<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
(Amendment No. 2)
Under the Securities Exchange Act of 1934
U.S. VISION, INC.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
90339M-10-4
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(CUSIP Number)
George E. Norcross, III
1087 Springdale Road
Cherry Hill, NJ 08003
(856) 424-7122
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(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
August 7, 2000
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(e), (f) or (g), check the
following box / /.
The information required on the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
(Continued on following page(s))
Page 1 of 12 Pages
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CUSIP No. 90339M-10-4 13D/A Page 2 of 12 Pages
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(1) Names of Reporting Persons. I.R.S. Identification Nos. of Above
Persons (entities only)
George E. Norcross, III
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(2) Check the Appropriate Box if a Member (a) /X/
of a Group* (b) / /
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(3) SEC Use Only
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(4) Source of Funds* PF
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(5) Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) / /
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(6) Citizenship or Place of Organization United States
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Number of Shares (7) Sole Voting
Beneficially Owned Power 0
by Each Reporting --------------------------------------------------
Person With (8) Shared Voting
Power 904,130(1)
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(9) Sole Dispositive
Power 0
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(10) Shared Dispositive
Power 904,130(1)
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(11) Aggregate Amount Beneficially Owned by Each Reporting Person
904,130(1)
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(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* / /
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(13) Percent of Class Represented by Amount in Row (11)
11.6%
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(14) Type of Reporting Person* IN
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*SEE INSTRUCTION BEFORE FILLING OUT!
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(1) George E. Norcross, III shares voting and investment power with
Sandra T. Norcross, his wife, as tenants in common.
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CUSIP No. 90339M-10-4 13D/A Page 3 of 12 Pages
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(1) Names of Reporting Persons. I.R.S. Identification Nos. of Above
Persons (entities only)
Sandra T. Norcross
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(2) Check the Appropriate Box if a Member (a) /X/
of a Group* (b) / /
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(3) SEC Use Only
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(4) Source of Funds* PF
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(5) Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) / /
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(6) Citizenship or Place of Organization United States
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Number of Shares (7) Sole Voting
Beneficially Owned Power 0
by Each Reporting --------------------------------------------------
Person With (8) Shared Voting
Power 904,130(1)
--------------------------------------------------
(9) Sole Dispositive
Power 0
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(10) Shared Dispositive
Power 904,130(1)
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(11) Aggregate Amount Beneficially Owned by Each Reporting Person
904,130(1)
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(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* / /
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(13) Percent of Class Represented by Amount in Row (11)
11.6%
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(14) Type of Reporting Person* IN
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*SEE INSTRUCTION BEFORE FILLING OUT!
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(1) Sandra T. Norcross shares voting and investment power with
George E. Norcross, her husband, as tenants in common.
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CUSIP No. 90339M-10-4 13/A Page 4 of 12 Pages
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(1) Names of Reporting Persons. I.R.S. Identification Nos. of Above
Persons (entities only)
Rose Guida
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(2) Check the Appropriate Box if a Member (a) /X/
of a Group* (b) / /
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(3) SEC Use Only
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(4) Source of Funds* PF
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(5) Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e) / /
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(6) Citizenship or Place of Organization United States
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Number of Shares (7) Sole Voting
Beneficially Owned Power 291,200
by Each Reporting --------------------------------------------------
Person With (8) Shared Voting
Power 0
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(9) Sole Dispositive
Power 291,200
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(10) Shared Dispositive
Power 0
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(11) Aggregate Amount Beneficially Owned by Each Reporting Person
291,200
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(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* / /
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(13) Percent of Class Represented by Amount in Row (11)
3.7%
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(14) Type of Reporting Person* IN
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*SEE INSTRUCTION BEFORE FILLING OUT!
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CUSIP No. 90339M-10-4 13D/A Page 5 of 12 Pages
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(1) Names of Reporting Persons. I.R.S. Identification Nos. of Above
Persons (entities only)
Joseph J. Roberts, Jr.
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(2) Check the Appropriate Box if a Member (a) /X/
of a Group* (b) / /
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(3) SEC Use Only
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(4) Source of Funds* PF
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(5) Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
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(6) Citizenship or Place of Organization United States
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Number of Shares (7) Sole Voting
Beneficially Owned Power 350,000
by Each Reporting --------------------------------------------------
Person With (8) Shared Voting
Power 0
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(9) Sole Dispositive
Power 350,000
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(10) Shared Dispositive
Power 0
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(11) Aggregate Amount Beneficially Owned by Each Reporting Person
350,000
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(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* / /
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(13) Percent of Class Represented by Amount in Row (11)
4.5%
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(14) Type of Reporting Person* IN
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*SEE INSTRUCTION BEFORE FILLING OUT!
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CUSIP No. 90339M-10-4 13D/A Page 6 of 12 Pages
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(1) Names of Reporting Persons. I.R.S. Identification Nos. of Above
Persons (entities only)
Indiana Pacific Capital Trust; 22-6760527
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(2) Check the Appropriate Box if a Member (a) /X/
of a Group* (b) / /
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(3) SEC Use Only
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(4) Source of Funds* PF
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(5) Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
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(6) Citizenship or Place of Organization New Jersey
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Number of Shares (7) Sole Voting
Beneficially Owned Power 278,675
by Each Reporting --------------------------------------------------
Person With (8) Shared Voting
Power 0
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(9) Sole Dispositive
Power 278,675
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(10) Shared Dispositive
Power 0
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(11) Aggregate Amount Beneficially Owned by Each Reporting Person
278,675
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(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* / /
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(13) Percent of Class Represented by Amount in Row (11)
3.6%
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(14) Type of Reporting Person* OO
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*SEE INSTRUCTION BEFORE FILLING OUT!
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CUSIP No. 90339M-10-4 13D/A Page 7 of 12 Pages
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(1) Names of Reporting Persons. I.R.S. Identification Nos. of Above
Persons (entities only)
Philip A. Norcross
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(2) Check the Appropriate Box if a Member (a) /X/
of a Group* (b) / /
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(3) SEC Use Only
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(4) Source of Funds* PF
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(5) Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
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(6) Citizenship or Place of Organization United States
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Number of Shares (7) Sole Voting
Beneficially Owned Power 25,000
by Each Reporting --------------------------------------------------
Person With (8) Shared Voting
Power 278,675(1)
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(9) Sole Dispositive
Power 25,000
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(10) Shared Dispositive
Power 278,675(1)
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(11) Aggregate Amount Beneficially Owned by Each Reporting Person
303,675
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(12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares* / /
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(13) Percent of Class Represented by Amount in Row (11)
3.9%
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(14) Type of Reporting Person* IN
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*SEE INSTRUCTION BEFORE FILLING OUT!
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(1) Includes 278,675 shares of common stock held by the Indiana Pacific Capital
Trust, of which Mr. Norcross is a trustee.
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CUSIP No. 90339M-10-4 13D/A Page 8 of 12 Pages
Item 1. SECURITY AND ISSUER.
The class of equity securities to which this Statement on Schedule
13D/A relates is Common Stock, par value $.01 per share ("Common Stock"),
of U.S. Vision, Inc., a Delaware corporation (sometimes referred to as the
"Company" or "Issuer"). The principal executive offices of the Company
are located at 1 Harmon Drive, Glen Oaks Industrial Park, Glendora, NJ 08029.
Item 2. IDENTITY AND BACKGROUND.
(a) The name of each Filer is as follows:
1. George E. Norcross, III
2. Sandra T. Norcross
3. Rose Guida
4. Joseph J. Roberts, Jr.
5. Indiana Pacific Capital Trust
6. Philip A. Norcross
(b), (c) The principal occupation, if any, of each Filer who is a
natural person and the residence or business address for each Filer is as
follows:
1. George E. Norcross, III, Chairman and Chief Executive Officer,
Commercial National Insurance Services, Commerce Atrium, 1701
Route 70 East, Cherry Hill, NJ 08034.
2. Sandra T. Norcross, 1087 Springdale Road, Cherry Hill, NJ 08003.
3. Rose Guida, 4800 No. A1A, Vero Beach, FL 32963.
4. Joseph J. Roberts, Jr., Restauranteur and Member of the New
Jersey General Assembly, 111 Linden Street, Camden, NJ 08102.
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CUSIP No. 90339M-10-4 13D/A Page 9 of 12 Pages
5. Indiana Pacific Capital Trust, c/o Philip A. Norcross,
Trustee, P.O. Box 1440, Cherry Hill, NJ 08034.
6. Philip A. Norcross, Managing Partner, Parker McCay &
Criscuolo, P.A., Marlton, NJ, 2 Yearling Chase, Mt.
Laurel, NJ 08054.
(d), (e) During the past five years, none of the Filers has
been convicted in a criminal proceeding (excluding traffic violations or
similar misdemeanors), nor has any of them been a party to a civil
proceeding of a judicial or administrative body of competent jurisdiction
and as a result of such proceeding was or is subject to a judgment, decree
or final order enjoining future violations of, or prohibiting or mandating
activities subject to, federal or state securities laws or finding any
violation with respect to such laws.
(f) Each Filer which is a trust was organized under the laws of
the State of New Jersey and each Filer who is a natural person is a citizen
of the United States.
Item 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
Item 4 from pages 2-7 of this Schedule 13D/A are
incorporated herein by reference.
Item 4. PURPOSE OF TRANSACTION.
The Filers acquired the securities herein reported
for investment purposes. Depending on market conditions, general
economic conditions, and other factors that each may deem significant to
its respective investment decisions, the Filers may purchase shares of Common
Stock in the open market or in private transactions or may dispose of
all or a portion of the shares of Common Stock that they or any of them
presently own or may hereafter acquire. The Filers intend to seek to
enhance the value of their investment, which may include pursuing one
or more of the following actions: (a) the acquisition by any person of
additional securities of the Company, or the disposition of securities
of the Company; (b) an extraordinary corporate transaction, such as a
merger, reorganization or liquidation, involving the Company or any of
its subsidiaries; (c) a sale or transfer of a material amount of assets of
the Company or any of its subsidiaries; (d) any change in the present
board of directors or management of the Company, including any plans or
proposals to change the number or term of directors or to fill any
existing vacancies on the board; (e) any material change in the present
capitalization or dividend policy of the Company; (f) any other material
change to the Company's business or corporate structure; (g) changes in the
Company's charter or bylaws or other actions which may impede the
acquisition of control of the Company by any person; (h) causing the Common
Stock or any other class of securities of the Company to be delisted from the
Nasdaq National Market; (i) the Common Stock or any other class of equity
securities of the Company becoming eligible for termination of
registration pursuant to Section 12(g)(4) of the Securities Exchange Act
of 1934, as amended; or (j) any action similar to any of those enumerated
above, although the Filers presently have no definitive plans,
proposals or intention which relate to or would result in any of the
foregoing actions.
On August 7, 2000, the Filers sent a letter to the board of
directors of the Company which, among other things, indicated that the Filers
would be willing to propose a transaction involving the acquisition of the
Company's outstanding common stock at a price per share of $4.00, subject to
the approval by the board of directors of such transaction.
Item 5. INTEREST IN SECURITIES OF THE ISSUER.
(a)-(b) Items 7, 8, 9, 10, 11 and 13 from pages 2-7 of this
Schedule 13D/A are incorporated herein by reference. The Filers own an
aggregate of 1,849,005 shares of Common Stock, representing 23.7% of the
Issuer's outstanding Common Stock.
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CUSIP No. 90339M-10-4 13D/A Page 10 of 12 Pages
(c) N/A
(d) N/A
(e) N/A
Item 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH
RESPECT TO SECURITIES OF THE ISSUER.
N/A
Item 7. MATERIAL TO BE FILED AS EXHIBITS.
1. Joint Filing Agreement among the parties listed therein dated as
of August 8, 2000.
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CUSIP No. 90339M-10-4 13D/A Page 11 of 12 Pages
SIGNATURES
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this Statement on
Schedule 13D/A is true, complete and correct as of the date hereof.
Dated: August 8, 2000
/s/ George E. Norcross, III
--------------------------------
George E. Norcross, III
/s/ Sandra T. Norcross
--------------------------------
Sandra T. Norcross
/s/ Rose Guida
--------------------------------
Rose Guida
/s/ Joseph J. Roberts, Jr.
--------------------------------
Joseph J. Roberts, Jr.
INDIANA PACIFIC CAPITAL TRUST
By: /s/ Philip A. Norcross
--------------------------------
Philip A. Norcross
Trustee
/s/ Philip A. Norcross
--------------------------------
Philip A. Norcross
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CUSIP No. 90339M-10-4 13D/A Page 12 of 12 Pages
EXHIBIT 1
JOINT FILING AGREEMENT
The Joint Filing Agreement (the "Agreement") is made and entered
into as of the 8th day of August, 2000, by and among the undersigned parties.
In accordance with the Rule 13d-1(k)(l) under the Securities
Exchange Act of 1934, as amended, the undersigned agree to the joint filing
on behalf of each of them of a Statement on Schedule 13D/A (including
amendments thereto) with respect to the common stock of U.S. Vision, Inc., a
Delaware corporation, hereby appoint George E. Norcross, III as the person
authorized to receive notices with respect to such filing, and further agree
that this Agreement be included as an exhibit to such joint filing (including
amendments thereto). Each of the persons named below acknowledges that the
information contained in the Statement on Schedule 13D/A (including any
amendments thereto) respecting such person is complete and accurate in all
material respects and that such person does not know and has no reason to
believe that the information respecting any other person named below is
inaccurate.
IN WITNESS WHEREOF, the undersigned have executed this Agreement as
of the date first above written.
/s/ George E. Norcross
--------------------------------
George E. Norcross, III
/s/ Sandra T. Norcross
--------------------------------
Sandra T. Norcross
/s/ Rose Guida
--------------------------------
Rose Guida
/s/ Joseph J. Roberts, Jr.
--------------------------------
Joseph J. Roberts, Jr.
INDIANA PACIFIC CAPITAL TRUST
By: /s/ Philip A. Norcross
--------------------------------
Philip A. Norcross
Trustee
/s/ Philip A. Norcross
--------------------------------
Philip A. Norcross
