UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
NMBT CORP
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(Name of Issuer)
COMMON STOCK
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(Title of Class of Securities)
629189101
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(CUSIP Number)
Deborah L. Fish, Vice President & Treasurer, 100 Park Lane, New Milford, CT
06776-2400, (860) 355-1171
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(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
November 25, 1997
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
Check the following box if a fee is being paid with the statement [X] . (A fee
is not required only if the reporting person: (1) has a previous statement on
file reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
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SCHEDULE 13D
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CUSIP No. 629189101 Page 1 of 3 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO OF ABOVE PERSON
Robert W. X. Martin
###-##-####
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
3 SEC USE ONLY
4 SOURCE OF FUNDS*
OO
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(E) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U. S. Citizen
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
7 SOLE VOTING POWER
51,536 shares
8 SHARED VOTING POWER
98,959 shares
9 SOLE DISPOSITIVE POWER
51,536 shares
10 SHARED DISPOSITIVE POWER
98,959 shares
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
150,495 shares
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.8%
14 TYPE OF REPORTING PERSON*
IN
<PAGE>
SCHEDULE 13D
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ITEM 1. SECURITY AND ISSUER
This statement relates to the Common Stock of NMBT CORP. The names and addresses
of the executive officers of NMBT CORP are:
Michael D. Carrigan, President and Chief Executive Officer
212 Patriot Road
Southbury, CT 06488-1278
Jay C. Lent, Secretary and Chief Financial Officer
Candlewood Isle, P.O. Box 407
New Fairfield, CT 06812
Deborah L. Fish, Treasurer
168 Weekeepeemee Road
Woodbury, CT 06798
ITEM 2. IDENTITY AND BACKGROUND
The name, address and Social Security Number of the (natural) person on
whose behalf this statement is being filed is:
Robert W. X. Martin
42 Marwick Manor
New Milford, CT 06776
###-##-####
Mr. Martin, retired, is a Director and Assistant Secretary of NMBT CORP.
During the last five years, he has neither been convicted in any criminal
proceeding nor been a party to any civil proceeding. Mr. Martin is a citizen of
the United States of America.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
Mr. Martin acquired his shares of NMBT CORP Common Stock on November 25,
1997, through the conversion of his shares of the Common Stock of The New
Milford Bank & Trust Company.
ITEM 4. PURPOSE OF TRANSACTION
Not applicable. (The purpose of the acquisition by Mr. Martin of securities of
The New Milford Bank & Trust Company was for personal investment.)
<PAGE>
SCHEDULE 13D
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ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
Mr. Martin beneficially owns 150,495 shares of NMBT CORP Common Stock
constituting 5.8% of such shares outstanding, including 3,000 shares which Mr.
Martin has been granted the option to purchase. He owns 48,536 shares with sole
power to vote and dispose and 98,959 shares with shared power to vote and
dispose. There have been no transactions effected during the past sixty days by
Mr. Martin.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO
SECURITIES OF THE ISSUER.
None
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
None
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete, and
correct.
November 25, 1997
Date
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Signature
Robert W. X. Martin
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Name/Title
