UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13 (F) COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: American Express Asset Management Limited
Address: Dashwood House 11th Floor
69 Old Broad Street
London, England EC2M 1QS
Form 13F File Number: 28-6560
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Peter Anderson
Title: Global Chief Investment Officer
Phone: 612-671-3112
Signature, Place, and Date of Signing:
/s/ Peter J. Anderson Minneapolis, MN October 27, 1999
- ---------------------- ------------------ --------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ x ] 13F COMBINATION REPORT.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 35
Form 13F Information Table Value Total: $99799 (thousands)
List of Other Included Managers:
No. 13F File Number Name
- -------------------- -----------------------------------------
01 28-698 American Express Company
02 28-139 American Express Financial Corporation
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ---------------------------- ----------------- ------------ -------- --------- ----- --------- ---------- ------- --------- -------
AMERICA ONLINE COM 02364J104 4176 28600 SH SHARED 01 02 0 28600 0
AMERICAN INTERNATIONAL COM 026874107 3828 31732 SH SHARED 01 02 0 31732 0
AT&T COM 001957109 3328 41700 SH SHARED 01 02 0 41700 0
BANKAMERICA CORP NEW COM 06605F102 4146 58700 SH SHARED 01 02 0 58700 0
BOSTON SCIENTIFIC COM 101137107 4477 110363 SH SHARED 01 02 0 110363 0
CISCO SYSTEMS COM 17275R102 3304 30159 SH SHARED 01 02 0 30159 0
CITIGROUP INC COM 172967101 4117 64460 SH SHARED 01 02 0 64460 0
COLEGATE - PALMOLIVE CO COM 194162103 2112 22960 SH SHARED 01 02 0 22960 0
COMPAQ COMPUTERS COM 204493100 125 3939 SH SHARED 01 02 0 3939 0
ELECTRONIC DATA SYSTEMS COM 285661104 4422 90820 SH SHARED 01 02 0 90820 0
FED. NAT.MORTGAGE COM 313586109 3776 54533 SH SHARED 01 02 0 54533 0
FOX ENTERTAINMENT GROUP COM 35138T107 467 17230 SH SHARED 01 02 0 17230 0
FRONTIER CORP COM 35906P105 244 4700 SH SHARED 01 02 0 4700 0
GENERAL ELECTRIC COM 369604103 3278 29631 SH SHARED 01 02 0 29631 0
GILLETTE COM 375766102 203 3410 SH SHARED 01 02 0 3410 0
HEWLETT-PACKARD COM 428236103 3677 54230 SH SHARED 01 02 0 54230 0
IBM INT'L BUSINESS MACH COM 459200101 3924 22140 SH SHARED 01 02 0 22140 0
INTEL CORP COM 458140100 4542 38130 SH SHARED 01 02 0 38130 0
INTERNET SECURITY SYSTEMS COM 450306105 305 3832 SH SHARED 01 02 0 3832 0
LILLY (ELI) COM 532457108 4028 47459 SH SHARED 01 02 0 47459 0
MCI WORLDCOM COM 55268B106 5404 61016 SH SHARED 01 02 0 61016 0
MONSANTO COM 611662107 3575 77814 SH SHARED 01 02 0 77814 0
PFIZER INC COM 717081103 3971 28620 SH SHARED 01 02 0 28620 0
PHARMACIA & UPJOHN COM 716941109 437 7000 SH SHARED 01 02 0 7000 0
PHILIP MORRIS COM 718154107 1649 46860 SH SHARED 01 02 0 46860 0
RITE AID CORP COM 767754104 5578 223123 SH SHARED 01 02 0 223123 0
SAFEWAY INC COM 786514208 4824 94020 SH SHARED 01 02 0 94020 0
SBC COMMUNICATIONS COM 78387G103 3739 79348 SH SHARED 01 02 0 79348 0
TEXACO COM 881694103 4052 71400 SH SHARED 01 02 0 71400 0
WAL-MART STORES INC. COM 931142103 3707 40208 SH SHARED 01 02 0 40208 0
WALGREEN COM 931422109 4182 148050 SH SHARED 01 02 0 148050 0
SBC COMMUNICATIONS COM 78387G103 3739 79348 SH SHARED 01 02 0 79348 0
TEXACO COM 881694103 4052 71400 SH SHARED 01 02 0 71400 0
WAL-MART STORES INC. COM 931142103 3707 40208 SH SHARED 01 02 0 40208 0
WALGREEN COM 931422109 4182 148050 SH SHARED 01 02 0 148050 0
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