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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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AMENDMENT NO. 1 TO
SCHEDULE 14D-9
(RULE 14d-101)
SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE
SECURITIES EXCHANGE ACT OF 1934
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HUSSMANN INTERNATIONAL, INC.
(Name of Subject Company)
HUSSMANN INTERNATIONAL, INC.
(Name of Person Filing Statement)
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COMMON STOCK, $0.001 PAR VALUE PER SHARE
(INCLUDING THE ASSOCIATED PREFERRED STOCK PURCHASE RIGHTS)
(Title of Class of Securities)
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448110 10 6
(CUSIP Number of Class of Securities)
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BURTON HALPERN, ESQ.
VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY
HUSSMANN INTERNATIONAL, INC.
12999 ST. CHARLES ROCK ROAD
BRIDGETON, MISSOURI 63044-2483
(314) 291-2000
(Name, Address and Telephone Number of Person Authorized to Receive Notice
and Communications on Behalf of the Person Filing Statement)
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Copy to:
RICHARD D. KATCHER, ESQ.
WACHTELL, LIPTON, ROSEN & KATZ
51 WEST 52ND STREET
NEW YORK, NEW YORK 10019
(212) 403-1000
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|_| CHECK THE BOX IF THE FILING RELATES SOLELY TO PRELIMINARY COMMUNICATIONS
MADE BEFORE THE COMMENCEMENT OF A TENDER OFFER.
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AMENDMENT NO. 1
TO SCHEDULE 14D-9
This Amendment No. 1 to Schedule 14D-9 amends and supplements the Schedule
14D-9 (the "Schedule 14D-9") initially filed with the Securities and Exchange
Commission on May 16, 2000, by Hussmann International, Inc. (the "Company"),
relating to a tender offer commenced by IR Merger Corporation, a Delaware
corporation and a wholly-owned subsidiary of Ingersoll-Rand Company, a New
Jersey corporation, on May 16, 2000 to purchase all of the outstanding shares of
common stock, par value $.001 per share, of the Company.
The information in the Schedule 14D-9 is hereby expressly incorporated
herein by reference, except as otherwise set forth below.
ITEM 9. MATERIAL TO BE FILED AS EXHIBITS.
Item 9 of Schedule 14D-9 is hereby amended and supplemented by adding the
following exhibit (filed herewith):
EXHIBIT DESCRIPTION
NO.
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(a)(7) Memorandum dated May 30, 2000, from the Company to Hussmann employees.
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SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and correct.
HUSSMANN INTERNATIONAL, INC.
By: /s/ BURTON HALPERN
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Name: Burton Halpern
Title: Vice President, General Counsel
and Secretary
Dated: May 30, 2000
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