<PAGE> 1
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
(RULE 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
(AMENDMENT NO. __) (1)
CONTINUUS SOFTWARE CORPORATION
--------------------------------------------------------------------------------
(NAME OF THE ISSUER)
COMMON STOCK
--------------------------------------------------------------------------------
(TITLE OF CLASS OF SECURITIES)
21218R 10 4
--------------------------------------------------------------------------------
(CUSIP NUMBER)
JOHN R. WARK
9401 JERONIMO ROAD
IRVINE, CALIFORNIA 92618
(949) 830-8022
--------------------------------------------------------------------------------
(NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON
AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS)
OCTOBER 25, 2000
--------------------------------------------------------------------------------
(DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT)
If the filing person has previously filed a statement on Schedule 13G
to report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box [ ].
Note: Schedules filed in paper format shall include a signed original
and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for
other parties to whom copies are to be sent.
(1) The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
(Continued on following pages)
(Page 1 of 29 Pages)
<PAGE> 2
--------------------- ------------------
CUSIP NO. 21218R 10 4 13D PAGE 2 OF 29 PAGES
--------------------- ------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
FRED B. COX
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES, NEVADA
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
0
-----------------------------------------------------------
8 SHARED VOTING POWER
NUMBER
OF SHARES 4,831,965(1) (Pursuant to Stockholder Tender and
BENEFICIALLY Support Agreement dated October 25, 2000
OWNED BY and incorporated by reference to
REPORTING Exhibit 1 to this Schedule 13D.)
PERSON -----------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
-----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
4,831,965(1)
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,831,965
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
40.0(2)
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN, OO
--------------------------------------------------------------------------------
(1) Calculated pursuant to Rule 13d-3(d)(1) of the Securities Exchange Act of
1934, as amended.
(2) Percent based upon the approximate number of outstanding shares of the
Issuer's Common Stock, as reported in the Issuer's Schedule 14D-9 filed
with the Securities Exchange Commission on October 31, 2000.
(Continued on following pages)
<PAGE> 3
--------------------- ------------------
CUSIP NO. 21218R 10 4 13D PAGE 3 OF 29 PAGES
--------------------- ------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
KEVIN G. HALL
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES, MINNESOTA
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
0
-----------------------------------------------------------
8 SHARED VOTING POWER
NUMBER
OF SHARES 4,831,965(1) (Pursuant to Stockholder Tender and
BENEFICIALLY Support Agreement dated October 25, 2000
OWNED BY and incorporated by reference to
REPORTING Exhibit 1 to this Schedule 13D.)
PERSON -----------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
-----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
4,831,965(1)
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,831,965
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
40.0(2)
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN, PN
--------------------------------------------------------------------------------
(1) Calculated pursuant to Rule 13d-3(d)(1) of the Securities Exchange Act of
1934, as amended.
(2) Percent based upon the approximate number of outstanding shares of the
Issuer's Common Stock, as reported in the Issuer's Schedule 14D-9 filed
with the Securities Exchange Commission on October 31, 2000.
(Continued on following pages)
<PAGE> 4
--------------------- ------------------
CUSIP NO. 21218R 10 4 13D PAGE 4 OF 29 PAGES
--------------------- ------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
STEVEN L. JOHNSTON
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
0
-----------------------------------------------------------
8 SHARED VOTING POWER
NUMBER
OF SHARES 4,831,965(1) (Pursuant to Stockholder Tender and
BENEFICIALLY Support Agreement dated October 25, 2000
OWNED BY and incorporated by reference to
REPORTING Exhibit 1 to this Schedule 13D.)
PERSON -----------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
-----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
4,831,965(1)
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,831,965
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
40.0(2)
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
(1) Calculated pursuant to Rule 13d-3(d)(1) of the Securities Exchange Act of
1934, as amended.
(2) Percent based upon the approximate number of outstanding shares of the
Issuer's Common Stock, as reported in the Issuer's Schedule 14D-9 filed
with the Securities Exchange Commission on October 31, 2000.
(Continued on following pages)
<PAGE> 5
--------------------- ------------------
CUSIP NO. 21218R 10 4 13D PAGE 5 OF 29 PAGES
--------------------- ------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
DAVID McCANN
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
0
-----------------------------------------------------------
8 SHARED VOTING POWER
NUMBER
OF SHARES 4,831,965(1) (Pursuant to Stockholder Tender and
BENEFICIALLY Support Agreement dated October 25, 2000
OWNED BY and incorporated by reference to
REPORTING Exhibit 1 to this Schedule 13D.)
PERSON -----------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
-----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
4,831,965(1)
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,831,965
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
40.0(2)
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
(1) Calculated pursuant to Rule 13d-3(d)(1) of the Securities Exchange Act of
1934, as amended.
(2) Percent based upon the approximate number of outstanding shares of the
Issuer's Common Stock, as reported in the Issuer's Schedule 14D-9 filed
with the Securities Exchange Commission on October 31, 2000.
(Continued on following pages)
<PAGE> 6
--------------------- ------------------
CUSIP NO. 21218R 10 4 13D PAGE 6 OF 29 PAGES
--------------------- ------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
A BARRY PATMORE
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
0
-----------------------------------------------------------
8 SHARED VOTING POWER
NUMBER
OF SHARES 4,831,965(1) (Pursuant to Stockholder Tender and
BENEFICIALLY Support Agreement dated October 25, 2000
OWNED BY and incorporated by reference to
REPORTING Exhibit 1 to this Schedule 13D.)
PERSON -----------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
-----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
4,831,965(1)
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,831,965
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
40.0(2)
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
(1) Calculated pursuant to Rule 13d-3(d)(1) of the Securities Exchange Act of
1934, as amended.
(2) Percent based upon the approximate number of outstanding shares of the
Issuer's Common Stock, as reported in the Issuer's Schedule 14D-9 filed
with the Securities Exchange Commission on October 31, 2000.
(Continued on following pages)
<PAGE> 7
--------------------- ------------------
CUSIP NO. 21218R 10 4 13D PAGE 7 OF 29 PAGES
--------------------- ------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
WILLIAM A. PHILBIN
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
0
-----------------------------------------------------------
8 SHARED VOTING POWER
NUMBER
OF SHARES 4,831,965(1) (Pursuant to Stockholder Tender and
BENEFICIALLY Support Agreement dated October 25, 2000
OWNED BY and incorporated by reference to
REPORTING Exhibit 1 to this Schedule 13D.)
PERSON -----------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
-----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
4,831,965(1)
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,831,965
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
40.0(2)
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
(1) Calculated pursuant to Rule 13d-3(d)(1) of the Securities Exchange Act of
1934, as amended.
(2) Percent based upon the approximate number of outstanding shares of the
Issuer's Common Stock, as reported in the Issuer's Schedule 14D-9 filed
with the Securities Exchange Commission on October 31, 2000.
(Continued on following pages)
<PAGE> 8
--------------------- ------------------
CUSIP NO. 21218R 10 4 13D PAGE 8 OF 29 PAGES
--------------------- ------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
STEWART A. SCHUSTER
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES, DELAWARE
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
0
-----------------------------------------------------------
8 SHARED VOTING POWER
NUMBER
OF SHARES 4,831,965(1) (Pursuant to Stockholder Tender and
BENEFICIALLY Support Agreement dated October 25, 2000
OWNED BY and incorporated by reference to
REPORTING Exhibit 1 to this Schedule 13D.)
PERSON -----------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
-----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
4,831,965(1)
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,831,965
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
40.0(2)
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN, PN
--------------------------------------------------------------------------------
(1) Calculated pursuant to Rule 13d-3(d)(1) of the Securities Exchange Act of
1934, as amended.
(2) Percent based upon the approximate number of outstanding shares of the
Issuer's Common Stock, as reported in the Issuer's Schedule 14D-9 filed
with the Securities Exchange Commission on October 31, 2000.
(Continued on following pages)
<PAGE> 9
--------------------- ------------------
CUSIP NO. 21218R 10 4 13D PAGE 9 OF 29 PAGES
--------------------- ------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
PAUL VAN DEN BERG
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
AUSTRALIA
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
0
-----------------------------------------------------------
8 SHARED VOTING POWER
NUMBER
OF SHARES 4,831,965(1) (Pursuant to Stockholder Tender and
BENEFICIALLY Support Agreement dated October 25, 2000
OWNED BY and incorporated by reference to
REPORTING Exhibit 1 to this Schedule 13D.)
PERSON -----------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
-----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
4,831,965(1)
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,831,965
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
40.0(2)
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
(1) Calculated pursuant to Rule 13d-3(d)(1) of the Securities Exchange Act of
1934, as amended.
(2) Percent based upon the approximate number of outstanding shares of the
Issuer's Common Stock, as reported in the Issuer's Schedule 14D-9 filed
with the Securities Exchange Commission on October 31, 2000.
(Continued on following pages)
<PAGE> 10
--------------------- -------------------
CUSIP NO. 21218R 10 4 13D PAGE 10 OF 29 PAGES
--------------------- -------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
JOHN R. WARK
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
0
-----------------------------------------------------------
8 SHARED VOTING POWER
NUMBER
OF SHARES 4,831,965(1) (Pursuant to Stockholder Tender and
BENEFICIALLY Support Agreement dated October 25, 2000
OWNED BY and incorporated by reference to
REPORTING Exhibit 1 to this Schedule 13D.)
PERSON -----------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
-----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
4,831,965(1)
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,831,965
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
40.0(2)
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
(1) Calculated pursuant to Rule 13d-3(d)(1) of the Securities Exchange Act of
1934, as amended.
(2) Percent based upon the approximate number of outstanding shares of the
Issuer's Common Stock, as reported in the Issuer's Schedule 14D-9 filed
with the Securities Exchange Commission on October 31, 2000.
(Continued on following pages)
<PAGE> 11
--------------------- -------------------
CUSIP NO. 21218R 10 4 13D PAGE 11 OF 29 PAGES
--------------------- -------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
SOL ZECHTER
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
0
-----------------------------------------------------------
8 SHARED VOTING POWER
NUMBER
OF SHARES 4,831,965(1) (Pursuant to Stockholder Tender and
BENEFICIALLY Support Agreement dated October 25, 2000
OWNED BY and incorporated by reference to
REPORTING Exhibit 1 to this Schedule 13D.)
PERSON -----------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
-----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
4,831,965(1)
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,831,965
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
40.0(2)
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
(1) Calculated pursuant to Rule 13d-3(d)(1) of the Securities Exchange Act of
1934, as amended.
(2) Percent based upon the approximate number of outstanding shares of the
Issuer's Common Stock, as reported in the Issuer's Schedule 14D-9 filed
with the Securities Exchange Commission on October 31, 2000.
(Continued on following pages)
<PAGE> 12
ITEM 1. SECURITY AND ISSUER
The title and class of the securities to which this Schedule 13D relates
is Common Stock, $.001 par value per share ("Share" or collectively, the
"Shares") of Continuus Software Corporation, a corporation organized under the
laws of the State of Delaware ("Issuer"). The Issuer's principal executive
office is located at 9401 Jeronimo Road, Irvine, California 92618.
ITEM 2. IDENTITY AND BACKGROUND
(a) NAMES OF PERSONS FILING:
Fred B. Cox
Melita Company, LLC
Kevin G. Hall
Norwest Equity Partners IV
Norwest Equity Partners V
Steven L. Johnson
David McCann
A. Barry Patmore
William A. Philbin
Stewart A. Schuster
Brentwood Associates VI, L.P.
Paul G. Van Den Berg
John R. Wark
Sol Zechter
Sol Zechter Annuity Trust
Sol Zechter Family Trust
Sheila Claire Zechter Annuity Trust
(b) RESIDENCE OR BUSINESS ADDRESSES:
John R. Wark, David McCann, Steven L. Johnston, William A. Philbin, Paul
Van Den Berg: 9401 Jeronimo Road, Irvine, California 92618.
Kevin G. Hall, Norwest Equity Partners IV, Norwest Equity Partners V:
245 Lytton Avenue, Suite 250, Palo Alto, California 94301.
(Page 12 of 29 Pages)
<PAGE> 13
A. Barry Patmore, Stewart Schuster, Brentwood Associates VI, L.P.: 3000
Sand Hill Road, Building One, Suite 260, Menlo Park, California 94025
Sol Zechter, Sol Sechter Annuity Trust, Sol Zechter Family Trust, Sheila
C. Zechter Annuity Trust: 18046 Darmel Place, Santa Ana, California 92705.
Fred B. Cox, Melita Company, LLC: 2 Rue Grimald, Way, Henderson, Nevada
89011.
(c) The following reporting individuals are Issuer executive officers and occupy
the positions set forth opposite their names.
<TABLE>
<S> <C>
John R. Wark President, Chief Executive Officer and Chairman
of the Board of Directors
David McCann Executive Vice President, Global Operations Worldwide
Steven L. Johnston Vice President, Finance and Chief Financial Officer
William A. Philbin Vice President, Internet Business Development
Paul G. Van Den Berg Vice President, Product Management
</TABLE>
The following reporting individuals are Issuer directors.
John R. Wark
Fred B. Cox (1)
Kevin G. Hall (2)
A. Barry Patmore (3)
Stewart Schuster (4)
(1) Managing Partner of Melita Co. LLC., Chairman of the Board of
Directors and co-founder of Emulex Corporation.
(2) General Partner of Norwest Venture Partners, a private investment
firm.
(3) Venture Partner of Brentwood Venture Capital, a private investment
firm.
(4) Venture Partner of Brentwood Venture Capital, a private investment
firm.
(d) During the last five years, there have been no criminal proceedings against
any of the reporting persons.
(e) During the last five years, none of the reporting persons has been a party
to any civil proceeding of a judicial or administrative body of competent
jurisdiction resulting in a judgment, decree or final order enjoining future
violations of, or prohibiting or mandating activities subject to, federal or
state securities laws or finding any violation with respect to such laws.
(f) Fred B. Cox, Kevin G. Hall, Steven L. Johnston, David McCann, A. Barry
Patmore, William A. Philbin, Stewart A. Schuster, Paul G. Van Den Berg, John R.
Wark and Sol Zechter are citizens of the United States. Melita Co. LLC is a
limited liability company organized under the laws of the State of Nevada.
Norwest Equity Partners IV and Norwest Equity Partners V are
(Page 13 of 29 Page)
<PAGE> 14
general partnerships organized under the laws of the State of Minnesota.
Brentwood Associates, VI, L.P. is a limited partnership organized under the laws
of the State of Delaware.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
The reporting persons who are directors or executive officers of Issuer
acquired their holdings through restricted stock bonus awards pursuant to
Issuers's employee equity incentive plan, options awarded under various Issuer
incentive stock option programs, annual awards of restricted stock to directors,
purchases made with private funds through the Issuer Stock Purchase Plan and
open market purchases accomplished with personal funds. Norwest Equity Partners
IV, Norwest Equity Partners V, and Brentwood Associates VI, L.P. acquired their
holdings through private placement investment transactions which were not
financed by borrowings. Sol Zechter and Fred B. Cox acquired their holdings
through options awarded them while they were employed by Issuer under various
Issuer incentive stock option programs. The Melita Company LLC acquired its
holdings through transfers by Fred B. Cox from his private holdings.
ITEM 4. PURPOSE OF THE TRANSACTION
This Schedule 13D relates to the tender offer being made by Raindrop
Acquisition Corporation, a Delaware corporation ("Purchaser") and a direct
wholly owned subsidiary of Telelogic AB, a company organized under the laws of
Sweden ("Parent"), disclosed in a Tender Offer Statement on Schedule TO (the
"Schedule TO"), dated October 30, 2000 and filed with the Securities and
Exchange Commission, to purchase all the outstanding Shares of Issuer at a price
of $3.46 per Share net to the sellers in cash (subject to applicable withholding
taxes), without interest, upon the terms and subject to the conditions set forth
in the Offer to Purchase, dated October 30, 2000 (the "Offer to Purchase"), and
the related Letter of Transmittal (which, together with the Offer to Purchase
and any amendments or supplements thereto, constitute the "Offer") included in
the Schedule TO, incorporated herein by reference.
The Offer is being made pursuant to an Agreement and Plan of Merger,
dated as of October 25, 2000 (the "Merger Agreement"), among Parent, Purchaser
and Issuer, incorporated as Exhibit 2 to this Schedule 13D. The Merger Agreement
provides that, among other things, as soon as practicable after the purchase of
Shares pursuant to the Offer and the satisfaction of the other conditions set
forth in the Merger Agreement and in accordance with the relevant provisions of
the Delaware General Corporation Law ("DGCL"), Purchaser will be merged with and
into Issuer (the "Merger"). Following consummation of the Merger, Issuer will
continue as the surviving corporation and will become a wholly owned subsidiary
of Parent.
At the effective time of the Merger (the "Effective Time"), each
remaining outstanding Share (other than (i) Shares held in the treasury or owned
by Purchaser, Parent or any direct or indirect wholly owned subsidiary of Parent
or of Issuer which shall be canceled, and (ii) Shares held by stockholders who
have demanded and perfected appraisal rights, if any, under the DGCL) will be
converted into the right to receive $3.46 in cash or any greater amount per
Share paid pursuant to the Offer.
(Page 14 of 29 Pages)
<PAGE> 15
In connection with the execution of the Merger Agreement, each of the
reporting persons entered into a Tender and Stockholder Support Agreement with
Purchaser, dated as of October 25, 2000 (the "Stockholder Agreement"). Under the
Stockholder Agreement, each of the reporting persons has, among other things,
(i) agreed to tender (and not withdraw) pursuant to the Offer, all Shares owned
by him or it, (ii) agreed to vote such Shares in favor of the Merger and the
Merger Agreement and against any acquisition proposal other than the Merger, and
(iii) granted to Parent and certain officers of Parent an irrevocable proxy to
vote such shares in favor of the transactions contemplated by the Merger
Agreement.
The Shares beneficially owned by the reporting persons and subject to
the Stockholder Agreement equal 4,831,965 Shares and represented approximately
40.0% of the Shares outstanding as of October 23, 2000.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a) BENEFICIAL OWNERSHIP(1)
<TABLE>
<CAPTION>
BENEFICIAL OWNER NUMBER OF SHARES PERCENT OF TOTAL
---------------- ---------------- ----------------
<S> <C> <C>
Fred B. Cox(2).................................................... 714,692 6.4%
2 Rue Grimaldi Way
Henderson, NV 89011
Kevin G. Hall(3).................................................. 1,853,721 16.6%
Norwest Equity Partners IV
245 Lytton Avenue, Suite 250
Palo Alto, CA 94301
Entities affiliated with Norwest Equity Partners IV(4) ........... 1,824,889 16.4%
245 Lytton Avenue, Suite 250
Palo Alto, CA 94301
Steven L. Johnson(5).............................................. 193,636 1.7%
David McCann(6)................................................... 133,588 1.2%
A. Barry Patmore(7)............................................... 13,125 0.1%
William A. Philbin(8)............................................. 171,316 1.5%
Stewart A. Schuster(9)............................................ 699,856 6.3%
Brentwood Associates VI, L.P.
3000 Sand Hill Road, Building One,
Suite 260
Menlo Park, CA 94025
Entities affiliated with Brentwood Associates VI, L.P.(10)........ 665,718 6.0%
3000 Sand Hill Road, Building One,
Suite 260
Menlo Park, CA 94025
Paul Van Den Berg(11)............................................. 81,123 0.7%
John R. Wark(12).................................................. 522,896 4.5%
Sol Zechter (13).................................................. 448,012 4.2%
All reporting persons as a group (10 persons)..................... 4,831,965 40.0%
</TABLE>
(Page 15 of 29 Pages)
<PAGE> 16
----------------
(1) Applicable percentages are based on 11,142,583 shares outstanding on
October 23, 2000, adjusted as required by rules promulgated by the SEC.
(2) Includes 662,109 shares held by the Melita Company, LLC, a limited
liability company, of which Fred B. Cox is Managing Partner; includes
52,583 shares subject to options exercisable within 60 days of October 23,
2000.
(3) Includes 1,824,889 held by the entities listed in note 4 below and 28,832
shares subject to options exercisable within 60 days of October 23, 2000.
Mr. Hall is a general partner of Itasca Partners and Itasca Partners V,
LLP, the general partners of the entities listed in note 4 below. Mr. Hall
disclaims beneficial ownership of the shares held by the entities listed in
note 4 below, except to the extent of his direct pecuniary interest in the
shares.
(4) Includes 11,815 shares subject to warrants exercisable within 60 days of
October 23, 2000; includes 774,303 shares held by Norwest Equity Partners V
and 9,723 shares subject to warrants exercisable within 60 days of October
23, 2000 held by Norwest Equity Partners V.
(5) Includes restricted stock award of 75,000 and 114,741 shares subject to
options exercisable within 60 days of October 23, 2000.
(6) Includes restricted stock award of 75,000 and 54,434 shares subject to
options exercisable within 60 days of October 23, 2000.
(7) Includes 13,125 shares subject to options exercisable within 60 days of
October 23, 2000.
(8) Includes restricted stock award of 65,000 and 106,096 shares subject to
options exercisable within 60 days of October 23, 2000.
(9) Includes 30,601 shares subject to options exercisable within 60 days of
October 23, 2000 and 650,226 shares held by the entities listed in note 10
below. Dr. Schuster disclaims beneficial ownership of the shares held by
the entities listed in note 10 below.
(10) Includes 15,492 shares subject to warrants exercisable within 60 days of
October 23, 2000. Brentwood VI Ventures, L.P. is the general partner of
Brentwood Associates VI, L.P. The general partners of Brentwood VI
Ventures, L.P. are deemed to beneficially own the shares held by Brentwood
Associates VI, L.P. and therefore have voting and investment power of the
shares. The general partners of Brentwood VI Ventures, L.P. disclaim
beneficial ownership of the shares, except to the extent of their direct
pecuniary interest in the shares. Dr. Schuster, a director of Continuus, is
affiliated with Brentwood VI Ventures, L.P.
(11) Includes restricted stock award of 30,000 and 47,123 shares subject to
options exercisable within 60 days of October 23, 2000.
(Page 16 of 29 Pages)
<PAGE> 17
(12) Includes restricted stock award of 125,000 and 397,896 shares subject to
options exercisable within 60 days of October 23, 2000.
(13) Includes 90,325 held by Sheila C. Zechter Annuity Trust, 94,325 held by Sol
Zechter Annuity Trust, 212,654 held by Sol Zechter Family Trust and 50,708
shares subject to options exercisable within 60 days of October 23, 2000.
(b) Under the Stockholder Agreement, each of the filing persons has, among other
things, (i) agreed to tender (and not withdraw), pursuant to the tender offer
described in Item 4 of this Schedule 13D, all Shares owned by him or it, (ii)
agreed to vote such Shares in favor of the Merger and the Merger Agreement and
against any acquisition proposal other than the Merger, and (iii) granted to
Parent and certain officers of Parent an irrevocable proxy to vote such Shares
in favor of the transactions contemplated by the Merger Agreement. As of the
close of business on October 25, 2000, Purchaser and Raindrop owned no Shares.
(c) In August 2000, Issuer granted an aggregate of 370,000 shares of Common
Stock to certain of the Issuer's executive officers. See Item 3 of Issuer's
Schedule 14D-9 for more information relating to the terms and conditions of the
restricted stock bonus awards.
Other than as described above, no transactions in Shares have been
effected during the past 60 days by Issuer or, to the knowledge of Issuer, by
any executive officer, director, affiliate or subsidiary of Issuer, other than
exercises by certain executive officers of stock options granted under Issuer
stock option plans, on-going purchases of Shares under Issuer's Employee Stock
Purchase Plan for the benefit of certain executive officers who participate in
such plan, and on-going transactions in the Issuer stock fund of Issuer's
Retirement Savings Plan (401(k)) for the benefit of certain executive officers
who participate in such plan.
(d) N/A
(e) N/A
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO
SECURITIES OF THE ISSUER.
As described in response to Item 4 of this Schedule 13D, under the
Stockholder Agreement each of the filing persons has, among other things, (i)
agreed to tender (and not withdraw), pursuant to the tender offer, all Shares
owned by him or it, (ii) agreed to vote such Shares in favor of the Merger and
the Merger Agreement and against any acquisition proposal other than the Merger,
and (iii) granted to Parent and certain officers of Parent an irrevocable proxy
to vote such Shares in favor of the transactions contemplated by the Merger
Agreement.
(Page 17 of 29 Pages)
<PAGE> 18
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
EXHIBIT DESCRIPTION
------- -----------
1 Joint Filing Statement
2 Tender and Stockholder Support Agreement by and among
Telelogic AB, Raindrop Acquisition Corporation, and the
parties named therein, dated October 25, 2000 (incorporated
by reference to Exhibit (d)(2) to the Schedule TO of
Telelogic AB filed on October 30, 2000).
3 Agreement and Plan of Merger, dated as of October 25, 2000,
among Telelogic AB, the Raindrop Acquisition Corporation and
Continuus Software Corporation (incorporated by reference to
Exhibit (d)(1) to the Schedule TO of Telelogic AB filed on
October 30, 2000).
4 The Information Statement pursuant to Section 14(f) of the
Securities Exchange Act of 1934 (incorporated by reference as
Annex A to the Continuus Software Corporation Schedule 14D-9
filed October 30, 2000).
(Page 18 of 29 Pages)
<PAGE> 19
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Fred B. Cox
/s/ FRED B. COX
---------------------------------
THE MELITA COMPANY, LLC
By: /s/ FRED B. COX
-----------------------------
Fred B. Cox, Managing Partner
(Schedule 13D filed with the Securities Exchange
Commission on November 6, 2000.)
(Page 19 of 29 Pages)
<PAGE> 20
Kevin G. Hall
/s/ KEVIN G. HALL
---------------------------------
NORWEST EQUITY PARTNERS IV
a Minnesota Limited Partnership
By: Itasca Partners
General Partner
By: /s/ KEVIN G. HALL
-----------------------------
Kevin G. Hall, Partner
NORWEST EQUITY PARTNERS V
a Minnesota Limited Partnership
By: Itasca Partners IV, L.L.P.
General Partner
By: /s/ KEVIN G. HALL
-----------------------------
Kevin G. Hall, Partner
(Schedule 13D filed with the Securities Exchange
Commission on November 6, 2000.)
(Page 20 of 29 Pages)
<PAGE> 21
Steven L. Johnson
/s/ STEVEN L. JOHNSON
---------------------------------
(Schedule 13D filed with the Securities Exchange
Commission on November 6, 2000.)
(Page 21 of 29 Pages)
<PAGE> 22
David McCann
/s/ DAVID MCCANN
---------------------------------
(Schedule 13D filed with the Securities Exchange
Commission on November 6, 2000.)
(Page 22 of 29 Pages)
<PAGE> 23
A. Barry Patmore
/s/ A. BARRY PATMORE
---------------------------------
(Schedule 13D filed with the Securities Exchange
Commission on November 6, 2000.)
(Page 23 of 29 Pages)
<PAGE> 24
William A. Philbin
/s/ WILLIAM A. PHILBIN
---------------------------------
(Schedule 13D filed with the Securities Exchange
Commission on November 6, 2000.)
(Page 24 of 29 Pages)
<PAGE> 25
Stewart A. Schuster
/s/ STEWART A. SCHUSTER
---------------------------------
BRENTWOOD ASSOCIATES VI, L.P.
By: Brentwood VI Ventures, L.P.
Its General Partner
By: STEWART A. SCHUSTER
----------------------------
Stewart A. Schuster
Venture Partner
(Schedule 13D filed with the Securities Exchange
Commission on November 6, 2000.)
(Page 25 of 29 Pages)
<PAGE> 26
Paul G. Van Den Berg
/s/ PAUL G. VAN DEN BERG
---------------------------------
(Schedule 13D filed with the Securities Exchange
Commission on November 6, 2000.)
(Page 26 of 29 Pages)
<PAGE> 27
John R. Wark
/s/ JOHN R. WARK
---------------------------------
(Schedule 13D filed with the Securities Exchange
Commission on November 6, 2000.)
(Page 27 of 29 Pages)
<PAGE> 28
Sol Zechter
/s/ SOL ZECHTER
---------------------------------
SOL ZECHTER ANNUITY TRUST
By: /s/ SOL ZECHTER
-----------------------------
Sol Zechter, Trustee
SOL ZECHTER FAMILY TRUST
By: /s/ SOL ZECHTER
-----------------------------
Sol Zechter, Trustee
SHEILA CLAIRE ZECHTER ANNUITY
TRUST
By: /s/ SHEILA ZECHTER
-----------------------------
Sheila Zechter, Trustee
(Schedule 13D filed with the Securities Exchange
Commission on November 6, 2000.)
(Page 28 of 29 Pages)
<PAGE> 29
EXHIBIT INDEX
EXHIBIT DESCRIPTION
------- -----------
1 Joint Filing Statement
2 Tender and Stockholder Support Agreement by and among
Telelogic AB, Raindrop Acquisition Corporation, and the
parties named therein, dated October 25, 2000 (incorporated
by reference to Exhibit (d)(2) to the Schedule TO of
Telelogic AB filed on October 30, 2000).
3 Agreement and Plan of Merger, dated as of October 25, 2000,
among Telelogic AB, the Raindrop Acquisition Corporation and
Continuus Software Corporation (incorporated by reference to
Exhibit (d)(1) to the Schedule TO of Telelogic AB filed on
October 30, 2000).
4 The Information Statement pursuant to Section 14(f) of the
Securities Exchange Act of 1934 (incorporated by reference as
Annex A to the Continuus Software Corporation Schedule 14D-9
filed October 30, 2000).
