FILE NO. 70-09613
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDMENT NO. 3
TO
APPLICATION/DECLARATION
ON
FORM U-1
UNDER THE
PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
CONSOLIDATED EDISON, INC. NORTHEAST UTILITIES
4 Irving Place 174 Brush Hill Ave
New York, New York 10003 West Springfield, MA 01090-0010
(Names of companies filing this statement and addresses of principal
executive offices.)
CONSOLIDATED EDISON INC.
(Name of top registered holding company)
Peter A. Irwin Cheryl W. Grise
Consolidated Edison, Inc. General Counsel
4 Irving Place Northeast Utilities Service Company
New York, New York 10003 107 Selden Street
Berlin, CT 06037
(Name and address of agents for service)
The Commission is requested to mail signed copies of all orders, notices and
communications to:
J.A. Bouknight, Jr. Jeffrey C. Miller, Esq.
Douglas G. Green Assistant General Counsel
James B. Vasile Northeast Utilities
Steptoe & Johnson LLP Service Company
1330 Connecticut Ave, NW 107 Selden Street
Washington, D.C. 20036-1795 Berlin, CT 06037
Item 6. Exhibits and Financial Statements
(a) Exhibits
a.1 Certificate of Incorporation of New CEI (Incorporated by
reference to Exhibit A to the Merger Agreement of Consolidated
Edison and Northeast Utilities' Joint Proxy and Registration
Statement on Form S-4 filed on March 1, 2000, Registration
No. 333-31390).*
b.1 Amended and Restated Agreement and Plan of Merger
(Incorporated by reference to Annex A of Consolidated Edison
and Northeast Utilities' Joint Proxy and Registration
Statement on Form S-4 filed on March 1, 2000, Registration
No. 333-31390).*
c.1 Joint Proxy and Registration Statement on Form S-4
(Incorporated by reference to Consolidated Edison and
Northeast Utilities' Joint Proxy and Registration Statement on
Form S-4 filed on March 1, 2000, Registration No. 333-
31390).*
d.1 Application to FERC*
d.1.1 Prepared Direct Testimony and Exhibits of
William H. Hieronymus
d.2 Filing made with the DPUC
d.3-1 Filing made with the MPUC*
d.3-2 Order of the MPUC*
d.4 Filing made with the DTE
d.5 Filing made with the DOR***
d.6 Filing made with the NHPUC*
d.7 Filing made with the NJBPU*
d.8 Filing made with the NYPSC*
d.9 Filing made with the PAPUC*
d.10-1 Filing made with the VPSB*
d.10-2 Order of the VPSB*
d.11 Filing made with the NRC
f.1 Legal Opinions**
g.1 Financial Data Schedules**
h.1 Form of Notice
i.1 Gas retention analysis for the CEI Gas Properties**
i.2 Gas Retention analysis for the NU Gas Properties**
(b) Financial Statements*
* Previously filed
** To be filed by amendment
***No filing required or made
SIGNATURES
Pursuant to the requirement of the Public Utility Holding Company Act of
1935, as amended, the undersigned companies have duly caused this statement
to be signed on their behalf by the undersigned thereunto duly authorized.
Date: June 21, 2000
Consolidated Edison, Inc.
(a New York Corporation)
By /s/ John D. McMahon
Name: John D.McHahon
Title: Senior Vice President &
General Counsel
Northeast Utilities
By /s/ Cheryl W. Grise
Name: Cheryl W. Grise
Title: Senior Vice President, Secretary
and General Counsel
Consolidated Edison, Inc.
(a Delaware Corporation)
By /s/ John D. McMahon
Name: John D. McMahon
Title: Vice President
