UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: September 30, 1999
Institutional Investment Manager Filing This Report:
Name: Patten and Patten, Inc.
Address: 520 Lookout Street
Chattanooga, TN 37403
SEC File Number: 801-11499
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the
report is authorized to submit it, that all information contained
herein is true, correct and complete, and that it is understood that
all required items, statements, schedules, lists, and tables, are
considered integral parts of this form.
Person Signing this Report on Behalf of the Reporting Manager:
Name: Z. Cartter Patten, III
Title: Chairman of the Board
Phone: 423-756-3480
Signature, Place, and Date of Signing:
Z. Cartter Patten, III Chattanooga, TN November
1, 1999
Report Type:
[X] 13F HOLDINGS REPORT.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Form 13F Information Table Entry Total: 173
Form 13F Information Table Value Total: $307,211
<PAGE>
<TABLE>
FORM
13F INFORMATION TABLE
VALUE
SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN
AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- ---
- ----- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C>
<C> <C> <C> <C> <C> <C> <C>
3COM COM 885535104 477
16620.00 SH SOLE 16620.00
AFLAC Inc. COM 001055102 314
7510.00 SH SOLE 7510.00
AT&T COM 001957109 1058
24323.93 SH SOLE 24323.93
AT&T Corp - Liberty Media-A COM 001957208 395
10580.00 SH SOLE 10580.00
AXA Financial, Inc. COM 002451102 458
8200.00 SH SOLE 8200.00
Abbott Laboratories COM 002824100 513
13977.00 SH SOLE 13977.00
Aegon N.V. - American Reg. Sha COM 007924103 1662
19214.00 SH SOLE 19214.00
Allegheny Energy, Inc. COM 017361106 350
10995.00 SH SOLE 10995.00
Allied-Signal COM 019512102 5962
99475.00 SH SOLE 99475.00
Altera Corp. COM 021441100 2698
62210.00 SH SOLE 62210.00
AmSouth Bancorp COM 032165102 5008
213683.87SH SOLE 213683.87
America Online, Inc. COM 02364J104 268
2580.00 SH SOLE 2580.00
American Express COM 025816109 1743
12910.00 SH SOLE 12910.00
American General Corp. COM 026351106 1344
21242.00 SH SOLE 21242.00
American Home Products Corp. COM 026609107 793
19100.00 SH SOLE 19100.00
American International Group I COM 026874107 8120
93404.00 SH SOLE 93404.00
Ameritech Corp. COM 030954101 1271
19041.72 SH SOLE 19041.72
Amgen COM 031162100 8717
106954.00SH SOLE 106954.00
Apollo Group, Inc. Class A COM 037604105 284
13500.00 SH SOLE 13500.00
Archer Daniels Midland COM 039483102 594
48949.25 SH SOLE 48949.25
Atlantic Richfield COM 048825103 238
2680.00 SH SOLE 2680.00
AutoNation, Inc. COM 05329W102 1736
138917.00SH SOLE 138917.00
Autozone, Inc. COM 053332102 249
8890.00 SH SOLE 8890.00
BB&T Corporation COM 054937107 1393
43016.00 SH SOLE 43016.00
BP Amoco PLC - Spons ADR COM 055622104 309
2792.01 SH SOLE 2792.01
Bank of America Corp. COM 060505104 2384
42801.00 SH SOLE 42801.00
Bankfirst Corp. COM 066442104 495
52080.00 SH SOLE 52080.00
Bell Atlantic Corp. COM 077853109 1556
23119.00 SH SOLE 23119.00
Bell South COM 079860102 1844
40982.58 SH SOLE 40982.58
Borders Group, Inc. COM 099709107 1565
106565.00SH SOLE 106565.00
Bristol Myers Squibb Co COM 110122108 1449
21466.00 SH SOLE 21466.00
Burlington Res. Inc. COM 122014103 647
17600.00 SH SOLE 17600.00
CBRL Group, Inc. COM 12489V106 871
56435.00 SH SOLE 56435.00
CBS, Inc. COM 12490K107 686
14825.00 SH SOLE 14825.00
Cabot Corp. COM 127055101 2942
123875.00SH SOLE 123875.00
Callaway Golf Co. COM 131193104 172
14150.00 SH SOLE 14150.00
Central Newspapers - Class A COM 154647101 200
4500.00 SH SOLE 4500.00
Chattem Inc. COM 162456107 4281
194571.00SH SOLE 194571.00
Chevron Oil Company COM 166751107 460
5186.00 SH SOLE 5186.00
Cisco Systems, Inc. COM 17275R102 5950
86868.00 SH SOLE 86868.00
Citrix Systems, Inc. COM 177376100 2308
37295.00 SH SOLE 37295.00
Coca Cola Bottling Co United-B COM 8396
25607.00 SH SOLE 25607.00
Coca Cola Company COM 191216100 4644
96249.37 SH SOLE 96249.37
Coca-Cola Enterprises COM 191219104 1037
45975.00 SH SOLE 45975.00
Comair Holdings COM 199789108 5331
320660.50SH SOLE 320660.50
Comcast Corp Class A - Spl (No COM 200300200 766
19230.00 SH SOLE 19230.00
Corning, Inc. COM 219350105 5057
73750.00 SH SOLE 73750.00
DPL, Inc. COM 233293109 538
30549.00 SH SOLE 30549.00
Data Race, Inc. COM 237842109 194
73000.00 SH SOLE 73000.00
Dell Computer Corp. COM 247025109 230
5500.00 SH SOLE 5500.00
Dii Group COM 232949107 2351
66825.00 SH SOLE 66825.00
Dixie Group, Inc. COM 255519100 80
10325.00 SH SOLE 10325.00
Dollar General COM 256669102 2325
75291.50 SH SOLE 75291.50
Dover Corp. COM 260003108 1809
44260.00 SH SOLE 44260.00
DuPont (EI) deNemours COM 263534109 2094
34606.00 SH SOLE 34606.00
Duke Energy Corp. COM 264399106 2864
51947.00 SH SOLE 51947.00
Eastman Kodak Co. COM 277461109 1350
17853.91 SH SOLE 17853.91
Elan Corp. PLC Spons ADR COM 284131208 1238
36877.00 SH SOLE 36877.00
Eli Lilly COM 532457108 674
10499.00 SH SOLE 10499.00
Emerson Electric COM 291011104 2335
36960.00 SH SOLE 36960.00
Exxon Corp. COM 302290101 4945
65062.51 SH SOLE 65062.51
FPL Group, Inc. COM 302571104 237
4705.01 SH SOLE 4705.01
First American TN Corp. COM 318900107 1356
31168.84 SH SOLE 31168.84
First Tennessee National Corp. COM 337162101 353
12543.00 SH SOLE 12543.00
Ford Motor Company COM 345370100 286
5686.00 SH SOLE 5686.00
GM Class H COM 370442832 1732
30250.00 SH SOLE 30250.00
GTE Corp. COM 362320103 2055
26727.13 SH SOLE 26727.13
Gannett Co. COM 364730101 2454
35465.00 SH SOLE 35465.00
General Electric Corp. COM 369604103 9393
79221.00 SH SOLE 79221.00
General Instrument Corp New COM 370120107 220
4590.00 SH SOLE 4590.00
General Mills COM 370334104 329
4050.00 SH SOLE 4050.00
General Motors COM 370442105 2201
34975.00 SH SOLE 34975.00
Gillette Co. COM 375766102 1865
54944.00 SH SOLE 54944.00
Glaxo PLC Spons ADR - USD- COM 37733W105 218
4200.00 SH SOLE 4200.00
Goldman Sachs Group, Inc. COM 38141G104 208
3410.00 SH SOLE 3410.00
Halliburton Co. COM 406216101 242
5900.00 SH SOLE 5900.00
Health Management Associates C COM 421933102 116
15000.00 SH SOLE 15000.00
Hewlett Packard COM 428236103 3472
38255.00 SH SOLE 38255.00
Home Depot COM 437076102 3305
48167.00 SH SOLE 48167.00
Honeywell, Inc. COM 438506107 1013
9100.00 SH SOLE 9100.00
Illinois Tool Works COM 452308109 492
6600.00 SH SOLE 6600.00
Intel Corporation COM 458140100 17648
237479.34SH SOLE 237479.34
International Business Machine COM 459200101 1573
12998.00 SH SOLE 12998.00
Isolyser Corp COM 464888106 37
10125.00 SH SOLE 10125.00
JDS Uniphase Corp. COM 46612J101 928
8162.00 SH SOLE 8162.00
Jefferson Pilot Corp. COM 475070108 224
3550.00 SH SOLE 3550.00
Johnson and Johnson COM 478160104 3883
42261.00 SH SOLE 42261.00
Kimberly-Clark COM 494368103 4902
92935.00 SH SOLE 92935.00
Laser Photonics, Inc. COM 517903308 45
10550.00 SH SOLE 10550.00
Lexmark International Group, I COM 529771107 9178
114010.00SH SOLE 114010.00
Lincoln Electric COM 533900106 2937
141560.00SH SOLE 141560.00
Lucent Technologies, Inc. COM 549463107 1074
16559.00 SH SOLE 16559.00
M. A. Hanna Co COM 410522106 192
16850.00 SH SOLE 16850.00
MCI Worldcom Inc. COM 55268B106 5139
71554.00 SH SOLE 71554.00
Marriott International Class A COM 571903202 277
8474.00 SH SOLE 8474.00
Marriott International Inc. Cl COM 571903202 2649
81036.00 SH SOLE 81036.00
McDonald's Corp. COM 580135101 4048
93587.22 SH SOLE 93587.22
Media One Group, Inc. COM 58440J104 311
4553.00 SH SOLE 4553.00
Medtronic Inc. COM 585055106 2224
62540.00 SH SOLE 62540.00
Merck & Company COM 589331107 3792
58505.84 SH SOLE 58505.84
Microsoft, Inc. COM 594918104 5593
61757.00 SH SOLE 61757.00
Mid American Apartments Comm. COM 59522J103 1101
51200.00 SH SOLE 51200.00
Miller Industries, Inc. COM 600551105 59
21075.00 SH SOLE 21075.00
Millipore Corp. COM 601073109 211
5610.00 SH SOLE 5610.00
Minnesota Mining and Manufactu COM 604059105 3505
36490.00 SH SOLE 36490.00
Mobil Corp COM 607059102 1227
12181.00 SH SOLE 12181.00
Molex Class A COM 608554200 287
8866.00 SH SOLE 8866.00
Molex, Inc. COM 608554101 1896
52110.00 SH SOLE 52110.00
Monsanto Co. COM 611662107 617
17300.00 SH SOLE 17300.00
Morgan Stanley, Dean Witter, D COM 617446448 1790
20072.00 SH SOLE 20072.00
Motorola COM 620076109 283
3215.00 SH SOLE 3215.00
Nextel Communications COM 65332V103 1833
27025.00 SH SOLE 27025.00
Norfolk Southern Corp. COM 655844108 1404
57290.00 SH SOLE 57290.00
Office Depot COM 676220106 161
15335.00 SH SOLE 15335.00
Oracle Systems Corp COM 68389X105 610
13403.00 SH SOLE 13403.00
Panama Coca Cola Bottling Comp COM 698278207 641
25660.00 SH SOLE 25660.00
Panamerican Beverage Cl A COM p74823108 648
39150.00 SH SOLE 39150.00
Paul Harris Stores COM 703555201 82
20400.00 SH SOLE 20400.00
Pepsi Bottling Group, Inc. COM 713409100 290
17000.00 SH SOLE 17000.00
Pepsico COM 713448108 3417
112017.00SH SOLE 112017.00
Pfizer COM 717081103 731
20374.00 SH SOLE 20374.00
Philip Morris Company COM 718154107 1153
33715.00 SH SOLE 33715.00
Powertel, Inc. COM 73936C109 220
4000.00 SH SOLE 4000.00
Proctor and Gamble COM 742718109 2471
26359.00 SH SOLE 26359.00
Providian Financial Corp. COM 74406A102 2960
37384.00 SH SOLE 37384.00
Raytheon Company Class A COM 755111309 1005
20715.00 SH SOLE 20715.00
Raytheon Company Class B COM 755111408 1859
37470.00 SH SOLE 37470.00
Reliance Group Holding COM 759464100 178
40100.00 SH SOLE 40100.00
Republic Services Inc. Class A COM 760759100 1060
97461.00 SH SOLE 97461.00
Roche Holdings Ltd. - Spons. A COM 771195104 295
2550.00 SH SOLE 2550.00
Rock-Tenn Co. COM 772739207 1041
72130.00 SH SOLE 72130.00
Royal Dutch Petroleum NY Rg Pa COM 780257804 1837
31095.00 SH SOLE 31095.00
Ryder Systems, Inc. COM 783549108 734
36025.00 SH SOLE 36025.00
SAP AG ADR COM 803054204 314
8305.00 SH SOLE 8305.00
SBC Communications COM 78387G103 2401
47028.20 SH SOLE 47028.20
Saks Incorporated COM 79377W108 1432
94295.00 SH SOLE 94295.00
Schlumberger, Ltd. COM 806857108 2711
43509.00 SH SOLE 43509.00
Segue Software, Inc. COM 815807102 369
26975.00 SH SOLE 26975.00
Shaw Industries COM 820286102 1592
100254.00SH SOLE 100254.00
Sonat, Inc. COM 835415100 875
22050.00 SH SOLE 22050.00
Staples, Inc. COM 855030102 617
28263.00 SH SOLE 28263.00
Sun Microsystems, Inc. COM 866810104 1073
11540.00 SH SOLE 11540.00
Sunrise Assisted Living, Inc. COM 86768K106 1917
72150.00 SH SOLE 72150.00
Sunrise Technologies Internati COM 86769L103 92
19459.00 SH SOLE 19459.00
Suntrust Banks, Inc. COM 867914103 4168
63394.67 SH SOLE 63394.67
Sylvan Learning Center COM 871399101 1014
52360.00 SH SOLE 52360.00
Tandy COM 875382103 1236
23910.00 SH SOLE 23910.00
Tapistron International, Inc. COM 876038100 42
168500.00SH SOLE 168500.00
Tenet Healthcare COM 88033G100 3468
197480.00SH SOLE 197480.00
Texas Instruments COM 882508104 329
4000.00 SH SOLE 4000.00
The Gap COM 364760108 332
10370.00 SH SOLE 10370.00
Tyco International, Ltd. COM 902124106 10900
105567.00SH SOLE 105567.00
U S West, Inc. COM 91273H101 283
4964.00 SH SOLE 4964.00
United Airlines COM 902549500 562
8601.00 SH SOLE 8601.00
Unocal COM 915289102 934
25205.00 SH SOLE 25205.00
UnumProvident Corporation COM 91529Y106 3411
115866.00SH SOLE 115866.00
Viacom Inc Cl B COM 925524308 411
9730.00 SH SOLE 9730.00
Vodafone Airtouch PLC - Spons COM 92857T107 547
2301.00 SH SOLE 2301.00
Vulcan Materials Corp. COM 929160109 3531
96405.00 SH SOLE 96405.00
Wachovia Corp. COM 929771103 341
4331.00 SH SOLE 4331.00
Walgreen Co. COM 931422109 579
22800.00 SH SOLE 22800.00
Walt Disney COM 254687106 2309
88820.00 SH SOLE 88820.00
Williams Companies Del COM 969457100 858
22797.00 SH SOLE 22797.00
Xerox Corp COM 984121103 226
5400.00 SH SOLE 5400.00
Alliance Worldwide Privatizati MUF 01879X103 198
16440.15 SH SOLE 16440.15
Fidelity Adv Equity Growth (eq MUF 315805101 201
3149.93 SH SOLE 3149.93
Franklin Mutual Beacon Fund - MUF 628380305 903
64848.79 SH SOLE 64848.79
Growth Fund of America, Inc. MUF 399874106 237
9065.96 SH SOLE 9065.96
Marsico Focus Fund MUF 573012101 190
10882.37 SH SOLE 10882.37
Morgan Stanley Emerging Market MUF 61744G107 292
26524.00 SH SOLE 26524.00
Templeton Emerging Markets Fun MUF 880191101 228
20600.00 SH SOLE 20600.00
Weitz Series Fund --Value MUF 949045108 262
8154.56 SH SOLE 8154.56
Continental Pacific Corp. 0
12000.00 SH SOLE 12000.00
</TABLE>
