UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: The Banc Funds Company, L.L.C.
Address: 208 South LaSalle Street, Suite 1680
Chicago, IL 60604
13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Charles J. Moore
Title: President
Phone: 312-855-6020
Signature, Place, and Date of Signing:
Charles J. Moore Chicago, Illinois February 10, 2000
Report Type (Check only one):
[ X ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
None
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 146
Form 13F Information Table Value Total: $384,619
List of Other Included Managers:
None
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<TABLE>
FORM 13F INFORMATION TABLE
Item 4:
Fair Item 5: Item 8:
Item 2: Item 3: Market Shares or Item 6: Voting Authority
Item 1: Title CUSIP Value Principal Inv. (Shares)
Name of Issuer of Class Number (X1000) Amount Discr. Sole Shared No Vote
<S> <C> <C> <C> <C> <C> <C>
Abington Savings BK Common 003586-10-4 1,087 102,600 SOLE 102,600 0 0
Alliance Bancorp Common 01852J-10-5 2,748 172,111 SOLE 172,111 0 0
Amcore Financial Common 023912-10-8 6,861 302,964 SOLE 302,964 0 0
American Bk Conn Common 024327-10-8 313 27,800 SOLE 27,800 0 0
Amerus Life Holdings Common 030732-10-1 2,218 97,100 SOLE 97,100 0 0
Anchor Bancorp Common 032839-10-2 9,996 790,797 SOLE 790,797 0 0
Anchor Financial Corp. Common 033036-10-4 484 15,000 SOLE 15,000 0 0
Andover Bancorp Common 034258-10-3 8,209 434,421 SOLE 434,421 0 0
Annapolis Nat'l - MD Common 035848-10-0 667 78,063 SOLE 78,063 0 0
Area - KY Common 039872-10-6 2,620 128,088 SOLE 128,088 0 0
Bank of Santa Clara Common 064781-10-7 1,887 86,834 SOLE 86,834 0 0
Bank West Financial Common 065631-10-3 1,368 145,020 SOLE 145,020 0 0
BOK Financial - OK Common 05561Q-20-1 1,343 68,097 SOLE 68,097 0 0
Borel Bk&Tr Co. Common 09972F-10-1 1,201 80,051 SOLE 80,051 0 0
Boston Private Bank Common 101119-10-5 2,723 402,400 SOLE 402,400 0 0
Brenton Banks, Inc. Common 107211-10-4 1,907 283,621 SOLE 283,621 0 0
Brookline - WA Common 113739-10-6 1,277 90,000 SOLE 90,000 0 0
Bryn Mawr Bk Corp Common 117665-10-9 3,564 270,001 SOLE 270,001 0 0
BSB Bancorp Common 055652-10-1 2,680 120,000 SOLE 120,000 0 0
BWC Financial Common 056042-10-4 2,610 220,899 SOLE 220,899 0 0
Capital Corp of the West Common 140065-10-3 1,402 115,802 SOLE 115,802 0 0
CB Bancorp Hawaii Common 124785-10-6 3,622 115,023 SOLE 115,023 0 0
CCB Finl-NC Common 124875-10-5 4,304 101,800 SOLE 101,800 0 0
CCBT Bancorp Common 139339-10-5 3,257 193,100 SOLE 193,100 0 0
Central Coast Bancorp Common 153145-10-7 882 53,545 SOLE 53,545 0 0
Century Bancorp - MA Common 156432-10-6 4,914 288,100 SOLE 288,100 0 0
CFS Bancorp Common 12525D-10-2 1,727 175,000 SOLE 175,000 0 0
Charter One Financial Common 160903-10-0 7,335 492,567 SOLE 492,567 0 0
City National - Ca Common 177785-10-2 7,800 306,225 SOLE 306,225 0 0
Civic Bancorp Common 178788-10-5 1,792 137,592 SOLE 137,592 0 0
CNBT Bancshares Common 125972-10-9 420 40,000 SOLE 40,000 0 0
Colorado Business Bank Common 196333-10-8 2,091 180,900 SOLE 180,900 0 0
Columbia-WA Common 197236-10-2 584 44,315 SOLE 44,315 0 0
Columbia Bancorp Common 197231-10-3 2,075 255,733 SOLE 255,733 0 0
Comm'l Federal - NE Common 201647-10-4 574 27,104 SOLE 27,104 0 0
Commerce - N.J Common 200519-10-6 2,254 149,576 SOLE 149,576 0 0
Community First Common 203902-10-1 800 77,215 SOLE 77,215 0 0
Corus Bankshares Common 220873-10-3 1,360 55,500 SOLE 55,500 0 0
Cowlitz - WA Common 223767-10-4 1,282 98,000 SOLE 98,000 0 0
Cullen/Frost Bankers Common 229899-10-9 1,325 68,000 SOLE 68,000 0 0
CVB Financial Common 126600-10-5 1,170 61,785 SOLE 61,785 0 0
Drovers - PA Common 262120-10-8 1,098 49,602 SOLE 49,602 0 0
Eldorado Bancorp Common 28467W-10-6 652 61,852 SOLE 61,852 0 0
Empire Banc Corp Common 291610-10-3 1,549 86,400 SOLE 86,400 0 0
Everest Reinsurance Common 299808-10-5 2,436 88,700 SOLE 88,700 0 0
FFW Corp - IN Common 30242L-10-8 1,328 129,378 SOLE 129,378 0 0
Fidelity Bancorp Common 315831-10-7 2,433 168,655 SOLE 168,655 0 0
Fifth Third Common 316773-10-0 420 8,931 SOLE 8,931 0 0
Financial Institutions Common 317585-40-4 340 26,800 SOLE 26,800 0 0
First Charter Corp. Common 319439-10-5 2,131 117,500 SOLE 117,500 0 0
First Citizens Bancorp Common 319460-10-1 1,461 4,292 SOLE 4,292 0 0
First Essex Common 320103-10-4 2,825 172,400 SOLE 172,400 0 0
First Federal-WI Common 319960-10-0 215 15,000 SOLE 15,000 0 0
First Financial - TX Common 32020R-10-9 1,663 51,623 SOLE 51,623 0 0
First Indiana Fed'l Common 32054R-10-8 700 78,676 SOLE 78,676 0 0
First International Common 32054Q-10-0 695 51,000 SOLE 51,000 0 0
First Keystone Fin'l Common 320655-10-3 2,532 213,000 SOLE 213,000 0 0
First Mid-Illinois Common 320866-10-6 551 18,000 SOLE 18,000 0 0
First Midwest Common 320867-10-4 15,064 986,117 SOLE 986,117 0 0
First Source Common 336901-10-3 952 99,705 SOLE 99,705 0 0
First West Chester Common 337492-10-2 138 12,416 SOLE 12,416 0 0
Firstar Corp. Common 33763V-10-9 1,552 119,071 SOLE 119,071 0 0
FirstMerit Corp. Common 337915-10-2 8,144 387,239 SOLE 387,239 0 0
FNB Daley City Common 325333-10-2 796 31,248 SOLE 31,248 0 0
Foothill Independent Common 344905-10-4 1,637 148,028 SOLE 148,028 0 0
Fulton Financial-PA Common 360271-10-0 6,235 315,549 SOLE 315,549 0 0
Georgia Bank Fin'l Common 373127-10-9 743 33,695 SOLE 33,695 0 0
Grand Premier Fin'l Common 386174-10-6 3,500 298,763 SOLE 298,763 0 0
Greater Bay Bancorp Common 391648-10-2 3,606 134,653 SOLE 134,653 0 0
Hudson United Common 444165-10-4 5,177 255,333 SOLE 255,333 0 0
Imperial Bancorp Common 452556-10-3 1,203 83,056 SOLE 83,056 0 0
Independent - MA Common 453836-10-8 7,185 567,450 SOLE 567,450 0 0
Independent Bank - MI Common 453838-10-4 4,078 257,919 SOLE 257,919 0 0
Interchange Fnancial - NJ Common 458447-10-9 2,107 227,333 SOLE 227,333 0 0
Lakeland Financial Common 511656-10-0 2,233 123,492 SOLE 123,492 0 0
Laurel Capital Group Common 518890-10-8 1,284 80,777 SOLE 80,777 0 0
LSB - Lafayette Common 501925-10-1 626 45,073 SOLE 45,073 0 0
M & T Bancorp Common 55261F-10-4 2,269 10,216 SOLE 10,216 0 0
MAF Bancorp Common 55261R-10-8 10,129 517,910 SOLE 517,910 0 0
Marathon Bancorp Common 565757-10-1 447 168,333 SOLE 168,333 0 0
Marion Capital - IN Common 568635-10-6 1,094 48,500 SOLE 48,500 0 0
MassBank Corp Common 576152-10-2 427 22,998 SOLE 22,998 0 0
Mechanics SB - CT Common 583685-10-2 604 80 SOLE 80 0 0
Medford State Bank-MASS Common 584303-10-1 5,489 410,200 SOLE 410,200 0 0
Mercantile Bankshares Common 587405-10-1 3,448 102,500 SOLE 102,500 0 0
Merchants - Aurora Common 588438-10-1 5,860 282,455 SOLE 282,455 0 0
Mid-State Bank Common 595475-10-4 4,418 204,790 SOLE 204,790 0 0
Mid-America Bancorp Common 595915-10-9 482 17,613 SOLE 17,613 0 0
Mississippi Valley Bancshares Common 605720-10-1 2,067 65,800 SOLE 65,800 0 0
MNB Bancshares - KS Common 553103-10-2 409 37,551 SOLE 37,551 0 0
North County Common 658810-10-6 633 43,313 SOLE 43,313 0 0
North Fork Common 659424-10-5 1,524 245,330 SOLE 245,330 0 0
North Valley, Ca Common 66304M-10-5 2,184 206,576 SOLE 206,576 0 0
Northern States Common 665751-10-3 1,266 51,500 SOLE 51,500 0 0
Oak Hill Financial, Inc. Common 671337-10-3 4,276 235,400 SOLE 235,400 0 0
Old Second Bancorp Common 680277-10-0 5,819 259,026 SOLE 259,026 0 0
Pacific Bank National Common 694026-20-4 1,035 40,000 SOLE 40,000 0 0
Pacific Capital Bncp Common 69404P-10-1 3,057 191,635 SOLE 191,635 0 0
Pacific Continental Common 69413C-10-9 869 62,558 SOLE 62,558 0 0
Panhandle Bancorp Common 698423-10-0 285 12,843 SOLE 12,843 0 0
Peoples-NC Common 710215-10-4 830 40,500 SOLE 40,500 0 0
Pittsburgh Home Common 725149-10-8 343 20,000 SOLE 20,000 0 0
Prime Bancshares Houston Common 74157H-10-8 2,359 136,000 SOLE 136,000 0 0
Princeton National Common 742282-10-6 1,338 100,172 SOLE 100,172 0 0
PrivateBancorp Common 742962-10-3 1,616 105,464 SOLE 105,464 0 0
Professional Bancorp Common 743112-10-4 2,834 155,250 SOLE 155,250 0 0
Provident Fin'l Group Common 743866-10-5 4,113 216,259 SOLE 216,259 0 0
Republic Bancorp Common 760282-10-3 3,611 316,628 SOLE 316,628 0 0
Republic First - PA Common 336157-10-2 1,960 219,418 SOLE 219,418 0 0
Riggs - DC Common 766510-10-5 1,035 40,300 SOLE 40,300 0 0
Scripps Bank Common 811040-10-4 773 55,300 SOLE 55,300 0 0
Seacoast-FLA Common 811707-10-8 2,571 93,000 SOLE 93,000 0 0
Seacoast-MA Common 81170Q-10-6 2,217 235,968 SOLE 235,968 0 0
Shrewsbury Bancorp Common 825487-10-1 1,743 68,545 SOLE 68,545 0 0
Silicon Vly Bncrp Common 827064-10-6 1,394 126,800 SOLE 126,800 0 0
SJNB Financial - Ca Common 784273-10-4 4,501 199,364 SOLE 199,364 0 0
Sky Financial Corp. Common 83080P-10-3 6,222 357,013 SOLE 357,013 0 0
Southwest - Okla Common 844767-10-3 3,541 158,900 SOLE 158,900 0 0
Sovereign Bancorp Common 845905-10-8 1,879 248,616 SOLE 248,616 0 0
Sterling Bancsh - TX Common 858907-10-8 1,467 242,381 SOLE 242,381 0 0
St. Francis Capital Common 789374-10-5 1,827 89,228 SOLE 89,228 0 0
Summit Bancorp Common 866005-10-1 3,361 143,170 SOLE 143,170 0 0
Summit Bancshares Common 866011-10-9 1,737 97,400 SOLE 97,400 0 0
Sun Country - CA Common 86668P-10-6 845 154,600 SOLE 154,600 0 0
Superior Financial Common 868161-10-0 4,324 432,500 SOLE 432,500 0 0
Susquehanna Bancshrs Common 869099-10-1 2,808 169,560 SOLE 169,560 0 0
SVB Financial Common 784869-10-9 538 74,088 SOLE 74,088 0 0
Trico Bncshs - Ca Common 896095-10-6 3,003 255,402 SOLE 255,402 0 0
UCBH Holdings Common 90262T-30-8 7,201 485,000 SOLE 485,000 0 0
United Natl Bancorp Common 910909-10-0 5,754 312,655 SOLE 312,655 0 0
United Security Bncrp Common 91146A-10-1 5,473 399,160 SOLE 399,160 0 0
UST - Boston Common 902900-10-9 1,386 63,673 SOLE 63,673 0 0
U. S. Bancorp Common 902973-10-6 6,049 289,204 SOLE 289,204 0 0
Vail Banks, Inc. Common 918779-10-9 1,143 109,500 SOLE 109,500 0 0
Valencia Bank & Trust Common 91911L-10-0 857 95,988 SOLE 95,988 0 0
Valley National - NJ Common 919794-10-7 4,404 210,576 SOLE 210,576 0 0
Warren - MA Common 934710-10-4 2,174 237,600 SOLE 237,600 0 0
Webster Financial Common 947890-10-9 4,824 271,372 SOLE 271,372 0 0
West Coast Bancorp Common 952145-10-0 6,781 449,485 SOLE 449,485 0 0
Westamerica Common 957090-10-3 3,429 202,785 SOLE 202,785 0 0
Western Sierra Common 959522-10-3 429 23,957 SOLE 23,957 0 0
Wilmington-DE Common 971807-10-2 8,958 184,900 SOLE 184,900 0 0
Wilton Financial Common 972491-10-4 280 7,100 SOLE 7,100 0 0
WSFS Financial Common 929328-10-2 3,423 228,700 SOLE 228,700 0 0
York Financial - Pa Common 986630-10-1 3,153 166,722 SOLE 166,722 0 0
Zions Bancorp Common 989701-10-7 2,236 56,836 SOLE 56,836 0 0
Total 384,619
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