UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: The Banc Funds Company, L.L.C.
Address: 208 South LaSalle Street, Suite 1680
Chicago, IL 60604
13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Charles J. Moore
Title: President
Phone: 312-855-6020
Signature, Place, and Date of Signing:
Charles J. Moore Chicago, Illinois November 3, 1999
Report Type (Check only one):
[ X ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
None
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 143
Form 13F Information Table Value Total: $356,544
List of Other Included Managers:
None
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<TABLE>
FORM 13F INFORMATION TABLE
Item 4:
Fair Item 5: Item 8:
Item 2: Item 3: Market Shares or Item 6: Voting Authority
Item 1: Title CUSIP Value Principal Inv. (Shares)
Name of Issuer of Class Number (X1000) Amount Discr. Sole Shared No Vote
<S> <C> <C> <C> <C> <C> <C>
Abington Savings BK Common 003586-10-4 1,087 102,600 SOLE 102,600 0 0
Alliance Bancorp Common 01852J-10-5 2,968 187,111 SOLE 187,111 0 0
Amcore Financial Common 023912-10-8 6,201 269,964 SOLE 269,964 0 0
American Bk Conn Common 024327-10-8 313 27,800 SOLE 27,800 0 0
Amerus Life Holdings Common 030732-10-1 2,111 92,100 SOLE 92,100 0 0
Anchor Bancorp Common 032839-10-2 9,244 789,797 SOLE 789,797 0 0
Anchor Financial Corp. Common 033036-10-4 484 15,000 SOLE 15,000 0 0
Andover Bancorp Common 034258-10-3 8,209 434,421 SOLE 434,421 0 0
Annapolis Nat'l - MD Common 035848-10-0 667 78,063 SOLE 78,063 0 0
Area - KY Common 039872-10-6 2,960 145,788 SOLE 145,788 0 0
Bank of Santa Clara Common 064781-10-7 1,923 89,091 SOLE 89,091 0 0
Bank West Financial Common 065631-10-3 1,130 116,170 SOLE 116,170 0 0
Bay Commercial Services Common 072201-10-6 874 45,143 SOLE 45,143 0 0
BOK Financial - OK Common 05561Q-20-1 587 31,164 SOLE 31,164 0 0
Borel Bk&Tr Co. Common 09972F-10-1 613 47,446 SOLE 47,446 0 0
Boston Private Bank Common 101119-10-5 2,692 398,400 SOLE 398,400 0 0
Brenton Banks, Inc. Common 107211-10-4 2,221 333,621 SOLE 333,621 0 0
Brookline - WA Common 113739-10-6 1,277 90,000 SOLE 90,000 0 0
Bryn Mawr Bk Corp Common 117665-10-9 3,536 269,701 SOLE 269,701 0 0
BSB Bancorp Common 055652-10-1 1,314 53,000 SOLE 53,000 0 0
BWC Financial Common 056042-10-4 2,425 211,809 SOLE 211,809 0 0
Capital Corp of the West Common 140065-10-3 1,402 115,802 SOLE 115,802 0 0
CB Bancorp Hawaii Common 124785-10-6 3,199 100,023 SOLE 100,023 0 0
CCB Finl-NC Common 124875-10-5 1,460 33,000 SOLE 33,000 0 0
CCBT Bancorp Common 139339-10-5 2,485 143,100 SOLE 143,100 0 0
Central Coast Bancorp Common 153145-10-7 882 53,545 SOLE 53,545 0 0
Century Bancorp - MA Common 156432-10-6 4,658 272,500 SOLE 272,500 0 0
City National - Ca Common 177785-10-2 6,494 264,725 SOLE 264,725 0 0
Civic Bancorp Common 178788-10-5 1,544 121,388 SOLE 121,388 0 0
CNB Bancshares, Inc. Common 126126-10-1 3,037 109,685 SOLE 109,685 0 0
CNBT Bancshares Common 125972-10-9 420 40,000 SOLE 40,000 0 0
Colorado Business Bank Common 196333-10-8 1,871 165,400 SOLE 165,400 0 0
Columbia Bancorp Common 197231-10-3 1,551 182,457 SOLE 182,457 0 0
Comm'l Federal - NE Common 201647-10-4 574 27,104 SOLE 27,104 0 0
Commerce - N.J Common 200519-10-6 2,254 149,576 SOLE 149,576 0 0
Corus Bankshares Common 220873-10-3 1,360 55,500 SOLE 55,500 0 0
Cowlitz - WA Common 223767-10-4 1,282 98,000 SOLE 98,000 0 0
Cullen/Frost Bankers Common 229899-10-9 1,250 65,000 SOLE 65,000 0 0
Drovers - PA Common 262120-10-8 1,098 49,602 SOLE 49,602 0 0
Eldorado Bancorp Common 28467W-10-6 652 61,852 SOLE 61,852 0 0
Empire Banc Corp Common 291610-10-3 1,549 86,400 SOLE 86,400 0 0
Everest Reinsurance Common 299808-10-5 1,514 48,700 SOLE 48,700 0 0
FFW Corp - IN Common 30242L-10-8 1,328 129,378 SOLE 129,378 0 0
Fidelity Bancorp Common 315831-10-7 2,398 166,155 SOLE 166,155 0 0
First Charter Corp. Common 319439-10-5 2,131 117,500 SOLE 117,500 0 0
First Citizens Bancorp Common 319460-10-1 1,096 3,032 SOLE 3,032 0 0
First Commonwealth Common 319829-10-7 4,053 253,531 SOLE 253,531 0 0
First Essex Common 320103-10-4 2,825 172,400 SOLE 172,400 0 0
First Financial - TX Common 32020R-10-9 1,663 51,623 SOLE 51,623 0 0
First Indiana Fed'l Common 32054R-10-8 700 78,676 SOLE 78,676 0 0
First International Common 32054Q-10-0 695 51,000 SOLE 51,000 0 0
First Keystone Fin'l Common 320655-10-3 2,532 213,000 SOLE 213,000 0 0
First Mid-Illinois Common 320866-10-6 551 18,000 SOLE 18,000 0 0
First Midwest Common 320867-10-4 13,160 610,561 SOLE 610,561 0 0
First Source Common 336901-10-3 952 99,705 SOLE 99,705 0 0
First West Chester Common 337492-10-2 229 20,666 SOLE 20,666 0 0
Firstar Corp. Common 33763V-10-9 2,638 227,071 SOLE 227,071 0 0
FirstMerit Corp. Common 337915-10-2 6,195 307,239 SOLE 307,239 0 0
FNB Daley City Common 325333-10-2 748 28,041 SOLE 28,041 0 0
Foothill Independent Common 344905-10-4 1,590 144,090 SOLE 144,090 0 0
Fulton Financial-PA Common 360271-10-0 4,645 228,849 SOLE 228,849 0 0
Georgia Bank Fin'l Common 373127-10-9 743 33,695 SOLE 33,695 0 0
Grand Premier Fin'l Common 386174-10-6 3,500 298,763 SOLE 298,763 0 0
Greater Bay Bancorp Common 391648-10-2 1,228 93,008 SOLE 93,008 0 0
Hudson United Common 444165-10-4 5,177 247,898 SOLE 247,898 0 0
Imperial Bancorp Common 452556-10-3 1,203 83,056 SOLE 83,056 0 0
Independent - MA Common 453836-10-8 6,744 533,950 SOLE 533,950 0 0
Independent Bank - MI Common 453838-10-4 3,970 238,782 SOLE 238,782 0 0
Interchange Fnancial Common 458447-10-9 2,107 227,333 SOLE 227,333 0 0
Lakeland Financial Common 511656-10-0 2,330 136,792 SOLE 136,792 0 0
Laurel Capital Group Common 518890-10-8 1,284 80,777 SOLE 80,777 0 0
LSB - Lafayette Common 501925-10-1 579 41,973 SOLE 41,973 0 0
M & T Bancorp Common 55261F-10-4 2,392 11,076 SOLE 11,076 0 0
MAF Bancorp Common 55261R-10-8 9,902 507,410 SOLE 507,410 0 0
Marathon Bancorp Common 565757-10-1 447 168,333 SOLE 168,333 0 0
Marion Capital - IN Common 568635-10-6 1,508 68,500 SOLE 68,500 0 0
MassBank Corp Common 576152-10-2 427 22,998 SOLE 22,998 0 0
Mechanics SB - CT Common 583685-10-2 604 80 SOLE 80 0 0
Medford State Bank Common 584303-10-1 5,012 382,200 SOLE 382,200 0 0
Mercantile Bankshares Common 587405-10-1 3,051 89,500 SOLE 89,500 0 0
Merchants - Aurora Common 588438-10-1 6,265 311,485 SOLE 311,485 0 0
Mid-State Bank Common 595475-10-4 4,470 209,792 SOLE 209,792 0 0
Mississippi Valley Common 605720-10-1 1,689 52,800 SOLE 52,800 0 0
MNB Bancshares - KS Common 553103-10-2 409 37,551 SOLE 37,551 0 0
North County Common 658810-10-6 633 43,313 SOLE 43,313 0 0
North Fork Common 659424-10-5 2,531 420,330 SOLE 420,330 0 0
North Valley, Ca Common 66304M-10-5 2,221 211,576 SOLE 211,576 0 0
Northern States Common 665751-10-3 1,266 51,500 SOLE 51,500 0 0
Oak Hill Financial, Inc. Common 671337-10-3 3,189 167,900 SOLE 167,900 0 0
OHSL Fin Corp. Common 67084J-10-6 736 76,218 SOLE 76,218 0 0
Old Second Bancorp Common 680277-10-0 5,227 237,326 SOLE 237,326 0 0
Orange National Common 685080-10-3 1,170 41,190 SOLE 41,190 0 0
Pacific Bank National Common 694026-20-4 510 20,000 SOLE 20,000 0 0
Pacific Capital Bncp Common 69404P-10-1 3,143 201,635 SOLE 201,635 0 0
Pacific Continental Common 69413C-10-9 427 28,805 SOLE 28,805 0 0
Panhandle Bancorp Common 698423-10-0 270 12,156 SOLE 12,156 0 0
Peoples-NC Common 710215-10-4 830 40,500 SOLE 40,500 0 0
Pittsburgh Home Common 725149-10-8 343 20,000 SOLE 20,000 0 0
Prime Bancshares Houston Common 74157H-10-8 2,359 136,000 SOLE 136,000 0 0
Princeton National Common 742282-10-6 1,338 100,172 SOLE 100,172 0 0
Professional Bancorp Common 743112-10-4 2,834 155,250 SOLE 155,250 0 0
Provident Fin'l Group Common 743866-10-5 3,377 174,662 SOLE 174,662 0 0
Regency - CA Common 75884Q-10-5 2,623 182,171 SOLE 182,171 0 0
Republic Bancorp Common 760282-10-3 2,940 238,798 SOLE 238,798 0 0
Republic First - PA Common 336157-10-2 1,960 219,418 SOLE 219,418 0 0
Riggs - DC Common 766510-10-5 1,035 40,300 SOLE 40,300 0 0
Scripps Bank Common 811040-10-4 679 48,500 SOLE 48,500 0 0
Seacoast Common 81170Q-10-6 2,068 220,968 SOLE 220,968 0 0
Shrewsbury Bancorp Common 825487-10-1 1,743 65,911 SOLE 65,911 0 0
Silicon Vly Bncrp Common 827064-10-6 2,246 209,300 SOLE 209,300 0 0
SJNB Financial - Ca Common 784273-10-4 4,321 193,608 SOLE 193,608 0 0
Sky Financial Corp. Common 83080P-10-3 5,015 272,287 SOLE 272,287 0 0
Southwest - Okla Common 844767-10-3 2,552 112,200 SOLE 112,200 0 0
Southwest Bancorp-TX Common 84476R-10-9 432 31,886 SOLE 31,886 0 0
Sovereign Bancorp Common 845905-10-8 1,879 248,616 SOLE 248,616 0 0
Sterling Bancsh - TX Common 858907-10-8 1,522 265,881 SOLE 265,881 0 0
St. Francis Capital Common 789374-10-5 1,717 84,228 SOLE 84,228 0 0
St. Paul Bancorp Common 792848-10-3 7,335 496,417 SOLE 496,417 0 0
Summit Bancorp Common 866005-10-1 3,361 143,170 SOLE 143,170 0 0
Summit Bancshares Common 866011-10-9 875 50,900 SOLE 50,900 0 0
Sun Country - CA Common 86668P-10-6 845 154,600 SOLE 154,600 0 0
Superior Financial Common 868161-10-0 4,324 432,500 SOLE 432,500 0 0
Susquehanna Bancshrs Common 869099-10-1 2,808 169,560 SOLE 169,560 0 0
SVB Financial Common 784869-10-9 538 70,560 SOLE 70,560 0 0
Trico Bncshs - Ca Common 896095-10-6 3,003 255,402 SOLE 255,402 0 0
UCBH Holdings Common 90262T-30-8 7,201 485,000 SOLE 485,000 0 0
United Natl Bancorp Common 910909-10-0 6,326 332,695 SOLE 332,695 0 0
United Security Bncrp Common 91146A-10-1 5,438 396,660 SOLE 396,660 0 0
UST - Boston Common 902900-10-9 1,386 63,673 SOLE 63,673 0 0
Vail Banks, Inc. Common 918779-10-9 428 35,000 SOLE 35,000 0 0
Valencia Bank & Trust Common 91911L-10-0 701 85,882 SOLE 85,882 0 0
Valley National - CA Common 91979P-10-0 800 71,089 SOLE 71,089 0 0
Valley National - NJ Common 919794-10-7 4,271 205,176 SOLE 205,176 0 0
Warren - MA Common 934710-10-4 2,174 237,600 SOLE 237,600 0 0
Webster Financial Common 947890-10-9 4,824 271,372 SOLE 271,372 0 0
West Coast Bancorp Common 952145-10-0 5,990 359,457 SOLE 359,457 0 0
Westamerica Common 957090-10-3 2,337 162,785 SOLE 162,785 0 0
Western Bancorp Common 957683-10-5 6,423 255,544 SOLE 255,544 0 0
Western Sierra Common 959522-10-3 429 22,818 SOLE 22,818 0 0
Wilmington-DE Common 971807-10-2 4,500 93,400 SOLE 93,400 0 0
Wilton Financial Common 972491-10-4 280 7,100 SOLE 7,100 0 0
WSFS Financial Common 929328-10-2 3,124 207,700 SOLE 207,700 0 0
York Financial - Pa Common 986630-10-1 3,153 158,786 SOLE 158,786 0 0
Total 356,544
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