UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Elliott Management Corporation
Address: 712 Fifth Avenue, 36th floor
New York, NY 10019
13F File Number: 28-5115
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing this report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all reqired items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Paul Singer
Phone: 212-974-6000
Signature, Place, and Date of Signing:
Paul Singer New York, New York August 14, 2000
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 287
Form 13F Information Table Value Total: $1,284,631,590
List of Other Included Managers:
No. 13F File Number Name
01 28-4724 ELLIOTT ASSOCIATES, L.P.
02 28-6628 WESTGATE INTERNATIONAL, L.P.
<PAGE>
<TABLE>
FORM 13F INFORMATION TABLE
<S> <C> <C> <C> <C> <C> <C>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
-----------------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES INC COM 00846U101 470,009 6,373 SH DEFINED 01 0 6,373 0
ALCOA INC COM 013817101 2,320,000 80,000 SH DEFINED 01 0 80,000 0
QUALCOMM INC COM 747525103 8,000,000 300,000 SH PUT DEFINED 01 0 300,000 0
BARRICK GOLD CORP COM 067901108 1,818,750 100,000 SH DEFINED 01 0 100,000 0
BARRICK GOLD CORP COM 067901108 3,637,500 200,000 SH PUT DEFINED 01 0 200,000 0
AKAMAI TECHNOLOGIES INC COM 00971T101 3,562,031 30,000 SH DEFINED 01 0 30,000 0
ALCAN ALUMINIUM LTD NEW COM 013716105 348,750 11,250 SH DEFINED 01 0 11,250 0
ALKERMES INC SUB NT CV3.75%07 01642TAB4 3,276,797 3,875 PRN DEFINED 01 0 3,875 0
ALEXION PHARMACEUTICALS
INC SB NT CV 144A 07 015351AA7 1,036,719 1,250 PRN DEFINED 01 0 1,250 0
AMERITRADE HLDG CORP CL A 03072H109 285,394 24,550 SH DEFINED 01 0 24,550 0
AMERITRADE HLDG CORP SB NT CV 144A 04 03072HAA7 906,563 1,500 PRN DEFINED 01 0 1,500 0
ASIA PAC FD INC COM 044901106 354,485 36,592 SH DEFINED 01 0 36,592 0
ALLIED RISER
COMMUNICATIONS CP COM 019496108 212,813 15,000 SH DEFINED 01 0 15,000 0
ASHANTI GOLDFIELDS
LTD GLOB DEP RCPT 043743202 941,229 537,845 SH DEFINED 01 0 537,845 0
AT & T CDA INC DEPS RCPT CL B 00207Q202 5,815,694 175,900 SH DEFINED 01 0 175,900 0
AVENUE A INC COM 053566105 234,381 33,483 SH DEFINED 01 0 33,483 0
AMERICAN EXPRESS CO COM 025816109 15,637,500 300,000 SH PUT DEFINED 01 0 300,000 0
BANK OF AMERICA
CORPORATION COM 060505104 2,414,450 56,150 SH DEFINED 01 0 56,150 0
BANK OF AMERICA
CORPORATION COM 060505104 6,450,000 150,000 SH PUT DEFINED 01 0 150,000 0
BCE INC COM 05534B109 12,982,575 545,200 SH DEFINED 01 0 545,200 0
BESTFOODS COM 08658U101 3,774,125 54,500 SH DEFINED 01 0 54,500 0
BESTFOODS COM 08658U101 2,770,000 40,000 SH PUT DEFINED 01 0 40,000 0
BID COM INTERNATIONAL
INC COM 088788104 658,838 245,149 SH DEFINED 01 0 245,149 0
BANK NEW YORK INC COM 064057102 1,511,250 32,500 SH PUT DEFINED 01 0 32,500 0
BRT RLTY TR SH BEN INT NEW 055645303 133,600 16,700 SH DEFINED 01 0 16,700 0
BLUEGREEN CORP COM 096231105 316,935 115,249 SH DEFINED 01 0 115,249 0
CALIFORNIA FED BK
FSB LOS ANGL 2ND CONT LITIG 130209703 10,745 14,950 SH DEFINED 01 0 14,950 0
CABOT CORP COM 127055101 1,357,050 49,800 SH DEFINED 01 0 49,800 0
SCHWAB CHARLES CORP NEW COM 808513105 3,362,500 100,000 SH PUT DEFINED 01 0 100,000 0
CIENA CORP COM 171779101 8,201,025 49,200 SH DEFINED 01 0 49,200 0
CONNETICS CORP COM 208192104 1,462,500 100,000 SH DEFINED 01 0 100,000 0
CRAY INC COM 225223106 41,650 11,900 SH DEFINED 01 0 11,900 0
CISCO SYS INC COM 17275R102 2,364,525 37,200 SH DEFINED 01 0 37,200 0
CITIGROUP INC COM 172967101 9,037,500 150,000 SH PUT DEFINED 01 0 150,000 0
CISCO SYS INC COM 17275R102 9,534,375 150,000 SH PUT DEFINED 01 0 150,000 0
DAISYTEK INTL CORP COM 234053106 169,875 18,000 SH CALL DEFINED 01 0 18,000 0
DAISYTEK INTL CORP COM 23405310 5,108,047 541,250 SH DEFINED 01 0 541,250 0
EBAY INC COM 278642103 486,623 8,970 SH DEFINED 01 0 8,970 0
E M C CORP MASS COM 268648102 13,848,750 180,000 SH PUT DEFINED 01 0 180,000 0
MICROSTRATEGY INC CL A 594972101 600,000 20,000 SH CALL DEFINED 01 0 20,000 0
ENTRADE INC COM 29382L100 551,758 78,125 SH DEFINED 01 0 78,125 0
EARTHWEB INC COM 27032C108 569,531 40,500 SH DEFINED 01 0 40,500 0
EARTHWEB INC SB NT CV144A7%05 27032CAA6 242,500 500 PRN DEFINED 01 0 500 0
FEDERATED DEPT STORES
INC DEL COM 31410H101 7,803,540 231,216 SH DEFINED 01 0 231,216 0
FEDERATED DEPT STORES
INC DEL WT D EX 121901 31410H127 910,525 94,600 SH DEFINED 01 0 94,600 0
NEXTEL COMMUNICATIONS
INC CL A 65332V103 6,118,750 100,000 SH PUT DEFINED 01 0 100,000 0
GLOBAL CROSSING LTD COM G3921A100 3,487,932 132,558 SH DEFINED 01 0 132,558 0
GAYLORD CONTAINER CORP CL A 368145108 36,133 13,445 SH DEFINED 01 0 13,445 0
GENERAL ELEC CO COM 369604103 2,456,550 46,350 SH DEFINED 01 0 46,350 0
GENESISINTERMEDIA
COM INC COM 37184T106 1,125,525 69,800 SH DEFINED 01 0 69,800 0
GENERAL ELEC CO COM 369604103 22,482,600 424,200 SH PUT DEFINED 01 0 424,200 0
GOLDEN ST BANCORP INC WT EXP 082100 381197128 252,313 36,700 SH DEFINED 01 0 36,700 0
GOLDEN ST BANCORP INC WT EXP 000000 381197136 2,266,594 2,014,750 SH DEFINED 01 0 2,014,750 0
GLOBAL TELESYSTEMS INC COM 37936U104 361,875 30,000 SH PUT DEFINED 01 0 30,000 0
HARKEN ENERGY CORP COM 412552101 1,394,231 2,230,769 SH DEFINED 01 0 2,230,769 0
HORIZON OFFSHORE INC COM 44043J105 43,832,800 4,383,280 SH DEFINED 01 0 4,383,280 0
HOLLYWOOD COM INC COM 436137103 781,250 100,000 SH DEFINED 01 0 100,000 0
HEWLETT PACKARD CO COM 428236103 14,985,000 120,000 SH PUT DEFINED 01 0 120,000 0
HEWLETT PACKARD CO COM 428236103 2,088,534 16,725 SH DEFINED 01 0 16,725 0
ACTV INC COM 00088E104 961,363 64,359 SH DEFINED 01 0 64,359 0
I B S INTERACTIVE INC COM 44923E101 735,656 103,250 SH DEFINED 01 0 103,250 0
ICN PHARMACEUTICALS
INC NEW COM 448924100 2,372,990 85,321 SH DEFINED 01 0 85,321 0
INTERDIGITAL
COMMUNICATIONS CP COM 45866A105 854,625 51,600 SH DEFINED 01 0 51,600 0
UNIVERSAL BROADBAND
NETWORKS COM 449638105 57,813 12,500 SH DEFINED 01 0 12,500 0
IMCLONE SYS INC SUB NT CV 144A05 45245WAA7 2,624,025 2,965 PRN DEFINED 01 0 2,965 0
INTEL CORP COM 458140100 23,395,313 350,000 SH PUT DEFINED 01 0 350,000 0
INTEL CORP COM 458140100 4,977,531 37,250 SH DEFINED 01 0 37,250 0
INTERFACE SYS INC COM 458667102 875,000 70,000 SH DEFINED 01 0 70,000 0
MORGAN J P & CO INC COM 616880100 5,616,375 51,000 SH PUT DEFINED 01 0 51,000 0
KANEB SERVICES INC COM 484170105 92,800 23,200 SH DEFINED 01 0 23,200 0
KOREA FD COM 500634100 2,197,266 156,250 SH DEFINED 01 0 156,250 0
LEGG MASON INC COM 524901105 250,000 5,000 SH PUT DEFINED 01 0 5,000 0
VA LINUX SYSTEMS INC COM 91819B105 1,071,180 24,875 SH DEFINED 01 0 24,875 0
LTV CORP NEW COM 501921100 311,225 108,252 SH DEFINED 01 0 108,252 0
LUCENT TECHNOLOGIES INC COM 549463107 1,238,325 20,900 SH DEFINED 01 0 20,900 0
LUCENT TECHNOLOGIES INC COM 549463107 2,127,075 35,900 SH PUT DEFINED 01 0 35,900 0
M D C HLDGS INC COM 552676108 782,250 42,000 SH DEFINED 01 0 42,000 0
MERRILL LYNCH & CO INC COM 590188108 5,750,000 50,000 SH PUT DEFINED 01 0 50,000 0
METHODE ELECTRS INC CL A 591520200 1,745,850 45,200 SH DEFINED 01 0 45,200 0
MECHANICAL TECHNOLOGY
INC COM 583538103 2,443,775 163,600 SH DEFINED 01 0 163,600 0
METROMEDIA INTL
GROUP INC COM 591695101 4,200,425 884,300 SH DEFINED 01 0 884,300 0
MERCK & CO INC COM 589331107 7,662,500 100,000 SH PUT DEFINED 01 0 100,000 0
MICROSOFT CORP COM 594918104 9,128,783 114,199 SH DEFINED 01 0 114,199 0
MICROSOFT CORP COM 594918104 109,200,000 1,365,000 SH PUT DEFINED 01 0 1,365,000 0
MICROSTRATEGY INC CL A 594972101 975,000 32,500 SH DEFINED 01 0 32,500 0
MICROWARE SYS CORP COM 595150103 887,926 334,278 SH DEFINED 01 0 334,278 0
BAYCORP HLDGS CORP COM 072728108 7,041,604 866,659 SH DEFINED 01 0 866,659 0
MEXICO FD INC COM 592835102 4,769,371 320,630 SH DEFINED 01 0 320,630 0
NOKIA CORP SPONSORED ADR 654902204 28,464,375 570,000 SH PUT DEFINED 01 0 570,000 0
NEWMONT MINING CORP COM 651639106 2,162,500 100,000 SH DEFINED 01 0 100,000 0
NEWMONT MINING CORP COM 651639106 4,325,000 200,000 SH PUT DEFINED 01 0 200,000 0
NABISCO GROUP HLDG CORP COM 62952P102 10,991,016 423,750 SH DEFINED 01 0 423,750 0
NETGURU COM INC COM 64111K107 2,988,252 166,014 SH DEFINED 01 0 166,014 0
U S OFFICE PRODS CO COM NEW 912325305 144,600 385,600 SH DEFINED 01 0 385,600 0
ORACLE CORP COM 68389X105 1,722,000 20,500 SH DEFINED 01 0 20,500 0
ORACLE CORP COM 68389X105 6,304,688 75,000 SH PUT DEFINED 01 0 75,000 0
PALM INC COM 696642107 1,839,063 55,000 SH DEFINED 01 0 55,000 0
PAUL HARRIS STORES INC COM NEW 703555201 57,225 21,800 SH DEFINED 01 0 21,800 0
PERLE SYS LTD COM 714152105 53,195 16,059 SH DEFINED 01 0 16,059 0
PFSWEB INC COM 717098107 308,750 65,000 SH DEFINED 01 0 65,000 0
PAKISTAN INVT FD INC COM 695844100 687,875 275,150 SH DEFINED 01 0 275,150 0
PERLE SYS LTD COM 714152105 369,344 111,500 SH DEFINED 01 0 111,500 0
PLUG POWER INC COM 72919P103 484,375 7,750 SH DEFINED 01 0 7,750 0
PIXAR COM 725811103 440,625 12,500 SH PUT DEFINED 01 0 12,500 0
ALKERMES INC COM 01642T108 1,248,813 26,500 SH PUT DEFINED 01 0 26,500 0
IMCLONE SYS INC COM 45245W109 1,223,000 16,000 SH PUT DEFINED 01 0 16,000 0
QUALCOMM INC COM 747525103 6,859,847 114,450 SH DEFINED 01 0 114,450 0
CMGI INC COM 125750109 2,290,625 50,000 SH PUT DEFINED 01 0 50,000 0
QWEST COMMUNICATIONS
INTL INC COM 749121109 1,937,813 39,000 SH PUT DEFINED 01 0 39,000 0
EBAY INC COM 278642103 2,715,625 50,000 SH PUT DEFINED 01 0 50,000 0
READ-RITE CORP COM 755246105 251,687 115,057 SH DEFINED 01 0 115,057 0
READ-RITE CORP SUB NT CONV10%04 755246AB1 1,001,875 1,750 PRN DEFINED 01 0 1,750 0
REVLON INC CL A 761525500 457,656 72,500 SH DEFINED 01 0 72,500 0
RICHMONT MINES INC COM 76547T106 548,031 461,500 SH DEFINED 01 0 461,500 0
REYNOLDS R J TOB
HLDGS INC COM 76182K105 9,023,813 323,000 SH PUT DEFINED 01 0 323,000 0
SALOMON BROTHERS
FD INC COM 795477108 1,507,741 85,850 SH DEFINED 01 0 85,850 0
SCHWAB CHARLES CORP NEW COM 808513105 588,438 17,500 SH DEFINED 01 0 17,500 0
SEAGATE TECHNOLOGY COM 811804103 1,188,000 21,600 SH DEFINED 01 0 21,600 0
SALTON INC COM 795757103 276,563 7,500 SH DEFINED 01 0 7,500 0
SILICON GRAPHICS INC COM 827056102 2,641,875 704,500 SH DEFINED 01 0 704,500 0
SCHERING PLOUGH CORP COM 806605101 7,575,000 150,000 SH PUT DEFINED 01 0 150,000 0
SHONEYS INC LYON SUB ZERO 04 825039AC4 500,000 2,500 PRN DEFINED 01 0 2,500 0
SHONEYS INC COM 825039100 101,063 80,850 SH DEFINED 01 0 80,850 0
SINA COM ORD G81477104 499,688 19,500 SH DEFINED 01 0 19,500 0
SPAIN FD COM 846330108 1,670,250 131,000 SH DEFINED 01 0 131,000 0
SUNBEAM CORP COM 867071102 773,781 225,100 SH DEFINED 01 0 225,100 0
SUNBEAM CORP SR SD CV ZERO 18 867071AD4 2,047,500 13,000 PRN DEFINED 01 0 13,000 0
SOUTHERN PAC PETE NL ADR NEW 843581307 2,047,768 992,857 SH DEFINED 01 0 992,857 0
STONE CONTAINER CORP PFD E CV $1.75 861589307 983,125 60,500 SH DEFINED 01 0 60,500 0
SUNSHINE MNG &
REFINING CO COM NEW 867833501 6,875 20,000 SH DEFINED 01 0 20,000 0
SVI HLDGS INC COM 784872103 948,125 185,000 SH DEFINED 01 0 185,000 0
AT&T CORP COM 001957109 4,270,956 135,050 SH DEFINED 01 0 135,050 0
TODD SHIPYARDS CORP DEL COM 889039103 276,413 35,100 SH DEFINED 01 0 35,100 0
TOYS R US INC COM 892335100 1,045,879 71,820 SH DEFINED 01 0 71,820 0
AMERITRADE HLDG CORP CL A 03072H109 232,500 20,000 SH PUT DEFINED 01 0 20,000 0
TAIWAN SEMICONDUCTOR
MFG LTD SPONSORED ADR 874039209 11,192,632 288,377 SH DEFINED 01 0 288,377 0
AT&T CORP COM 001957109 12,175,625 385,000 SH PUT DEFINED 01 0 385,000 0
TELEWEST
COMMUNICATIONS PLC SPONSORED ADR 87956P105 2,035,000 55,000 SH DEFINED 01 0 55,000 0
TIME WARNER INC COM 887315109 7,108,584 93,534 SH DEFINED 01 0 93,534 0
TEXACO INC COM 881694103 1,658,738 31,150 SH DEFINED 01 0 31,150 0
TEXACO INC COM 881694103 5,325,000 100,000 SH PUT DEFINED 01 0 100,000 0
TYCO INTL LTD NEW COM 902124106 8,290,625 175,000 SH PUT DEFINED 01 0 175,000 0
UNIVERSAL HLTH SVCS INC CL B 913903100 2,462,800 37,600 SH DEFINED 01 0 37,600 0
PALM INC COM 696642107 5,006,250 150,000 SH CALL DEFINED 01 0 150,000 0
U S G CORP COM NEW 903293405 222,224 7,316 SH DEFINED 01 0 7,316 0
VENTRO CORP COM 922815105 849,375 45,000 SH PUT DEFINED 01 0 45,000 0
CV THERAPEUTICS INC COM 126667104 3,472,556 50,100 SH PUT DEFINED 01 0 50,100 0
VION PHARMACEUTICALS INC COM 927624106 9,388,344 1,294,944 SH DEFINED 01 0 1,294,944 0
VENTRO CORP SUB NT CONV 6%07 922815AA3 1,751,750 4,550 PRN DEFINED 01 0 4,550 0
WHX CORP COM 929248102 57,998 10,545 SH DEFINED 01 0 10,545 0
WORKFLOW MGMT INC COM 98137N109 982,300 83,600 SH DEFINED 01 0 83,600 0
ZIFF-DAVIS INC COM ZD 989511100 1,180,800 131,200 SH DEFINED 01 0 131,200 0
ZIFF-DAVIS INC COM ZDNET 989511209 775,800 86,200 SH DEFINED 01 0 86,200 0
AGILENT TECHNOLOGIES
INC COM 00846U101 470,009 6,373 SH DEFINED 02 0 6,373 0
ALCOA INC COM 013817101 2,320,000 80,000 SH DEFINED 02 0 80,000 0
QUALCOMM INC COM 747525103 18,000,000 300,000 SH PUT DEFINED 02 0 300,000 0
BARRICK GOLD CORP COM 067901108 1,818,750 100,000 SH DEFINED 02 0 100,000 0
BARRICK GOLD CORP COM 067901108 3,637,500 200,000 SH PUT DEFINED 02 0 200,000 0
AKAMAI TECHNOLOGIES INC COM 00971T101 3,562,031 30,000 SH DEFINED 02 0 30,000 0
ALCAN ALUMINIUM LTD NEW COM 013716105 348,750 11,250 SH DEFINED 02 0 11,250 0
ALKERMES INC SUB NT CV3.75%07 01642TAB4 3,276,797 3,875 PRN DEFINED 02 0 3,875 0
ALEXION
PHARMACEUTICALS INC SB NT CV 144A 07 015351AA7 1,036,719 1,250 PRN DEFINED 02 0 1,250 0
AMERITRADE HLDG
CORP CL A 03072H109 285,394 24,550 SH DEFINED 02 0 24,550 0
AMERITRADE HLDG
CORP SB NT CV 144A 04 03072HAA7 906,563 1,500 PRN DEFINED 02 0 1,500 0
ASIA PAC FD INC COM 044901106 114,313 11,800 SH DEFINED 02 0 11,800 0
ALLIED RISER
COMMUNICATIONS CP COM 019496108 212,813 15,000 SH DEFINED 02 0 15,000 0
ASHANTI GOLDFIELDS
LTD GLOB DEP RCPT 043743202 697,200 398,400 SH DEFINED 02 0 398,400 0
AT & T CDA INC DEPS RCPT CL B 00207Q202 5,815,694 175,900 SH DEFINED 02 0 175,900 0
AVENUE A INC COM 053566105 234,367 33,481 SH DEFINED 02 0 33,481 0
AMERICAN EXPRESS CO COM 025816109 15,637,500 300,000 SH PUT DEFINED 02 0 300,000 0
BANK OF AMERICA
CORPORATION COM 060505104 2,414,450 56,150 SH DEFINED 02 0 56,150 0
BANK OF AMERICA
CORPORATION COM 060505104 6,450,000 150,000 SH PUT DEFINED 02 0 150,000 0
BCE INC COM 05534B109 12,982,575 545,200 SH DEFINED 02 0 545,200 0
BESTFOODS COM 08658U101 3,774,125 54,500 SH DEFINED 02 0 54,500 0
BESTFOODS COM 08658U101 2,770,000 40,000 SH PUT DEFINED 02 0 40,000 0
BID COM
INTERNATIONAL INC COM 088788104 587,396 218,566 SH DEFINED 02 0 218,566 0
BANK NEW YORK INC COM 064057102 1,511,250 32,500 SH PUT DEFINED 02 0 32,500 0
CALIFORNIA FED BK
FSB LOS ANGL 2ND CONT LITIG 130209703 10,745 14,950 SH DEFINED 02 0 14,950 0
CABOT CORP COM 127055101 1,357,050 49,800 SH DEFINED 02 0 49,800 0
SCHWAB CHARLES CORP NEW COM 808513105 3,362,500 100,000 SH PUT DEFINED 02 0 100,000 0
CONNETICS CORP COM 208192104 1,462,500 100,000 SH DEFINED 02 0 100,000 0
CRAY INC COM 225223106 41,650 11,900 SH DEFINED 02 0 11,900 0
CISCO SYS INC COM 17275R102 2,364,525 37,200 SH DEFINED 02 0 37,200 0
CITIGROUP INC COM 172967101 9,037,500 150,000 SH PUT DEFINED 02 0 150,000 0
CISCO SYS INC COM 17275R102 9,534,375 150,000 SH PUT DEFINED 02 0 150,000 0
DAISYTEK INTL CORP COM 234053106 169,875 18,000 SH CALL DEFINED 02 0 18,000 0
DAISYTEK INTL CORP COM 234053106 5,108,047 541,250 SH DEFINED 02 0 541,250 0
EBAY INC COM 278642103 486,623 8,970 SH DEFINED 02 0 8,970 0
E M C CORP MASS COM 268648102 13,848,750 180,000 SH PUT DEFINED 02 0 180,000 0
MICROSTRATEGY INC CL A 594972101 600,000 20,000 SH CALL DEFINED 02 0 20,000 0
ENTRADE INC COM 29382L100 551,758 78,125 SH DEFINED 02 0 78,125 0
EARTHWEB INC COM 27032C108 569,531 40,500 SH DEFINED 02 0 40,500 0
EARTHWEB INC SB NT CV144A7%05 27032CAA6 242,500 500 PRN DEFINED 02 0 500 0
FEDERATED DEPT
STORES INC DEL WT D EX 121901 31410H127 910,525 94,600 SH DEFINED 02 0 94,600 0
NEXTEL
COMMUNICATIONS INC CL A 65332V103 6,118,750 100,000 SH PUT DEFINED 02 0 100,000 0
GLOBAL CROSSING LTD COM G3921A100 3,493,642 132,775 SH DEFINED 02 0 132,775 0
GAYLORD CONTAINER CORP CL A 368145108 47,268 17,588 SH DEFINED 02 0 17,588 0
GENERAL ELEC CO COM 369604103 2,456,550 46,350 SH DEFINED 02 0 46,350 0
GENESISINTERMEDIA
COM INC COM 37184T106 1,125,525 69,800 SH DEFINED 02 0 69,800 0
GENERAL ELEC CO COM 369604103 22,514,400 424,800 SH PUT DEFINED 02 0 424,800 0
GOLDEN ST BANCORP INC WT EXP 082100 381197128 252,313 36,700 SH DEFINED 02 0 36,700 0
GOLDEN ST BANCORP INC WT EXP 000000 381197136 2,374,031 2,110,250 SH DEFINED 02 0 2,110,250 0
GLOBAL TELESYSTEMS INC COM 37936U104 361,875 30,000 SH PUT DEFINED 02 0 30,000 0
HARKEN ENERGY CORP COM 412552101 1,394,231 2,230,769 SH DEFINED 02 0 2,230,769 0
HORIZON OFFSHORE INC COM 44043J105 43,832,800 4,383,280 SH DEFINED 02 0 4,383,280 0
HOLLYWOOD COM INC COM 436137103 781,250 100,000 SH DEFINED 02 0 100,000 0
HEWLETT PACKARD CO COM 428236103 14,985,000 120,000 SH PUT DEFINED 02 0 120,000 0
HEWLETT PACKARD CO COM 428236103 2,088,534 16,725 SH DEFINED 02 0 16,725 0
ACTV INC COM 00088E104 907,020 60,721 SH DEFINED 02 0 60,721 0
I B S INTERACTIVE INC COM 44923E101 740,644 103,950 SH DEFINED 02 0 103,950 0
UNIVERSAL BROADBAND
NETWORKS COM 449638105 57,813 12,500 SH DEFINED 02 0 12,500 0
IMCLONE SYS INC SUB NT CV 144A05 45245WAA7 2,610,750 2,950 PRN DEFINED 02 0 2,950 0
INTEL CORP COM 458140100 23,395,313 350,000 SH PUT DEFINED 02 0 350,000 0
INTEL CORP COM 458140100 4,977,531 37,250 SH DEFINED 02 0 37,250 0
INTERFACE SYS INC COM 458667102 875,000 70,000 SH DEFINED 02 0 70,000 0
MORGAN J P & CO INC COM 616880100 5,616,375 51,000 SH PUT DEFINED 02 0 51,000 0
KOREA FD COM 500634100 2,377,266 169,050 SH DEFINED 02 0 169,050 0
LEGG MASON INC COM 524901105 250,000 5,000 SH PUT DEFINED 02 0 5,000 0
VA LINUX SYSTEMS INC COM 91819B105 1,071,180 24,875 SH DEFINED 02 0 24,875 0
LUCENT TECHNOLOGIES INC COM 549463107 1,238,325 20,900 SH DEFINED 02 0 20,900 0
LUCENT TECHNOLOGIES INC COM 549463107 2,020,425 34,100 SH PUT DEFINED 02 0 34,100 0
MERRILL LYNCH & CO INC COM 590188108 5,750,000 50,000 SH PUT DEFINED 02 0 50,000 0
METHODE ELECTRS INC CL A 591520200 1,745,850 45,200 SH DEFINED 02 0 45,200 0
MECHANICAL TECHNOLOGY
INC COM 583538103 2,443,775 163,600 SH DEFINED 02 0 163,600 0
METROMEDIA INTL
GROUP INC COM 591695101 4,196,625 883,500 SH DEFINED 02 0 883,500 0
MERCK & CO INC COM 589331107 7,662,500 100,000 SH PUT DEFINED 02 0 100,000 0
MICROSOFT CORP COM 594918104 9,128,942 114,201 SH DEFINED 02 0 114,201 0
MICROSOFT CORP COM 594918104 109,200,000 1,365,000 SH PUT DEFINED 02 0 1,365,000 0
MICROSTRATEGY INC CL A 594972101 975,000 32,500 SH DEFINED 02 0 32,500 0
MICROWARE SYS CORP COM 595150103 887,926 334,278 SH DEFINED 02 0 334,278 0
BAYCORP HLDGS CORP COM 072728108 7,437,211 915,349 SH DEFINED 02 0 915,349 0
NOKIA CORP SPONSORED ADR 654902204 28,464,375 570,000 SH PUT DEFINED 02 0 570,000 0
NEWMONT MINING CORP COM 651639106 2,162,500 100,000 SH DEFINED 02 0 100,000 0
NEWMONT MINING CORP COM 651639106 4,325,000 200,000 SH PUT DEFINED 02 0 200,000 0
NABISCO GROUP HLDG CORP COM 62952P102 10,991,016 423,750 SH DEFINED 02 0 423,750 0
NETGURU COM INC COM 64111K107 2,937,906 163,217 SH DEFINED 02 0 163,217 0
U S OFFICE PRODS CO COM NEW 912325305 144,615 385,641 SH DEFINED 02 0 385,641 0
ORACLE CORP COM 68389X105 1,722,000 20,500 SH DEFINED 02 0 20,500 0
ORACLE CORP COM 68389X105 6,304,688 75,000 SH PUT DEFINED 02 0 75,000 0
PALM INC COM 696642107 2,039,688 61,000 SH DEFINED 02 0 61,000 0
PFSWEB INC COM 717098107 332,500 70,000 SH DEFINED 02 0 70,000 0
PAKISTAN INVT FD INC COM 695844100 679,625 271,850 SH DEFINED 02 0 271,850 0
PERLE SYS LTD COM 714152105 369,344 111,500 SH DEFINED 02 0 111,500 0
PIXAR COM 725811103 440,625 12,500 SH PUT DEFINED 02 0 12,500 0
ALKERMES INC COM 01642T108 1,248,813 26,500 SH PUT DEFINED 02 0 26,500 0
IMCLONE SYS INC COM 45245W109 1,223,000 16,000 SH PUT DEFINED 02 0 16,000 0
QUALCOMM INC COM 747525103 6,859,847 114,450 SH DEFINED 02 0 114,450 0
CMGI INC COM 125750109 2,290,625 50,000 SH PUT DEFINED 02 0 50,000 0
QWEST COMMUNICATIONS
INTL INC COM 749121109 1,937,813 39,000 SH PUT DEFINED 02 0 39,000 0
EBAY INC COM 278642103 2,715,625 50,000 SH PUT DEFINED 02 0 50,000 0
READ-RITE CORP COM 755246105 255,843 116,957 SH DEFINED 02 0 116,957 0
READ-RITE CORP SUB NT CONV10%04 755246AB1 1,001,875 1,750 PRN DEFINED 02 0 1,750 0
REVLON INC CL A 761525500 399,581 63,300 SH DEFINED 02 0 63,300 0
RICHMONT MINES INC COM 76547T106 691,481 582,300 SH DEFINED 02 0 582,300 0
REYNOLDS R J TOB
HLDGS INC COM 76182K105 9,023,813 323,000 SH PUT DEFINED 02 0 323,000 0
SALOMON BROTHERS FD INC COM 795477108 1,507,741 85,850 SH DEFINED 02 0 85,850 0
SCHWAB CHARLES CORP NEW COM 808513105 588,438 17,500 SH DEFINED 02 0 17,500 0
SECURE COMPUTING CORP COM 813705100 2,611,181 139,263 SH DEFINED 02 0 139,263 0
SEAGATE TECHNOLOGY COM 811804103 1,188,000 21,600 SH DEFINED 02 0 21,600 0
SALTON INC COM 795757103 276,563 7,500 SH DEFINED 02 0 7,500 0
SILICON GRAPHICS INC COM 827056102 2,641,875 704,500 SH DEFINED 02 0 704,500 0
SCHERING PLOUGH CORP COM 806605101 7,575,000 150,000 SH PUT DEFINED 02 0 150,000 0
SHONEYS INC LYON SUB ZERO 04 825039AC4 500,000 2,500 PRN DEFINED 02 0 2,500 0
SHONEYS INC COM 825039100 101,063 80,850 SH DEFINED 02 0 80,850 0
SINA COM ORD G81477104 499,688 19,500 SH DEFINED 02 0 19,500 0
SPAIN FD COM 846330108 1,670,250 131,000 SH DEFINED 02 0 131,000 0
SUNBEAM CORP COM 867071102 773,781 225,100 SH DEFINED 02 0 225,100 0
SUNBEAM CORP SR SD CV ZERO 18 867071AD4 2,047,500 13,000 PRN DEFINED 02 0 13,000 0
SOUTHERN PAC PETE NL ADR NEW 843581307 1,938,903 940,074 SH DEFINED 02 0 940,074 0
STONE CONTAINER CORP PFD E CV $1.75 861589307 983,125 60,500 SH DEFINED 02 0 60,500 0
SVI HLDGS INC COM 784872103 948,125 185,000 SH DEFINED 02 0 185,000 0
AT&T CORP COM 001957109 4,270,956 135,050 SH DEFINED 02 0 135,050 0
AMERITRADE HLDG CORP CL A 03072H109 232,500 20,000 SH PUT DEFINED 02 0 20,000 0
TAIWAN SEMICONDUCTOR
MFG LTD SPONSORED ADR 874039209 23,321,539 600,877 SH DEFINED 02 0 600,877 0
AT&T CORP COM 001957109 12,175,625 85,000 SH PUT DEFINED 02 0 385,000 0
TELEWEST
COMMUNICATIONS PLC SPONSORED ADR 87956P105 2,035,000 55,000 SH DEFINED 02 0 55,000 0
TEXACO INC COM 881694103 1,658,738 31,150 SH DEFINED 02 0 31,150 0
TEXACO INC COM 881694103 5,325,000 100,000 SH PUT DEFINED 02 0 100,000 0
TYCO INTL LTD NEW COM 902124106 8,290,625 175,000 SH PUT DEFINED 02 0 175,000 0
PALM INC COM 696642107 5,006,250 150,000 SH CALL DEFINED 02 0 150,000 0
VENTRO CORP COM 922815105 849,375 45,000 SH PUT DEFINED 02 0 45,000 0
CV THERAPEUTICS INC COM 126667104 3,472,556 50,100 SH PUT DEFINED 02 0 50,100 0
VION PHARMACEUTICALS INC COM 927624106 9,405,925 1,297,369 SH DEFINED 02 0 1,297,369 0
VENTRO CORP SUB NT CONV 6%07 922815AA3 1,751,750 4,550 PRN DEFINED 02 0 4,550 0
WORKFLOW MGMT INC COM 98137N109 982,300 83,600 SH DEFINED 02 0 83,600 0
ZIFF-DAVIS INC COM ZD 989511100 1,180,800 131,200 SH DEFINED 02 0 131,200 0
ZIFF-DAVIS INC COM ZDNET 989511209 775,800 86,200 SH DEFINED 02 0 86,200 0
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