<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
FORM U-6B-2
CERTIFICATE OF NOTIFICATION
Filed by a registered holding company or subsidiary thereof pursuant to Rule 52
adopted under the Public Utility Holding Company Act of 1935.
Certificate is filed by American Electric Power Service Corporation, AEP
Energy Services, Inc. (prior to 3/7/97 known as AEP Energy Solutions, Inc.),
AEP Resources, Inc. and AEP Resources Service Company.
This Certificate is notice that the above-named companies have issued, renewed
or guaranteed the security or securities described herein, which issue, renewal
or guaranty was exempted from the provisions of Section 6(a) of the Act by the
provisions of Section 6(b) of the Act and was neither the subject of a
Declaration or Application on Form U-1, nor included within the exemption
provided by Rule U-48.
1. Type of security or securities.
Unsecured short-term bank loans.
2. Issue, renewal or guaranty.
Issuance and renewals.
3. Principal amount of each security.
See Exhibit 1.
4. Rate of interest per annum of each security:
See Exhibit 1.
5. Date of issue, renewal or guaranty of each security.
See Exhibit 1.
6. If renewal of security, give date of original issue.
See Exhibit 1.
7. Date of maturity of each security.
See Exhibit 1.
8. Name of persons to whom each security was issued, renewed or guaranteed.
American Electric Power Service Corporation
Huntington National Bank
Mellon Bank
National City Bank
KeyBank
AEP Energy Services, Inc. (prior to 3/7/97 known as AEP Energy
Solutions, Inc.)
Societe Generale Bank
National City Bank
Huntington National Bank
Mellon Bank
First Union National Bank of NC
KeyBank
Fifth Third Bank Cincinnati
AEP Resources, Inc.
Fifth Third Bank Cincinnati
Bank of America, N.A.
(formerly NationsBank, N.A.)
Mellon Bank
National City Bank
First Union National Bank of NC
AEP Resources Service Company
Societe Generale Bank
Huntington National Bank
Fifth Third Bank Cincinnati
9. Collateral given with each security.
None.
10. Consideration received for each security.
See Exhibit 1.
11. Application of proceeds of each security.
The proceeds from the issuance of the securities are to be used to
finance the existing business of the Companies.
12. Indicate by a check after the applicable statement below whether the
issue, renewal or guaranty of each security was exempt from the provision
of Section 6(a) because of:
(a) the provisions contained in the first sentence of Section
6(b).
(b) the provisions contained in the fourth sentence of Section
6(b).
(c) the provisions contained in any rule of the Commission
other than Rule U-48. X
13. If the security or securities were exempt from the provisions of
Section 6(a) by virtue of the first sentence of Section 6(b), give the
figures which indicate that the security or securities aggregate
(together with all other then outstanding notes and drafts of a
maturity of nine months or less, exclusive of days of grace, as to
which such company is primarily or secondarily liable) not more than 5
per centum of the principal amount and par value of the other
securities of such company then outstanding.
Not applicable.
14. If the security or securities are exempt from the provisions of Section
6(a) because of the fourth sentence of Section 6(b), name the security
outstanding on January 1, 1935, pursuant to the term of which the security
or securities herein described have been issued.
Not applicable.
15. If the security or securities are exempt from the provisions of Section
6(a) because of any rule of the Commission other than Rule U-48, designate
the rule under which exemption is claimed.
Rule 52 relating to issuance of indebtedness by non-public utility
subsidiaries of registered holding companies.
AMERICAN ELECTRIC POWER SERVICE CORPORATION
AEP ENERGY SERVICES, INC. (formerly known as
AEP Energy Solutions, Inc.)
AEP RESOURCES, INC.
AEP RESOURCES SERVICE COMPANY
/s/ A. A. Pena
A. A. Pena, Vice President & Treasurer
October 11, 1999
<PAGE>
<TABLE>
1CMGR4760 AMERICAN ELECTRIC POWER SERVICE CORPORATION
CASH MANAGEMENT SYSTEM
<CAPTION>
QUARTERLY SHORT TERM DEBT REPORT
AEP ENERGY SERVICES, INC
QUARTER ENDED 09/30/99
SHORT TERM ISSUE MATURITY INTEREST PRINCIPAL
DEBT TYPE DATE DATE DAYS RATE % BORROWED INTEREST MATURITY VALUE
---------- -------- -------- ---- -------- ---------------- ---------------- ----------------
<S> <C> <C> <C> <C> <C> <C> <C>
BL 07/01/99 07/16/99 15 5.6300 475,000.00 1,114.27 476,114.27
07/02/99 07/21/99 19 5.3123 14,350,000.00 40,233.29 14,390,233.29
07/02/99 07/21/99 19 5.5300 9,850,000.00 28,748.32 9,878,748.32
07/06/99 07/26/99 20 5.3600 2,000,000.00 5,955.56 2,005,955.56
07/09/99 07/27/99 18 5.3123 16,425,000.00 43,627.26 16,468,627.26
07/16/99 07/30/99 14 5.5400 17,000,000.00 36,625.56 17,036,625.56
07/16/99 07/30/99 14 5.5800 1,575,000.00 3,417.75 1,578,417.75
07/20/99 01/18/00 182 5.8500 2,500,000.00 73,937.50 2,573,937.50
07/21/99 08/18/99 28 5.3123 15,900,000.00 65,695.44 15,965,695.44
07/21/99 07/23/99 2 5.3500 10,000,000.00 2,972.22 10,002,972.22
07/23/99 01/18/00 179 5.9400 10,000,000.00 295,350.00 10,295,350.00
07/26/99 08/13/99 18 5.5400 11,000,000.00 30,470.00 11,030,470.00
07/26/99 01/18/00 176 5.9000 10,000,000.00 288,444.44 10,288,444.44
07/27/99 08/06/99 10 5.5423 9,650,000.00 14,856.44 9,664,856.44
07/28/99 08/25/99 28 5.4300 925,000.00 3,906.58 928,906.58
07/30/99 08/26/99 27 5.9400 125,000.00 556.88 125,556.88
07/30/99 08/26/99 27 5.5500 17,000,000.00 70,762.50 17,070,762.50
08/04/99 01/18/00 167 6.2159 3,700,000.00 106,689.02 3,806,689.02
08/05/99 08/30/99 25 5.6057 1,050,000.00 4,087.49 1,054,087.49
08/06/99 02/04/00 182 6.2159 7,000,000.00 219,973.79 7,219,973.79
08/09/99 08/30/99 21 5.4900 600,000.00 1,921.50 601,921.50
08/13/99 08/31/99 18 5.6000 7,600,000.00 21,280.00 7,621,280.00
08/18/99 09/15/99 28 5.6690 16,500,000.00 72,752.17 16,572,752.17
08/19/99 09/03/99 15 5.6700 1,425,000.00 3,366.56 1,428,366.56
08/20/99 09/10/99 21 5.9300 2,900,000.00 10,031.58 2,910,031.58
08/25/99 08/27/99 2 5.8500 10,000,000.00 3,250.00 10,003,250.00
08/26/99 09/28/99 33 5.7090 10,000,000.00 52,332.50 10,052,332.50
08/26/99 09/28/99 33 5.9300 5,000,000.00 27,179.17 5,027,179.17
08/27/99 09/28/99 32 5.7210 7,000,000.00 35,597.33 7,035,597.33
08/27/99 09/29/99 33 5.9300 4,200,000.00 22,830.50 4,222,830.50
08/31/99 01/18/00 140 6.2800 7,000,000.00 170,955.56 7,170,955.56
09/01/99 09/02/99 1 5.8500 1,000,000.00 162.50 1,000,162.50
09/03/99 09/30/99 27 5.9300 8,325,000.00 37,025.44 8,362,025.44
09/15/99 09/29/99 14 5.6300 9,000,000.00 19,705.00 9,019,705.00
09/17/99 10/08/99 21 5.7324 4,500,000.00 15,047.55 4,515,047.55
09/21/99 10/08/99 17 6.0400 3,500,000.00 9,982.78 3,509,982.78
09/22/99 10/08/99 16 6.0400 2,900,000.00 7,784.89 2,907,784.89
09/23/99 10/15/99 22 5.7324 2,025,000.00 7,093.85 2,032,093.85
09/28/99 10/20/99 22 5.7800 20,000,000.00 70,644.44 20,070,644.44
09/29/99 10/26/99 27 5.7000 1,575,000.00 6,733.13 1,581,733.13
09/30/99 10/26/99 26 5.9900 11,000,000.00 47,587.22 11,047,587.22
---------------- ---------------- ----------------
BL TOTAL 296,575,000.00 1,980,687.98 298,555,687.98
---------------- ---------------- ----------------
AEP ENERGY SERVICES, INC TOTAL 296,575,000.00 1,980,687.98 298,555,687.98
================ ================ ================
AVERAGE NUMBER OF DAYS 42.41
WEIGHTED AVERAGE RATE 5.6764
</TABLE>
<PAGE>
<TABLE>
1CMGR4760 AMERICAN ELECTRIC POWER SERVICE CORPORATION
CASH MANAGEMENT SYSTEM
<CAPTION>
QUARTERLY SHORT TERM DEBT REPORT
AEP RESOURCES SERVICE COMPANY
QUARTER ENDED 09/30/99
SHORT TERM ISSUE MATURITY INTEREST PRINCIPAL
DEBT TYPE DATE DATE DAYS RATE % BORROWED INTEREST MATURITY VALUE
---------- -------- -------- ---- -------- ---------------- ---------------- ----------------
<S> <C> <C> <C> <C> <C> <C> <C>
BL 07/20/99 07/30/99 10 5.3807 250,000.00 373.66 250,373.66
07/30/99 08/18/99 19 5.5740 500,000.00 1,470.92 501,470.92
08/04/99 08/18/99 14 5.6423 200,000.00 438.85 200,438.85
08/09/99 08/18/99 9 5.5423 3,550,000.00 4,918.79 3,554,918.79
08/09/99 08/18/99 9 5.6900 3,000,000.00 4,267.50 3,004,267.50
08/18/99 08/31/99 13 5.6690 4,000,000.00 8,188.56 4,008,188.56
08/18/99 08/31/99 13 5.8375 3,300,000.00 6,956.35 3,306,956.35
08/24/99 09/10/99 17 5.4900 125,000.00 324.06 125,324.06
08/31/99 09/15/99 15 5.8000 7,500,000.00 18,125.00 7,518,125.00
09/10/99 09/30/99 20 5.7324 500,000.00 1,592.33 501,592.33
09/15/99 09/30/99 15 5.7600 7,350,000.00 17,640.00 7,367,640.00
09/21/99 09/30/99 9 5.7200 200,000.00 286.00 200,286.00
09/30/99 10/20/99 20 5.8000 8,500,000.00 27,388.89 8,527,388.89
---------------- ---------------- ----------------
BL TOTAL 38,975,000.00 91,970.91 39,066,970.91
---------------- ---------------- ----------------
AEP RESOURCES SERVICE COMPANY TOTAL 38,975,000.00 91,970.91 39,066,970.91
================ ================ ================
AVERAGE NUMBER OF DAYS 14.08
WEIGHTED AVERAGE RATE 5.7416
</TABLE>
<PAGE>
<TABLE>
1CMGR4760 AMERICAN ELECTRIC POWER SERVICE CORPORATION
CASH MANAGEMENT SYSTEM
<CAPTION>
QUARTERLY SHORT TERM DEBT REPORT
AEP RESOURCES, INC.
QUARTER ENDED 09/30/99
SHORT TERM ISSUE MATURITY INTEREST PRINCIPAL
DEBT TYPE DATE DATE DAYS RATE % BORROWED INTEREST MATURITY VALUE
---------- -------- -------- ---- -------- ---------------- ---------------- ----------------
<S> <C> <C> <C> <C> <C> <C> <C>
BL 07/01/99 07/29/99 28 5.5310 200,000.00 860.38 200,860.38
07/07/99 07/29/99 22 5.3600 300,000.00 982.67 300,982.67
07/09/99 07/29/99 20 5.4400 11,100,000.00 33,546.67 11,133,546.67
07/14/99 07/29/99 15 5.5300 200,000.00 460.83 200,460.83
07/21/99 07/30/99 9 5.5400 6,000,000.00 8,310.00 6,008,310.00
07/21/99 07/30/99 9 5.8700 18,000,000.00 26,415.00 18,026,415.00
07/27/99 08/18/99 22 5.4300 1,125,000.00 3,733.13 1,128,733.13
07/29/99 08/18/99 20 5.4300 12,250,000.00 36,954.17 12,286,954.17
07/30/99 08/10/99 11 5.6900 6,000,000.00 10,431.67 6,010,431.67
07/30/99 08/10/99 11 5.9300 18,100,000.00 32,796.19 18,132,796.19
08/02/99 08/04/99 2 5.6900 1,900,000.00 600.61 1,900,600.61
08/10/99 08/31/99 21 5.7400 18,500,000.00 61,944.17 18,561,944.17
08/16/99 08/30/99 14 5.5600 1,300,000.00 2,810.89 1,302,810.89
08/18/99 09/15/99 28 5.5400 12,300,000.00 52,999.33 12,352,999.33
08/18/99 09/15/99 28 5.5800 1,125,000.00 4,882.50 1,129,882.50
08/19/99 08/30/99 11 5.6000 200,000.00 342.22 200,342.22
08/31/99 09/14/99 14 5.9300 14,850,000.00 34,245.75 14,884,245.75
09/01/99 09/29/99 28 5.7250 500,000.00 2,226.39 502,226.39
09/10/99 09/15/99 5 5.6800 1,000,000.00 788.89 1,000,788.89
09/14/99 09/15/99 1 5.8500 14,850,000.00 2,413.13 14,852,413.13
09/15/99 09/30/99 15 5.6300 1,800,000.00 4,222.50 1,804,222.50
09/21/99 09/29/99 8 5.7200 200,000.00 254.22 200,254.22
09/28/99 09/30/99 2 5.9500 6,800,000.00 2,247.78 6,802,247.78
09/29/99 10/20/99 21 5.9500 2,225,000.00 7,722.60 2,232,722.60
09/30/99 10/20/99 20 5.6800 10,000,000.00 31,555.56 10,031,555.56
---------------- ---------------- ----------------
BL TOTAL 160,825,000.00 363,747.25 161,188,747.25
---------------- ---------------- ----------------
AEP RESOURCES, INC. TOTAL 160,825,000.00 363,747.25 161,188,747.25
================ ================ ================
AVERAGE NUMBER OF DAYS 15.40
WEIGHTED AVERAGE RATE 5.7343
</TABLE>
<PAGE>
<TABLE>
1CMGR4760 AMERICAN ELECTRIC POWER SERVICE CORPORATION
CASH MANAGEMENT SYSTEM
<CAPTION>
QUARTERLY SHORT TERM DEBT REPORT
AMERICAN ELECTRIC POWER SERVICE CORP.
QUARTER ENDED 09/30/99
SHORT TERM ISSUE MATURITY INTEREST PRINCIPAL
DEBT TYPE DATE DATE DAYS RATE % BORROWED INTEREST MATURITY VALUE
---------- -------- -------- ---- -------- ---------------- ---------------- ----------------
<S> <C> <C> <C> <C> <C> <C> <C>
BL 07/20/99 01/18/00 182 5.8500 10,000,000.00 295,750.00 10,295,750.00
07/20/99 10/21/99 93 5.7600 13,500,000.00 200,880.00 13,700,880.00
07/27/99 08/23/99 27 5.6900 2,550,000.00 10,882.13 2,560,882.13
08/23/99 08/26/99 3 5.9300 7,000,000.00 3,459.17 7,003,459.17
08/26/99 08/30/99 4 5.9300 7,300,000.00 4,809.89 7,304,809.89
08/30/99 01/18/00 141 6.2800 7,300,000.00 179,555.67 7,479,555.67
09/21/99 01/25/00 126 6.4060 3,000,000.00 67,263.00 3,067,263.00
---------------- ---------------- ----------------
BL TOTAL 50,650,000.00 762,599.86 51,412,599.86
---------------- ---------------- ----------------
AMERICAN ELECTRIC POWER SERVICE CORP. TOTAL 50,650,000.00 762,599.86 51,412,599.86
================ ================ ================
AVERAGE NUMBER OF DAYS 82.29
WEIGHTED AVERAGE RATE 5.9354
</TABLE>
