UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Elliott Management Corporation
Address: 712 Fifth Avenue, 36th floor
New York, NY 10019
13F File Number: 28-5115
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing this report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all reqired items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Paul Singer
Phone: 212-974-6000
Signature, Place, and Date of Signing:
Paul Singer New York, New York November 13, 2000
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 342
Form 13F Information Table Value Total: $1,426,496,755
List of Other Included Managers:
No. 13F File Number Name
01 28-4724 ELLIOTT ASSOCIATES, L.P.
02 28-6628 WESTGATE INTERNATIONAL, L.P.
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ACTV INC COM 00088E104 2,088,061 151,859 SHS DEFINED 01 0 151,859 0
ACTV INC COM 00088E104 1,031,250 75,000 SHS P DEFINED 01 0 75,000 0
ALCAN ALUMINIUM
LTD NEW COM 013716105 6,505,150 224,800 SHS DEFINED 01 0 224,800 0
ALCOA INC COM 013817101 6,960,938 275,000 SHS DEFINED 01 0 275,000 0
ALKERMES INC SUB NT CV3.75%07 01642TAB4 2,535,469 3,375 PRN DEFINED 01 0 3,375 0
ALKERMES INC COM 01642T108 1,409,813 36,500 SHS P DEFINED 01 0 36,500 0
ALLIED RISER
COMMUNICATIONS
CP SB NT CV 144A 07 019496AA6 2,021,250 3,500 PRN DEFINED 01 0 3,500 0
ALLIED RISER
COMMUNICATIONS
CP COM 019496108 112,956 17,050 SHS DEFINED 01 0 17,050 0
AMERICAN HOME
PRODS CORP COM 026609107 415,734 7,350 SHS DEFINED 01 0 7,350 0
AMERICAN HOME
PRODS CORP COM 026609107 1,278,313 22,600 SHS P DEFINED 01 0 22,600 0
AMGEN INC COM 031162100 2,153,344 30,900 SHS DEFINED 01 0 30,900 0
AMGEN INC COM 031162100 8,728,516 125,000 SHS P DEFINED 01 0 125,000 0
APPLIED DIGITAL
SOLUTIONS COM 038188108 1,607,031 425,000 SHS DEFINED 01 0 425,000 0
ASA LTD COM 002050102 591,275 35,300 SHS DEFINED 01 0 35,300 0
ASHANTI GOLDFIELDS
LTD GLOB DEP RCPT 043743202 1,378,228 537,845 SHS DEFINED 01 0 537,845 0
ASIA PAC FD INC COM 044901106 216,930 24,792 SHS DEFINED 01 0 24,792 0
AT & T CDA INC DEPS RCPT CL B 00207Q202 8,514,891 279,750 SHS DEFINED 01 0 279,750 0
AT&T CORP COM WIRLES GRP 001957406 532,313 25,500 SHS DEFINED 01 0 25,500 0
AXONYX INC COM 05461R101 138,750 10,000 SHS DEFINED 01 0 10,000 0
BALLARD PWR SYS INC COM 05858H104 218,531 2,000 SHS P DEFINED 01 0 2,000 0
BARRICK GOLD CORP COM 067901108 1,525,000 100,000 SHS DEFINED 01 0 100,000 0
BARRICK GOLD CORP COM 067901108 3,050,000 200,000 SHS P DEFINED 01 0 200,000 0
BAYCORP HLDGS CORP COM 072728108 6,391,610 866,659 SHS DEFINED 01 0 866,659 0
BESTFOODS COM 08658U101 2,182,500 30,000 SHS C DEFINED 01 0 30,000 0
BID COM INTERNATIONAL
INC COM 088788104 122,310 54,360 SHS DEFINED 01 0 54,360 0
BLUE ZONE INC COM 096084108 800,003 141,094 SHS DEFINED 01 0 141,094 0
BLUEGREEN CORP COM 096231105 331,341 115,249 SHS DEFINED 01 0 115,249 0
BROCADE COMMUNICATIONS
SYS INC COM 111621108 8,260,000 35,000 SHS P DEFINED 01 0 35,000 0
BROCADE COMMUNICATIONS
SYS INC COM 111621108 1,953,934 8,275 SHS DEFINED 01 0 8,275 0
BRT RLTY TR SH BEN INT NEW 055645303 116,188 14,300 SHS DEFINED 01 0 14,300 0
CABOT CORP COM 127055101 6,880,941 217,150 SHS DEFINED 01 0 217,150 0
CELL PATHWAYS INC NEW COM 15114R101 203,125 25,000 SHS C DEFINED 01 0 25,000 0
CIENA CORP COM 171779101 14,122,388 115,050 SHS DEFINED 01 0 115,050 0
CIENA CORP COM 171779101 15,965,625 130,000 SHS P DEFINED 01 0 130,000 0
CISCO SYS INC COM 17275R102 7,660,413 138,650 SHS DEFINED 01 0 138,650 0
CISCO SYS INC COM 17275R102 20,718,750 375,000 SHS P DEFINED 01 0 375,000 0
CITIGROUP INC COM 172967101 1,453,362 26,883 SHS DEFINED 01 0 26,883 0
CITIGROUP INC COM 172967101 5,406,250 100,000 SHS P DEFINED 01 0 100,000 0
CMGI INC COM 125750109 425,600 15,200 SHS DEFINED 01 0 15,200 0
CMGI INC COM 125750109 4,785,694 171,300 SHS P DEFINED 01 0 171,300 0
COAST FEDERAL
LITIGATION TR RT 19034Q110 305,109 212,250 SHS DEFINED 01 0 212,250 0
COMPAQ COMPUTER CORP COM 204493100 1,798,216 65,200 SHS DEFINED 01 0 65,200 0
COMPAQ COMPUTER CORP COM 204493100 4,137,000 150,000 SHS P DEFINED 01 0 150,000 0
COMPUTER SCIENCES CORP COM 205363104 1,856,250 25,000 SHS DEFINED 01 0 25,000 0
COMPUTER SCIENCES CORP COM 205363104 3,712,500 50,000 SHS P DEFINED 01 0 50,000 0
CONNETICS CORP COM 208192104 2,412,500 100,000 SHS DEFINED 01 0 100,000 0
CORNING INC COM 219350105 1,517,670 5,110 SHS DEFINED 01 0 5,110 0
CORNING INC COM 219350105 1,485,000 15,000 SHS P DEFINED 01 0 15,000 0
CV THERAPEUTICS INC COM 126667104 1,407,841 18,100 SHS P DEFINED 01 0 18,100 0
CYBERONICS INC COM 23251P102 535,938 25,000 SHS P DEFINED 01 0 25,000 0
DELL COMPUTER CORP COM 247025109 3,235,313 105,000 SHS P DEFINED 01 0 105,000 0
DELL COMPUTER CORP COM 247025109 2,230,913 72,550 SHS DEFINED 01 0 72,550 0
EARTHWEB INC COM 27032C108 281,531 33,000 SHS DEFINED 01 0 33,000 0
EARTHWEB INC SB NT CV144A7%05 27032CAA6 206,875 500 PRN DEFINED 01 0 500 0
EARTHWEB INC SUB NT CONV 7%05 27032CAB4 517,188 1,250 PRN DEFINED 01 0 1,250 0
EBAY INC COM 278642103 255,750 3,720 SHS DEFINED 01 0 3,720 0
EBAY INC COM 278642103 3,434,375 50,000 SHS P DEFINED 01 0 50,000 0
EGAIN COMMUNICATIONS COM 28225C103 94,063 10,000 SHS P DEFINED 01 0 10,000 0
E M C CORP MASS COM 268648102 2,978,706 30,050 SHS DEFINED 01 0 30,050 0
E M C CORP MASS COM 268648102 17,346,875 175,000 SHS P DEFINED 01 0 175,000 0
ENTRADE INC COM 29382L100 297,852 78,125 SHS DEFINED 01 0 78,125 0
FEDERAL MOGUL CORP COM 313549107 815,625 150,000 SHS DEFINED 01 0 150,000 0
FEDERATED DEPT STORES
INC DEL COM 31410H101 6,040,518 231,216 SHS DEFINED 01 0 231,216 0
GAYLORD CONTAINER CORP CL A 368145108 22,688 13,445 SHS DEFINED 01 0 13,445 0
GILEAD SCIENCES INC COM 375558103 274,219 2,500 SHS P DEFINED 01 0 2,500 0
GLOBAL TELESYSTEMS INC COM 37936U104 136,875 30,000 SHS P DEFINED 01 0 30,000 0
GLOBALSTAR
TELECOMMUNICTNS LTD COM G3930H104 374,383 43,250 SHS DEFINED 01 0 43,250 0
GOLDEN STAR RES
LTD CDA COM 38119T104 11,416 14,050 SHS DEFINED 01 0 14,050 0
GOLDEN ST
BANCORP INC WT EXP 000000 381197136 2,720,494 2,232,200 SHS DEFINED 01 0 2,232,200 0
GOLDMAN SACHS
GROUP INC COM 38141G104 11,393,750 100,000 SHS P DEFINED 01 0 100,000 0
HARKEN ENERGY CORP COM 412552101 1,610,783 2,577,252 SHS DEFINED 01 0 2,577,252 0
HISPANIC TV
NETWORK INC COM 43357C102 126,325 32,600 SHS DEFINED 01 0 32,600 0
HOLLYWOOD COM INC COM 436137103 1,812,725 231,062 SHS DEFINED 01 0 231,062 0
HORIZON OFFSHORE INC COM 44043J105 43,832,800 4,383,280 SHS DEFINED 01 0 4,383,280 0
ICN PHARMACEUTICALS
INC NEW COM 448924100 2,836,923 85,321 SHS DEFINED 01 0 85,321 0
INTERNATIONAL
BUSINESS MACHS COM 459200101 16,875,000 150,000 SHS P DEFINED 01 0 150,000 0
IMCLONE SYS INC COM 45245W109 965,766 16,500 SHS P DEFINED 01 0 16,500 0
INTERDIGITAL
COMMUNICATIONS CP COM 45866A105 725,625 51,600 SHS DEFINED 01 0 51,600 0
INTERMEDIA
COMMUNICATIONS INC COM 458801107 2,066,513 70,200 SHS DEFINED 01 0 70,200 0
JDS UNIPHASE CORP COM 46612J101 2,994,881 31,650 SHS DEFINED 01 0 31,650 0
JDS UNIPHASE CORP COM 46612J101 5,207,813 55,000 SHS P DEFINED 01 0 55,000 0
MORGAN J P & CO INC COM 616880100 4,084,375 25,000 SHS P DEFINED 01 0 25,000 0
JUNIPER NETWORKS INC COM 48203R104 6,568,125 30,000 SHS P DEFINED 01 0 30,000 0
JUNIPER NETWORKS INC COM 48203R104 1,653,450 7,550 SHS DEFINED 01 0 7,550 0
JUNO ONLINE SVCS INC COM 482048105 200,000 50,000 SHS DEFINED 01 0 50,000 0
KANEB SERVICES INC COM 484170105 107,300 23,200 SHS DEFINED 01 0 23,200 0
KOREA ELECTRIC
PWR SPONSORED ADR 500631106 4,055,906 310,500 SHS DEFINED 01 0 310,500 0
KOREA FD COM 500634100 879,600 73,300 SHS DEFINED 01 0 73,300 0
LEHMAN BROS HLDGS INC COM 524908100 3,693,750 50,000 SHS P DEFINED 01 0 50,000 0
LTV CORP NEW COM 501921100 142,081 108,252 SHS DEFINED 01 0 108,252 0
MATTEL INC COM 577081102 3,076,563 275,000 SHS DEFINED 01 0 275,000 0
MATTEL INC COM 577081102 3,915,625 350,000 SHS P DEFINED 01 0 350,000 0
M D C HLDGS INC COM 552676108 1,092,000 42,000 SHS DEFINED 01 0 42,000 0
MECHANICAL
TECHNOLOGY INC COM 583538103 184,875 17,000 SHS DEFINED 01 0 17,000 0
MERCK & CO INC COM 589331107 7,443,750 100,000 SHS P DEFINED 01 0 100,000 0
MERRILL LYNCH &
CO INC COM 590188108 244,200 3,700 SHS DEFINED 01 0 3,700 0
MERRILL LYNCH &
CO INC COM 590188108 13,200,000 200,000 SHS P DEFINED 01 0 200,000 0
METHODE ELECTRS INC CL A 591520200 4,163,159 93,950 SHS DEFINED 01 0 93,950 0
METROMEDIA INTL
GROUP INC COM 591695101 5,360,916 1,433,400 SHS DEFINED 01 0 1,433,400 0
MEXICO FD INC COM 592835102 5,049,923 320,630 SHS DEFINED 01 0 320,630 0
MICROSOFT CORP COM 594918104 35,370,266 586,450 SHS DEFINED 01 0 586,450 0
MICROSOFT CORP COM 594918104 88,960,938 1,475,000 SHS P DEFINED 01 0 1,475,000 0
MICROWARE SYS CORP COM 595150103 627,377 371,779 SHS DEFINED 01 0 371,779 0
MIPS TECHNOLOGIES INC CL B 604567206 3,841,453 99,778 SHS DEFINED 01 0 99,778 0
MORGAN STANLEY
DEAN WITTER&CO COM NEW 617446448 1,819,606 19,900 SHS DEFINED 01 0 19,900 0
MORGAN STANLEY
DEAN WITTER&CO COM NEW 617446448 17,309,119 189,300 SHS P DEFINED 01 0 189,300 0
MORGAN STAN D
WITTER ASIA PAC COM 61744U106 1,713,378 181,550 SHS DEFINED 01 0 181,550 0
NABISCO GROUP
HLDG CORP COM 62952P102 5,949,375 208,750 SHS DEFINED 01 0 208,750 0
NETGURU COM INC COM 64111K107 2,251,888 132,464 SHS DEFINED 01 0 132,464 0
NEWMONT MINING CORP COM 651639106 2,550,000 150,000 SHS DEFINED 01 0 150,000 0
NEWMONT MINING CORP COM 651639106 5,100,000 300,000 SHS P DEFINED 01 0 300,000 0
NEXTEL COMMUNICATIONS
INC CL A 65332V103 3,714,288 79,450 SHS DEFINED 01 0 79,450 0
NEXTEL COMMUNICATIONS
INC CL A 65332V103 7,012,500 150,000 SHS P DEFINED 01 0 150,000 0
NORTEL NETWORKS CORP
NEW COM 656568102 3,874,541 65,050 SHS DEFINED 01 0 65,050 0
ORACLE CORP COM 68389X105 8,721,563 221,500 SHS P DEFINED 01 0 221,500 0
ORACLE CORP COM 68389X105 6,374,813 80,950 SHS DEFINED 01 0 80,950 0
ORIENT-EXPRESS HOTELS
LTD CL A G67743107 4,331,250 225,000 SHS DEFINED 01 0 225,000 0
OSI PHARMACEUTICALS
INC COM 671040103 700,000 10,000 SHS P DEFINED 01 0 10,000 0
PAINE WEBBER GROUP INC COM 695629105 412,156 6,050 SHS DEFINED 01 0 6,050 0
PAUL HARRIS STORES INC COM NEW 703555201 21,800 21,800 SHS DEFINED 01 0 21,800 0
PERLE SYS LTD COM 714152105 49,181 16,059 SHS DEFINED 01 0 16,059 0
PFSWEB INC COM 717098107 543,890 263,704 SHS DEFINED 01 0 263,704 0
PIXAR COM 725811103 401,563 12,500 SHS P DEFINED 01 0 12,500 0
PLATO LEARNING INC COM 72764Y100 1,812,174 87,863 SHS DEFINED 01 0 87,863 0
PLUG POWER INC COM 72919P103 2,360,016 63,250 SHS DEFINED 01 0 63,250 0
PLUM CREEK TIMBER CO
INC COM 729251108 714,000 32,000 SHS DEFINED 01 0 32,000 0
POHANG IRON & STL LTD SPONSORED
ADR 730450103 325,938 17,500 SHS DEFINED 01 0 17,500 0
PRI AUTOMATION INC COM 69357H106 234,375 12,500 SHS DEFINED 01 0 12,500 0
PRI AUTOMATION INC COM 69357H106 456,250 25,000 SHS P DEFINED 01 0 25,000 0
PRIMUS TELE-
COMMUNICATIONS GRP COM 741929103 342,000 36,000 SHS P DEFINED 01 0 36,000 0
QUALCOMM INC COM 747525103 488,063 6,850 SHS DEFINED 01 0 6,850 0
QUALCOMM INC COM 747525103 4,275,000 60,000 SHS P DEFINED 01 0 60,000 0
READ-RITE CORP SUB NT CONV10%04 755246AB1 4,268,775 1,750 PRN DEFINED 01 0 1,750 0
READ-RITE CORP COM 755246105 607,409 54,907 SHS DEFINED 01 0 54,907 0
RETEK INC COM 76128Q109 795,000 15,000 SHS DEFINED 01 0 15,000 0
REVLON INC CL A 761525500 183,906 27,500 SHS DEFINED 01 0 27,500 0
RICHMONT MINES INC COM 76547T106 605,719 461,500 SHS DEFINED 01 0 461,500 0
RITE AID CORP COM 767754104 1,280,000 320,000 SHS DEFINED 01 0 320,000 0
RSL COMMUNICATIONS LTD CL A G7702U102 58,781 28,500 SHS DEFINED 01 0 28,500 0
SANGAMO BIOSCIENCES
INC COM 800677106 5,812,500 150,000 SHS DEFINED 01 0 150,000 0
SECURE COMPUTING CORP COM 813705100 3,336,938 128,036 SHS DEFINED 01 0 128,036 0
SK TELECOM LTD SPONSORED ADR 78440P108 5,342,765 197,150 SHS DEFINED 01 0 197,150 0
SOFTWARE COM INC COM 83402P104 598,538 3,300 SHS DEFINED 01 0 3,300 0
SOFTWARE COM INC COM 83402P104 2,267,969 12,500 SHS P DEFINED 01 0 12,500 0
SOUTHERN PAC PETE NL ADR NEW 843581307 1,675,446 992,857 SHS DEFINED 01 0 992,857 0
SPRINT CORP COM FON GROUP 852061100 366,406 12,500 SHS DEFINED 01 0 12,500 0
SPRINT CORP COM FON GROUP 852061100 732,813 25,000 SHS P DEFINED 01 0 25,000 0
STAN LEE MEDIA INC COM 85285P101 1,432,599 133,265 SHS DEFINED 01 0 133,265 0
STRATOS LIGHTWAVE INC COM 863100103 2,252,250 69,300 SHS DEFINED 01 0 69,300 0
SUN LIFE FINL SVCS CDA
INC COM 866796105 515,625 25,000 SHS DEFINED 01 0 25,000 0
SUN MICROSYSTEMS INC COM 866810104 5,328,413 45,300 SHS DEFINED 01 0 45,300 0
SUN MICROSYSTEMS INC COM 866810104 25,101,250 215,000 SHS P DEFINED 01 0 215,000 0
SUNBEAM CORP SR SD CV ZERO 18 867071AD4 2,925,000 32,500 PRN DEFINED 01 0 32,500 0
SUNBEAM CORP COM 867071102 218,400 166,400 SHS DEFINED 01 0 166,400 0
SVI HLDGS INC COM 784872103 208,078 42,121 SHS DEFINED 01 0 42,121 0
TAIWAN SEMICONDUCTOR
MFG LTD SPONSORED ADR 874039100 305,625 15,000 SHS DEFINED 01 0 15,000 0
TEXACO INC COM 881694103 1,386,000 26,400 SHS DEFINED 01 0 26,400 0
TEXACO INC COM 881694103 5,250,000 100,000 SHS P DEFINED 01 0 100,000 0
TIME WARNER INC COM 887315109 7,319,036 93,534 SHS DEFINED 01 0 93,534 0
TODD SHIPYARDS CORP DEL COM 889039103 241,313 35,100 SHS DEFINED 01 0 35,100 0
TOYS R US INC COM 892335100 1,167,075 71,820 SHS DEFINED 01 0 71,820 0
UNITEDGLOBALCOM CL A 913247508 802,325 26,800 SHS DEFINED 01 0 26,800 0
UNIVERSAL HLTH SVCS INC CL B 913903100 3,219,500 37,600 SHS DEFINED 01 0 37,600 0
VA LINUX SYSTEMS INC COM 91819B105 675,250 14,600 SHS DEFINED 01 0 14,600 0
VENTRO CORP SUB NT CONV 6%07 922815AA3 1,347,938 4,550 PRN DEFINED 01 0 4,550 0
VENTRO CORP COM 922815105 467,500 42,500 SHS P DEFINED 01 0 42,500 0
VENTRO CORP COM 922815105 1,070,438 99,000 SHS DEFINED 01 0 99,000 0
VERISIGN INC COM 92343E102 1,661,013 8,200 SHS DEFINED 01 0 8,200 0
VERISIGN INC COM 92343E102 8,102,500 40,000 SHS P DEFINED 01 0 40,000 0
VIEWCAST COM INC COM 926713108 742,29 334,556 SHS DEFINED 01 0 334,556 0
VION PHARMACEUTICALS
INC COM 927624106 15,539,328 1,294,944 SHS DEFINED 01 0 1,294,944 0
VISX INC DEL COM 92844S105 673,438 25,000 SHS P DEFINED 01 0 25,000 0
WHX CORP COM 929248102 15,818 10,545 SHS DEFINED 01 0 10,545 0
WORKFLOW MGMT INC COM 98137N109 2,230,113 364,100 SHS DEFINED 01 0 364,100 0
WORLD ACCESS INC SB NT CV 4.5%02 98141AAC5 2,130,000 3,000 PRN DEFINED 01 0 3,000 0
WORLDCOM INC GA NEW COM 98157D106 9,112,500 300,000 SHS P DEFINED 01 0 300,000 0
YAHOO INC COM 984332106 3,640,000 40,000 SHS P DEFINED 01 0 40,000 0
YAHOO INC COM 984332106 1,839,947 20,150 SHS DEFINED 01 0 20,150 0
ACTV INC COM 00088E104 2,038,039 148,221 SHS DEFINED 02 0 148,221 0
ACTV INC COM 00088E104 1,031,250 75,000 SHS P DEFINED 02 0 75,000 0
ALCAN ALUMINIUM LTD NEW COM 013716105 6,505,150 224,800 SHS DEFINED 02 0 224,800 0
ALCOA INC COM 013817101 6,960,938 275,000 SHS DEFINED 02 0 275,000 0
ALKERMES INC SUB NT CV3.75%07 01642TAB4 2,535,469 3,375 PRN DEFINED 02 0 3,375 0
ALKERMES INC COM 01642T108 1,409,813 36,500 SHS P DEFINED 02 0 36,500 0
ALLIED RISER
COMMUNICATIONS CP SB NT CV
144A 07 019496AA6 2,021,250 3,500 PRN DEFINED 02 0 3,500 0
ALLIED RISER
COMMUNICATIONS CP COM 019496108 112,956 17,050 SHS DEFINED 02 0 17,050 0
AMERICAN HOME PRODS
CORP COM 026609107 415,734 7,350 SHS DEFINED 02 0 7,350 0
AMERICAN HOME PRODS
CORP COM 026609107 1,267,000 22,400 SHS P DEFINED 02 0 22,400 0
AMGEN INC COM 031162100 2,153,344 30,900 SHS DEFINED 02 0 30,900 0
AMGEN INC COM 031162100 8,728,516 125,000 SHS P DEFINED 02 0 125,000 0
APPLIED DIGITAL
SOLUTIONS COM 038188108 1,607,031 425,000 SHS DEFINED 02 0 425,000 0
ASA LTD COM 002050102 591,275 35,300 SHS DEFINED 02 0 35,300 0
ASHANTI GOLDFIELDS
LTD GLOB DEP RCPT 043743202 1,020,900 398,400 SHS DEFINED 02 0 398,400 0
AT & T CDA INC DEPS RCPT CL B 00207Q202 8,514,891 279,750 SHS DEFINED 02 0 279,750 0
AT&T CORP COM WIRLES GRP 001957406 532,313 25,500 SHS DEFINED 02 0 25,500 0
AXONYX INC COM 05461R101 138,750 10,000 SHS DEFINED 02 0 10,000 0
BALLARD PWR SYS INC COM 05858H104 218,531 2,000 SHS P DEFINED 02 0 2,000 0
BARRICK GOLD CORP COM 067901108 1,525,000 100,000 SHS DEFINED 02 0 100,000 0
BARRICK GOLD CORP COM 067901108 3,050,000 200,000 SHS P DEFINED 02 0 200,000 0
BAYCORP HLDGS CORP COM 072728108 6,750,699 915,349 SHS DEFINED 02 0 915,349 0
BESTFOODS COM 08658U101 2,182,500 30,000 SHS C DEFINED 02 0 30,000 0
BID COM INTERNATIONAL
INC COM 088788104 51,248 22,777 SHS DEFINED 02 0 22,777 0
BLUE ZONE INC COM 096084108 799,997 141,093 SHS DEFINED 02 0 141,093 0
BROCADE COMMUNICATIONS
SYS INC COM 111621108 8,260,000 35,000 SHS P DEFINED 02 0 35,000 0
BROCADE COMMUNICATIONS
SYS INC COM 111621108 1,953,934 8,275 SHS DEFINED 02 0 8,275 0
CABOT CORP COM 127055101 6,880,941 217,150 SHS DEFINED 02 0 217,150 0
CALIFORNIA FED BK
FSB LOS ANGL 2ND CONT LITIG 130209703 45,281 63,000 SHS DEFINED 02 0 63,000 0
CELL PATHWAYS INC NEW COM 15114R101 203,125 25,000 SHS C DEFINED 02 0 25,000 0
CIENA CORP COM 171779101 2,043,788 16,650 SHS DEFINED 02 0 16,650 0
CIENA CORP COM 171779101 15,965,625 130,000 SHS P DEFINED 02 0 130,000 0
CISCO SYS INC COM 17275R102 7,660,413 138,650 SHS DEFINED 02 0 138,650 0
CISCO SYS INC COM 17275R102 20,718,750 375,000 SHS P DEFINED 02 0 375,000 0
CITIGROUP INC COM 172967101 1,453,362 26,883 SHS DEFINED 02 0 26,883 0
CITIGROUP INC COM 172967101 5,406,250 100,000 SHS P DEFINED 02 0 100,000 0
CMGI INC COM 125750109 436,800 15,600 SHS DEFINED 02 0 15,600 0
CMGI INC COM 125750109 4,782,900 171,200 SHS P DEFINED 02 0 171,200 0
COAST FEDERAL
LITIGATION TR RT 19034Q110 305,109 212,250 SHS DEFINED 02 0 212,250 0
COMPAQ COMPUTER CORP COM 204493100 1,798,216 65,200 SHS DEFINED 02 0 65,200 0
COMPAQ COMPUTER CORP COM 204493100 4,137,000 150,000 SHS P DEFINED 02 0 150,000 0
COMPUTER SCIENCES CORP COM 205363104 1,856,250 25,000 SHS DEFINED 02 0 25,000 0
COMPUTER SCIENCES CORP COM 205363104 3,712,500 50,000 SHS P DEFINED 02 0 50,000 0
CONNETICS CORP COM 208192104 2,412,500 100,000 SHS DEFINED 02 0 100,000 0
CORNING INC COM 219350105 1,517,670 5,110 SHS DEFINED 02 0 5,110 0
CORNING INC COM 219350105 1,485,000 15,000 SHS P DEFINED 02 0 15,000 0
CV THERAPEUTICS INC COM 126667104 1,407,841 18,100 SHS P DEFINED 02 0 18,100 0
CYBERONICS INC COM 23251P102 535,938 25,000 SHS P DEFINED 02 0 25,000 0
DELL COMPUTER CORP COM 247025109 3,235,313 105,000 SHS P DEFINED 02 0 105,000 0
DELL COMPUTER CORP COM 247025109 2,230,913 72,550 SHS DEFINED 02 0 72,550 0
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E M C CORP MASS COM 268648102 17,346,875 175,000 SHS P DEFINED 02 0 175,000 0
ENTRADE INC COM 29382L100 297,852 78,125 SHS DEFINED 02 0 78,125 0
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INC DEL WT D EX 121901 31410H127 840,413 184,200 SHS DEFINED 02 0 184,200 0
FEDERAL MOGUL CORP COM 313549107 815,625 150,000 SHS DEFINED 02 0 150,000 0
GAYLORD CONTAINER CORP CL A 368145108 29,680 17,588 SHS DEFINED 02 0 17,588 0
GILEAD SCIENCES INC COM 375558103 274,219 2,500 SHS P DEFINED 02 0 2,500 0
GLOBAL TELESYSTEMS INC COM 37936U104 136,875 30,000 SHS P DEFINED 02 0 30,000 0
GLOBALSTAR TELECOMMUNICTNS
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GOLDEN ST BANCORP
INC WT EXP 000000 381197136 2,859,066 2,345,900 SHS DEFINED 02 0 2,345,900 0
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HISPANIC TV NETWORK INC COM 43357C102 126,325 32,600 SHS DEFINED 02 0 32,600 0
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MACHS COM 459200101 16,875,000 150,000 SHS P DEFINED 02 0 150,000 0
IMCLONE SYS INC COM 45245W109 965,766 16,500 SHS P DEFINED 02 0 16,500 0
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JDS UNIPHASE CORP COM 46612J101 5,207,813 55,000 SHS P DEFINED 02 0 55,000 0
MORGAN J P & CO INC COM 616880100 4,084,375 25,000 SHS P DEFINED 02 0 25,000 0
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KOREA ELECTRIC PWR SPONSORED
ADR 500631106 4,055,906 310,500 SHS DEFINED 02 0 310,500 0
KOREA FD COM 500634100 1,033,200 86,100 SHS DEFINED 02 0 86,100 0
LEHMAN BROS HLDGS INC COM 524908100 3,693,750 50,000 SHS P DEFINED 02 0 50,000 0
MATTEL INC COM 577081102 3,076,563 275,000 SHS DEFINED 02 0 275,000 0
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MECHANICAL TECHNOLOGY
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METROMEDIA INTL GROUP
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MIPS TECHNOLOGIES INC CL B 604567206 3,841,415 99,777 SHS DEFINED 02 0 99,777 0
MORGAN STANLEY
DEAN WITTER&CO COM NEW 617446448 1,819,606 19,900 SHS DEFINED 02 0 19,900 0
MORGAN STANLEY
DEAN WITTER&CO COM NEW 617446448 17,299,975 189,200 SHS P DEFINED 02 0 189,200 0
MORGAN STAN
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NABISCO GROUP HLDG CORP COM 62952P102 5,949,375 208,750 SHS DEFINED 02 0 208,750 0
NETGURU COM INC COM 64111K107 2,210,289 130,017 SHS DEFINED 02 0 130,017 0
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NORTEL NETWORKS CORP
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ORACLE CORP COM 68389X105 6,374,813 80,950 SHS DEFINED 02 0 80,950 0
ORIENT-EXPRESS HOTELS
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OSI PHARMACEUTICALS INC COM 671040103 700,000 10,000 SHS P DEFINED 02 0 10,000 0
PAINE WEBBER GROUP INC COM 695629105 412,156 6,050 SHS DEFINED 02 0 6,050 0
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PLUG POWER INC COM 72919P103 2,080,172 55,750 SHS DEFINED 02 0 55,750 0
PLUM CREEK TIMBER CO
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POHANG IRON & STL LTD
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QUALCOMM INC COM 747525103 488,063 6,850 SHS DEFINED 02 0 6,850 0
QUALCOMM INC COM 747525103 4,275,000 60,000 SHS P DEFINED 02 0 60,000 0
READ-RITE CORP SUB NT CONV10%04 755246AB1 4,268,775 1,750 PRN DEFINED 02 0 1,750 0
READ-RITE CORP COM 755246105 628,427 56,807 SHS DEFINED 02 0 56,807 0
RETEK INC COM 76128Q109 795,000 15,000 SHS DEFINED 02 0 15,000 0
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RITE AID CORP COM 767754104 1,280,000 320,000 SHS DEFINED 02 0 320,000 0
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SANGAMO BIOSCIENCES INC COM 800677106 5,812,500 150,000 SHS DEFINED 02 0 150,000 0
SECURE COMPUTING CORP COM 813705100 17,386,919 667,124 SHS DEFINED 02 0 667,124 0
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SK TELECOM LTD SPONSORED ADR 78440P108 5,342,765 197,150 SHS DEFINED 02 0 197,150 0
SOFTWARE COM INC COM 83402P104 598,538 3,300 SHS DEFINED 02 0 3,300 0
SOFTWARE COM INC COM 83402P104 2,267,969 12,500 SHS P DEFINED 02 0 12,500 0
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SPRINT CORP COM FON GROUP 852061100 366,406 12,500 SHS DEFINED 02 0 12,500 0
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STAN LEE MEDIA INC COM 85285P101 1,432,599 133,265 SHS DEFINED 02 0 133,265 0
STRATOS LIGHTWAVE INC COM 863100103 2,440,750 75,100 SHS DEFINED 02 0 75,100 0
SUN LIFE FINL SVCS
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SUNBEAM CORP SR SD CV ZERO 18 867071AD4 2,925,000 32,500 PRN DEFINED 02 0 32,500 0
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SVI HLDGS INC COM 784872103 60,085 12,163 SHS DEFINED 02 0 12,163 0
TEXACO INC COM 881694103 1,386,000 26,400 SHS DEFINED 02 0 26,400 0
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UNITEDGLOBALCOM CL A 913247508 802,325 26,800 SHS DEFINED 02 0 26,800 0
VA LINUX SYSTEMS INC COM 91819B105 675,250 14,600 SHS DEFINED 02 0 14,600 0
VENTRO CORP SUB NT CONV 6%07 922815AA3 1,347,938 4,550 PRN DEFINED 02 0 4,550 0
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VENTRO CORP COM 922815105 1,070,438 99,000 SHS DEFINED 02 0 99,000 0
VERISIGN INC COM 92343E102 1,661,013 8,200 SHS DEFINED 02 0 8,200 0
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VIEWCAST COM INC COM 926713108 742,294 334,555 SHS DEFINED 02 0 334,555 0
VION PHARMACEUTICALS
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VISX INC DEL COM 92844S105 673,438 25,000 SHS P DEFINED 02 0 25,000 0
WORKFLOW MGMT INC COM 98137N109 2,230,113 364,100 SHS DEFINED 02 0 364,100 0
WORLD ACCESS INC
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YAHOO INC COM 984332106 3,640,000 40,000 SHS P DEFINED 02 0 40,000 0
YAHOO INC COM 984332106 1,839,947 20,150 SHS DEFINED 02 0 20,150 0
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