UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c)
AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b)
(Amendment No. 1)*
Real Networks, Inc.
----------------
(Name of Issuer)
Common Stock
------------------------------
(Title of Class of Securities)
75605L104
--------------
(CUSIP Number)
December 31, 1999
-------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 23
Exhibit Index on Page 21
<PAGE>
CUSIP NO. 483600102 PAGE 2 OF 23 PAGES
- ------------------- ------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Accel IV L.P. ("A4")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
2,160,958 shares, except that Accel IV Associates L.P.
NUMBER OF ("A4A"), the general partner of A4, may be deemed to have
SHARES sole power to vote these shares, and Swartz Family
BENEFICIALLY Partnership L.P. ("SFP"), James W. Breyer ("Breyer"), Luke
OWNED BY B. Evnin ("Evnin"), Eugene D. Hill, III ("Hill"), Paul H.
EACH Klingenstein ("Klingenstein"), Arthur C. Patterson
REPORTING ("Patterson"), G. Carter Sednaoui ("Sednaoui") and James R.
PERSON Swartz ("Swartz"), the general partners of A4A, may be
WITH deemed to have shared power to vote these shares.
------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
2,160,958 shares, except that A4A, the general partner of
A4, may be deemed to have sole power to dispose these
shares, and SFP, Breyer, Evnin, Hill, Klingenstein,
Patterson, Sednaoui and Swartz, the general partners of A4A,
may be deemed to have shared power to dispose of these
shares.
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
------------------------------------------------------------
9 AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,160,958
-----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.9%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
-----------------------------------------------------------------------------
*See Instructions Before Filling Out!
<PAGE>
CUSIP NO. 483600102 PAGE 3 OF 23 PAGES
- ------------------- ------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Accel IV Associates L.P. ("A4A")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
2,160,958 shares, except that Accel IV L.P. ("A4"). A4A, the
NUMBER OF general partner of A4, may be deemed to have sole power to
SHARES vote these shares, and Swartz Family Partnership L.P.
BENEFICIALLY ("SFP"), James W. Breyer ("Breyer"), Luke B. Evnin
OWNED BY ("Evnin"), Eugene D. Hill, III ("Hill"), Paul II.
EACH Klingenstein ("Klingenstein"), Arthur C. Patterson
REPORTING ("Patterson"), G. Carter Sednaoui ("Sednaoui") and James R.
PERSON Swartz ("Swartz"), the general partners of A4A, may be
WITH deemed to have shared power to vote these shares.
------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
2,160,958 shares, all of which are directly owned by A4.
A4A, the general partner of A4, and SFP, the general partner
of A4A, may be deemed to have sole power to dispose these
shares, and SFP, Breyer, Evnin, Hill, Klingenstein,
Patterson, Sednaoui and Swartz, the general partners of A4A,
may be deemed to have shared power to dispose of these
shares.
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
------------------------------------------------------------
9 AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,160,958
-----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.9%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
-----------------------------------------------------------------------------
*See Instructions Before Filling Out!
<PAGE>
CUSIP NO. 483600102 PAGE 4 OF 23 PAGES
- ------------------- ------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Accel Keiretsu L.P. ("AK")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
44,858 shares, except that Accel Partners & Co. Inc.
NUMBER OF ("AP&C"), the general partner of AK, may be deemed to have
SHARES sole power to vote these shares, and James W. Breyer
BENEFICIALLY ("Breyer"), Luke B. Evnin ("Evnin"), Eugene D. Hill, III
OWNED BY ("Hill"), Arthur C. Patterson ("Patterson"), G. Carter
EACH Sednaoui ("Sednaoui ") and James R. Swartz ("Swartz"), the
REPORTING officers of AP&C, may be deemed to have shared power to vote
PERSON these shares.
WITH ------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
44,858 shares, except that AP&C, the general partner of AK,
may be deemed to have sole power to dispose of these shares,
and Breyer, Evnin, Hill, Patterson, Sednaoui and Swartz, the
officers of AP&C, may be deemed to have shared power to
dispose of these shares.
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
------------------------------------------------------------
9 AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
44,858
-----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
-----------------------------------------------------------------------------
*See Instructions Before Filling Out!
<PAGE>
CUSIP NO. 483600102 PAGE 5 OF 23 PAGES
- ------------------- ------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Accel Partners & Co. Inc. ("AP&C")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
45,374 shares, 44,858 of which are directly owned by Accel
NUMBER OF Keiretsu L.P. ("AK"). AP&C, the general partner of AK, may
SHARES be deemed to have sole power to vote these shares, and James
BENEFICIALLY W. Breyer ("Breyer"), Luke B. Evnin ("Evnin"), Eugene D.
OWNED BY Hill, III ("Hill"), Arthur C. Patterson ("Patterson"), G.
EACH Carter Sednaoui ("Sednaoui ") and James R. Swartz
REPORTING ("Swartz"), the officers of AP&C, may be deemed to have
PERSON shared power to vote these shares.
WITH ------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
45,374 shares, 44,858 of which are directly owned by AK.
AP&C, the general partner of AK, may be deemed to have sole
power to dispose of these shares, and Breyer, Evnin, Hill,
Patterson, Sednaoui and Swartz, the officers of AP&C, may
be deemed to have shared power to dispose of these shares.
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
------------------------------------------------------------
9 AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
45,374
-----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
-----------------------------------------------------------------------------
*See Instructions Before Filling Out!
<PAGE>
CUSIP NO. 483600102 PAGE 6 OF 23 PAGES
- ------------------- ------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Accel Investors '93 L.P. ("AI93")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
14,340 shares, except that James W. Breyer ("Breyer"), Luke
NUMBER OF B. Evnin ("Evnin"), Paul H. Klingenstein ("Klingenstein"),
SHARES Arthur C. Patterson ("Patterson"), G. Carter Sednaoui
BENEFICIALLY ("Sednaoui") and James R. Swartz ("Swartz"), the general
OWNED BY partners of AI93, may be deemed to have shared power to vote
EACH these shares.
REPORTING ------------------------------------------------------------
PERSON 6 SHARED VOTING POWER
WITH See response to row 5.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
14,340 shares, except that Breyer, Evnin, Klingenstein,
Patterson, Sednaoui and Swartz, the general partners of
AI93, may be deemed to have shared power to dispose of these
shares.
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
------------------------------------------------------------
9 AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
14,340
-----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
-----------------------------------------------------------------------------
*See Instructions Before Filling Out!
<PAGE>
CUSIP NO. 483600102 PAGE 7 OF 23 PAGES
- ------------------- ------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Accel Investors '95 L.P. ("AI95")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
85,738 shares, except that James W. Breyer ("Breyer"), Luke
NUMBER OF B. Evnin ("Evnin"), Paul H. Klingenstein ("Klingenstein"),
SHARES Arthur C. Patterson ("Patterson"), G. Carter Sednaoui
BENEFICIALLY ("Sednaoui ") and James R. Swartz ("Swartz"), the general
OWNED BY partners of AI95, may be deemed to have shared power to vote
EACH these shares.
REPORTING ------------------------------------------------------------
PERSON 6 SHARED VOTING POWER
WITH See response to row 5.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
85,738 shares, except that Breyer, Evnin, Klingenstein,
Patterson, Sednaoui and Swartz, the general partners of
AI95, may be deemed to have shared power to dispose of these
shares.
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
------------------------------------------------------------
9 AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
85,738
-----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
-----------------------------------------------------------------------------
*See Instructions Before Filling Out!
<PAGE>
CUSIP NO. 483600102 PAGE 8 OF 23 PAGES
- ------------------- ------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Accel Japan L.P. ("AJ")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 31,004 shares, except that James W. Breyer ("Breyer"),
SHARES Arthur C. Patterson ("Patterson"), G. Carter Sednaoui
BENEFICIALLY ("Sednaoui") and James R. Swartz ("Swartz"), the general
OWNED BY partners of AJ, may be deemed to have shared power to vote
EACH these shares.
REPORTING ------------------------------------------------------------
PERSON 6 SHARED VOTING POWER
WITH See response to row 5.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
31,004 shares, except that Breyer, Patterson, Sednaoui and
Swartz, the general partners of AJ, may be deemed to have
shared power to dispose of these shares.
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
------------------------------------------------------------
9 AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
31,004
-----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
-----------------------------------------------------------------------------
*See Instructions Before Filling Out!
<PAGE>
CUSIP NO. 483600102 PAGE 9 OF 23 PAGES
- ------------------- ------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Swartz Family Partnership L.P. ("SFP")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
0 shares
NUMBER OF ------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 2,160,958 shares, all of which are directly owned by Accel
OWNED BY IV L.P. ("A4"). SFP is a general partner of Accel IV
EACH Associates L.L.C. ("A4A"), the general partner of A4, and
REPORTING may be deemed to have shared power to vote these shares.
PERSON ------------------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
0 shares
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,160,958 shares, all of which are directly owned by A4. SFP
is a general partner of A4A, the general partner of A4, and
may be deemed to have shared power to dispose of these
shares.
------------------------------------------------------------
9 AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,160,958
-----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.9%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
-----------------------------------------------------------------------------
*See Instructions Before Filling Out!
<PAGE>
CUSIP NO. 483600102 PAGE 10 OF 23 PAGES
- ------------------- -------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
James W. Breyer ("Breyer")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
115,554 shares
NUMBER OF ------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 2,337,414 shares, of which 2,160,958 are directly owned by
OWNED BY Accel IV L.P. ("A4"), 44,858 are directly owned by Accel
EACH Keiretsu L.P. ("AK"), 14,340 are directly owned by Accel
REPORTING Investors '93 L.P. ("AI93"), 85,738 are directly owned by
PERSON Accel Investors '95 L.P. ("AI95"), 31,004 are directly owned
WITH by Accel Japan L.P. ("AJ") and 516 are directly owned by
Accel Partners & Co. Inc. ("AP&C"). Breyer is a general
partner of Accel IV Associates L.L.C. ("A4A"), the general
partner of A4, an officer of AP&C, the general partner of
AK, a general partner of AI93, a general partner of AI95 and
a general partner of AJ and may be deemed to have shared
power to vote these shares.
shares.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
115,554 shares
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,337,414 shares, of which 2,160,958 are directly owned by
A4, 44,858 are directly owned by AK, 14,340 are directly
owned by AI93, 85,738 are directly owned by AI95, 31,004 are
directly owned by AJ and 516 are directly owned by AP&C.
Breyer is a general partner of A4A, the general partner of
A4, an officer of AP&C, the general partner of AK, a general
partner of AI93, a general partner of AI95 and a general
partner of AJ and may be deemed to have shared power to
dispose of these shares.
------------------------------------------------------------
9 AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,452,968
-----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.3%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
-----------------------------------------------------------------------------
*See Instructions Before Filling Out!
<PAGE>
CUSIP NO. 483600102 PAGE 11 OF 23 PAGES
- ------------------- -------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Luke B. Evnin ("Evnin")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
11,387 shares
NUMBER OF ------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 2,306,410 shares, of which 2,160,958 are directly owned by
OWNED BY Accel IV L.P. ("A4"), 44,858 are directly owned by Accel
EACH Keiretsu L.P. ("AK"), 14,340 are directly owned by Accel
REPORTING Investors '93 L.P. ("AI93"), 85,738 are directly owned by
PERSON Accel Investors '95 L.P. ("AI95") and 516 are directly owned
WITH by Accel Partners & Co. Inc. ("AP&C"). Evnin is a general
partner of Accel IV Associates L.L.C. ("A4A"), the general
partner of A4, an officer of AP&C, the general partner of
AK, a general partner of AI93 and a general partner of AI95
and may be deemed to have shared power to vote these shares.
a general partner of AJ and may be deemed to have shared
power to vote these shares.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
11,387 shares
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,306,410 shares, of which 2,160,958 are directly owned by
A4, 44,858 are directly owned by AK, 14,340 are directly
owned by AI93, 85,738 are directly owned by AI95 and 516 are
directly owned by AP&C. Evnin is a general partner of A4A,
the general partner of A4, an officer of AP&C, the general
partner of AK, a general partner of AI93 and a general
partner of AI95 and may be deemed to have shared power to
dispose of these shares.
------------------------------------------------------------
9 AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,317,797
-----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.1%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
-----------------------------------------------------------------------------
*See Instructions Before Filling Out!
<PAGE>
CUSIP NO. 483600102 PAGE 12 OF 23 PAGES
- ------------------- -------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Eugene D. Hill, III ("Hill")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
4,613 shares
NUMBER OF ------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 2,206,232 shares, of which 2,160,958 are directly owned by
OWNED BY Accel IV L.P. ("A4"), 44,858 are directly owned by Accel
EACH Keiretsu L.P. ("AK") and 516 are directly owned by Accel
REPORTING Partners & Co. Inc. ("AP&C"). Hill is a general partner of
PERSON Accel IV Associates L.L.C. ("A4A"), the general partner of
WITH A4, and an officer of AP&C, the general partner of AK and
may be deemed to have shared power to vote these shares.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
4,613 shares
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,206,232 shares, of which 2,160,958 are directly owned by
A4, 44,858 are directly owned by AK, and 516 are directly
owned by AP&C. Hill is a general partner of A4A, the general
partner of A4, an officer of AP&C, the general partner of AK
and may be deemed to have shared power to dispose of these
shares.
------------------------------------------------------------
9 AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,210,945
-----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.0%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
-----------------------------------------------------------------------------
*See Instructions Before Filling Out!
<PAGE>
CUSIP NO. 483600102 PAGE 13 OF 23 PAGES
- ------------------- -------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Paul H. Klingenstein ("Klingenstein")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
22,774 shares
------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 2,261,036 shares, of which 2,160,958 are directly owned by
OWNED BY Accel IV L.P. ("A4"), 14,340 are directly owned by Accel
EACH Investors '93 L.P. ("AI93") and 85,738 are directly owned by
REPORTING Accel Investors '95 L.P. ("AI95"). Klingenstein is a general
PERSON partner of Accel IV Associates L.L.C. ("A4A"), the general
WITH partner of A4 and a general partner of AI93, and a general
partner of AI95 and may be deemed to have shared power to
vote these shares.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
22,774 shares
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,261,036 shares, of which 2,160,958 are directly owned by
A4, 14,340 are directly owned by AI93 and 85,738 are
directly owned by AI95. Klingensein is a general partner of
A4A, the general partner of A4, a general partner of AI93
and a general partner of AI95 and may be 8 deemed to have
shared power to dispose of these shares.
------------------------------------------------------------
9 AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,283,810
-----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.1%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
-----------------------------------------------------------------------------
*See Instructions Before Filling Out!
<PAGE>
CUSIP NO. 483600102 PAGE 14 OF 23 PAGES
- ------------------- -------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Arthur C. Patterson ("Patterson")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
115,624 shares, of which 52,964 shares are directly owned by
Ellmore C. Patterson Partners ("ECPP"). Patterson is the
SHARES general partner of ECPP and may be deemed to have sole power
BENEFICIALLY to vote the shares held by ECPP.
OWNED BY ------------------------------------------------------------
EACH 6 SHARED VOTING POWER
REPORTING 2,337,414 shares, of which 2,160,958 are directly owned by
PERSON Accel IV L.P. ("A4"), 44,858 are directly owned by Accel
WITH Keiretsu L.P. ("AK"), 14,340 are directly owned by Accel
Investors '93 L.P. ("AI93"), 85,738 are directly owned by
Accel Investors '95 L.P. ("AI95"), 31,004 are directly owned
by Accel Japan L.P. ("AJ") and 516 are directly owned by
Accel Partners & Co. Inc. ("AP&C"). Patterson is a general
partner of Accel IV Associates L.L.C. ("A4A"), the general
partner of A4, an officer of AP&C, the general partner of
AK, a general partner of AI93, a general partner of AI95 and
a general partner of AJ and may be deemed to have shared
power to vote these shares.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
115,624 shares, of which 52,964 shares are directly owned by
Ellmore C. Patterson Partners ("ECPP"). Patterson is the
general partner of ECPP and may be deemed to have sole power
to dispose of the shares held by ECPP.
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,337,414 shares, of which 2,160,958 are directly owned by
A4, 44,858 are directly owned by AK, 14,340 are directly
owned by AI93, 85,738 are directly owned by AI95, 31,004 are
directly owned by AJ and 516 are directly owned by AP&C.
Patterson is a general partner of A4A, the general partner
of A4, an officer of AP&C, the general partner of AK, a
general partner of AI93, a general partner of AI95 and a
general partner of AJ and may be deemed to have shared power
to dispose of these shares.
------------------------------------------------------------
9 AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,453,038
-----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.3%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
-----------------------------------------------------------------------------
*See Instructions Before Filling Out!
<PAGE>
CUSIP NO. 483600102 PAGE 15 OF 23 PAGES
- ------------------- -------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
G. Carter Sednaoui ("Sednaoui")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
0 shares
------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 2,337,414 shares, of which 2,160,958 are directly owned by
OWNED BY Accel IV L.P. ("A4"), 44,858 are directly owned by Accel
EACH Keiretsu L.P. ("AK"), 14,340 are directly owned by Accel
REPORTING Investors '93 L.P. ("AI93"), 85,738 are directly owned by
PERSON Accel Investors '95 L.P. ("AI95"), 31,004 are directly owned
WITH by Accel Japan L.P. ("AJ") and 516 are directly owned by
Accel Partners & Co. Inc. ("AP&C"). Sednaoui is a general
partner of Accel IV Associates L.L.C. ("A4A"), the general
partner of A4, an officer of AP&C, the general partner of
AK, a general partner of AI93, a general partner of AI95 and
a general partner of AJ and may be deemed to have shared
power to vote these shares.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,337,414 shares, of which 2,160,958 are directly owned by
A4, 44,858 are directly owned by AK, 14,340 are directly
owned by AI93, 85,738 are directly owned by AI95, 31,004 are
directly owned by AJ and 516 are directly owned by AP&C.
Sednaoui is a general partner of A4A, the general partner of
A4, an officer of AP&C, the general partner of AK, a general
partner of AI93, a general partner of AI95 and a general
partner of AJ and may be deemed to have shared power to
dispose of these shares.
------------------------------------------------------------
9 AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,337,414
-----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.1%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
-----------------------------------------------------------------------------
*See Instructions Before Filling Out!
<PAGE>
CUSIP NO. 483600102 PAGE 16 OF 23 PAGES
- ------------------- -------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
James R. Swartz ("Swartz")
Tax ID Number:
-----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
-----------------------------------------------------------------------------
3 SEC USE ONLY
-----------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
-----------------------------------------------------------------------------
5 SOLE VOTING POWER
0 shares
------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 2,337,414 shares, of which 2,160,958 are directly owned by
OWNED BY Accel IV L.P. ("A4"), 44,858 are directly owned by Accel
EACH Keiretsu L.P. ("AK"), 14,340 are directly owned by Accel
REPORTING Investors '93 L.P. ("AI93"), 85,738 are directly owned by
PERSON Accel Investors '95 L.P. ("AI95"), 31,004 are directly owned
WITH by Accel Japan L.P. ("AJ") and 516 are directly owned by
Accel Partners & Co. Inc. ("AP&C"). Swartz is a general
partner of Accel IV Associates L.L.C. ("A4A"), the general
partner of A4, an officer of AP&C, the general partner of
AK, a general partner of AI93, a general partner of AI95 and
a general partner of AJ and may be deemed to have shared
power to vote these shares.
------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,337,414 shares, of which 2,160,958 are directly owned by
A4, 44,858 are directly owned by AK, 14,340 are directly
owned by AI93, 85,738 are directly owned by AI95, 31,004 are
directly owned by AJ and 516 are directly owned by AP&C.
Swartz is a general partner of A4A, the general partner of
A4, an officer of AP&C, the general partner of AK, a general
partner of AI93, a general partner of AI95 and a general
partner of AJ and may be deemed to have shared power to
dispose of these shares.
------------------------------------------------------------
9 AGGREGATE AMOUNT
BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,337,414
-----------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ]
-----------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.1%
-----------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
-----------------------------------------------------------------------------
*See Instructions Before Filling Out!
<PAGE>
Page 17 of 23
ITEM 1(A). NAME OF ISSUER
RealNetworks, Inc.
ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
2601 Elliot Ave., Suite 1000
Seattle, WA 98121
ITEM 2(A). NAME OF PERSONS FILING
This Statement is filed by Accel IV L.P., a Delaware limited
partnership ("A4"), Accel IV Associates L.P., a Delaware limited
partnership and the general partner of A4 ("A4A"), Accel Keiretsu
L.P., a Delaware limited partnership ("AK"), Accel Partners & Co.
Inc., a Delaware corporation and the general partner of AK ("AP&C"),
Accel Investors '93 L.P., a Delaware limited partnership ("AI93"),
Accel Investors '95 L.P., a Delaware limited partnership ("AI95"),
Accel Japan L.P., a Delaware limited partnership ("AJ"), the Swartz
Family Partnership L.P. ("SFP"), a Delaware limited partnership and
a general partner of A4A, James W. Breyer ("Breyer"), a general
partner of A4A, an officer of AP&C, a general partner of AI93, a
general partner of AI95 and a general partner of AJ, Luke B. Evnin
("Evnin"), a general partner of A4A, an officer of AP&C, a general
partner of AI93 and a general partner of AI95, Eugene D. Hill, III
("Hill"), a general partner of A4A and an officer of AP&C Paul H.
Klingenstein ("Klingenstein"), a general partner of A4A, a general
partner of AI93 and a general partner of AI95, Arthur C. Patterson
("Patterson"), a general partner of A4A, an officer of AP&C, a
general partner of AI93, a general partner of AI95 and a general
partner of AJ, G. Carter Sednaoui ("Sednaoui"), a general partner of
A4A, an officer of AP&C, a general partner of AI93, a general
partner of AI95 and a general partner of AJ, and James R. Swartz
("Swartz"), a general partner of A4A, an officer of AP&C, a general
partner of AI93, a general partner of AI95 and a general partner of
AJ. The foregoing entities and individuals are collectively referred
to as the "Reporting Persons."
A4A, the general partner of A4, may be deemed to have sole power to
vote and sole power to dispose of shares of the issuer directly
owned by A4. AP&C, the general partner of AK, may be deemed to have
sole power to vote and sole power to dispose of shares of the issuer
directly owned by AK. SFP, Breyer, Evnin, Hill, Klingenstein,
Patterson, Sednaoui and Swartz are partners of A4A and may be deemed
to have shared power to vote and shared power to dispose of shares
of the issuer directly owned by A4. Breyer, Evnin, Hill, Patterson,
Sednaoui and Swartz are officers of AP&C and may be deemed to have
shared power to vote and shared power to dispose of shares of the
issuer directly owned by AK. Breyer, Evnin, Klingenstein, Patterson,
Sednaoui and Swartz are partners of AI93 and may be deemed to have
sole power to vote and sole power to dispose of shares of the issuer
directly owned by AI93. Breyer, Evnin, Klingenstein, Patterson,
Sednaoui and Swartz are partners of AI95 and may be deemed to have
sole power to vote and sole power to dispose of shares of the issuer
directly owned by AI95. Breyer, Patterson, Sednaoui and Swartz are
partners of AJ and may be deemed to have sole power to vote and sole
power to dispose of shares of the issuer directly owned by AJ.
ITEM 2(B). ADDRESS OF PRINCIPAL OFFICE
The address for each of the Reporting Persons is:
Accel Partners
428 University Ave.
Palo Alto, California 94301
<PAGE>
Page 18 of 23
ITEM 2(C). CITIZENSHIP
A4, A4A, AK, AI93, AI95, AJ and SFP are Delaware limited
partnerships. AP&C is a Delaware corporation. Breyer, Evnin, Hill,
Klingenstein, Patterson, Sednaoui and Swartz are United States
citizens.
ITEM 2(D) AND (E). TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER
Common Stock
CUSIP # 75605L104
ITEM 3. Not Applicable
ITEM 4. OWNERSHIP
The following information with respect to the ownership of the
Common Stock of the issuer by the persons filing this Statement is
provided as of December 31, 1999:
(a) Amount beneficially owned:
See Row 9 of cover page for each Reporting Person.
(b) Percent of Class:
See Row 11 of cover page for each Reporting Person.
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
See Row 5 of cover page for each Reporting Person.
(ii) Shared power to vote or to direct the vote:
See Row 6 of cover page for each Reporting Person.
(iii) Sole power to dispose or to direct the disposition of:
See Row 7 of cover page for each Reporting Person.
(iv) Shared power to dispose or to direct the disposition of:
See Row 8 of cover page for each Reporting Person.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this Statement is being filed to report the fact that as of the
date hereof the Reporting Persons have ceased to be the beneficial
owners of more than five percent of the class of securities, check
the following [X].
<PAGE>
Page 19 of 23
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
Under certain circumstances set forth in the limited partnership
agreements of A4, A4A, AK, AI93, AI95 and AJ and the operating
agreement of AP&C, the general and limited partners or stockholders,
as the case may be, of each of such entities may be deemed to have
the right to receive dividends from, or the proceeds from, the sale
of shares of the issuer owned by each such entity of which they are
a partner.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not applicable
ITEM 10. CERTIFICATION.
Not applicable
<PAGE>
Page 20 of 23
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 14, 2000
Entities: Accel IV L.P.
Accel IV Associates L.P.
Accel Keiretsu L.P.
Accel Investors '93 L.P.
Accel Investors '95 L.P.
Accel Japan L.P.
Accel Partners & Co. Inc.
Swartz Family Partnership L. By: /s/ G. Carter Sednaoui
-------------------------
G. Carter Sednaoui,
Attorney-in-fact for the
above-listed entities
Individuals: James W. Breyer
Luke. B. Evnin
Eugene D. Hill, III
Paul H. Klingenstein
Arthur C. Patterson
G. Carter Sednaoui
James R. Swartz By: /s/ G. Carter Sednaoui
-------------------------
G. Carter Sednaoui,
Attorney-in-fact for the
above-listed individuals
<PAGE>
Page 21 of 23
EXHIBIT INDEX
Found on
Sequentially
Exhibit Numbered Page
- ------- -------------
Exhibit A: Agreement of Joint Filing 22
Exhibit B: Reference to G. Carter Sednaoui as Attorney-in-Fact 23
<PAGE>
Page 22 of 23
Exhibit A
Agreement of Joint Filing
The Reporting Persons have agreed that a single Schedule 13G (or any
amendment thereto) relating to the Common Stock of RealNetworks, Inc. shall be
filed on behalf of each of the Reporting Persons. Note that a copies of the
applicable Agreement of Joint Filing are already on file with the appropriate
agencies.
<PAGE>
Page 23 of 23
Exhibit B
Reference to G. Carter Sednaoui as Attorney-in-Fact
G. Carter Sednaoui has signed the enclosed documents as Attorney-In-Fact.
Note that copies of the applicable Power of Attorneys are already on file with
the appropriate agencies.