SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
FORM U-1/A
AMENDMENT NO. 1
TO
FORM U-1
APPLICATION
UNDER THE
PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
NGE Resources, Inc.
One Commerce Plaza
Suite 2006A - 20th Floor
Albany, New York 12260
(Name of company or companies filing this statement and
address of principal executive offices)
Daniel W. Farley
c/o NGE Resources, Inc.
One Commerce Plaza
Suite 2006A - 20th Floor
Albany, New York 12260
Telephone: (518) 434-3014
(Names and addresses of agents for service)
Copies to:
Leonard Blum, Esq.
Huber Lawrence & Abell
605 Third Avenue
New York, New York 10158
Telephone: (212)682-6200
Joanne Rutkowski, Esq.
LeBouef, Lamb, Greene & MacRae, L.L.P.
1875 Connecticut Avenue, N.W.
Washington, D.C. 20009
Telephone: (202) 986-8000
<PAGE>
This Amendment No. 1 on Form U-1/A to the Form U-1 of NGE
Resources, Inc. is being filed for the purpose of amending Item 6
by adding the exhibits listed below.
Item 6. Exhibits and Financial Statements.
The following exhibits are being filed with this Amendment
No. 1:
NO. DESCRIPTION METHOD OF FILING
A-1 Draft Restated Certificate of Incorporated herein by
Incorporation of HoldCo to be reference to Exhibit 3.1
in effect at the Effective filed in Registration
Time. No. 333-37997.
A-2 Draft By-Laws of HoldCo to be Incorporated herein by
in effect at the Effective reference to Exhibit 3.2
Time. filed in Registration
No. 333-37997.
C-1 Registration Statement of Incorporated herein by
HoldCo on Form S-4 relating to reference to Form S-4
the shares of HoldCo Common Registration No.
Stock to be issued in connection 333-37997.
with the Share Exchange.
D-3 Restructuring Agreement. Incorporated herein by
reference to Exhibit 99.2
filed in Registration
No. 333-37997.
SIGNATURES
Pursuant to the requirements of the Public Utility Holding
Company Act of 1935, the undersigned company has duly caused this
Amendment No. 1 to be signed on its behalf by the undersigned
thereunto duly authorized.
NGE Resources, Inc.
Date: October 20, 1997 By Daniel W. Farley
Daniel W. Farley
Secretary
