 $51,586,937.50 1353100
Intersil Holding Corp COM 46069S109 $9,942,090.62 192350
JDS Uniphase Corp COM 46612J101 $7,103,542.50 58920
Johnson & Johnson COM 478160104 $59,836,842.50 851770
KLA-Tencor Corporation COM 482480100 $185,873,192.50 2206210
Kulicke & Soffa Industries COM 501242101 $9,417,187.50 147000
LSI Logic Corp COM 502161102 $105,309,155.00 1450040
LTX Corp COM 502392103 $2,426,568.75 53700
Lante Corp COM 516540101 $303,750.00 10000
Lattice Semiconductor Corp COM 518415104 $1,015,312.50 15000
Liberate Technologies Inc COM 530129105 $56,554,692.50 901270
Lilly (Eli) & Co COM 532457108 $16,693,069.50 266556
Limited Inc COM 532716107 $16,112,812.50 382500
Linens N Things Inc COM 535679104 $16,313,275.00 476300
Lowe's Cos Inc COM 548661107 $94,024,612.50 1610700
Lucent Technologies Inc COM 549463107 $471,012.50 7690
MGIC Investment Corp COM 552848103 $90,215,191.25 2067970
MKS Instruments Inc COM 55306N104 $2,051,815.00 40630
Mattson Technology Inc COM 577223100 $2,674,718.75 62750
Maxtor Corp COM 577729205 $14,126,456.25 1091900
Mead Corp COM 582834107 $49,382,060.00 1413440
Medimmune Inc COM 584699102 $102,659,746.87 589575
Mellon Financial Corp COM 58551A108 $57,004,570.00 1916120
Merck & Co COM 589331107 $67,039,708.75 1079110
Mercury Interactive Corp COM 589405109 $61,934,826.00 781512
Metricom Inc COM 591596101 $58,091,875.62 1252655
Mettler-Toledo Intl Inc COM 592688105 $2,980,250.00 72800
Micron Technolgy Inc COM 595112103 $681,660.00 5410
Microsoft Corp COM 594918104 $151,783,543.75 1428551
Millipore Corp COM 601073109 $13,313,606.25 235900
Morgan Stanley Dean Witter & Co COM 617446448 $113,358,082.50 1367820
</TABLE>
<PAGE> 5
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C>
Motorola Inc COM 620076109 $116,139,350.00 795475
NDS Group Plc-Spons ADR COM 628891103 $49,301,355.00 699310
Nabors Industries COM 629568106 $99,717,075.00 2569200
Nanophase Technologies Corp COM 630079101 $648,225.00 38700
Networks Associates Inc COM 640938106 $64,321,980.00 1994480
Nextel Communications Inc Cl A COM 65332V103 $125,671,525.00 847700
Nextel Partners Inc-Cl A COM 65333F107 $10,490,460.00 361740
Nokia Corp - Spon ADR COM 654902204 $147,888,408.00 666164
Nordstrom Inc COM 655664100 $1,017,750.00 34500
Nortel Networks Corp COM 656568102 $102,177,646.25 810130
Orbotech Ltd COM M75253100 $1,585,250.00 18650
PMC-Sierra Inc COM 69344F106 $10,084,568.12 49510
Perkinelmer Inc COM 714046109 $56,383,355.00 847870
Pope & Talbot Inc COM 732827100 $1,849,443.75 100650
Powerwave Technologies Inc COM 739363109 $1,551,250.00 12410
Qualcomm Inc COM 747525103 $1,140,747.50 7640
RF Micro Devices Inc COM 749941100 $9,127,421.87 67925
Rowan Companies Inc COM 779382100 $6,181,875.00 210000
SDL Inc COM 784076101 $29,859,976.25 140270
SPX Corp COM 784635104 $117,494,628.75 1031220
STMicroelectronics NV COM 861012102 $87,215,335.94 465925
Schlumberger LTD COM 806857108 $4,054,194.00 52996
Scientific-Atlanta Inc COM 808655104 $105,573,737.50 1669150
Smurfit-Stone Container Corp COM 832727101 $40,351,256.37 2382362
Source Information MGMT Co COM 836151209 $1,140,825.00 65190
Spectrasite Holdings Inc COM 84760T100 $66,087,037.50 2334200
Sprint Corp (PCS Group) COM 852061506 $9,484,400.00 144800
Sun Microsystems Inc COM 866810104 $158,172,374.25 1688016
Talbots Inc COM 874161102 $1,901,662.50 32300
Tenet Healthcare Corporation COM 88033G100 $57,668,835.00 2480380
Teradyne Inc COM 880770102 $8,462,400.00 103200
Texaco Inc COM 881694103 $2,089,262.50 38870
Texas Instruments Inc COM 882508104 $30,701,600.00 191885
The PMI Group Inc COM 69344M101 $1,826,343.75 38500
Thomas and Betts Corp COM 884315102 $1,900,660.00 67280
Tut Systems Inc. COM 901103101 $21,857,650.62 366970
UTI Energy COM 903387108 $2,444,312.50 64750
Unionbancal Corporation COM 908906100 $15,444,646.87 560350
Universal Electronics Inc. COM 913483103 $502,460.00 20720
Veritas Software Corp COM 923436109 $7,274,823.00 55533
Vignette Corporation COM 926734104 $67,623,897.50 421990
Vishay Intertechnology Inc COM 928298108 $1,029,062.50 18500
Walmart Stores Inc COM 931142103 $98,627,417.00 1745618
Weatherford International COM 947074100 $107,069,040.00 1830240
Webmethods Inc COM 94768C108 $27,256,065.00 112920
Xilinx Inc COM 983919101 $17,200,984.37 207710
$5,990,740,410.30
PREFERRED STOCK - EQUITY
- ------------------------
Equity Residential cv7 1/4 Series G 29476l859 $197,500.00 10000
----------------
$197,500.00
----------------
GRAND TOTAL $5,990,937,910.30
================
</TABLE>
<PAGE> 6
<TABLE>
<CAPTION>
<-------- NON VOTING -------->
SECURITY CUSIP SYMBOL UNITS COUNT MARKET VALUE
L>>>>>>>>>>>>>>>>>>>>>>>>>>>>>* L>>>>>>>> *L>>>>>> V>>>>>>>> *V>>>* V>>>>>>>>>>>
<S> <C> <C> <C> <C> <C>
ABBOTT LABORATORIES 2824100 ABT 0 0 0
AETNA INC 8117103 AET 0 0 0
AGILENT TECHNOLOGIES 00846U101 A 0 0 0
AIR PROD & CHEM INC 9158106 APD 0 0 0
ALBERTSONS INC 13104104 ABS 0 0 0
ALCATEL ADS 13904305 ALA 0 0 0
ALCOA INC 13817101 AA 16,707 244 1,173,718
ALLIED ZURICH PLC LEVEL I ADR 01959Q101 ADZHY 0 0 0
ALLSTAR INNS INC 19889104 ALSTF 0 0 0
ALLSTATE CORP 20002101 ALL 0 0 0
ALLTEL CORP DE 20039103 AT 95 1 6,009
AMERICAN GENERAL CORP TEXAS 26351106 AGC 0 0 0
AMERICAN HOME PRODUCTS 26609107 AHP 0 0 0
AMERICAN INTERNATIONAL GP 26874107 AIG 1,033 6 113,115
AMFM INC 1693100 AFM 32,897 247 2,043,747
ANHEUSER BUSCH COS INC 35229103 BUD 1,396 6 86,901
APPLIED MATERIALS INC 38222105 AMAT 20,077 242 1,892,316
ARCHER DANIELS MIDLAND 39483102 ADM 0 0 0
AT&T CORPORATION 1957109 T 130 1 7,321
AUTOMATIC DATA PROCESSING INC 53015103 AUD 2,071 6 99,926
AVERY DENNISON CORPORATION 53611109 AVY 0 0 0
BANK OF AMERICA CORP 60505104 BAC 78 1 4,914
BANK OF NEW YORK 64057102 BK 0 0 0
BANK ONE CORP 06423A103 ONE 0 0 0
BASF AG SP ADR 55262505 BASFY 0 0 0
BAXTER INTL INC 71813109 BAX 105 1 6,582
BEAR STEARNS COMPANIES INC 73902108 BSC 0 0 0
BELL ATLANTIC CORP 77853109 BEL 50 1 3,056
BELLSOUTH CORP 79860102 BLS 145 1 6,797
BERINGER WINE EST HLDG INC CLB 84102102 BERW 0 0 0
BESTFOODS INC 08658U101 BFO 0 0 0
BJ SVCS CO 55482103 BJS 0 0 0
BOEING CO 97023105 BA 0 0 0
BOWATER INCORPORATED 102183100 BOW 0 0 0
BP AMOCO PLC ADS 55622104 BPA 0 0 0
BRISTOL MYERS SQUIBB CO 110122108 BMY 26,114 247 1,514,612
BRITISH AMER TOB SPON ADR 110448107 BTI 0 0 0
BURLINGTON NO SANTA FE CP 12189T104 BNI 0 0 0
CAPITAL ONE FINANCIAL CORP 14040H105 COF 50 1 3,038
CARDINAL HEALTH INC 14149Y108 CAH 0 0 0
CARNIVAL CORPORATION 143658102 CCL 0 0 0
CATELLUS DEVELOPMENT CORP 149111106 CDX 0 0 0
CATERPILLAR INC 149123101 CAT 0 0 0
CATS SR T INT 5-15- 156884M54 0 0 0
CELLNET FUNDING LLC PFD 150945202 CNDPQ 65 1 3,681
CENTRAIS ELECTRICAS CO ADR 15234Q207 CAIFY 0 0 0
CENTRIAS GERADORAS DO SU ADR 15235B100 GESUY 0 0 0
CHAMPION INTERNATIONAL CORP 158525105 CHA 22,239 247 1,184,276
CHARLES SCHWAB NEW 808513105 SCH 3,070 5 174,417
CHARTER COMM CLASS A 16117M107 CHTR 0 0 0
CHASE MANHATTAN CORP NEW 16161A108 CMB 25,000 1 24,665
CHEVRON CORP 166751107 CHV 0 0 0
CHUBB CP 171232101 CB 0 0 0
CIGNA CP 125509109 CI 70 1 5,303
CISCO SYS INC 17275R102 CSCO 35,350 247 2,733,011
CITIGROUP INC 172967101 C 41,370 246 2,477,042
CITRIX SYSTEMS INC 177376100 CTXS 0 0 0
CKE RESTAURANTS INCORPORATED 1.26E+109 CKR 354 1 2,257
CLOROX CO DE 189054109 CLX 25,634 241 845,922
COASTAL CORP 190441105 CGP 0 0 0
COCA COLA CO 191216100 KO 0 0 0
COLGATE PALMOLIVE CO 194162103 CL 2,020 5 113,878
COLUMBIA/HCA HEALTHCARE CORP 197677107 COL 0 0 0
COMMONWEALTH ED 1.40 PREF CV 202795696 20279 5 0 0 0
COMPANHIA CERVEJARIA BRAHMA AD 20440X103 BRH 0 0 0
</TABLE>
<TABLE>
<CAPTION>
<-------- VOTING -------->
SECURITY UNITS COUNT MARKET VALUE
L>>>>>>>>>>>>>>>>>>>>>>>>>>>>>* V>>>>>>>> *V>>>>> *V>>>>>>>>>>>
<S> <C> <C> <C>
ABBOTT LABORATORIES 50 1 1,759
AETNA INC 18 1 999
AGILENT TECHNOLOGIES 28 2 2,912
AIR PROD & CHEM INC 128 2 3,640
ALBERTSONS INC 500 1 15,438
ALCATEL ADS 50 1 2,156
ALCOA INC 76,306 1,242 5,360,771
ALLIED ZURICH PLC LEVEL I ADR 70 1 1,531
ALLSTAR INNS INC 33 1 0
ALLSTATE CORP 100 1 2,381
ALLTEL CORP DE 210 1 13,283
AMERICAN GENERAL CORP TEXAS 310 1 17,399
AMERICAN HOME PRODUCTS 285 2 15,319
AMERICAN INTERNATIONAL GP 4,297 82 470,542
AMFM INC 151,292 1,315 9,399,099
ANHEUSER BUSCH COS INC 5,877 83 365,857
APPLIED MATERIALS INC 94,110 1,250 8,870,152
ARCHER DANIELS MIDLAND 120 1 1,238
AT&T CORPORATION 511 3 28,775
AUTOMATIC DATA PROCESSING INC 8,145 79 393,015
AVERY DENNISON CORPORATION 70 1 4,274
BANK OF AMERICA CORP 398 3 20,870
BANK OF NEW YORK 25 1 1,039
BANK ONE CORP 60 1 2,070
BASF AG SP ADR 40 1 1,898
BAXTER INTL INC 170 1 10,657
BEAR STEARNS COMPANIES INC 44 1 2,008
BELL ATLANTIC CORP 206 3 12,593
BELLSOUTH CORP 617 2 28,922
BERINGER WINE EST HLDG INC CLB 100 1 3,588
BESTFOODS INC 280 1 13,108
BJ SVCS CO 14 1 1,034
BOEING CO 90 1 3,403
BOWATER INCORPORATED 50 1 2,669
BP AMOCO PLC ADS 382 1 20,342
BRISTOL MYERS SQUIBB CO 120,123 1,317 6,967,134
BRITISH AMER TOB SPON ADR 170 1 1,806
BURLINGTON NO SANTA FE CP 564 1 12,831
CAPITAL ONE FINANCIAL CORP 45 1 2,157
CARDINAL HEALTH INC 290 1 13,304
CARNIVAL CORPORATION 41 1 1,017
CATELLUS DEVELOPMENT CORP 130 1 1,804
CATERPILLAR INC 255 1 10,057
CATS SR T INT 5-15- 65,000 1 46,403
CELLNET FUNDING LLC PFD 700 2 0
CENTRAIS ELECTRICAS CO ADR 210 1 1,865
CENTRIAS GERADORAS DO SU ADR 15 1 79
CHAMPION INTERNATIONAL CORP 101,643 1,316 5,412,762
CHARLES SCHWAB NEW 11,602 81 659,142
CHARTER COMM CLASS A 4,560 22 65,337
CHASE MANHATTAN CORP NEW 199 2 17,350
CHEVRON CORP 170 3 15,715
CHUBB CP 40 1 2,703
CIGNA CP 27 1 2,045
CISCO SYS INC 163,205 1,317 12,617,892
CITIGROUP INC 191,937 1,319 11,492,330
CITRIX SYSTEMS INC 15 1 994
CKE RESTAURANTS INCORPORATED 0 0 0
CLOROX CO DE 117,128 1,236 3,865,224
COASTAL CORP 58 1 2,668
COCA COLA CO 100 1 4,694
COLGATE PALMOLIVE CO 7,772 77 438,158
COLUMBIA/HCA HEALTHCARE CORP 43 1 1,088
COMMONWEALTH ED 1.40 PREF CV 1 1 0
COMPANHIA CERVEJARIA BRAHMA AD 120 1 1,950
</TABLE>
<PAGE> 7
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C>
COMPAQ COMPUTER CORP 204493100 CPQ 0 0 0
CONAGRA INC 205887102 CAG 110 1 6,511
CONOCO INC CL A 208251306 COCA 0 0 0
CONOCO INC CL B 208251405 COCB 0 0 0
CONTRONIC CORP 220799100 CTXO 210 1 2,402
CORNING INC 219350105 GLW 11,177 241 2,168,338
COSTCO WHOLSALE CORP 22160K105 COST 0 0 0
COUNTRYWIDE CREDIT INDS DEL 222372104 CCR 160 1 4,360
CRESCENT REAL EST EQUITIES CO 225756105 CEI 220 1 3,850
CVS CORPORATION 126650100 CVS 150 1 5,634
DE BEER CONS MINES ADR DE FD 240253302 DBRSY 0 0 0
DEERE & CO 244199105 DE 0 0 0
DELPHI AUTOMOTIVE SYSTEMS CORP 247126105 DPH 0 0 0
DELTA AIRLINES 247361108 DAL 110 1 5,858
DIAGEO PLC SPON ADR NEW 25243Q205 DEO 0 0 0
DOW CHEMICAL CO 260543103 DOW 13,435 242 1,531,590
DPL INC 233293109 DPL 0 0 0
DUN & BRADSTREET CORP NEW 26483B106 DNB 310 1 5,929
DUNDEE PRECIOUS METALS CL A 265269100 26526 9 0 0 0
EL PASO ENERGY CORP 283905107 EPG 0 0 0
ELECTR DATA SYSTEMS CORP 285661104 EDS 0 0 0
ELI LILLY & CO 532457108 LLY 1,360 5 85,171
EMC CORP MASS 268648102 EMC 0 0 0
EMERSON ELECTRIC CO 291011104 EMR 0 0 0
ENI SPA AMER DEP RCPT 26874R108 E 0 0 0
ENTERGY CORP NEW 29364G103 ETR 0 0 0
EQUANT N.V. 294409107 ENT 0 0 0
EXXON MOBIL CORP 30231G102 XOM 1,635 5 127,428
FANNIE MAE 313586109 FNM 0 0 0
FARM ENERGY 30766L104 FECPF 0 0 0
FEDERATED DEPT STRS INC DEL 31410H101 FD 0 0 0
FHLB 5.690 6-19- 3133M4RE5 25,000 1 24,000
FHLMC 1994 1720 A 7 1/2 7-15- 3133T5DC4 25,000 1 24,445
FIRST SENTINEL BANCORP 33640T103 FSLA 0 0 0
FIRST UNION CORP 337358105 FTU 165 1 6,146
FLEETBOSTON FINANCIAL CP 339030108 FBF 180 1 6,570
FORD MOTOR CO 345370100 F 0 0 0
FORT JAMES CORPORATION 347471104 FJ 170 1 3,740
FORTUNE BRANDS INC 349631101 FO 0 0 0
GANNETT COMPANY INC DE 364730101 GCI 0 0 0
GAP INC 364760108 GPS 3,090 5 153,922
GENERAL ELECTRIC CO 369604103 GE 15,291 247 2,379,686
GENERAL MILLS INC 370334104 GIS 70 2 2,533
GENERAL MOTORS CORP H (NEW) 370442832 GMH 20,263 245 2,522,767
GOLDMAN SACHS GRP INC 38141G104 GS 0 0 0
GOODRICH B F CO 382388106 GR 0 0 0
GOODYEAR TIRE & RUBBER 382550101 GT 0 0 0
GREAT LAKES CHEMICAL CORP 390568103 GLK 0 0 0
GTE CORP 362320103 GTE 85 1 6,035
HALLIBURTON CO HLDG CO 406216101 HAL 58,202 246 2,393,572
HEWLETT PACKARD 428236103 HWP 0 0 0
HITACHI 10 COM NEW ADR 433578507 HIT 0 0 0
HONEYWELL INTERNATIONAL INC 438516106 HON 0 0 0
IBP INC 449223106 IBP 25,000 1 22,007
ICN PHARMACEUTICALS INC NEW 448924100 ICN 250 1 6,813
INFINITY BROADCASTING CP A NEW 45662S102 INF 5,432 6 175,861
ING GROEP NV ADR 456837103 ING 0 0 0
INGERSOLL RAND 456866102 IR 0 0 0
INTEL CORP 458140100 INTC 19,375 246 2,556,298
INTERNATIONAL PAPER CO 460146103 IP 130 1 5,558
INTL BUSINESS MACHINES CORP 459200101 IBM 1,299 7 153,282
INVENSYS PLC SPONS ADR 461204109 IVNSY 0 0 0
JOHN HANCOCK FIN.SER.INC 41014S106 JHF 0 0 0
JOHNSON & JOHNSON 478160104 JNJ 9,811 203 689,262
KIMBERLY CLARK CORP 494368103 KMB 0 0 0
KLA TENCOR CORP 482480100 KLAC 22,472 240 1,893,292
LIMITED INC 532716107 LTD 0 0 0
LINCOLN NTL CORP IND 534187109 LNC 0 0 0
</TABLE>
<TABLE>
<S> <C> <C> <C>
COMPAQ COMPUTER CORP 390 1 10,530
CONAGRA INC 130 1 2,356
CONOCO INC CL A 195 2 4,802
CONOCO INC CL B 90 1 2,306
CONTRONIC CORP 4,000 1 0
CORNING INC 51,697 1,235 10,029,218
COSTCO WHOLSALE CORP 40 1 2,103
COUNTRYWIDE CREDIT INDS DEL 0 0 0
CRESCENT REAL EST EQUITIES CO 0 0 0
CVS CORPORATION 59 1 2,216
DE BEER CONS MINES ADR DE FD 75 1 1,720
DEERE & CO 32 1 1,216
DELPHI AUTOMOTIVE SYSTEMS CORP 228 2 3,648
DELTA AIRLINES 45 1 2,396
DIAGEO PLC SPON ADR NEW 50 1 1,506
DOW CHEMICAL CO 62,455 1,240 7,119,870
DPL INC 225 1 4,992
DUN & BRADSTREET CORP NEW 150 1 4,294
DUNDEE PRECIOUS METALS CL A 1,500 1 8,526
EL PASO ENERGY CORP 353 2 14,253
ELECTR DATA SYSTEMS CORP 170 1 10,912
ELI LILLY & CO 5,541 76 347,010
EMC CORP MASS 10 1 1,260
EMERSON ELECTRIC CO 391 4 20,773
ENI SPA AMER DEP RCPT 35 1 1,776
ENTERGY CORP NEW 120 1 2,423
EQUANT N.V. 100 1 8,506
EXXON MOBIL CORP 6,811 80 530,833
FANNIE MAE 429 4 24,266
FARM ENERGY 2,000 1 0
FEDERATED DEPT STRS INC DEL 53 1 2,239
FHLB 5.690 6-19- 0 0 0
FHLMC 1994 1720 A 7 1/2 7-15- 547 1 533
FIRST SENTINEL BANCORP 210 1 1,614
FIRST UNION CORP 54 1 2,012
FLEETBOSTON FINANCIAL CP 455 2 16,608
FORD MOTOR CO 170 1 7,809
FORT JAMES CORPORATION 100 1 2,200
FORTUNE BRANDS INC 195 2 4,875
GANNETT COMPANY INC DE 220 1 15,483
GAP INC 11,183 77 557,056
GENERAL ELECTRIC CO 71,294 1,317 11,095,260
GENERAL MILLS INC 298 7 10,784
GENERAL MOTORS CORP H (NEW) 95,833 1,316 11,931,355
GOLDMAN SACHS GRP INC 130 1 13,683
GOODRICH B F CO 150 1 4,303
GOODYEAR TIRE & RUBBER 45 1 1,049
GREAT LAKES CHEMICAL CORP 40 1 1,360
GTE CORP 325 2 23,075
HALLIBURTON CO HLDG CO 273,426 1,317 11,244,716
HEWLETT PACKARD 193 3 25,645
HITACHI 10 COM NEW ADR 20 1 2,438
HONEYWELL INTERNATIONAL INC 303 3 15,965
IBP INC 90 1 1,418
ICN PHARMACEUTICALS INC NEW 0 0 0
INFINITY BROADCASTING CP A NEW 17,619 81 570,417
ING GROEP NV ADR 35 1 1,925
INGERSOLL RAND 43 1 1,903
INTEL CORP 89,196 1,312 11,768,340
INTERNATIONAL PAPER CO 70 2 2,993
INTL BUSINESS MACHINES CORP 5,125 81 604,750
INVENSYS PLC SPONS ADR 285 1 2,542
JOHN HANCOCK FIN.SER.INC 50 1 903
JOHNSON & JOHNSON 45,209 1,081 3,176,136
KIMBERLY CLARK CORP 65 1 3,644
KLA TENCOR CORP 105,387 1,236 8,879,000
LIMITED INC 100 1 4,213
LINCOLN NTL CORP IND 150 1 5,025
</TABLE>
<PAGE> 8
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C>
LOCKHEED MARTIN CORP 539830109 LMT 0 0 0
LOEWS CORP DELAWARE 540424108 LTR 0 0 0
LOWES COMPANIES INC 548661107 LOW 28,840 242 1,683,564
LUBRIZOL CORP 549271104 LZ 0 0 0
LUCENT TECHNOLOGIES 549463107 LU 0 0 0
MARKS SPEN ADR SPONS 570697607 MASPY 0 0 0
MASCO CORP 574599106 MAS 0 0 0
MATSUSHITA EL INDL ADR 576879209 MC 0 0 0
MAY DEPARTMENT STORES 577778103 MAY 180 1 5,130
MC DONALDS CORP 580135101 MCD 0 0 0
MC GRAW HILL COS INC 580645109 MHP 0 0 0
MCKESSON HBOC INC 58155Q103 MCK 0 0 0
MEDIAONE GROUP INC 58440J104 UMG 0 0 0
MEDTRONIC INC 585055106 MDT 0 0 0
MELLON FINCL CORP 58551A108 MEL 42,699 244 1,270,343
MERCK & CO 589331107 MRK 19,537 239 1,213,754
MERRILL LYNCH & CO INC 590188108 MER 84 1 8,820
METRICOM INC 591596101 MCOM 11,948 240 554,098
MICROSOFT CORP 594918104 MSFT 24,221 247 2,573,539
MINNESOTA MINING & MFG CO 604059105 MMM 60 1 5,314
MORGAN STANLEY 6 7/8 3-01- 617446AZ2 25,000 1 24,047
MORGAN STNLY DEAN WITTER & CO 617446448 MWD 31,017 242 2,570,576
MOTOROLA INC 620076109 MOT 16,044 248 2,342,424
MSDW/WCOM 6% RST 6.000 3-15- 617446257 0 0 0
NEW PERSPECTIVE FUND INC 648018109 ANWPX 0 0 0
NEWMONT MINING 651639106 NEM 0 0 0
NEWPORT NEWS SHIPBUILDING 652228107 NNS 0 0 0
NEXTEL COMMUNICATIONS INC CL A 65332V103 NXTL 17,779 247 2,635,776
NOKIA CP ADR 654902204 NOK 13,849 247 3,074,478
NORDSTROM INC 655664100 JWN 0 0 0
NORTEL NETWORKS CORP NEW 656568102 NT 19,400 242 2,446,845
OCTEL CORP 675727101 OTL 0 0 0
ORACLE CORP 68389X105 ORCL 0 0 0
PACTIV CORP 695257105 PTV 0 0 0
PECO ENERGY CO 693304107 PE 0 0 0
PENNEY J C CO 708160106 JCP 0 0 0
PETROLEO BRASILEIRO SA ADR 71654V101 PEBRY 0 0 0
PG&E CORPORATION 69331C108 PCG 0 0 0
PHARMACIA CORP 71713U102 PHA 0 0 0
PHILIP MORRIS CO INC 718154107 MO 0 0 0
PINNACLE WEST CAPITAL CORP 723484101 PNW 0 0 0
PITNEY BOWES INC 724479100 PBI 0 0 0
POWERGEN PLC ADR FINAL ISTLMNT 738905405 PWG 0 0 0
PPG INDUSTRIES INC 693506107 PPG 0 0 0
PRAXAIR INC 74005P104 PX 0 0 0
PROCTER & GAMBLE 742718109 PG 40 3 2,261
PROVIDIAN FINCL CORP 74406A102 PVN 0 0 0
PUBLIC STORAGE DEP SHS SER A 74460D729 74460 D 3 2 59
RAYTHEON CO (NEW) CLB 755111408 RTNB 0 0 0
REEBOK INTERNATIONAL LTD 758110100 RBK 0 0 0
ROHM & HAAS 775371107 ROH 0 0 0
SAFECO CORP 786429100 SAFC 0 0 0
SAFEWAY INC COM NEW 786514208 SWY 0 0 0
SAKS INCORPORATED 79377W108 SKS 0 0 0
SANTA FE SNYDER CP 80218K105 SFS 0 0 0
SARA LEE CORP 803111103 SLE 0 0 0
SBC COMMUNICATIONS 78387G103 SBC 0 0 0
SCHERING PLOUGH CORP 806605101 SGP 0 0 0
SERVICE CORP INTL 817565104 SRV 0 0 0
SHERWIN WILLIAMS COMPANY OHIO 824348106 SHW 130 1 6,744
SLM HOLDING CORP 78442A109 SLM 0 0 0
ST PAUL COMPANIES INC NO PAR 792860108 SPC 0 0 0
STERLING SOFTWRE 2B TNDR 859547978 85954 7 0 0 0
STMICROELECTRONICS NV 861012102 STM 13,438 242 2,515,431
SUN LIFE FINL SVCS CDA INC 866796105 SLC 0 0 0
SUN MICROSYSTEMS INC 866810104 SUNW 23,962 246 2,245,288
SWIRE PACIFIC SPN ADR LTD CL A 870794302 SWRAY 0 0 0
TARGET CORPORATION 8.76E+110 TGT 0 0 0
</TABLE>
<TABLE>
<CAPTION>
<S> <C> <C> <C>
LOCKHEED MARTIN CORP 180 1 3,679
LOEWS CORP DELAWARE 20 1 1,000
LOWES COMPANIES INC 130,198 1,237 7,600,429
LUBRIZOL CORP 55 1 1,585
LUCENT TECHNOLOGIES 295 2 18,069
MARKS SPEN ADR SPONS 31 2 750
MASCO CORP 690 1 14,145
MATSUSHITA EL INDL ADR 10 1 3,030
MAY DEPARTMENT STORES 130 1 3,705
MC DONALDS CORP 100 1 3,738
MC GRAW HILL COS INC 85 1 3,868
MCKESSON HBOC INC 110 1 2,310
MEDIAONE GROUP INC 56 2 4,536
MEDTRONIC INC 70 1 3,601
MELLON FINCL CORP 198,125 1,247 5,894,455
MERCK & CO 86,318 1,196 5,362,582
MERRILL LYNCH & CO INC 0 0 0
METRICOM INC 52,180 1,234 2,419,909
MICROSOFT CORP 110,034 1,318 11,691,392
MINNESOTA MINING & MFG CO 50 1 4,428
MORGAN STANLEY 6 7/8 3-01- 0 0 0
MORGAN STNLY DEAN WITTER & CO 148,311 1,243 12,291,481
MOTOROLA INC 74,864 1,316 10,930,144
MSDW/WCOM 6% RST 6.000 3-15- 500 1 3,125
NEW PERSPECTIVE FUND INC 1 1 31
NEWMONT MINING 135 1 3,029
NEWPORT NEWS SHIPBUILDING 21 1 635
NEXTEL COMMUNICATIONS INC CL A 84,499 1,316 12,527,158
NOKIA CP ADR 65,528 1,315 14,547,216
NORDSTROM INC 425 1 12,538
NORTEL NETWORKS CORP NEW 93,941 1,236 11,848,357
OCTEL CORP 10 1 98
ORACLE CORP 60 1 4,684
PACTIV CORP 106 1 921
PECO ENERGY CO 45 1 1,659
PENNEY J C CO 64 1 952
PETROLEO BRASILEIRO SA ADR 75 1 2,042
PG&E CORPORATION 736 2 15,456
PHARMACIA CORP 150 1 7,725
PHILIP MORRIS CO INC 132 2 2,789
PINNACLE WEST CAPITAL CORP 74 1 2,086
PITNEY BOWES INC 55 1 2,458
POWERGEN PLC ADR FINAL ISTLMNT 40 1 1,020
PPG INDUSTRIES INC 70 1 3,662
PRAXAIR INC 364 2 15,152
PROCTER & GAMBLE 466 16 26,333
PROVIDIAN FINCL CORP 205 1 17,758
PUBLIC STORAGE DEP SHS SER A 2 2 40
RAYTHEON CO (NEW) CLB 175 1 3,106
REEBOK INTERNATIONAL LTD 100 1 925
ROHM & HAAS 80 1 3,570
SAFECO CORP 70 1 1,859
SAFEWAY INC COM NEW 100 1 4,525
SAKS INCORPORATED 100 1 1,450
SANTA FE SNYDER CP 157 1 1,492
SARA LEE CORP 160 1 2,880
SBC COMMUNICATIONS 471 3 19,841
SCHERING PLOUGH CORP 55 1 2,042
SERVICE CORP INTL 210 1 630
SHERWIN WILLIAMS COMPANY OHIO 80 1 1,770
SLM HOLDING CORP 90 1 2,998
ST PAUL COMPANIES INC NO PAR 80 1 2,730
STERLING SOFTWRE 2B TNDR 50 1 1,750
STMICROELECTRONICS NV 64,843 1,235 12,137,895
SUN LIFE FINL SVCS CDA INC 100 1 1,081
SUN MICROSYSTEMS INC 116,051 1,316 10,874,197
SWIRE PACIFIC SPN ADR LTD CL A 380 1 1,962
TARGET CORPORATION 300 2 22,426
</TABLE>
<PAGE> 9
<TABLE>
<CAPTION>
<S> <C> <C> <C> <C> <C>
TELEBRASILEIRAS SA TELECOM ADR 879287100 TBAPY 0 0 0
TELECOMUN DE SAO ADS 87929A102 TSP 0 0 0
TELECOMUNICACOES BRAS SA ADS 879287308 TBH 0 0 0
TELEFONICA DE ARGENTINA SA ADR 879378206 TAR 0 0 0
TELEFONOS DE MX SA DE CV ADR 879403780 TMX 0 0 0
TELEPHONE & DATA SYSTEMS INC 879433100 TDS 0 0 0
TELLABS INC DELAWARE 879664100 TLAB 0 0 0
TENET HEALTHCARE CORP 88033G100 THC 255 1 5,929
TENNECO AUTOMOTIVE INC 880349105 TEN 0 0 0
TEXACO INC 881694103 TX 60 1 3,225
TEXAS INSTRUMENTS 882508104 TXN 1,080 6 172,800
TEXAS UTILITIES CO (HLDG CO) 882848104 TXU 0 0 0
TEXTRON INC 883203101 TXT 0 0 0
THE HARTFORD FIN SERS GRP INC 416515104 HIG 0 0 0
THISTLE GROUP HOLDINGS 8.84E+107 THTL 0 0 0
TIME WARNER INC 887315109 TWX 0 0 0
TJX COS INC NEW 872540109 TJX 0 0 0
TOKIO MARINE & FIRE ADR NEW 889090403 TKIOY 0 0 0
TOTAL FINA SA ADS 8.92E+113 TOT 0 0 0
TOYS R US 892335100 TOY 0 0 0
TRIARX GOLD CORPORATION 895940104 TRXGF 0 0 0
TYCO INTERNATIONAL LTD NEW 902124106 TYC 0 0 0
UNICOM CORP (HOLDING COMPANY) 904911104 UCM 0 0 0
UNILEVER NV NY SH NEW 904784709 UN 0 0 0
UNILEVER PLC (NEW) ADS 904767704 UL 0 0 0
UNION PACIFIC RESOURCES GROUP 907834105 UPR 0 0 0
UNISOURCE ENERGY CP (HLDGCO) 909205106 UNS 0 0 0
UNIT 1ST TR SPL COMMUN GWTH 4 30264V752 0 0 0
UNITED PARCEL SERVICE INC CL-B 911312106 UPS 0 0 0
UNITED TECHNOLOGIES CORP 913017109 UTX 0 0 0
US TSY NOTE 4 1/2 1-31- 9128274Z2 25,000 1 24,602
US TSY NOTE 5 7/8 1 1-15- 912827V82 25,000 1 24,883
US TSY NOTE 6 1/2 2-15- 9128275Z1 0 0 0
US TSY NOTE 6 1/2 8-15- 912827U83 10,000 1 10,063
US TSY NOTE 6 1/4 1 0-31- 912827Z88 25,000 1 24,891
US WEST INC 91273H101 USW 25,000 1 24,766
UST INC 902911106 UST 0 0 0
VAN KAMPEN SEN INC TR 920961109 VVR 0 0 0
WAL MART STORES INC 931142103 WMT 26,497 247 1,497,104
WALT DISNEY CO HLDG CO 254687106 DIS 0 0 0
WARNER LAMBERT CO 934488107 WLA 0 0 0
WELLS FARGO & CO NEW 949746101 WFC 130 1 5,298
WILLIAMS CO INC 969457100 WMB 0 0 0
WORLDCOM INC 98157D106 WCOM 0 0 0
XEROX CORP 984121103 XRX 0 0 0
ZEBRA TECH CORP CL B 989207204 ZBRB 0 0 0
</TABLE>
<TABLE>
<CAPTION>
<S> <C> <C> <C>
TELEBRASILEIRAS SA TELECOM ADR 200 1 8
TELECOMUN DE SAO ADS 100 1 2,969
TELECOMUNICACOES BRAS SA ADS 20 1 2,990
TELEFONICA DE ARGENTINA SA ADR 60 1 2,355
TELEFONOS DE MX SA DE CV ADR 50 1 3,331
TELEPHONE & DATA SYSTEMS INC 11 1 1,221
TELLABS INC DELAWARE 30 1 1,890
TENET HEALTHCARE CORP 68 1 1,581
TENNECO AUTOMOTIVE INC 21 1 167
TEXACO INC 283 6 15,213
TEXAS INSTRUMENTS 4,859 80 777,440
TEXAS UTILITIES CO (HLDG CO) 100 1 2,969
TEXTRON INC 44 1 2,679
THE HARTFORD FIN SERS GRP INC 72 1 3,798
THISTLE GROUP HOLDINGS 190 1 1,188
TIME WARNER INC 39 2 3,900
TJX COS INC NEW 625 1 13,868
TOKIO MARINE & FIRE ADR NEW 40 1 2,098
TOTAL FINA SA ADS 276 2 20,321
TOYS R US 90 1 1,333
TRIARX GOLD CORPORATION 500 1 10
TYCO INTERNATIONAL LTD NEW 59 1 2,957
UNICOM CORP (HOLDING COMPANY) 50 1 1,825
UNILEVER NV NY SH NEW 25 1 1,203
UNILEVER PLC (NEW) ADS 50 1 1,306
UNION PACIFIC RESOURCES GROUP 147 1 2,132
UNISOURCE ENERGY CP (HLDGCO) 12 1 176
UNIT 1ST TR SPL COMMUN GWTH 4 2 1 36
UNITED PARCEL SERVICE INC CL-B 100 1 6,299
UNITED TECHNOLOGIES CORP 35 1 2,212
US TSY NOTE 4 1/2 1-31- 0 0 0
US TSY NOTE 5 7/8 1 1-15- 175,000 1 171,336
US TSY NOTE 6 1/2 2-15- 87,000 1 90,045
US TSY NOTE 6 1/2 8-15- 0 0 0
US TSY NOTE 6 1/4 1 0-31- 0 0 0
US WEST INC 50 2 3,632
UST INC 70 1 1,094
VAN KAMPEN SEN INC TR 400 1 3,250
WAL MART STORES INC 113,497 1,309 6,412,707
WALT DISNEY CO HLDG CO 200 1 8,250
WARNER LAMBERT CO 170 2 16,607
WELLS FARGO & CO NEW 404 2 16,464
WILLIAMS CO INC 630 1 27,681
WORLDCOM INC 504 3 22,838
XEROX CORP 187 2 4,862
ZEBRA TECH CORP CL B 120 1 5,790
</TABLE>
<PAGE> 10
SENECA CAPITAL MANAGEMENT
<TABLE>
<CAPTION>
INVESTMENT DISCRETION VOTING AUTHORITY
SHARES OR (C)
NAME OF ISSUER AND FAIR MARKET PRINCIPAL (A) (B) SHARED-
TITLE OF CLASS CUSIP NO. VALUE(000) AMOUNT SOLE SHARED OTHER MANAGERS (A) SOLE (B)SHARED
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMFM INC 001693100 564 9,079 X 1,2 9,079
ADELPHIA COMMUNICATIONS 006848105 556 11,338 X 1,2 11,338
ALTEON WEBSYSTEMS 02145A109 7,030 85,737 X 1,2 85,737
AMERICAN INTL GROUP INC 026874107 660 6,031 X 1,2 6,031
ANHEUSER BUSCH COS INC 035229103 369 5,933 X 1,2 5,933
APPLIED MATERIALS INC 038222105 639 6,780 X 1,2 6,780
ASPECT COMMUNICATIONS INC 04523Q102 5,773 155,753 X 1,2 155,753
AUTOMATIC DATA PROCESSING INC 053015103 472 9,782 X 1,2 9,782
BRISTOL-MYERS SQUIBB CO 110122108 475 8,196 X 1,2 8,196
CHAMPION INTERNATIONAL CORP 158525105 478 8,975 X 1,2 8,975
CHARTERED SEMICONDUCTORS 16133R106 6,561 69,610 X 1,2 69,610
CISCO SYSTEMS INC 17275R102 1,362 17,619 X 1,2 17,619
CITIGROUP INC 172967101 743 12,410 X 1,2 12,410
COLGATE PALMOLIVE CO 194162103 517 9,173 X 1,2 9,173
COMVERSE TECHNOLOGY INC 205862402 8,879 46,979 X 1,2 46,979
COM PAR $0.10
CONVERGYS CORP 212485106 6,900 178,364 X 1,2 178,364
COPPER MTN NETWORKS INC 217510106 8,935 109,041 X 1,2 109,041
CREDENCE SYS CORP 225302108 5,712 45,647 X 1,2 45,647
CROWN CASTLE INTL CORP 228227104 6,986 184,447 X 1,2 184,447
ECHOSTAR COMMUNICATNS CORP NEW 278762109 11,295 142,979 X 1,2 142,979
CL A
EXODUS COMMUNICATIONS 302088109 1,434 10,208 X 1,2 10,208
EXTREME NETWORKS INC 30226D106 7,885 99,807 X 1,2 99,807
EXXON MOBIL CORP (NEW) 30231G102 583 7,474 X 1,2 7,474
FAIRCHILD SEMICONDUCTOR 303726103 9,286 254,400 X 1,2 254,400
GAP INC 364760108 695 13,956 X 1,2 13,956
GENERAL ELECTRIC CO 369604103 877 5,637 X 1,2 5,637
GENERAL MOTORS CORP CL H (NEW) 370442832 910 7,307 X 1,2 7,307
HALLIBURTON CO 406216101 486 11,813 X 1,2 11,813
INFINITY BROADCASTING 45662S102 733 22,654 X 1,2 22,654
INTEL CORP 458140100 1,055 7,998 X 1,2 7,998
INTERNATIONAL BUSINESS MACHINE 459200101 626 5,304 X 1,2 5,304
INTERNATIONAL RECTIFIER 460254105 6,137 160,978 X 1,2 160,978
JOHNSON & JOHNSON 478160104 399 5,673 X 1,2 5,673
KLA TENCOR CORP 482480100 8,804 104,503 X 1,2 104,503
LSI LOGIC CORP 502161102 10,820 148,986 X 1,2 148,986
LTX CORP 502392103 4,240 93,835 X 1,2 93,835
LIBERATE TECHNOLOGIES DS 530129105 5,002 79,711 X 1,2 79,711
LILLY ELI & COMPANY 532457108 352 5,616 X 1,2 5,616
MGIC INVESTMENT CORP 552848103 8,588 196,866 X 1,2 196,866
MEAD CORP 582834107 6,774 193,891 X 1,2 193,891
MEDIMMUNE INC 584699102 8,782 50,435 X 1,2 50,435
MERCURY INTERACTIVE CORP 589405109 5,232 66,025 X 1,2 66,025
METRICOM INC 591596101 3,211 69,235 X 1,2 69,235
MICROSOFT CORP 594918104 947 8,911 X 1,2 8,911
MOTOROLA INC 620076109 907 6,212 X 1,2 6,212
PAGE TOTAL 169,671
</TABLE>
<PAGE> 11
SENECA CAPITAL MANAGEMENT
<TABLE>
<CAPTION>
INVESTMENT DISCRETION VOTING AUTHORITY
SHARES OR (C)
NAME OF ISSUER AND FAIR MARKET PRINCIPAL (A) (B) SHARED-
TITLE OF CLASS CUSIP NO. VALUE(000) AMOUNT SOLE SHARED OTHER MANAGERS (A) SOLE (B)SHARED
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NDS GROUP PLC ADS 628891103 4,954 70,273 X 1,2 70,273
NABORS INDUSTRIES INC 629568106 10,112 260,547 X 1,2 260,547
NETWORK ASSOCIATES INC 640938106 7,896 244,835 X 1,2 244,835
NEXTEL COMMUNICATIONS INC CL A 65332V103 959 6,466 X 1,2 6,466
NOKIA CORP SPONSORED ADR 654902204 1,028 4,632 X 1,2 4,632
NVIDIA CORPORATION 67066G104 211 2,500 X 1,2 2,500
PERKIN ELMER INC 714046109 6,498 97,710 X 1,2 97,710
SPX CORP 784635104 10,941 96,024 X 1,2 96,024
SCHWAB CHARLES CORP 808513105 1,158 20,383 X 1,2 20,383
SCIENTIFIC ATLANTA INC 808655104 10,956 173,224 X 1,2 173,224
SMURFIT STONE CONTAINER CORP 832727101 2,356 139,073 X 1,2 139,073
SPECTRASITE HOLDINGS INC 84760T100 6,619 233,779 X 1,2 233,779
SUN MICROSYSTEMS INC 866810104 1,443 15,400 X 1,2 15,400
TENET HEALTHCARE CORP 88033G100 5,698 245,087 X 1,2 245,087
TEXAS INSTRUMENTS INC 882508104 847 5,292 X 1,2 5,292
TUT SYSTEMS 901103101 5,074 85,193 X 1,2 85,193
UNIONBANCAL CORP 908906100 2,561 92,924 X 1,2 92,924
VIGNETTE CORP 926734104 5,603 34,961 X 1,2 34,961
WAL MART STORES INC 931142103 797 14,109 X 1,2 14,109
WEATHERFORD INTL INC 947074100 11,738 200,658 X 1,2 200,658
WEBMETHODS INC 94768C108 4,605 19,078 X 1,2 19,078
PAGE TOTAL 102,054
TOTAL 271,725
</TABLE>
|
|